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In the INTEREST OF JAIRUS J. V., A Juvenile Under the Age of Seventeen, Appellant.

Court of Appeals of South Carolina2019-01-04No. Appellate Case No. 2016-001654; Opinion No. 5607
823 S.E.2d 208425 S.C. 481

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Opinion

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FACTS/PROCEDURAL HISTORY

Appellant was charged with discharging a firearm into a dwelling, possession of a pistol by a person under the age of eighteen, possession of a stolen handgun, discharging a firearm within the city limits, and possession of a handgun with an obliterated serial number. The charges stemmed from two separate incidents during which Appellant accidentally fired a pistol while toying with it inside his bedroom. The second incident resulted in Appellant being admitted to the hospital with a self-inflicted gunshot wound to his hand. When law enforcement recovered the handgun, the serial number appeared illegible, having been marked with deep scratches and gouges; however, officers were eventually able to decipher the number and learn the gun had been stolen.

Prior to trial, Appellant pled guilty to two counts of discharging a firearm within city limits and one count of possession of a handgun by a person under the age of eighteen. The family court held a bench trial on the charges of possession of a stolen handgun and possession of a handgun with an obliterated serial number. The facts were largely undisputed; the only issues were whether the serial number was obliterated within the meaning of section 16-23-30 of the South Carolina Code (2015) and whether Appellant knew or should have known the gun had been stolen.

The State took the position that the clear meaning of obliterated, as used in the statute, was to attempt to get [the serial] number to be unreadable. In support of this argument, the State submitted into evidence two pictures of the handgun, which depicted the serial number as indecipherable due to deep scratches. Although the State acknowledged [i]t took four law enforcement officers who look at guns everyday [a] significant period of time before one was finally able to decipher the serial number, it contended any reasonable person would have considered the serial number unreadable.

Appellant argued the serial number had merely been scratched and therefore was not obliterated. Furthermore, Appellant contended that because obliterated is an uncommon term and not defined by statute or case law, the family court must consider alternative definitions. Citing the Oxford English Dictionary, Appellant noted the term meant to destroy utterly, to wipe out ... annihilate, demolish, eliminate. Appellant asserted the serial number could be obliterated by means of a grinder to grind it flat, but regardless, it must be completely done away with in order to be considered obliterated.

Following the trial, the family court found Appellant not guilty as to the charge of possession of a stolen handgun and guilty as to the charge of possession of a handgun with an obliterated serial number. The court sentenced Appellant to a ninety-day sentence with probation for one year to follow. This appeal followed.

STANDARD OF REVIEW

In criminal cases, the appellate court sits to review errors of law only. State v. Baccus , 367 S.C. 41, 48, 625 S.E.2d 216, 220 (2006). [A]n appellate court is bound by the trial courts factual findings unless they are clearly erroneous. State v. Gordon , 414 S.C. 94, 98, 777 S.E.2d 376, 378 (2015). A finding is clearly erroneous if it is not supported by the record. State v. Scott , 406 S.C. 108, 113, 749 S.E.2d 160, 163 (Ct. App. 2013) (quoting State v. Shuler , 344 S.C. 604, 620, 545 S.E.2d 805, 813 (2001) ). This court must affirm an adjudication of delinquency unless it is unsupported by the evidence. In re John Doe , 318 S.C. 527, 534, 458 S.E.2d 556, 561 (Ct. App. 1995).

LAW/ANALYSIS

Appellant contends the family court erred in adjudicating him guilty of possession of a handgun with an obliterated serial number, arguing the number was not obliterated because it was eventually recovered.

I. Section 16-23-30

Section 16-23-30(C) of the South Carolina Code (2015) provides: A person shall not knowingly buy, sell, transport, pawn, receive, or possess any stolen handgun or one from which the original serial number has been removed or obliterated. Neither statute nor South Carolina case law defines the term obliterated. The family court, in determining the State carried its burden of proof, made the implicit finding that Appellants proffered definition of obliterated was not what the Legislature intended when drafting section 16-23-30. Because this case raises a novel question of law regarding the interpretation of a statute, we review the family courts decision de novo. State v. Sweat , 379 S.C. 367, 374, 665 S.E.2d 645, 649 (Ct. App. 2008), affd as modified , 386 S.C. 339, 688 S.E.2d 569 (2010) (In a case raising a novel question of law regarding the interpretation of a statute, the appellate court is free to decide the question with no particular deference to the lower court.).

Penal statutes are strictly construed against the State and in favor of the defendant. State v. Morgan , 352 S.C. 359, 365, 574 S.E.2d 203, 206 (Ct. App. 2002). The cardinal rule of statutory construction is to ascertain and effectuate the intent of the legislature. Hodges v. Rainey , 341 S.C. 79, 85, 533 S.E.2d 578, 581 (2000). As such, a court must abide by the plain meaning of the words of a statute. State v. Jacobs , 393 S.C. 584, 587, 713 S.E.2d 621, 622 (2011). When faced with an undefined statutory term, the court must interpret the term in accord with its usual and customary meaning. Morgan , 352 S.C. at 366, 574 S.E.2d at 206. In doing so, we must read the statute so that no word, clause, sentence, provision, or part shall be rendered surplusage, or superfluous. In re Matter of Decker , 322 S.C. 215, 219, 471 S.E.2d 462, 463 (1995) (quoting 82 C.J.S. Statutes § 346 ).

In South Carolina, the construction of the term obliterated has been limited to cases addressing whether a portion of a will has been revoked. These cases extend from the presidency of Thomas Jefferson, through the year Woodrow Wilson was elected, all the way in to the first year of the Eisenhower Administration. See Pringle v. McPherson , 2 S.C. Eq. 524, 525 (S.C. Ch. 1807) (explaining clause in will was obliterated; yet was quite legible); Brown v. Brown , 91 S.C. 101, 74 S.E. 135, 136 (1912) (describing as obliterated words in a will that had a single pen line drawn through them, leaving them thoroughly legible); Stevens v. Royalls , 223 S.C. 510, 512, 77 S.E.2d 198, 199 (1953) (finding a clause in a will was obliterated when it had been stricken by the drawing of single lines with pen through the typing, but [was] entirely legible). In those cases, a writing is sufficiently obliterated so long as the testators intent to cancel or erase is apparent on the face of the will or instrument. See 95 C.J.S. Wills § 432 (Revocation by obliterating may be effected by drawing lines across the signatures of the testator and the witnesses, as well as by erasing, or blotting out the words of the will. A will may be obliterated or cancelled within the meaning of a revocation statute, even though the words are not erased or blotted out to the extent that the nature of the will before the cancellation, or its provisions, cannot be discovered. A line drawn through the writing is, doubtless, obliteration although it may leave it as legible as it was before.) (citations omitted).

Although the word obliterated as it is used in the parlance of wills does not require the total annihilation of the object obliterated, the definitions that Appellant rely on evidently do. Appellant cites Blacks Law Dictionary, which defines obliteration as to destroy; wipe or rub out; erase; erasure or blotting out of written words. Blacks Law Dictionary, 741 (Abridged Sixth Ed. 1991). Additionally, the American Heritage Dictionary defines the term as to do away with completely so as to leave no trace. American Heritage College Dictionary 942 (3d ed. 1993). In Websters Dictionary, the term means to blot out or wear away, leaving no traces; erase; efface. Websters New World College Dictionary 995 (4th ed. 2008). While these definitions appear to support Appellants view that obliterated means something more than to scratch out, we do not believe they capture the meaning of the word as it is used in section 16-23-30. See Hodges , 341 S.C. at 85, 533 S.E.2d at 581 (The cardinal rule of statutory construction is to ascertain and effectuate the intent of the legislature.).

Initially, we note section 16-23-30(C) uses the terms removed or obliterated. While the term removed has varied applications, the definition most likely to be employed in the context of a removed serial number would be to take off ... to do away with; ... to get rid of; eliminate. Websters New World College Dictionary 1213 (4th ed. 2008). Cleary, a serial number that has been ground to dust could be considered removed or obliterated under any of the aforementioned definitions; however, giving meaning to both words, one of them must apply to the situation when a serial number has not been completely destroyed but is still imperceptible to the naked eye. Because the word removed ordinarily connotes that something has been eliminated or taken off entirely, we believe the use of the word obliterated implies a degree of erasure that is less demanding than removed but sufficient to render the serial number defaced or unreadable. This interpretation gives effect to both words and does not result in a redundancy in the statute. See In re Matter of Decker , 322 S.C. at 219, 471 S.E.2d at 463 (A statute should be so construed that no word, clause, sentence, provision or part shall be rendered surplusage, or superfluous. (quoting 82 C.J.S. Statutes § 346 ) ). Accordingly, we reject the notion that a serial number must be completely erased to be considered obliterated under section 16-23-30.

Moreover, we are persuaded by the reasoning of federal courts that have addressed similar questions under federal firearms statutes and sentencing guidelines. Particularly, we believe the Ninth Circuits opinion in United States v. Carter , which was the first federal appellate court opinion to construe the meaning of altered or obliterated in the context of a firearms offense, lays out an appropriate standard going forward. 421 F.3d 909, 910 (9th Cir. 2005). In Carter , the defendant, who was facing a sentencing enhancement for possessing a firearm with an altered or obliterated serial number, argued that because law enforcement ultimately discerned the serial number using a microscope, it could not be considered altered or obliterated within the meaning of the federal sentencing guidelines. Id . After consulting various dictionaries to survey the ordinary meaning of both words, the court determined the dictionary definition of obliterated was inconclusive and looked to the legislative purpose behind sentencing enhancements for offenses involving altered or obliterated serial numbers.

[The guideline] intends to discourag[e] the use of untraceable weaponry. This purpose is advanced not only by punishing those who possess untraceable firearms, but also by punishing those who possess firearms that are more difficult, though not impossible, to trace because their serial numbers have been defaced. As this case aptly demonstrates, it may be difficult to determine, from a visual inspection alone, whether a serial number that appears defaced is, in fact, untraceable when scientific means are employed. On the street, where these guns often trade and where microscopy is rarely available, one cannot readily distinguish between a serial number that merely looks untraceable and one that actually is. At that level it is appearances that count: A gun possessor is likely to be able to determine only whether or not his firearm appears more difficult, or impossible, to trace.

Id . at 914-15 (quoting United States v. Seesing, 234 F.3d 456, 460 (9th Cir. 2001) ). The court in Carter therefore held that for purposes of the federal sentencing guidelines, a firearms serial number is altered or obliterated when it is materially changed in a way that makes accurate information less accessible. Id . at 910.

Following Carter , a number of other federal circuits reached substantially identical conclusions when addressing the meaning of altered, removed, or obliterated under the federal firearms statute or sentencing guidelines. See United States v. Hayes , 872 F.3d 843, 847 (7th Cir. 2017) (holding a serial number was altered or obliterated when covered with paint-like substance); United States v. Justice , 679 F.3d 1251, 1254 (10th Cir. 2012) (interpreting the federal firearms statute and holding that obliterate means to make undecipherable or imperceptible by obscuring, covering, or wearing or chipping away (quoting Websters Third New International Dictionary 1557 (2002) ) ); United States v. Perez , 585 F.3d 880, 885 (5th Cir. 2009) (holding evidence was sufficient to show serial number had been materially changed in a way that made its accurate information less accessible, and that it had been altered or obliterated ); United States v. Jones , 643 F.3d 257, 259 (8th Cir. 2011) (adopting the Ninth Circuits reasoning in Carter to hold that a partially defaced serial number was altered or obliterated); but see United States v. Harris , 720 F.3d 499, 503 (4th Cir. 2013) (holding a serial number that was marked with deep scratches but still legible to be altered rather than obliterated). We find these cases instructive and similarly choose to adopt the rule espoused in Carter . Accordingly, we hold that a serial number has been obliterated when it is materially changed in a way that makes accurate information less accessible. Carter , 421 F.3d at 910.

II. Sufficiency of Evidence

Having determined a serial number is obliterated when it is materially changed in a way that makes accurate information less accessible, we address whether the evidence supports Appellants conviction for possession of a handgun with an obliterated serial number. We find that it does.

Here, the family court viewed two pictures of the handgun, both showing the serial number to be scratched beyond comprehension.

Appellant acknowledged the pictures accurately depicted the handgun. It follows that Appellant also assumed the serial number was unreadable and therefore untraceable. See id. at 915 ([I]f ... a defendant cannot visually distinguish ... a would-be untraceable firearm from one that is in fact untraceable, it makes little sense for him to be punished in the latter circumstance but to escape punishment in the former.). While the family court knew police officers were ultimately able to discern the serial number, the question of whether the serial number was sufficiently marred to be considered obliterated was within the province of the fact-finder. Because there is evidence in the record showing the serial number was obliterated, i.e. materially changed in a way that made the serial number less accessible, the family courts factual findings are not clearly erroneous. See State v. Gordon , 414 S.C. at 98, 777 S.E.2d at 378 ([A]n appellate court is bound by the trial courts factual findings unless they are clearly erroneous.). See In re John Doe , 318 S.C. at 534, 458 S.E.2d at 561 (stating this court must affirm an adjudication of delinquency unless it is unsupported by the evidence).

CONCLUSION

Based on the foregoing, the decision of the family court is

AFFIRMED.

THOMAS AND GEATHERS, JJ., concur.