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UNITED STATES v. WILSON (2021)

United States Court of Appeals, Ninth Circuit.2021-06-15No. No. 19-50386

Summary

Holding. The court affirmed Wilson's convictions, concluding that the sale of fraudulent oxycodone prescriptions constitutes distribution under 21 U.S.C. § 841(a)(1) through both constructive and attempted transfer, regardless of whether the prescriptions were actually filled.

James Wilson was convicted after a bench trial of two counts of distributing oxycodone by selling fraudulent prescriptions. Wilson argued that selling unfilled, fraudulent prescriptions does not constitute distribution under the Controlled Substances Act. The court rejected this argument, holding that distribution can occur through constructive transfer—that is, by creating the means through which controlled substances can be transferred—and that the offense is complete once the fraudulent prescription is written, regardless of whether the drugs are actually dispensed.

The court explained that the statute's definition of distribution includes delivery, which encompasses actual, constructive, or attempted transfer. Wilson's conduct satisfied both constructive and attempted transfer theories. As a non-physician, Wilson was still subject to the statute because it applies to "any person" and focuses on the nature of the drug transaction rather than the defendant's status. The evidence showed Wilson took deliberate steps to make the prescriptions appear authentic and was prepared to verify them if pharmacies called, demonstrating his intent to facilitate the transfer of oxycodone.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether selling unfilled fraudulent prescriptions constitutes distribution of a controlled substance
  • Whether constructive transfer occurs at the time the prescription is written or only upon actual drug transfer
  • Whether a non-physician can be liable for distribution under the Controlled Substances Act
  • Whether actual acquisition of drugs is required to complete the distribution offense

Procedural posture

Wilson appealed his conviction following a one-day bench trial on two counts of drug distribution, challenging the legal sufficiency of the evidence.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

MEMORANDUM ***

Following a one-day bench trial, James Wilson was convicted of two counts of distributing oxycodone in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(C). While Wilson does not dispute that the evidence shows he sold four fraudulent prescriptions, he argues that his sale of unfilled, fraudulent oxycodone prescriptions does not constitute “distribution” under the Controlled Substances Act. We review claims of insufficient evidence de novo. United States v. Sandoval-Gonzalez, 642 F.3d 717, 727 (9th Cir. 2011). Evidence is insufficient to sustain a conviction if, viewed in the light most favorable to the prosecution, no rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979); United States v. Nevils, 598 F.3d 1158, 1163–64 (9th Cir. 2010) (en banc). We have jurisdiction pursuant to 28 U.S.C. § 1291, and we affirm.

1. Section 841(a)(1) provides: “it shall be unlawful for any person knowingly or intentionally ․ to manufacture, distribute, or dispense, or possess with intent to manufacture, distribute, or dispense, a controlled substance․” “Distribute” is defined as “to deliver (other than by administering or dispensing) a controlled substance,” 21 U.S.C. § 802(11), and “delivery” as the “actual, constructive, or attempted transfer of a controlled substance or a listed chemical, whether or not there exists an agency relationship,” id. § 802(8). Wilsons conduct satisfies the requirements for both constructive and attempted transfer.

2. Constructive transfer under § 841(a) occurs “when a doctor steps out of the usual course of his professional duties and writes a prescription for someone for a controlled substance not pursuant to a legitimate medical purpose.” United States v. Davis, 564 F.2d 840, 844 (9th Cir. 1977); see also United States v. Moore, 423 U.S. 122, 124, 96 S.Ct. 335, 46 L.Ed.2d 333 (1975); United States v. Feingold, 454 F.3d 1001, 1003 (9th Cir. 2006). And, despite Wilsons attempt to muddy the waters, the offense is complete at the time the prescription is written “by creating the means by which controlled substances can be transferred.” Davis, 564 F.2d at 845. Wilsons status as a nonphysician does not undermine his conviction because the Supreme Court has recognized that “[b]y its terms, § 841 reaches ‘any person’ ” and is “concerned with the nature of the drug transaction, rather than the status of the defendant.” Moore, 423 U.S. at 131, 134, 96 S.Ct. 335. Nor is the actual acquisition of drugs required. See Davis, 564 F.2d at 844. Here, the evidence shows that Wilson sold four fraudulent prescriptions for 30-milligram tablets of oxycodone. Because nothing more is required to complete the offense of distribution, the evidence supports a finding that Wilson constructively transferred oxycodone by prescription in violation of § 841(a)(1).

3. The evidence also supports Wilsons convictions under a theory of attempted transfer. “Attempt” requires “[1] an intent to commit the underlying offense, along with [2] an overt act constituting a substantial step towards the commission of the offense.” United States v. Gonzalez-Monterroso, 745 F.3d 1237, 1243 (9th Cir. 2014) (internal quotation marks and citation omitted) (alterations in original). Wilson took specific steps to ensure his prescriptions would appear authentic and avoid raising red flags, such as making sure the “patient” ages were not suspicious; adding insurance diagnostic codes; and including additional medications. He also agreed to verify the prescriptions if the pharmacist called them in, specifically requesting that he be provided with the names and dates of birth for this purpose. Had Wilson only intended the sale of the prescriptions themselves, there would be no reason to cover the verification process. Viewed in the light most favorable to the government, Nevils, 598 F.3d at 1163–64, the evidence supports a finding that Wilson attempted to transfer not just prescriptions, but oxycodone.

AFFIRMED.