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PEOPLE v. STEWARD (2021)

Court of Appeal, Third District, California.2021-04-07No. C091715

Summary

Holding. The court reversed the trial court's order denying the petition and remanded the matter for further proceedings on the merits, concluding that Assembly Bill 103 does not unconstitutionally amend Proposition 36 because it addresses a related but distinct subject matter that the initiative does not specifically authorize or prohibit.

Troy Steward was found not guilty by reason of insanity for battery on a correctional officer and committed to a state hospital for 25 years to life under the Three Strikes law. After Assembly Bill 103 became law, Steward petitioned to reduce his commitment term under a newly enacted statute that extends similar relief to people found not guilty by reason of insanity as was previously available only to convicted defendants. The trial court rejected his petition, holding that Assembly Bill 103 unconstitutionally amended Proposition 36 because it was enacted with less than the two-thirds legislative support required to modify an initiative statute.

The appellate court reversed, finding that Assembly Bill 103 does not actually amend Proposition 36 at all. Proposition 36 addresses prison sentence lengths for criminal defendants, while Assembly Bill 103 addresses commitment term lengths for those acquitted by reason of insanity—two legally distinct categories of people subject to different legal regimes. Because Proposition 36 is entirely silent on how insanity acquittees should be treated, the Legislature acted properly in legislating on this unaddressed area related to but separate from what the initiative covers.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether Assembly Bill 103 unconstitutionally amends Proposition 36 absent two-thirds voter approval
  • Whether legislation addressing insanity acquittees falls within the scope of an initiative addressing criminal sentencing
  • Distinction between NGI committees (those acquitted by reason of insanity) and criminal defendants under the law

Procedural posture

An NGI committee petitioned for reduction of his commitment term under newly enacted legislation, the trial court denied the petition on constitutional grounds, and the defendant appealed.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

Defendant Troy A. Steward was charged with battery on a correctional officer, and he was committed to Atascadero State Hospital after being found not guilty by reason of insanity. Following the passage of Assembly Bill No. 103 (2017-2018 Reg. Sess.) (Assem. Bill 103), defendant filed a petition for a reduction of his commitment under newly enacted Penal Code section 1170.127.

1

Section 1170.127 allows persons who are found not guilty by reason of insanity and committed to the state hospital (NGI committees) to obtain relief that parallels Three Strikes relief for those found guilty of a crime. The superior court denied defendants petition, concluding that Assembly Bill 103 is an unconstitutional amendment of Proposition 36, the Three Strikes Reform Act of 2012. We will reverse the superior courts order denying defendants petition and remand for further proceedings.

FACTUAL AND PROCEDURAL BACKGROUND

On October 20, 2000, defendant was committed to Atascadero State Hospital for a term of 25 years to life after being found not guilty by reason of insanity, as charged under section 4501.5, battery on a correctional officer, and the Three Strikes law. On July 12, 2019, defendant filed a petition for reduction of his term of confinement under sections 1170.126 and 1170.127. The superior court issued an order directing the parties to address the question of whether section 1170.127 was unconstitutional. The district attorneys office did not timely file a responsive brief, and the superior court rejected an attempt to submit a late brief for failure to offer an adequate explanation for the untimely filing. Following a hearing, the court issued a written opinion finding section 1170.127 invalid and unconstitutional, reasoning that Assembly Bill 103 amended Proposition 36 (by purportedly extending Proposition 36s relief to NGI committees) without meeting the two-thirds threshold required under the California Constitution. Defendant filed a timely notice of appeal.

DISCUSSION

Defendant argues the superior court erred in determining that Assembly Bill 103 unconstitutionally amended Proposition 36.

2

The People agree and request that we reverse and remand for further proceedings under section 1170.127.

“The Legislature may not amend an initiative statute without subsequent voter approval unless the initiative permits such amendment, ‘and then only upon whatever conditions the voters attached to the Legislatures amendatory powers.’ ” (People v. Superior Court (Pearson) (2010) 48 Cal.4th 564, 568, 107 Cal.Rptr.3d 265, 227 P.3d 858 (Pearson).) Nonetheless, “ ‘[t]he Legislature remains free to address a “ ‘related but distinct area’ ” [citations] or a matter that an initiative measure “does not specifically authorize or prohibit.” ’ ” (Id. at p. 571, 107 Cal.Rptr.3d 265, 227 P.3d 858.) In deciding whether a particular piece of legislation has amended an initiative, our Supreme Court has framed the question as whether the legislation “prohibits what the initiative authorizes, or authorizes what the initiative prohibits.” (Ibid.)

Because Proposition 36 requires that any legislative amendment receive at least two-thirds support, and there is no dispute that Assembly Bill 103 was enacted with less than two-thirds support, the question on appeal is whether Assembly Bill 103 amends Proposition 36. This is the same question raised in the numerous Senate Bill No. 1437 (2017-2018 Reg. Sess.) (Stats. 2018, ch. 1015) matters that have been litigated across the state. In People v. Superior Court (Ferraro) (2020) 51 Cal.App.5th 896, 908, 917, 265 Cal.Rptr.3d 507, this court recently joined the other appellate courts who have addressed the issue in concluding that Senate Bill No. 1437 is not an invalid amendment of either Proposition 7 or Proposition 115 because the legislation did not add to or take away from any provision in either initiative. We take the same approach in evaluating Assembly Bill 103.

When a criminal defendant is found not guilty by reason of insanity, that person “is no longer a criminal defendant, but a person subject to civil commitment.” (People v. Lara (2010) 48 Cal.4th 216, 222, fn. 5, 106 Cal.Rptr.3d 208, 226 P.3d 322.) “The purpose of commitment following an insanity acquittal, like that of civil commitment, is to treat the individuals mental illness and protect him and society from his potential dangerousness. The committed acquittee is entitled to release when he has recovered his sanity or is no longer dangerous.” (Jones v. United States (1983) 463 U.S. 354, 368, 103 S.Ct. 3043, 77 L.Ed.2d 694.) During their commitment term, NGI committees may be released or transferred to prison if their sanity is restored. (§ 1026.2, subds. (a), (e), (m).) At the end of their commitment, NGI committees may be subject to an extension of their commitment if they present a substantial danger to others because of their mental condition. (§ 1026.5, subd. (b).) As the superior court acknowledged, criminal defendants are not treated similarly in these respects.

Assembly Bill 103 does not amend Proposition 36 to prohibit what Proposition 36 authorizes or authorize what it prohibits. (See Pearson, supra, 48 Cal.4th at p. 571, 107 Cal.Rptr.3d 265, 227 P.3d 858.) While Proposition 36 addresses the length of prison sentences for criminal defendants, Assembly Bill 103 addresses the length of commitment terms for NGI committees. (See People v. Dobson (2016) 245 Cal.App.4th 310, 318, 199 Cal.Rptr.3d 508, superseded by Assem. Bill 103 [observing that nothing in the text or history of Proposition 36 suggests that it applies to NGI committees].) Indeed, Proposition 36 is silent about the treatment of NGI committees. (Dobson, at p. 318, 199 Cal.Rptr.3d 508.) The Legislature is permitted to enact legislation in such circumstances. (People v. Kelly (2010) 47 Cal.4th 1008, 1025-1026, 103 Cal.Rptr.3d 733, 222 P.3d 186 [“The Legislature remains free to address a ‘ “related but distinct area” ’ [citations] or a matter that an initiative measure ‘does not specifically authorize or prohibit’ ”].) This case “presents a classic example of legislation that addresses a subject related to, but distinct from, an area addressed by an initiative.” (People v. Superior Court (Gooden) (2019) 42 Cal.App.5th 270, 282, 255 Cal.Rptr.3d 239.) Because Assembly Bill 103 did not amend Proposition 36, the superior court erred in holding that Assembly Bill 103 is unconstitutional. Accordingly, we reverse.

DISPOSITION

The superior courts order denying the petition on constitutional grounds is reversed and the matter remanded for further proceedings to address the merits of the matter.

FOOTNOTES

1

.   Undesignated statutory references are to the Penal Code.

2

.   Defendant further argues that the superior court erred in directing the parties to address the question of whether section 1170.127 was unconstitutional because the argument was not raised by either party. We decline to reach this issue because we conclude the court erred in holding that Assembly Bill 103 is unconstitutional.

HOCH, J.

We concur:

MAURO, Acting P. J.

DUARTE, J.