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UNITED STATES v. Dean Jones, also known as Korrupt, Maxwell Suero, also known as Polo, Troy Williams, also known as Light, also known as Timothy Williams, Ralph Hooper, also known as Rizzo, also known as Riz, Dequan Parker, also known as Sin, also known as Sincere, Richard Graham, also known as Porter, Kaheim Allums, also known as Os, also known as “O,” Darnell Frazier, Yonell Allums, also known as Unk, Defendants. (2021)

United States Court of Appeals, Second Circuit.2021-07-08No. 18-491-cr

Summary

Holding. The District Court's judgment of conviction and sentence is affirmed.

Malik Saunders appealed his 228-month prison sentence following his guilty plea to drug conspiracy and firearm charges. He challenged three aspects of his sentencing: whether his prior New York second-degree assault conviction qualified as a 'crime of violence' for career offender purposes, whether he deserved a hearing on disputed sentencing facts, and whether considering facts neither admitted nor proven to a jury violated his constitutional rights.

The court rejected all three arguments. It held that the assault conviction does qualify as a crime of violence under controlling precedent, making Saunders a career offender. Any error in denying a hearing was harmless because the disputed facts would not have changed his sentencing range. The court further explained that because the Sentencing Guidelines are advisory rather than mandatory, judges may rely on facts proven only by a preponderance of the evidence without triggering jury trial requirements, as long as the final sentence does not exceed the statutory maximum.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether a New York second-degree assault conviction constitutes a 'crime of violence' under the Force Clause of the Sentencing Guidelines
  • Whether harmless error applies when a trial judge denies a sentencing hearing on facts that do not affect the final Guidelines range
  • Whether the Apprendi rule requiring jury proof applies to Guidelines calculations that are advisory rather than mandatory

Procedural posture

Saunders appealed his sentence imposed by the District Court following his guilty plea to drug conspiracy and firearm charges, challenging the application of career offender enhancements and the judge's sentencing methodology.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

SUMMARY ORDER

Defendant-Appellant Malik Saunders appeals a judgment of the District Court sentencing him principally to 228 months of imprisonment and five years of supervised release following his guilty plea to one count of conspiracy to distribute and possess with the intent to distribute controlled substances, in violation of 21 U.S.C.§§ 841(a)(1), (b)(1)(A) and 846, and one count of using, carrying and possessing a firearm during and relation to a drug trafficking crime, in violation of 18 U.S.C. § 924 (c)(1)(A)(i). Saunders contends that, in determining his sentence, the District Court (1) erroneously classified him as a “career offender” under the advisory United States Sentencing Guidelines (“U.S.S.G.” or “Guidelines”) based in part on his prior conviction for second-degree assault under New York Penal Law (“NYPL”) § 120.05(1); (2) abused its discretion in denying his request for a hearing on disputed issues regarding his role in the drug conspiracy and the quantity of drugs involved; and (3) violated his rights under the Fifth and Sixth Amendments of the United States Constitution by applying an enhanced Guidelines sentencing range based on alleged facts neither admitted by Saunders nor found by a jury. We assume the parties’ familiarity with the underlying facts, the procedural history of the case, and the issues on appeal. The District Court found that “career offender” offense level enhancements applied under the Guidelines because Saunders had “at least two prior felony convictions of either a crime of violence or a controlled substance offense”

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—i.e., a “controlled substances” conviction for conspiracy to distribute crack cocaine and a “crime of violence” conviction for second degree assault under NYPL § 120.05(1). Saunders contends on appeal that his conviction under NYPL § 120.05(1) does not qualify as a “crime of violence” because it does not satisfy U.S.S.G. § 4B1.2(a)(1) (the “Force Clause”). The Force Clause defines a “crime of violence” to include any offense which “has an element the use, attempted use, or threatened use of physical force against the person of another.”

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Saunders argues that NYPL § 120.05(1) may be violated by omission, and therefore does not categorically require the use or threatened use of physical force. Our recent decision in United States v. Brown

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forecloses Saunderss argument. In Brown, we rejected an interpretation of the Force Clause substantially identical to the one proposed by Saunders and squarely held that “NYPL § 120.05(1) is a ‘crime of violence’ under the force clause of U.S.S.G. § 4B1.2(a)(1).”

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We conclude, therefore, that the District Court correctly determined that Saunders was a “career offender” under the Guidelines.

We need not evaluate the District Courts decision not to hold a hearing because we agree with the government that any arguable error was harmless. Because Saunders was a career offender convicted of a crime with a statutory maximum of life in prison, his Guidelines offense level, after application of a three-level reduction for acceptance of responsibility granted by the District Court, was a minimum of 34,

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i.e., the offense level the District Court in fact calculated. Therefore, as the government notes, the District Court declined to hold a hearing on sentencing enhancements that ultimately “did not affect the Guidelines range or the sentence imposed.”

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Finally, we conclude that the District Court did not violate Saunderss constitutional rights by considering facts neither admitted by him nor found by a jury. Saunderss argument to the contrary rests principally on the Supreme Courts holding in Apprendi v. New Jersey

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that “[o]ther than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.”

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It is undisputed that the District Court did not rely on the facts at issue to increase Saunderss sentence beyond any otherwise applicable statutory maximum (or to raise any otherwise applicable statutory minimum).

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Rather, the District Court relied on the disputed facts to compute Saunderss sentencing range under the Guidelines, which are advisory

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and therefore do not legally mandate the imposition of a sentence within any particular range. It is true, as Saunders emphasizes, that the Guidelines provide helpful benchmarks in determining the reasonableness of sentences, but we are unpersuaded by Saunderss suggestion that this function of the Guidelines undermines the sentencing judges traditional “authority to find facts relevant to sentencing by a preponderance of the evidence.”

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CONCLUSION

We have considered all of Saunderss arguments on appeal and consider them to be without merit. For the foregoing reasons, we AFFIRM the February 16, 2018 judgment of conviction and sentence of the District Court.

FOOTNOTES

1

.   U.S.S.G. § 4B1.1(a).

2

.   U.S.S.G. § 4B1.2(a)(1).

3

.   No. 18-2063-CR, 2 F.4th 109 (2d Cir. June 24, 2021).

4

.   Id., at 111–12.

5

.   See U.S.S.G. § 4B1.1(b)(1). On appeal, Saunders does not argue that the District Court should have granted him any additional reductions.

6

.   Appellees Br. at 19.

7

.   530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2013)

8

.   Id. at 490.

9

.   See Alleyne v. United States, 570 U.S. 99, 103, 133 S.Ct. 2151, 186 L.Ed.2d 314 (2013) (holding Apprendi standard of proof applies to facts that increase mandatory minimum sentence); United States v. Thomas, 274 F.3d 655, 664 (2d Cir. 2001) (en banc) (holding “Apprendi does not apply where the sentence imposed is not greater than the prescribed statutory maximum for the offense of conviction”).

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.   See, e.g., United States v. Boooker, 543 U.S. 220, 245, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005) (holding Guidelines advisory).

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.   United States v. Garcia, 413 F. 3d 201, 220 n.15 (2d Cir. 2005).