OPINION OF THE COURT BY JUSTICE HUGHES
Melinda Turner was convicted of the stabbing death of her boyfriend, Maxwell Pomeroy, Jr. She appeals as a matter of right from a judgment of the Scott Circuit Court sentencing her to thirty years imprisonment for murder and for being a first-degree persistent felony offender. Turner alleges that the trial court erred by: 1) permitting the Commonwealth to elicit testimony from the coroner about the victims estimated time of death; 2) denying her motion to continue the trial; 3) granting the Commonwealths motion to disqualify one of her attorneys; 4) allowing the Commonwealth to introduce evidence about the victims state of mind prior to his murder; and 5) failing to properly instruct the jury as to self-defense and extreme emotional disturbance. For the following reasons, we affirm the judgment and sentence.
FACTS AND PROCEDURAL HISTORY
Over a period of several months, Turner and Pomeroy had a tumultuous courtship which ended with Pomeroys death by stabbing on August 9, 2010. Initially, Turner and Pomeroy lived in a residence with Pomeroys parents, but later the couple moved into an Owen County farmhouse owned by Turners family. Due to their turbulent relationship, Turner and Pomeroy briefly stopped seeing each other. At one point, Pomeroy expressed an interest in moving to another state to get away from Turner, but he ultimately remained in Kentucky. Eventually the couple reconciled, with Pomeroy moving into a house with Turner and her family in Georgetown, Kentucky, where he resided at his death.
Several weeks before the murder, Turner and Pomeroy visited Misty Johnsons residence, and while there they argued over Pomeroys interest in moving back in with his parents. Two days before the murder, Pomeroy and Turner had another altercation which spilled out into the yard outside their home. According to Gina Jones, when she arrived at her mothers home that Saturday evening, she observed Pomeroy standing over Turner outside the couples residence. Jones recalled Pomeroys explanation for the altercation-Pomeroy was concerned that Turner was going to stab and kill him and that she had succeeded in chasing him from their home. Jones described Turner as being loud and aggravated. After Jones asked the pair if she needed to call the police, Pomeroy requested that she not contact them explaining that the pair had been drinking.
Less than forty-eight hours later, Pomeroy was dead. The morning of the murder, Turner and Pomeroy appeared to be getting along as they cooked breakfast together. That night, however, Turner contacted the police to report that three black men had broken into their home and murdered her boyfriend. Approximately two minutes after Turners call to 911, Deputy Mike Litteral arrived at the scene of the crime. Deputy Litteral recalled not hearing anything when he initially arrived at the home, but after Turner observed him through the window, she began to scream and cry hysterically. The residence was in shambles with items out of place or damaged. When questioned by the police, Turner reiterated that three black men had broken into the home and murdered Pomeroy. Pomeroy had a stab wound, three inches wide and over six inches deep, that penetrated his heart and a superficial stab wound near his back shoulder blade.
After the police confirmed that Pomeroy was dead, they contacted the Scott County coroner, John Gobles, who arrived on the scene approximately eight to ten minutes later. Upon examining Pomeroys body, the coroner concluded that Pomeroy had been dead for two to three hours, which directly contradicted Turners account that he had been murdered minutes before she contacted the police. Accordingly, the police focused their investigation on Turner. Examination of Turner at the hospital revealed a bruise on her arm and a small waist abrasion, but no obvious hand injuries. At the hospital, Turner was tested for the presence of drugs and alcohol, and while there were no drugs found in Turners system, her blood alcohol concentration nearly five hours after she called the police was .09%.
While Turner claimed that one of the three unknown assailants killed Pomeroy, she allegedly told a different story to her friend, Misty Johnson. According to Johnson, Turner admitted to accidentally stabbing and killing Pomeroy. Further, Turner informed Johnson that she had asked her brother to dispose of the murder weapon and considered asking him to bury the body as well.
In November 2010, Turner was indicted by the Scott County grand jury for the murder of Pomeroy as well as for being a first-degree persistent felony offender. Turners trial was frequently delayed for reasons not apparent from the record on appeal, and she was not tried until January 2016. At trial, Turner declined to testify. As noted, she was convicted of wanton murder and for being a first-degree persistent felony offender, and the trial court sentenced her to thirty years imprisonment as recommended by the jury.
ANALYSIS
I. The Coroners Testimony Regarding Pomeroys Time of Death Was Properly Admitted.
Turner alleges that the trial court erred by permitting the Commonwealth to introduce the testimony of the local coroner, Gobles, concerning time of death. Prior to trial, Turner filed a motion to exclude Gobless testimony contending that he was not an expert in determining time of death and that the method he used to render his conclusions did not satisfy the requirements of Kentucky Rule of Evidence (KRE) 702. The trial court denied Turners motion after hearing argument at a hearing on December 11, 2015.
At trial Gobles testified that he had been the Scott County coroner for fourteen years. Prior to his service as coroner, Gobles worked for the Kentucky State Police for twenty years. In his coroner position, Gobles received in-service training with the medical examiner along with eighteen hours per year of continuing education. In addition to his statutorily-mandated training, pursuant to Kentucky Revised Statute (KRS) 72.415, Gobles stated that he had conducted approximately 1,500 death investigations.
After stating his qualifications, Gobles explained to the jury that a series of factors, mostly related to changes to the victims body, are involved in assessing time of death. Among the factors that he would consider are: (1) the time the victim was last seen alive; (2) whether livor mortis had set in (can start within thirty minutes and is visible after approximately one hour); (3) whether rigor mortis had set in (can occur after a minimum of one hour, but usually occurs after two to three hours); (4) changes in body temperature (typically body temperature decreases 1.5 degrees per hour until the body reaches room temperature); and (5) whether there was pooling of blood (while also considering whether there had been changes in the color of the blood or if it had dried). Gobles stated that none of these factors is dispositive, rather he considers each factor in assessing time of death.
After being contacted by police, it took Gobles approximately eight to ten minutes to arrive on scene. Although he was informed that the murder was the result of a just-completed home invasion, Gobles observed several factors which cast doubt on the idea that the murder had just occurred. Specifically, Gobles noted that rigor mortis had set in and that the body was very stiff, suggesting that Pomeroy had been dead for approximately two hours. Additionally, blood from Pomeroys body had pooled and blood smears on his pants had dried.
Gobles assessed Pomeroys body temperature with a thermometer. Gobles explained to the jury that the most accurate way to assess body temperature is to put the thermometer in the liver, but at the time of this murder he had not yet been trained to perform that procedure. Gobles identified two alternate methods to assess body temperature, rectally or aurally. He opted to assess Pomeroys body temperature aurally. Testing of Pomeroys ears revealed a left ear temperature reading of 94.4 degrees and a right ear temperature of 94.2 degrees. Based on these temperatures, Gobles concluded that Pomeroy had been dead for two to three hours. Gobles mentioned some potential considerations to be mindful of when relying on body temperature to assess time of death, including: (1) not everyones normal body temperature is 98.6 degrees; (2) any external source of heat; (3) cooling sources; and (4) illness. Gobles testified that he did not recall seeing a cooling or heating source that would have impacted his examination nor did he have reason to believe that Pomeroy had been sick. While Gobles concluded that Pomeroy had died approximately two to three hours prior to his examination, he noted that he was unable to identify with certainty the exact time of death.
When cross-examined by Turner, Gobles stated that while he had looked at the thermostat to identify the rooms temperature, he had not recorded that temperature. Gobles also acknowledged two additional factors that could impact a bodys cooling, i.e. , the presence of alcohol and the victim having a larger body mass.
The admissibility of expert testimony is evaluated pursuant to KRE 702. That rule provides:
If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise, if:
(1) The testimony is based upon sufficient facts or data;
(2) The testimony is the product of reliable principles and methods; and
(3) The witness has applied the principles and methods reliably to the facts of the case.
KRE 702 was drafted in response to Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993), which mandated the trial court to play the role of gatekeeper to prevent the admission of unreliable pseudoscientific evidence. Holbrook v. Commonwealth , 525 S.W.3d 73, 78 (Ky. 2017) (citing Miller v. Eldridge, 146 S.W.3d 909, 914 (Ky. 2004) ). [A] trial courts task in assessing proffered expert testimony is to determine whether the testimony both rests on a reliable foundation and is relevant to the task at hand. Id. (quoting Futrell v. Commonwealth , 471 S.W.3d 258, 282 (Ky. 2015) ).
To assess whether the proposed expert testimony is reliable, a trial court may consider a number of non-exclusive factors including: whether the principle, theory, or method in question can be (and has been) tested, whether it has been subjected to peer review and publication, whether it has a known or potential rate of error, and whether it enjoys acceptance within a relevant scientific community. Futrell , 471 S.W.3d at 282 (quoting Daubert , 509 U.S. at 593-94, 113 S.Ct. at 2796-97 ). We review a trial courts determination whether a witness is qualified to give expert testimony for an abuse of discretion. Smith v. Commonwealth, 454 S.W.3d 283, 285-86 (Ky. 2015) (citing Brown v. Commonwealth , 416 S.W.3d 302, 309 (Ky. 2013) ). The test for abuse of discretion is whether the trial judges decision was arbitrary, unreasonable, unfair, or unsupported by sound legal principles. Goodyear Tire & Rubber Co. v. Thompson , 11 S.W.3d 575, 581 (Ky. 2000) (citing Commonwealth v. English, 993 S.W.2d 941, 945 (Ky. 1999) ).
In the case at bar, it appears that the trial court did not conduct a formal Daubert hearing. Further, due to the aforementioned audio recording issues during the hearing on this issue, we do not have the benefit of counsels oral arguments or the trial courts thoughts as to why the proffered expert testimony was admissible. However, our review of the available record demonstrates that the trial court did not abuse its considerable discretion in concluding that Gobles was an expert or permitting him to offer his opinion concerning the time of Pomeroys death.
Turner takes issue with Gobles being permitted to testify claiming that he was not an expert and that the science of time of death is severely lacking credibility. We disagree with Turners assertion that Gobles was not an expert. Turner seeks to diminish Gobless experience by emphasizing that he is not a licensed medical doctor and that he had only one hundred and four hours of medical training to determine time of death. This argument purposefully overlooks Gobless significant experience both as Scott County coroner for fourteen years and with the Kentucky State Police for twenty years. Moreover, as part of his professional experience as coroner, Gobles conducted approximately 1,500 death investigations. As such, Gobless background, training and experience qualify him to render an opinion on the timing of Pomeroys death.
Further, Turners criticisms about the methods Gobles employed to assess Pomeroys body temperature are unpersuasive to bar Gobless testimony. These criticisms were properly brought out on cross-examination and Turner was able to argue to the jury about what weight or credibility they should afford Gobless testimony. In sum, due to Gobless considerable experience with death investigations with the Kentucky State Police and as the Scott County coroner, along with the training and education he received in the latter position, we cannot say that the trial court abused its discretion in permitting him to testify as an expert.
We also reject Turners contention that Gobless expert testimony was not reliable. As admitted by Turner, Gobles did not offer a definitive time of death, but rather offered his expert opinion to identify a general time frame during which Pomeroy had died. Gobless testimony had the proper caveats so that the jury was aware that he was only identifying a general time frame during which he believed that Pomeroys death occurred. Moreover, Gobless approach was consistent with the publications cited to this Court by Turner. See , e.g., Samuel D. Hodge Jr. & Nicole M. Saitta, Behind the Closed Doors of the Coroners Office-the Medical/Legal Secrets Involving an Autopsy , 32 Temp. J. Sci. Tech. & Envtl. L. 1, 6 (2013) (time of death and [the postmortem interval] cannot be determined with exactness and are merely given as estimates and ranges). Additionally, the techniques employed by Gobles to assess time of death generally match those identified in the publications cited to the Court-[t]he traditional method of establishing the time of death is the rate method, and common factors utilized include the rate of cooling of the body (algor mortis), the initiation and duration of rigor mortis and livor mortis, as previously discussed, determination of potassium concentration in the vitreous humor of the eyes, and forensic entomology. Id. at 7. Further, we note that Turner was able to attack Gobless estimation of Pomeroys time of death through vigorous cross-examination. The trial court did not err in admitting Gobless probative and relevant testimony.
II. The Trial Court Did Not Abuse Its Discretion in Denying Turners Motion for a Continuance.
Turner contends that the trial court erred by failing to grant her motion to postpone the trial. In April 2011, four months after Turners arraignment, the trial court scheduled Turners trial for March 2012, but the trial did not occur as scheduled. Turners trial was postponed repeatedly going forward. Among the dates selected for Turners case to be tried were: January 22, 2013; July 15, 2013; August 26, 2013; January 27, 2014; July 27, 2014; and December 15, 2014.
On December 4, 2014, Turner requested that the December 15, 2014, trial date be continued. As a basis for the motion, Turners counsel argued that he had recently learned that Turner had been previously hospitalized in a mental institution and needed time to obtain and review records concerning her hospitalization. Turners counsel also claimed to have just learned of Pomeroys treatment at a psychiatric institution and requested access to relevant materials concerning that treatment. Additionally, defense counsel Douglas Crickmer noted that he had been informed recently by the Commonwealth that Casey Holland, who was serving as Turners co-counsel with Crickmer, had represented Pomeroy in a fourth-degree assault case, in which Pomeroy was the defendant and Turner was the alleged victim. Defense counsel explained that [t]his representation occurred shortly before Max Pomeroys (sic) death. Mr. Holland is an experienced litigator with several murder trials under his belt, and it appears at this point that Mr. Holland may have to be replaced.
Responding to Turners motion to continue, the Commonwealth questioned why the defense had not investigated these mental health issues earlier and noted that Pomeroys hospitalization had been referenced in discovery turned over to Turner shortly after her arraignment. With regard to Hollands prior representation of Pomeroy, the Commonwealth stated [t]his matter will likely become a relevant (and contested) issue in the trial of the above-styled case. The Commonwealth believes, therefore, that Mr. Holland cannot ethically represent Ms. Turner at trial. It should be noted that the Commonwealth became aware of this conflict approximately one month ago and immediately notified Mr. Holland of its concern.
The trial court granted Turners motion to continue and the case was rescheduled for trial on August 17, 2015, with a backup trial date of December 14, 2015. On July 9, 2015, Turner requested a continuance from August to the December backup trial date on the grounds that Holland was unavailable to participate due to medical issues. Turner explained that Holland had been involved with this case as co-counsel for four years and was responsible for close to half of the witness trial examination work[.] Further, due to staffing issues, Turner opined that another attorney would be unavailable to assist in August but could be available by the December 2015 trial date, if Holland was unable to return.
In its objection to Turners motion to continue, the Commonwealth noted that this was the second occasion in which Turner had moved for a continuance due to Holland taking an extended leave of absence. Also, the Commonwealth explained that [it] had spent considerable time and resources preparing for the August 2015 trial[,] the case had been pending in circuit court for nearly five years, and that even without Holland, Turner was represented by skilled counsel who had sufficient time to prepare for trial.
Turners motion to continue was granted and her trial was rescheduled for December 14, 2015. However, the trial did not begin on that day because the trial court issued an order removing Holland as co-counsel for Turner. In order to give the Department [of Public Advocacy] ample time to provide substitute counsel to assist Turners remaining attorney, the trial court rescheduled Turners jury trial for January 19, 2016.
On January 4, 2016, Turner filed yet another motion to continue her trial. The basis for this motion, was Turners newly-assigned counsels claim that health problems and managerial responsibilities were impacting his ability to prepare for trial. The trial court denied Turners requested thirty-day continuance on January 8, 2016.
Pursuant to Kentucky Rule of Criminal Procedure (RCr) 9.04, the trial court may grant a postponement of trial if sufficient cause is shown by either party. In considering whether to grant a motion for a continuance, the trial court is vested with broad discretion. Dishman v. Commonwealth , 906 S.W.2d 335, 339 (Ky. 1995) (citing Pelfrey v. Commonwealth, 842 S.W.2d 524 (Ky. 1993) ). In Snodgrass v. Commonwealth, 814 S.W.2d 579 (Ky. 1991), overruled on other grounds by Lawson v. Commonwealth, 53 S.W.3d 534 (Ky. 2001), we identified seven factors trial courts should consider in assessing whether to grant a motion for a continuance. Id. at 581. Those factors are: length of delay; previous continuances; inconvenience to litigants, witnesses, counsel and the court; whether the delay is purposeful or is caused by the accused; availability of other competent counsel; complexity of the case; and whether denying the continuance will lead to identifiable prejudice. Id. (citing Wilson v. Mintzes, 761 F.2d 275, 281 (6th Cir. 1985) ). The last factor, identifiable prejudice, is particularly important; [c]onclusory or speculative contentions that additional time might prove helpful are insufficient. Bartley v. Commonwealth , 400 S.W.3d 714, 733 (Ky. 2013).
After considering the Snodgrass factors, the trial court clearly did not abuse its discretion in denying Turners motion to continue. While we agree with Turner that the complexity of her case and a minimal delay of thirty days are both factors that support granting a continuance, the remaining factors weigh heavily against Turner. Contrary to Turners assertion that the trial court had an arbitrary insistence upon expeditiousness, the record is clear that the opposite is true as substantial time was given to counsel to prepare this case for trial. Starting with her indictment in December 2010, Turner had five years to prepare for her January 2016 trial. Moreover, during that five-year period, the trial court granted two of Turners previous requests for a continuance and postponed the trial sua sponte, to permit Turners new co-counsel additional time to prepare. Also, while new co-counsel was appointed for Turner in December 2015, Turner continued to be represented throughout the proceedings by Crickmer who had been her counsel since his appointment at or shortly after her arraignment.
In denying Turners continuance motion, the trial court did not address whether the continuance would cause further inconvenience to counsel, litigants, or the court, but the Commonwealths objection to her July 2015 continuance suggests the delays were negatively impacting the Commonwealth. It is self-evident that delaying a trial repeatedly over a five-year period can create unseen complications and difficulties for all participants in the trial. Finally, while Turner argues that denial of the continuance prevented counsel from investigating possible defenses and mitigating factors, she fails to identify any additional action she would have taken with the benefit of additional time. Again, Turner had five years to prepare for trial, during which her co-counsel had ample time to plan a defense and consider mitigating evidence. Weighing the factors, including especially Turners inability to demonstrate any specific prejudice she suffered by the trial courts refusal to grant her a continuance, we cannot say that the trial court abused its discretion in denying her motion to continue.
III. The Trial Court Did Not Abuse Its Discretion in Disqualifying Holland From Representing Turner.
Turner alleges that the trial court erred by removing Casey Holland as her co-counsel because, in her view, there was no conflict of interest warranting his removal. Prior to trial, the Commonwealth had requested the disqualification of Holland due to his prior representation of Pomeroy. That representation began in April 2010, when Holland was appointed to represent Pomeroy, who had been charged with assault in the fourth degree (domestic violence) against Turner. The case against Pomeroy was continued in district court for one year, with the apparent understanding that it would be dismissed. However, while the case was still open, Pomeroy was murdered. Subsequently, Turner was charged with Pomeroys murder and Doug Crickmer was appointed to represent her. In late 2014, Holland was also assigned to represent Turner as co-counsel.
In November 2014, the Commonwealth learned of Hollands prior representation of Pomeroy and alerted defense counsel and the trial court about its concerns. Specifically, in responding to Turners December 2014 motion to continue, the Commonwealth stated that Hollands prior representation will likely become a relevant (and contested) issue in the trial of the above-styled case. The Commonwealth believes, therefore, that Mr. Holland cannot ethically represent Ms. Turner at trial. Despite this belief, the. Commonwealth did not file a motion to disqualify Holland until June 2015.
Subsequently, the trial court conducted a detailed review of the issue by: hearing arguments from counsel, conducting ex parte hearings with both the Commonwealth and Turners counsel concerning the proof in the case at bar, and considering materials submitted by Holland. Specifically, Holland submitted two memoranda prepared by senior attorneys with the Department of Public Advocacy (DPA), expressing their respective views that a conflict of interest did not exist. Additionally, Holland shared information with the trial court that he obtained from contacting the Ethics Hotline of the Kentucky Bar Association.
After considering all of the available information, the trial court concluded that there was a potential problem which mandated Hollands disqualification. The trial court was emphatic that that there is no implication in this matter that Mr. Holland has done anything improper, that he is knowingly doing anything improper in this matter, or that any of his representation has resulted in improper or unethical conduct by Mr. Holland. Moreover, the trial court praised Holland for his honest and frank answers when questioned as to any potential information that could trigger the disclosure of information he was aware of due to his representation of Pomeroy.
Despite Hollands candor, the trial court concluded that the two cases-Pomeroys assault case and Turners murder case-were materially related. The court focused on Supreme Court Rule (SCR) 3.130 (Rule 1.9(a) ) which provides that a lawyer who has formerly represented a client in a matter shall not thereafter represent another person in the same or a substantially related matter in which that persons interests are materially adverse to the interest of the former client unless the former client gives informed consent, in writing. Rule 1.9(c) prohibits the lawyer from using information relating to the prior representation to the disadvantage of the former client or revealing information about that representation except as otherwise allowed by the Rules of Professional Conduct.
After noting the timing of events involved in both cases, the trial court explained that [t]here is a relationship between the two parties because at the time of the assault and Mr. Pomeroys murder, Ms. Turner was his fiance (sic) and the nature of their relationship is a potential issue in this case even though the defense is not raising self-defense. Additionally, despite Turner signing waivers of any potential conflict concerning Hollands representation of Pomeroy, the trial court noted that Pomeroy was unable to consent to any potential problem as the rule envisions. The trial court was also very much concerned that there is evidence that could be introduced in this case by the prosecution that could raise a definite problem for Mr. Holland concerning his representation and loyalty to Mr. Pomeroy. Further, the trial court concluded that this conflict, which Holland would be obligated to reveal when it occurred, could very possibly result in a mistrial.
The trial court also expressed its concern about the public perception that justice was being properly administered if it were to permit Holland to continue to represent Turner. While the trial court was explicit that public perception alone should not mandate disqualification, the trial court was concerned about the appearance of Holland representing a defendant accused of killing Hollands former client, a man who was still his client at the time of his death. Noting this was a very unique case and will happen, if ever again, very rarely, the trial court held that disqualification was necessary to protect against future ethical problems concerning [Hollands] representation of his current client and his duties as an attorney for a former client, the alleged victim in this case. This will ensure the public that the [trial court] is acting fairly to all parties and that justice is being served.
While the defendants right to counsel is fundamental, there is no categorical right to the choice of specific counsel. Commonwealth v. Maricle , 10 S.W.3d 117, 121 (Ky. 1999) ; see also Wheat v. United States , 486 U.S. 153, 108 S.Ct. 1692, 1700, 100 L.Ed.2d 140 (1988) (holding that a trial court must recognize a presumption in favor of petitioners counsel of choice, but that presumption may be overcome not only by a demonstration of actual conflict but by a showing of a serious potential for conflict.). While disqualification is a drastic remedy that should be employed sparingly, we have held that it is warranted on occasion. See, e.g., Shoneys, Inc. v. Lewis , 875 S.W.2d 514 (Ky. 1994) (disqualifying counsel and suppressing information obtained by those attorneys). We review a trial courts ruling on a motion to disqualify an attorney for abuse of discretion. Calhoun v. Commonwealth , 492 S.W.3d 132, 138 (Ky. 2016).
Turner contends that the trial courts determination that the cases were substantially related was erroneous. She argues that Holland could ethically represent Turner because not only was information from the case regarding Mr. Pomeroy not used in the representation of Ms. Turner, but Mr. Holland did not even remember that he had represented Mr. Pomeroy, let alone what the case was even about. Further, Turner contends that to the extent there was a conflict, Pomeroys death removed it.
We disagree and conclude that Hollands prior representation of Pomeroy could have compromised his representation of Turner. The trial court with the benefit of a detailed hearing, including ex parte proceedings to assess the parties intended trial strategies, determined that there was a sufficient likelihood of an ethical conflict. Due to his prior representation of Pomeroy, the murder victim, in an domestic violence assault case where Turner, his current client, was the victim, Holland was potentially aware of information which could have become relevant at trial. If during trial Holland recalled information obtained during his representation of Pomeroy that would be relevant in his representation of Turner, he would face a serious dilemma about how to best protect the interests of both Pomeroy and Turner. The trial court with the benefit of detailed information from counsel, was deeply concerned that this circumstance could indeed come to pass. In that event one of two equally unappealing scenarios would occur: 1) Holland would be compromised in his representation of Turner, by not being able to effectively cross-examine witnesses and fully present a defense based on the information concerning Pomeroy or 2) Holland would disclose information about his prior representation of Pomeroy, potentially triggering a mistrial.
Moreover, it appears that the trial courts concern was warranted given that Turners trial attorneys ultimately requested instructions for extreme emotional disturbance and self-defense. In making an argument for the inclusion of those instructions, there is a significant chance that Hollands prior knowledge through representation of Pomeroy could have led to disclosure of information which would be relevant to Turners case, but at the same time create an unacceptable conflict of interest for Holland.
While Turner emphasizes Pomeroy is not a living client, the obligations of counsel under SCR 3.130 (1.9) survive the death of the client. Although this Court has never clearly addressed the matter, it is generally accepted throughout the country that the attorney-client privilege survives the clients death except in certain special circumstances pertaining to testamentary matters. In Swidler & Berlin v. United States , 524 U.S. 399, 410, 118 S.Ct. 2081, 2088, 141 L.Ed.2d 379 (1998), the United States Supreme Court rejected the proposition that criminal matters should be different and an attorney should be allowed to provide relevant testimony to an independent counsel following his clients death. The Court emphasized the common law rule and the adverse effect on the relationship if a client did not fully confide in his attorney for fear of posthumous disclosure. Sister state courts have consistently upheld the attorney-client privilege after the clients death. See, e.g., In re Miller , 357 N.C. 316, 584 S.E.2d 772 (2003) ( clients communications with his criminal defense attorney remained privileged after his death and not subject to waiver by his wife-executrix for use in a criminal prosecution involving the deceased clients paramour); Wesp v. Everson , 33 P.3d 191 (Colo. 2001) (sexual abuse defendants statements to his defense attorney remained privileged after his suicide and could not be revealed using a manifest injustice exception to the attorney-client privilege in civil suit by the step-daughter victim).
We share the trial courts concern that privileged information from Pomeroys domestic violence case remain confidential after his death, perhaps particularly so given that the current prosecution arises from Pomeroys murder by Turner, the victim in the earlier case. It is axiomatic that Pomeroys interest would be served by having his murderer identified and brought to justice in a trial where no counsel was laboring under a conflict of interest. Based on the foregoing, we conclude the decision to disqualify counsel, while a drastic remedy to be applied sparingly, was not an abuse of the trial courts discretion.
IV. The Trial Courts Admission of State-of-Mind Evidence Was Harmless Error.
Turner contends that the trial court erred by allowing the Commonwealth to introduce inadmissible hearsay testimony from Gayle Pomeroy, the victims mother, and Justin Humphrey, a friend of the victim, about the tumultuous nature of her relationship with Pomeroy. Specifically, Turner contends that this testimony was irrelevant, but that even if relevant unduly prejudicial. Gayle Pomeroy testified that her son wanted to get away from Turner, and yet the couple ultimately reconciled due to Turners claim that she was pregnant. Similarly, Humphrey testified that Pomeroy asked him to lie to Turner about where he was to avoid seeing her. The events that Gayle Pomeroy and Humphrey testified about did not occur close in time to the murder, but rather weeks and months earlier, during a rough patch in the relationship between Turner and Pomeroy. Over Turners objection, the trial court permitted the Commonwealth to introduce this hearsay testimony under the state-of-mind hearsay exception found in KRE 803(3).
KRE 803(3) permits the admission of hearsay testimony if it shows the declarants then existing state of mind, emotion, sensation, or physical condition (such as intent, plan, motive, design, mental feeling, pain, and bodily health). The party seeking admission of evidence pursuant to an exception for the hearsay rule has the burden of fitting it within the exception. Noel v. Commonwealth, 76 S.W.3d 923, 926 (Ky. 2002). Whether an out-of-court statement qualifies as an exception to the bar against hearsay depends on the circumstances of each case, and the trial courts ruling will not be disturbed unless clearly erroneous. Rucker v. Commonwealth , 521 S.W.3d 562, 571 (Ky. 2017) (citing Noel, 76 S.W.3d at 926 ).
Turner contends that Pomeroys state of mind was not relevant in the case at bar as it was not an issue in dispute in the Commonwealths case nor did she invoke a defense which would make evidence about Pomeroys state of mind relevant. Additionally, Turner argues that even if evidence of Pomeroys state of mind was relevant, it should have been excluded under KRE 403 as it was more prejudicial than probative.
The Commonwealth responds by noting that this Court has permitted the admission of statements concerning the victims future plans to break off a relationship with the offender under the state of mind exception to the hearsay rule. See, e.g., Dillon v. Commonwealth , 475 S.W.3d 1, 23 (Ky. 2015). Moreover, the Commonwealth contends that [a]llowing this type of evidence shows estrangement and bad feelings between [Turner] and her victim. Not only does the testimony reflect the state of mind for the victim, once it was relayed to [Turner], it establishes a motive for the stabbings.
The Commonwealth construes too broadly this Courts willingness to admit evidence under the state-of-mind exception. We have permitted the admission of evidence under the state-of-mind exception to demonstrate the victims intent to take imminent action against the perpetrator. See, e.g., Rucker , 521 S.W.3d at 571 (evidence of ultimatum that in three days defendant must either find a job or else leave the victims apartment was properly admitted); Ernst v. Commonwealth , 160 S.W.3d 744, 752-53 (Ky. 2005) (evidence of landlords intention to initiate eviction proceedings against the defendant in two days was properly admitted).
In this case, the Commonwealth introduced evidence concerning a tumultuous period in the relationship between Turner and Pomeroy that pre-dated the murder. Gayle Pomeroy testified to statements in May 2010 and Humphrey to statements in early summer 2010. The murder occurred August 9, 2010. While the statements did reflect Pomeroys state of mind at the time he made them, namely a desire to avoid Turner, these statements were too far removed from the time of the murder to be admissible under KRE 803(3). Indeed, Turner and Pomeroy ended up reconciling and living together for approximately a month prior to the murder. We reject the Commonwealths contention that this hearsay testimony provides a motive for the stabbings or reflects a growing animosity or tension relevant to the August 2010 murder.
Gayle Pomeroys and Humphreys testimony concerning Pomeroys state of mind weeks or even months prior to the murder was of minimal relevance. We agree with Turner that the trial court abused its discretion in permitting its introduction as state-of-mind testimony.
Although this testimony should not have been admitted at trial, that evidentiary error is deemed harmless if the reviewing court can say with fair assurance that the judgment was not substantially swayed by the error. Gaither v. Commonwealth , 521 S.W.3d 199, 205 (Ky. 2017) (quoting Winstead v. Commonwealth, 283 S.W.3d 678, 688-89 (Ky. 2009) ). We conclude that the admission of this testimony was harmless error as it did not substantially sway the judgment. The Commonwealths case against Turner was compelling, and her defense was seriously undermined by physical evidence and her admission of guilt to Johnson. Moreover, Gayle Pomeroys and Humphreys testimony had limited negative impact, as it only succeeded in demonstrating that Pomeroy and Turner had broken up for a time and reconciled, a common occurrence for many couples. Due to its harmless nature, the error does not compel reversal.
V. The Trial Court Properly Instructed the Jury.
Turner also contends that the trial court erred by failing to instruct the jury on self-defense or extreme emotional disturbance. In a criminal trial, the trial court is obligated to instruct the jury on the whole law of the case, and this rule requires instructions applicable to every state of the case deducible or supported to any extent by the testimony. Taylor v. Commonwealth, 995 S.W.2d 355, 360 (Ky. 1999) (citing RCr 9.54(1) ; Kelly v. Commonwealth, 267 S.W.2d 536, 539 (Ky. 1954) ). This obligation extends to lesser-included offenses and affirmative defenses, but is dependent upon there being sufficient evidence to warrant the giving of an instruction. Grimes v. McAnulty , 957 S.W.2d 223, 226 (Ky. 1997). We review a trial courts rulings regarding instructions for an abuse of discretion. Ratliff v. Commonwealth, 194 S.W.3d 258, 274 (Ky. 2006) (citing Johnson v. Commonwealth, 134 S.W.3d 563, 569-70 (Ky. 2004) ).
A. Self-protection Instruction
At a bench conference to discuss, potential jury instructions, Turner asked the trial court to instruct the jury on self-protection. Turner claimed that this instruction was warranted as approximately forty-eight hours before the murder, Turner and Pomeroy had engaged in an altercation outside their residence, during which Turner asked a neighbor to contact the authorities. Also, Turner claimed that a self-protection instruction was warranted due to two photographs of her that had been admitted by the Commonwealth, which reflected bruises that she alleged were caused by Pomeroy.
The trial court responded by asking Turner whether a self-protection instruction required danger of imminent harm as opposed to the existence of a more generalized harm. Evading the question, Turner turned her focus to the pictures of Turners bruises and reiterated that a self-protection instruction was warranted. The trial court was unimpressed with this line of argument, explaining that there was [n]ot one iota of evidence about how those bruises occurred[,] and that there are [t]en million ways people get bruises. Needs to be some evidence, that [Pomeroy] was the agent that caused those bruises. Furthermore, the trial court noted that Turner had failed to answer its question about the timing of any threat that would support self-protection and the Saturday incident was not contemporaneous with Pomeroys murder.
The trial court properly refused to instruct the jury on the law of self-protection. The use of physical force by a defendant upon another person is justifiable when the defendant believes that such force is necessary to protect himself against the use or imminent use of unlawful physical force by the other person. KRS 503.050(1). Turners assertion that she is entitled to a self-protection instruction is particularly perplexing in that she has never claimed responsibility for Pomeroys death. Although Turner did not testify, her counsel claimed in opening statement that she was innocent and the victim of a rush to judgment by the authorities. According to Turner, Pomeroy was murdered by an unknown intruder who stabbed him twice during a confrontation in their home. Turners theory of the case is noteworthy as [w]ith rare exception it is the rule that where the defendant denies committing the homicide at all, he is not entitled to a self-defense instruction. Fitch v. Commonwealth , 267 Ky. 646, 103 S.W.2d 98, 102 (1937).
Our review demonstrates that this rare exception does not apply to the case at bar as there was insufficient evidence to warrant an instruction for self-protection. As the trial court correctly noted, the Saturday incident between Turner and Pomeroy was too far removed in time to qualify as an imminent threat of unlawful physical force. Additionally, Turners bruises were inadequate to warrant a self-protection instruction, given that she failed to introduce any evidence for how those bruises occurred or any link to Pomeroy. Simply put, because there was insufficient evidence presented at trial that Turner was in imminent danger of harm when she killed Pomeroy, the trial court properly denied her request for a self-protection instruction.
B. Extreme Emotional Disturbance Instruction
Turner also claims that the trial court erred by failing to instruct the jury on extreme emotional disturbance. Turners request was based on Johnsons testimony that the couple had been quarrelling over some pills the day of the murder. The trial court was unpersuaded by Turners argument, explaining that there was no testimony about her mental condition at the time of the murder and, in any event, the couples argument over pills was an insufficient triggering event for an extreme emotional disturbance instruction.
We have previously defined extreme emotional disturbance as a temporary state of mind so enraged, inflamed, or disturbed as to overcome ones judgment, and to cause one to act uncontrollably from the impelling force of the extreme emotional disturbance rather than from evil or malicious purposes. McClellan v. Commonwealth , 715 S.W.2d 464, 468-69 (Ky. 1986). Further, the defendant is obligated to prove the existence of a sudden and uninterrupted triggering event which leads to the violence at issue. Foster v. Commonwealth, 827 S.W.2d 670, 678 (Ky. 1991) (citations omitted). The reasonableness of a claim of extreme emotional disturbance is not evaluated objectively, but rather subjectively, from the defendants point of view. Holland v. Commonwealth, 466 S.W.3d 493, 503 (Ky. 2015) (citing Spears v. Commonwealth, 30 S.W.3d 152, 155 (Ky. 2000) ).
We agree with the trial court that Turner did not present sufficient evidence to warrant instructing the jury on extreme emotional disturbance. Turners contention that her argument with Pomeroy over pills could be a triggering event is unpersuasive. By all accounts, Pomeroy and Turner had a tumultuous relationship, in which they frequently quarreled, and Turner failed to demonstrate that their disagreement over pills was so sudden or shocking as to override her judgment and compel her to kill Pomeroy. Additionally, there was no evidence whatsoever concerning Turners mental state on the day in question, rendering an extreme emotional disturbance instruction purely speculative. The trial court did not err in denying the instruction.
CONCLUSION
For the foregoing reasons, we affirm the conviction and sentence of the Scott Circuit Court.
All sitting.
All concur.
During trial, Turner established that Jones had previously told the police that when she arrived at her mothers residence Turner had yelled at her to call the police.
Forensic examination of Pomeroy indicated that his blood alcohol concentration was .129% at the time of his death.
Turner contends that the admission of this evidence deprived her of a right to a fair trial violating her rights under the Sixth and Fourteenth Amendments to the United States Constitution and Sections Two, Three, Seven, and Eleven of the Kentucky Constitution.
Due to technical issues, the audio for the video recording of the December 11, 2015 hearing is unavailable. The parties prepared a narrative statement, pursuant to Kentucky Rule of Civil Procedure (CR) 75.13. On this issue, it states that the parties [r]ehashed grounds made in defense motion filed December 3, 2015, regarding Coroner Gobles being permitted to testify as to the time of death.
Several law enforcement officers who attended the crime scene also testified to the pooled and congealing blood and the condition of the body based on their observations.
Turner contends that [r]epeatedly in caselaw, it is held that a coroners method of calculating time of death cannot truly be tested because there are too many factors that must also be considered. In support of this argument, Turner relies on Sutton v. Carpenter, 617 Fed. Appx. 434, 436 (6th Cir. 2015) and People v. Ramirez, 139 P.3d 64, 39 Cal. 4th 398, 407-08, 46 Cal.Rptr.3d 677 (Cal. 2006). However, having reviewed these cases, they do not support the proposition advanced by Turner.
Turners brief refers to the testimony of Dr. Hunsaker, the medical examiner, who opined that assessing time of death absent a witness at the scene is always an estimation, a view which is in accord with Gobless testimony.
Turner argues that the trial courts denial of her motion to continue violated her rights under the Fifth, Sixth, Eighth, and Fourteenth Amendments to the United States Constitution and Sections Two, Three, Seven, Eleven, and Seventeen of the Kentucky Constitution.
It is unclear as to why Turners trial was rescheduled on these dates. While the written record identifies that Turners trial was repeatedly postponed, it does not provide any explanation for these delays. Also, video recordings from the pretrial conferences in which the rescheduling of Turners trial was likely discussed were not made part of the record on appeal.
Holland apparently did not remember his prior representation of Pomeroy.
Later, in disqualifying Holland, the trial court stated he entered the case in late 2014. It is unclear from the record when exactly Holland became co-counsel for Turner.
Crickmer had been assigned as Turners counsel at or shortly after arraignment and continued to represent her throughout the pendency of her case.
We reject the Commonwealths argument that Turner has failed to comply with the affidavit requirement of RCr 9.04. As Turner correctly notes in her reply brief, the affidavit requirement of RCr 9.04 is inapplicable in this case as absence of evidence or absence of a witness was not the basis for the motion to continue.
Turner contends that the trial courts disqualification of Holland violated her rights under the Sixth and Fourteenth Amendments to the United States Constitution and Sections Two, Three, Seven, and Eleven of the Kentucky Constitution.
See footnote 11 and accompanying text.
Due to the policies of the DPA at the time of these events, Hollands file detailing his representation of Pomeroy in the assault case had been destroyed. Accordingly, there was no means for Holland to refresh his recollection regarding his representation of Pomeroy and both DPA memoranda were based on Hollands recollections of the case rather than an independent review of Hollands case file. The DPA attorneys generally opined that the Pomeroy murder prosecution was not substantially related to Pomeroys domestic violence charge involving Turner, and one suggested (without any apparent basis) that Holland learned nothing in his representation of Pomeroy not otherwise known to a member of the public accessing court records.
Later, at trial, Turners counsel sought a self-defense instruction.
Turner argues that the admission of this evidence violated her rights under the Sixth and Fourteenth Amendments to the United States Constitution and Sections Two, Three, Seven, and Eleven of the Kentucky Constitution.
Turner misstates our standard of review for jury instructions, claiming that de novo review is required. As Turners complaint concerns the trial courts refusal to instruct the jury on self-protection, as opposed to the wording of the proffered instruction, abuse of discretion is the appropriate standard of review. See Sargent v. Shaffer, 467 S.W.3d 198, 204 (Ky. 2015) ([A] trial courts decision on whether to instruct on a specific claim will be reviewed for abuse of discretion; the substantive content of the jury instructions will be reviewed de novo ).
Turners tendered jury instructions contained a specific instruction for self-protection, but also required the jury to conclude that she had not been privileged to act in self-protection to convict her of murder or first-degree manslaughter.
On appeal, Turner additionally argues that a self-protection instruction was warranted due to two different portions of Misty Johnsons testimony and physical evidence obtained from the scene of the crime. First, Johnson testified that she witnessed an argument between Turner and Pomeroy several weeks before his death. Second, Johnson told the jury that Turner had admitted to unintentionally killing Pomeroy. According to Johnson, the couple had been drinking and arguing the day of the murder over some pills and Pomeroys intention to move back in with his parents. This argument, which Johnson described as fighting, was drawn out taking place throughout the house and outside the residence.
Moreover, Turner identifies four separate pieces of physical evidence that she claims support the giving of a self-protection instruction: 1) a button allegedly ripped from Pomeroys shirt; 2) a broken womans ring; 3) trimmings and scrapings from Turners fingernails which had a mixture of her and Pomeroys DNA; and 4) trimmings and clippings from Pomeroys right hand which revealed unidentified foreign DNA.
Turner did not raise her argument about Johnsons testimony or the physical evidence before the trial court and as such neither argument will be considered on appeal. See Henderson v. Commonwealth, 438 S.W.3d 335, 343 (Ky. 2014) (A party may only present those issues that were fully presented to the trial court and, further, may not bring forward new legal grounds on appeal to challenge those errors.).
Turners requested instruction for extreme emotional disturbance was incorporated into the first of her two tendered instructions for murder.
Turner contends that the trial court denied [her an extreme emotional disturbance] instruction because it failed to consider the gravity of the sequence of events argued and preserved by Ms. Turners attorney. Among the events Turner identifies are: 1) romantic unrest between the couple in the months preceding Pomeroys death; 2) a verbal quarrel between the couple a few weeks prior to the murder; 3) Pomeroys intention to end his relationship with Turner; 4) a physical altercation between Turner and Pomeroy less than forty-eight hours before the murder; and (5) Turners admission to Johnson that she killed Pomeroy. This sequence of events argument was not presented to the trial court in support of Turners request for an extreme emotional disturbance instruction. Rather, Turners argument was based entirely on Johnsons testimony that the couple had been fighting over pills. Accordingly, this argument is not properly preserved and will not be considered on appeal. Henderson, 438 S.W.3d at 343.