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GRINDLEY v. KIJAKAZI (2021)

United States Court of Appeals, Eighth Circuit.2021-08-12No. No. 20-1946

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Opinion

Veronica Rose Grindley appeals the district courts

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order affirming the Social Security Administrations denial of her claim for disability benefits. We affirm.

I. Background

Grindley filed a claim for a period of disability, disability insurance benefits, and supplemental security income based on her diagnoses of mood disorders, lupus, and fibromyalgia, among other ailments.

After an administrative hearing, the administrative law judge (“ALJ”) denied Grindleys claim for disability benefits. The ALJ found that Grindley had severe impairments including fibromyalgia, lupus, and other ailments. The ALJ also performed a residual functional capacity analysis and found that Grindley could perform light work. But ultimately, the ALJ ruled that Grindleys history of substance abuse, her non-compliance with treatment recommendations, and the lack of disability findings from her treating physicians provided substantial evidence to conclude that she was not disabled.

The Appeals Council declined to review the ALJs decision, and Grindley filed a complaint in federal court seeking reversal of the SSAs denial of benefits. Adopting the magistrate judges recommendation, the district court affirmed the SSAs denial of benefits. Grindley timely filed a notice of appeal.

II. Discussion

“We review de novo the district courts decision upholding the [SSAs] denial of benefits.” Renfrow v. Astrue, 496 F.3d 918, 920 (8th Cir. 2007). “We must affirm the decision of the ALJ if it is supported by substantial evidence in the record as a whole.” Pickney v. Chater, 96 F.3d 294, 296 (8th Cir. 1996).

“Substantial evidence is less than a preponderance, but enough so that a reasonable mind might find it adequate to support the conclusion.” Id. Substantial evidence in the record as a whole “requires a more searching review than the substantial evidence standard[.]” Tilley v. Astrue, 580 F.3d 675, 679 (8th Cir. 2009). Considering the record as a whole, we must “take into account record evidence that fairly detracts from the ALJs decision.” Id.

“Reversal is not warranted, however, ‘merely because substantial evidence would have supported an opposite decision.’ ” Tilley, 580 F.3d at 679 (quoting Reed v. Barnhart, 399 F.3d 917, 920 (8th Cir. 2005)). “If, after reviewing the record, the court finds it is possible to draw two inconsistent positions from the evidence and one of those positions represents the [ALJs] findings, the court must affirm the [ALJs] decision.” Perks v. Astrue, 687 F.3d 1086, 1091 (8th Cir. 2012) (alterations in original) (quoting Pearsall v. Massanari, 274 F.3d 1211, 1217 (8th Cir. 2001)).

The SSA follows a “five-step process for considering disability claims.” Perks, 687 F.3d at 1091.

During the five-step process, the ALJ considers (1) whether the claimant is gainfully employed, (2) whether the claimant has a severe impairment, (3) whether the impairment meets the criteria of any Social Security Income listings, (4) whether the impairment prevents the claimant from performing past relevant work, and (5) whether the impairment necessarily prevents the claimant from doing any other work.

Goff v. Barnhart, 421 F.3d 785, 790 (8th Cir. 2005) (quoting Eichelberger v. Barnhart, 390 F.3d 584, 590 (8th Cir. 2004)).

A. Objective Evidence

The ultimate issue on appeal is whether there is substantial evidence in the record as a whole to support the ALJs denial of Grindleys claim for benefits. But first, we must address Grindleys arguments regarding which evidence should be considered.

1. Evidence Considered

Grindley first argues that the ALJ improperly relied on the lack of objective evidence supporting her fibromyalgia diagnosis in denying her claim. She claims that fibromyalgia often does not manifest itself in objective symptoms, and the ALJ should not have based its denial on strictly objective evidence, or lack thereof.

Grindley is correct that an ALJ cannot rely solely on objective evidence to adjudicate a claim for benefits but instead must evaluate all evidence—including a claimants subjective evidence—in its determination. See Rainey v. Bowen, 814 F.2d 1279, 1281 (8th Cir. 1987) (“[T]he absence of objective medical evidence to support an allegation of disabling pain is but one factor used to evaluate the applicants credibility. Indeed, a subjective complaint of pain may not be disregarded on the sole basis that there is no supporting objective evidence.” (internal citation omitted)).

But the ALJ never stated that he relied solely on objective evidence in adjudicating Grindleys claim; instead, the ALJ explained “[o]verall, objective findings in this case fail to provide strong support for the claimants allegations[.]” Throughout his opinion, the ALJ referenced Grindleys testimony on issues related to (1) her daily routine and ability to function in daily grooming activities, (2) her ability to work well with others and concentrate, and (3) allegations of pain and lupus flare ups. The ALJs “objective findings” statement was made in the context of rejecting Grindleys subjective allegations of disabling symptoms. Thus, we reject Grindleys objective-evidence challenge.

Grindley next argues that the ALJs decision must be reversed based on several unsupported statements and its exclusions of relevant evidence. Specifically, she asserts that the ALJ erred by (1) stating her exams had not demonstrated widespread pain in all quadrants of the body, (2) noting only Grindleys “normal” exam results while ignoring the results demonstrating “moderate-severe” pain and an ongoing fibromyalgia diagnosis, and (3) excluding other evidence supporting Grindleys fibromyalgia diagnosis.

First, we consider the ALJs statement that “[a]lthough the medical records do contain a diagnosis for fibromyalgia, most of the claimants examinations have failed to demonstrate widespread pain in all quadrants of the body, or at least 11 positive tender points on physical examination.” We conclude the ALJs statement is supported by substantial evidence in the record as a whole, including (1) a physical examination performed by Dr. Alina Voinea stating that Grindleys tender points were “very tender” but failing to mention the specific location of the pain and (2) an examination by Dr. Jasen Chi that, while mentioning Grindleys complaints of muscle pain, stated that there was “no neck or lower back pain.”

In weighing all of the evidence, it was not improper for the ALJ to highlight Grindleys “normal” exam results because the “normal” results were the most consistent results set forth by Grindleys treating physicians. The result Grindley seeks would require the ALJ to emphasize outlier results over the more consistent “normal” results. The ALJs decision recognizes Grindleys fibromyalgia diagnosis, but every fibromyalgia diagnosis does not entitle a claimant to benefits. See Pirtle v. Astrue, 479 F.3d 931, 935 (8th Cir. 2007); accord Michel v. Colvin, 640 F. Appx 585, 596 (8th Cir. 2016) (unpublished). The ALJ weighed all of the evidence before him and made a permissible decision to give more weight to the “normal” exam results. This decision is supported by the record as a whole.

For the same reasons, we reject Grindleys arguments that the ALJ erred in disregarding evidence of (1) her “moderate-severe” musculoskeletal pain and “widespread” arthralgia and (2) the multidimensional health assessment questionnaire indicating that she had difficulty performing daily tasks. There was substantial evidence in the record for the ALJ to focus on the “normal” reports and findings by Grindleys treating physicians.

Even if the ALJ made some misstatements in his order, reversal of an ALJs decision is not required if an error was harmless, meaning “[t]here is no indication that the ALJ would have decided differently” if the error had not occurred. Van Vickle v. Astrue, 539 F.3d 825, 830 (8th Cir. 2008). Further, “a deficiency in opinion-writing is not a sufficient reason for setting aside an administrative finding where the deficiency had no practical effect on the outcome of the case.” Sloan v. Saul, 933 F.3d 946, 951 (8th Cir. 2019) (quoting Senne v. Apfel, 198 F.3d 1065, 1067 (8th Cir. 1999)). Even if we had concluded that the ALJ made some factual misstatements in his decision, we hold alternatively these errors would be harmless because Grindley still fails to meet the criteria to be considered disabled.

2. Tender Points

Grindley argues that the ALJs decision should be reversed because it failed to develop a sufficient record on the factual issue of her “tender points,” which are indicative of a fibromyalgia diagnosis. Grindley argues that the ALJs mention of her tender points was inconsistent throughout the decision and that remand is required to fully develop the record on this crucial issue. Grindley also claims that the record supports her having eighteen tender points, instead of less than eleven tender points as the ALJ found in denying Grindleys claim.

The ALJ acknowledged (and no one disputes) that fibromyalgia can be a severe and chronic condition. See Pirtle, 479 F.3d at 935; see also Brosnahan v. Barnhart, 336 F.3d 671, 678 (8th Cir. 2003) (recognizing the value of “trigger points” in determining the severity of fibromyalgia symptoms); Forehand v. Barnhart, 364 F.3d 984, 987 (8th Cir. 2004) (“The disease is chronic, and ‘[d]iagnosis is usually made after eliminating other conditions, as there are no confirming diagnostic tests.’ ” (alteration in original) (citation omitted)).

“While the ALJ has an independent duty to develop the record in a social security disability hearing, the ALJ is not required to seek additional clarifying statements from a treating physician unless a crucial issue is undeveloped.” Jones v. Astrue, 619 F.3d 963, 969 (8th Cir. 2010) (cleaned up) (quoting Goff, 421 F.3d at 791); accord Stormo v. Barnhart, 377 F.3d 801, 806 (8th Cir. 2004). Undeveloped statements may exist “when the report from [a] medical source contains a conflict or ambiguity that must be resolved, the report does not contain all the necessary information, or does not appear to be based on medically acceptable clinical and laboratory diagnostic techniques.” Jones, 619 F.3d at 969 (quoting Goff, 421 F.3d at 791).

The tender-points testing issue did not require further development. Looking at the record as a whole, there is substantial evidence of Grindleys fibromyalgia symptoms without the tender-points analysis. Therefore, any inconsistency in the ALJs decision regarding Grindleys tender points is harmless error. See Van Vickle, 539 F.3d at 830. This case was not a close call, and clarification on the tender-points issue would not have significantly swayed the ALJs decision.

B. Substantial Evidence Supports Denial

We next address the primary issue—whether substantial evidence in the record as a whole supports the ALJs denial of disability benefits to Grindley. We conclude that it does.

Grindley makes several arguments regarding the ALJs failure to properly interpret or consider her testimony and argues that the ALJ (1) failed to consider her statements regarding pain and (2) erred in finding her testimony was inconsistent with objective medical evidence.

We normally defer to an ALJs credibility determination. See Halverson v. Astrue, 600 F.3d 922, 932 (8th Cir. 2010). When evaluating a claimants credibility as to subjective complaints, the ALJ must consider the Polaski factors. Polaski v. Heckler, 739 F.2d 1320, 1322 (8th Cir. 1984). Those factors include: “the claimants prior work history; daily activities; duration, frequency, and intensity of pain; dosage, effectiveness and side effects of medication; precipitating and aggravating factors; and functional restrictions.” Halverson, 600 F.3d at 931 (quoting Medhaug v. Astrue, 578 F.3d 805, 816 (8th Cir. 2009)). “Another factor to be considered is the absence of objective medical evidence to support the complaints, although the ALJ may not discount a claimants subjective complaints solely because they are unsupported by objective medical evidence.” Id. at 931–32 (citing Mouser v. Astrue, 545 F.3d 634, 638 (8th Cir. 2008)).

“The ALJ is not required to discuss each Polaski factor as long as ‘he acknowledges and considers the factors before discounting a claimants subjective complaints.’ ” Id. at 932 (quoting Moore v. Astrue, 572 F.3d 520, 524 (8th Cir. 2009)). “[A]n ALJ is entitled to make a factual determination that a [c]laimants subjective pain complaints are not credible in light of objective medical evidence to the contrary.” Jones, 619 F.3d at 975 (citation omitted). And, “misuse of medication is a valid factor in an ALJs credibility determinations.” Chaney v. Colvin, 812 F.3d 672, 677 (8th Cir. 2016) (quoting Anderson v. Barnhart, 344 F.3d 809, 815 (8th Cir. 2003)).

Here, the ALJs credibility determination and weighing of the testimony is supported by the undisputed facts that Grindley (1) suffered from opioid addiction and substance abuse, (2) smoked cigarettes against doctor recommendation, and (3) failed to consistently take prescribed medication or make changes to her diet as recommended by her treating physicians. It is undisputed that Grindley has struggled with opioid addiction throughout her disability claim period. It is also undisputed that Grindley failed to comply with recommended treatment and prescribed medication throughout the period of her disability. At multiple medical appointments, Grindley admitted that she failed to keep up with her prescribed medication regimen. Based on these facts, the ALJ was within his discretion to discount Grindleys complaints about pain. See Aguiniga v. Colvin, 833 F.3d 896, 902 (8th Cir. 2016).

Grindley argues the ALJ failed to provide an adequate explanation for his conclusion that her testimony was inconsistent with objective medical evidence. Again, “a deficiency in opinion-writing is not a sufficient reason for setting aside an administrative finding where the deficiency had no practical effect on the outcome of the case.” Sloan, 933 F.3d at 951 (citing Senne, 198 F.3d at 1067). An ALJs reasoning need only be “clear enough to allow for appropriate judicial review.” Id. The ALJs brevity is not reversible error.

Separately, Grindley argues that the ALJ failed to consider her allegations of pain arising from her fibromyalgia. We have held that an ALJ may discount a claimants subjective statements when those statements are inconsistent with objective record evidence as a whole. Polaski, 739 F.2d at 1322. However, “the ALJ may not discredit a claimant solely because her subjective complaints are not fully supported by objective medical evidence.” Brosnahan, 336 F.3d at 677–78. “[W]hile the ALJ may disbelieve subjective testimony of pain if inconsistencies exist in the evidence as a whole, the ALJ may not disbelieve the claim by ignoring medical evidence.” Rainey, 814 F.2d at 1281 (internal citation omitted). Also, we have held “in the context of a fibromyalgia case, that the ability to engage in activities such as cooking, cleaning, and hobbies, does not constitute substantial evidence of the ability to engage in substantial gainful activity.” Brosnahan, 336 F.3d at 677.

The record demonstrates that objective evidence contradicted Grindleys complaints of pain. In March 2014, Grindley complained of joint pain, and, after a thorough exam, Dr. Chi found no evidence of tenderness or pain in Grindleys knees, ankles, feet, hands, elbows, hips, jaw, or spine. During an emergency room visit in January 2016, Grindley reported “[n]o back pain, no muscle pain, [and] no joint pain.” Furthermore, a residual functional capacity assessment found that her impairments were not disabling, as she could perform certain tasks like sitting, walking, lifting, and carrying, within limits. Thus, there are several facts supporting the position that Grindleys fibromyalgia was not a disabling condition.

It was reasonable for the ALJ to rely on objective medical evidence in adjudicating Grindleys claim. But in this case, the ALJs decision shows that it also considered Grindleys allegations of pain in its analysis. When discussing Grindleys mental impairment, the ALJ relied on Grindleys own testimony stating that she had “minimal problems with personal care” and “alleged problems with attention and concentration.” The ALJ “acknowledge[d] that the claimant [ ] alleged severe disabling symptoms and pain.” The ALJ explicitly considered “the claimants statements concerning the intensity, persistence and limiting effects of these symptoms” in his analysis but found that the objective evidence outweighed Grindleys allegations.

We conclude that the ALJ considered Grindleys allegations of pain in his decision. Accordingly, we reject each of Grindleys arguments about the ALJs failure to consider her allegations, as it is apparent that the ALJ factored Grindleys allegations into his analysis.

C. Physician Testimony

Grindley next argues that the ALJ erred in giving greater weight to the opinions of non-examining physicians than the opinions of Grindleys treating physicians.

A treating physicians opinion is given controlling weight if it “is well-supported by medically acceptable clinical and laboratory diagnostic techniques and is not inconsistent with the other substantial evidence in [a claimants] case record.” Halverson, 600 F.3d at 929 (quoting Tilley, 580 F.3d at 679); accord Perkins v. Astrue, 648 F.3d 892, 897 (8th Cir. 2011). “The record must be evaluated as a whole to determine whether the treating physicians opinion should control.” Halverson, 600 F.3d at 929; accord Perkins, 648 F.3d at 897.

“When a treating physicians opinions ‘are inconsistent or contrary to the medical evidence as a whole, they are entitled to less weight.’ ” Halverson, 600 F.3d at 929–30 (quoting Krogmeier v. Barnhart, 294 F.3d 1019, 1023 (8th Cir.2002)). “[A] claimants noncompliance can constitute evidence that is inconsistent with a treating physicians medical opinion and, therefore, can be considered in determining whether to give that opinion controlling weight.” Wildman v. Astrue, 596 F.3d 959, 964 (8th Cir. 2010) (alteration in original) (quoting Owen v. Astrue, 551 F.3d 792, 800 (8th Cir. 2008)).

Grindley argues that the ALJ failed to credit her treating physicians opinion because the ALJ did not give any weight to a “check-box” sheet created after an examination performed by Dr. Richard Heck on September 14, 2016. We disagree. We have held that an ALJ can give limited weight to a physicians conclusory statements. Kraus v. Saul, 988 F.3d 1019, 1024 (8th Cir. 2021). The check-box form only allowed for conclusory statements and did not give Dr. Heck the chance to explain whether he concluded that Grindley was disabled. Instead, the form stated that Grindley had the capacity to sit or stand for two hours at a time and engage in some light lifting, without any further analysis or explanation.

The September 2016 medical examination completed by Dr. Heck is one of many examinations, the majority of which stated that Grindleys fibromyalgia symptoms were treatable with medication. By May 2017, Dr. Heck completed another check-box form indicating that Grindleys condition had improved because she could sit for eight hours per day, stand for four hours per day, and handle some moderate lifting. Thus, Grindleys argument fails.

Grindley also argues that the ALJs reliance on state agency consultants in determining her residual functional capacity was an error because the state agency consultants did not provide enough detail in their opinions. We conclude that, even without the state agency consultants’ opinions, there was sufficient evidence in the record to deny Grindleys claim.

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The ALJs analysis addresses the findings of all of Grindleys treating physicians before addressing the consultants’ opinions, which mirrored the treating physicians’ opinions. Thus, we reject Grindleys challenge to the ALJs consideration of the state agency consultants’ opinions.

It is also clear that the ALJs analysis gave some weight to the opinions of Grindleys treating physicians. First, the ALJ gave a detailed account of Grindleys medical history and the treatments recommended by her various treating physicians. The ALJ provided a detailed explanation for why he only gave marginal weight to Dr. Hecks September 2016 check-box form and more weight to the May 2017 form. The ALJ also gave some weight to the opinion of Dr. Patricia Griffen, a consultative examiner, in finding that Grindley suffered “modest symptoms other than those caused by substance abuse.” Accordingly, Grindleys challenge fails, and we uphold the ALJs decision.

III. Conclusion

We affirm the district courts judgment.

FOOTNOTES

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.   The Honorable James M. Moody, Jr., United States District Judge for the Eastern District of Arkansas, adopting the report and recommendations of the Honorable Beth M. Deere, United States Magistrate Judge for the Eastern District of Arkansas.

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.   Separately, Grindley asks this court to rely on the results of a “Mental Diagnostic Evaluation” to determine her ability to perform physical tasks. This argument is misplaced, as the evaluation did not conclude that Grindley was disabled.

GRASZ, Circuit Judge.