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UNITED STATES of America, Plaintiff-Appellee, v. John Gary WINSTON, Defendant-Appellant

United States Court of Appeals for the Eighth Circuit2017-01-10No. No. 15-3739
845 F.3d 876

Summary

Holding. The district court properly determined that Winston's Arkansas second-degree battery conviction constituted a violent felony under the Armed Career Criminal Act because the statutory elements necessarily require the use of physical force capable of causing injury. The judgment is affirmed.

John Gary Winston pleaded guilty to being a felon in possession of a firearm. Under the Armed Career Criminal Act, he faced a mandatory minimum of 15 years imprisonment because he had prior convictions qualifying as violent felonies or serious drug offenses. Winston contested whether two of his Arkansas convictions—second-degree battery and first-degree terroristic threatening—counted as violent felonies under federal law.

To qualify as a violent felony, a crime must have as an element the use, attempted use, or threatened use of physical force capable of causing pain or injury. The court applied a modified categorical approach, examining the charging documents to determine which specific version of the battery statute Winston violated. The court determined that Winston was convicted under the version requiring he cause physical injury by means of a deadly weapon with the purpose of causing physical injury. This statutory element necessarily involves physical force.

Winston argued that causing physical injury differs from using physical force, but the court rejected this distinction. The court concluded that it is impossible to inflict bodily injury without exerting force capable of producing that result. Therefore, the battery conviction qualified as a violent felony, satisfying the government's burden of proving at least three qualifying prior convictions.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether Arkansas second-degree battery constitutes a violent felony under 18 U.S.C. § 924(e)
  • Whether causing physical injury is equivalent to using physical force for purposes of the ACCA definition
  • Application of the modified categorical approach to determine the specific offense of conviction

Procedural posture

Winston appealed his Armed Career Criminal Act sentencing enhancement after pleading guilty to felon in possession of a firearm.

Authorities cited

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Cited by (1)

Opinion

majority opinion

COLLOTON, Circuit Judge.

John Gary Winston pleaded guilty to unlawful possession of a firearm as a previously convicted felon, in violation of 18 U.S.C. § 922(g)(1). Under the Armed Career Criminal Act, a defendant with three or more prior convictions for a serious drug offense or violent felony is subject to a statutory minimum of 15 years’ imprisonment and a maximum of life. 18 U.S.C. § 924(e)(1). At sentencing, the district court determined that Winston had sustained four qualifying prior felony convictions — one serious drug offense and three violent felonies. Winston acknowledges two qualifying prior convictions, but he argues on appeal that his Arkansas convictions for second-degree battery and first-degree terroristic threatening are not violent felonies under the statute.

The term “violent felony” means, among other things, “any crime punishable by imprisonment for a term exceeding one year ... that — (i) has as an element the use, attempted use, or threatened use of physical force against the person of another.” 18 U.S.C. § 924(e)(2)(B). The “physical force” required is “violent force — that is, force capable of causing physical pain or injury to another person.” Johnson v. United States, 559 U.S. 133, 140, 130 S.Ct. 1265,176 L.Ed.2d 1 (2010).

To determine whether a crime of conviction is a violent felony under this subsection, we apply a “categorical approach” and determine whether the elements of the crime of conviction necessarily require the use, attempted use, or threatened use of physical force. See United States v. Lindsey, 827 F.3d 733, 738-39 (8th Cir. 2016). If the statute of conviction defines more than one crime by listing alternative elements, we apply a “modified categorical approach” to determine which of the alternatives was the offense of conviction. Mathis v. United States, — U.S. —, 136 act 2243, 2249,195 L.Ed.2d 604 (2016). The court may consider a limited class of documents in the judicial record, including the charging document, written plea agreement, and plea colloquy transcript, to make the determination. Shepard v. United States, 544 U.S. 13; 26, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005). The district court applied the modified categorical approach and concluded that both disputed convictions qualified as violent felonies.

Winston argues that the district court erred because neither statute defining the two offenses of conviction requires the use, attempted use, or threatened use of physical force against the person of another. Because Winston acknowledges two qualifying prior convictions, the government need only establish that one of the other two also counts. We conclude that the battery offense qualifies and need not address the conviction for terroristic threatening.

The Arkansas second-degree battery statute under which Winston was convicted includes four alternative offenses. Winston’s charging document shows adequately that he was convicted under the second alternative: “A person commits battery in the second degree if ... [w]ith the purpose of causing physical injury to another person, he causes physical injury to any person by means of a deadly weapon other than a firearm.” Ark. Code Ann. § 5-13-202(a)(2) (1997). Although the charging document mistakenly referred at one point to “Battery in the First Degree,” the cover sheet and the summary of the charge referred to “Battery in the Second Degree,” and Winston concedes that he was convicted of the second-degree offense. The charging document alleged that Winston acted with “the purpose of causing physical injury” by means of a “deadly weapon,” and subsection (a)(2) is the only provision that pairs those two elements. The charge did omit the statutory phrase “other than a firearm” after “deadly weapon,” but the allegation still would have satisfied subsection (a)(2) as long as the proof involved a weapon other than a firearm. The charge that Winston caused physical injury with the purpose of causing physical injury points to subsection (a)(2). We discern no error in the district court’s conclusion on this point.

Winston contends, however, that physical injury is not the equivalent of physical force, and that a defendant might cause physical injury without using physical force. For this reason, Winston asserts that the batteiy offense does not contain the necessary element that he used physical force. We reject Winston’s position for the reasons given by Justice Scalia’s concurring opinion in United States v. Castleman, — U.S. —, 134 S.Ct. 1405, 188 L.Ed.2d 426 (2014): “[Pjhysical force” means force “capable of causing physical pain or injury to another person,” Johnson, 559 U.S. at 140,130 S.Ct. 1265, and “it is impossible to cause bodily injury without using force ‘capable of producing that result.” 134 S.Ct. at 1416-17 (Scalia, J., concurring). “Physical force” is “force exerted by and through concrete bodies,” as opposed to “intellectual force or emotional force,” Johnson, 559 U.S. at 138, 130 S.Ct. 1265, and it need not be applied directly to the body of the victim. Hypothetical scenarios involving no physical contact by the perpetrator (luring a victim to drink poison or infecting a victim with a disease) do not avoid coverage under § 924(e)(2)(B)(i). See Castleman, 134 S.Ct. at 1414-15 (opinion of the Court). Winston’s effort to show daylight between physical injury and physical force is therefore unsuccessful. See United States v. Vinton, 631 F.3d 476, 485-86 (8th Cir. 2011). The district court properly counted the battery conviction as a violent felony.

For these reasons, the district court did not err in concluding that Winston had been convicted of at least three violent felonies or serious drug offenses, and that he was subject to enhanced punishment as an armed career criminal. The judgment of the district court is affirmed.

. The Honorable Susan Webber Wright, United States District Judge for the Eastern District of Arkansas.

. The statute provided as follows:

la) A person commits battery in the second degree if:

(1) With the purpose of causing physical injury to another person, he causes serious physical injury to any person;

(2) With the purpose of causing physical injury to another person, he causes physical injury to any person fay means of a deadly weapon other than a firearm;

(3) He recklessly causes serious physical injury to another person by means of a deadly weapon; or

(4) He intentionally or knowingly without legal justification causes physical injury to one he knows to be: [a member of one of the listed protected classes].

Ark. Code Ann. § 5-13-202(a) (1997).