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UNITED STATES v. CARROLL (2021)

United States Court of Appeals, Eleventh Circuit.2021-07-07No. No. 19-12791

Summary

Holding. The court affirmed Carroll's sentence because binding circuit precedent forecloses the argument that a prior conviction under Florida's drug statute fails to qualify as a controlled substance offense merely because the statute does not require mens rea regarding the illicit nature of the substance.

Morris Carroll was sentenced to 108 months for possessing a firearm as a felon. On appeal, he challenged the district court's reliance on his prior Florida drug conviction to enhance his sentence, arguing that the Florida statute did not require proof that he knew the substance was illicit. The Eleventh Circuit rejected this argument, finding that binding precedent established Florida drug convictions qualify as controlled substance offenses under federal sentencing guidelines regardless of whether knowledge of the drug's illegal status is an element of the state crime.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether a prior Florida drug conviction qualifies as a controlled substance offense under the Sentencing Guidelines
  • Whether a controlled substance offense requires an element of knowledge that the substance is illicit
  • Application of binding precedent in prior panel decisions

Procedural posture

Carroll appealed his 108-month sentence for felon in possession of a firearm, challenging the district court's use of his prior drug conviction to enhance his base offense level.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

Morris Carroll appeals his 108-month sentence for possessing a firearm as a convicted felon. He argues that the district court erred in relying on United States v. Smith, 775 F.3d 1262 (11th Cir. 2014), to find that his prior felony drug conviction under Fla. Stat. § 893.13 qualifies as a “controlled substance offense” under U.S.S.G. § 4B1.2(b) because, he argues, § 893.13 required no mens rea with respect to the illicit nature of the substance.

We ordinarily review de novo whether a prior conviction qualifies as a controlled substance offense under the Sentencing Guidelines. United States v. Bates, 960 F.3d 1278, 1293 (11th Cir. 2020). But when an issue is raised for the first time on appeal, we review for plain error. United States v. Lange, 862 F.3d 1290, 1293 (11th Cir. 2017).

Section 2K2.1(a)(2) of the U.S. Sentencing Guidelines is used to calculate the base offense level for a defendant convicted of the unlawful possession of a firearm “if the defendant committed any part of the instant offense subsequent to sustaining at least two felony convictions of either a crime of violence or a controlled substance offense.” U.S.S.G. § 2K2.1(a)(2). The commentary explains that a “controlled substance offense” is defined as “an offense under federal or state law, punishable by imprisonment for a term exceeding one year, that prohibits the manufacture, import, export, distribution, or dispensing of a controlled substance ․ or the possession of a controlled substance ․ with intent to manufacture, import, export, distribute, or dispense.” U.S.S.G. §§ 2K2.1, comment. (n.1), 4B1.2(b).

In Smith, we held that offenses under Fla. Stat. § 893.13(1) are categorically controlled substance offenses under the Guidelines, concluding that no element of mens rea with respect to the illicit nature of the controlled substance was required by U.S.S.G. § 4B1.2(b)’s definition of a “controlled substance offense.” 775 F.3d at 1267–68. In subsequent cases, we repeatedly upheld Smith in determining that a prior conviction under Fla. Stat. § 893.13 is a controlled substance offense under the Sentencing Guidelines. Id.; see United States v. Bishop, 940 F.3d 1242, 1253–54 (11th Cir. 2019); United States v. Pridgeon, 853 F.3d 1192, 1198–1200 (11th Cir. 2017).

In Shular, the Supreme Court clarified that a court deciding whether a state offense fits the Armed Career Criminal Acts (ACCA) definition of a “serious drug offense” should do so not by comparing the elements of the state offense to those of a generic offense of the kind identified in § 924(e)(2)(A)(ii), but by asking whether the elements of the state offense “necessarily entail” one of the types of conduct identified in § 924(e)(2)(A)(ii). Shular v. United States, ––– U.S. ––––, 140 S. Ct. 779, 784–85, 206 L.Ed.2d 81 (2020). The Shular Court affirmed an unpublished decision of this Court that relied on Smith’s holding that offenses under Fla. Stat. § 893.13(1) constitute serious drug offenses under the ACCA. Id. at 784. Nevertheless, the Supreme Court expressly reserved the question whether, even under its analysis, the ACCA requires that a serious drug offense include an element of knowledge of the illicit status of the drug. Id. at 787 n.3. Shortly after the Courts decision in Shular, however, we clarified that Shular’s reasoning and holding are consistent with this Courts precedent and reaffirmed our decision in Smith, holding once again that convictions under Fla. Stat. § 893.13 constitute serious drug offenses as defined in the ACCA. United States v. Smith, 983 F.3d 1213, 1223 (11th Cir. 2020).

Under the prior panel precedent rule, a prior panels holding is binding on all subsequent panels unless and until it is overruled or undermined to the point of abrogation by the Supreme Court or by this Court sitting en banc. United States v. Archer, 531 F.3d 1347, 1352 (11th Cir. 2008).

Here, the district court did not err in determining Carrolls base offense level because our binding precedent in Smith forecloses his argument that his prior conviction under Fla. Stat. § 893.13 is not a controlled substance offense because it lacks a mens rea requirement as to the illicit nature of the controlled substance. Therefore, the district court properly applied an enhanced base offense level based, in part, on Carrolls prior conviction for a controlled substance offense.

AFFIRMED.

PER CURIAM: