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PATEL v. RENAUD (2021)

United States Court of Appeals, Ninth Circuit.2021-03-12No. No. 19-17095

Summary

Holding. The court affirmed the district court's dismissal of all claims, holding that the AWA's retroactive application does not violate the Ex Post Facto Clause, the AWA operates prospectively rather than retroactively, and the law's classification of sex offenders satisfies rational basis review under equal protection principles.

Yogeshkumar Patel, a U.S. citizen convicted of a sex offense against a minor, filed a family-sponsored visa petition for his wife. The government denied the petition under the Adam Walsh Child Protection and Safety Act (AWA), which requires sex offenders to demonstrate they pose no risk to the visa beneficiary. Patel sued claiming constitutional violations, but the district court dismissed his claims.

On appeal, Patel argued that applying the AWA to crimes committed before the statute's enactment violated the Ex Post Facto Clause. The court rejected this argument as foreclosed by prior precedent establishing that the AWA operates prospectively, addressing dangers that arise after its enactment rather than punishing past conduct. Patel's attempt to distinguish his case—based on the fact that his visa beneficiary is an adult rather than a child—failed because precedent had not tied the Ex Post Facto analysis to the age of the beneficiary.

Patel also challenged the AWA's classification scheme under equal protection principles. The court applied rational basis review, the most lenient constitutional standard, and easily upheld the law. Congress could rationally conclude that sex offenders pose heightened risks to family members, justifying the requirement that they affirmatively prove they pose no danger before sponsoring relatives. The court found the law's imperfections—even if somewhat underinclusive or overinclusive—do not render it irrational.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether applying the Adam Walsh Child Protection and Safety Act to pre-enactment crimes violates the Ex Post Facto Clause
  • Whether the AWA operates retroactively or prospectively
  • Whether the AWA's differential treatment of petitioners with sex offense convictions survives equal protection scrutiny
  • Whether the age of the visa beneficiary affects Ex Post Facto analysis

Procedural posture

The district court dismissed Patel's constitutional claims under Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6), and Patel appealed.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

MEMORANDUM ***

Plaintiff Yogeshkumar Patel, a U.S. citizen, filed a family-sponsored visa petition for his wife, Maimi Murakami, a noncitizen. United States Citizenship and Immigration Services (“USCIS”) denied the petition because, pursuant to the Adam Walsh Child Protection and Safety Act (“AWA”), Pub. L. No. 109-248, 120 Stat. 587 (2006), it could not conclude that Patel, who had served three years in prison for a sex offense against a minor, posed “no risk” to his wife.

2

Patel sued in district court, alleging multiple constitutional violations, and the district court dismissed Patels claims under Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). We have jurisdiction under 28 U.S.C. § 1291, and we affirm.

3

Patel first contends that, because the AWA took effect after he committed the crime at issue, the government violated the Ex Post Facto Clause, U.S. Const. art. I, § 9, cl. 3, by applying the AWA to his petition. We disagree. As the district court correctly concluded, this argument is foreclosed by our decision in Gebhardt v. Nielsen, 879 F.3d 980 (9th Cir. 2018). In Gebhardt, we held that applying the AWA to situations in which the crime predated the AWAs enactment did not violate the Ex Post Facto Clause. Id. at 987. Patel attempts to distinguish Gebhardt by pointing out that the plaintiff in that case filed petitions for his wife and her three children, whereas Patel only petitions for legal status for his wife. See id. at 983. According to Patel, because the AWA is directed first and foremost at protecting children and his wife is an adult, the Ex Post Facto analysis is different in his case. But in Gebhardt, our analysis did not distinguish the wife from the three children, or otherwise suggest that the analysis hinged on the age of the visa beneficiary. See id. at 986-87.

Patels separate retroactivity argument also fails. The AWA addresses “dangers that arise postenactment” and therefore operates prospectively. Cf. Vartelas v. Holder, 566 U.S. 257, 271 n.7, 132 S.Ct. 1479, 182 L.Ed.2d 473 (2012) (explaining that “laws prohibiting persons convicted of a sex crime against a victim under 16 years of age from working in jobs involving frequent contact with minors ․ do not operate retroactively” because “they address dangers that arise postenactment”); Gebhardt, 879 F.3d at 986 (explaining that the AWA created a “civil, non-punitive scheme” that “focuses on prevention—not punishment”); United States v. Elk Shoulder, 738 F.3d 948, 957 (9th Cir. 2013) (“[S]tatutes imposing requirements on previously convicted individuals in order to address ‘dangers that arise postenactment’ are not retroactive.” (quoting Vartelas, 566 U.S. at 271 n.7, 132 S.Ct. 1479)).

Lastly, Patels equal protection claim was correctly dismissed for lack of subject matter jurisdiction under Gebhardt, 879 F.3d at 988-89.

4

Patel contends the AWA impermissibly distinguishes between petitioners who have qualifying convictions and visa beneficiaries who have qualifying convictions. But this is the wrong point of comparison. The AWA only differentiates petitioners who have been convicted of a “specified offense against a minor” from those who have not, so convicted sex offenders is the relevant classification for an equal protection challenge. See 8 U.S.C. § 1154(a)(1)(A)(viii). Because the law creates “a classification neither involving fundamental rights nor proceeding along suspect lines,” it is subject to rational basis review. Heller v. Doe, 509 U.S. 312, 319, 113 S.Ct. 2637, 125 L.Ed.2d 257 (1993). The AWA easily satisfies this low standard, as Congress could have determined that sex offenders are more likely to pose a risk to family members and therefore should be required to make an affirmative showing that they pose “no risk” to the intended visa beneficiary before regaining the privilege of applying for a family-sponsored visa. That the law is imperfect does not make it irrational. See Vance v. Bradley, 440 U.S. 93, 108, 99 S.Ct. 939, 59 L.Ed.2d 171 (1979) (“Even if the classification involved here is to some extent both underinclusive and overinclusive, and hence the line drawn by Congress imperfect, it is nevertheless the rule that in a case like this perfection is by no means required.” (quotation marks omitted)). Accordingly, we hold that Patels equal protection claim is not colorable and was appropriately dismissed under Rule 12(b)(1). Cf. Gebhardt, 879 F.3d at 988-89 (holding we lack jurisdiction to review non-colorable constitutional claims challenging the AWA and affirming dismissal of substantive and procedural due process challenges to the AWA under Rule 12(b)(1) because neither claim was colorable).

AFFIRMED.

FOOTNOTES

2

.   In 2004, Patel was convicted of using the internet to induce minors to engage in sexual activity. Patel does not dispute that his conviction qualifies as a “specified offense against a minor” under the AWA. See 34 U.S.C. § 20911(7); 8 U.S.C. § 1154(a)(1)(A)(viii)(II).

3

.   Patel raised substantive and procedural due process claims in the district court, but he does not challenge the dismissal of those claims on appeal, so we do not address them here.

4

.   In his Second Amended Complaint, Patel mistakenly brought his equal protection challenge under the Fourteenth Amendment, which only applies to state actors, as opposed to the Fifth Amendment, which encompasses a guarantee of equal protection and which applies to the federal defendants in this action. We construe Patels equal protection claim as though it were brought under the Fifth Amendment, and the change does not impact our equal protection analysis. See Weinberger v. Wiesenfeld, 420 U.S. 636, 638 n.2, 95 S.Ct. 1225, 43 L.Ed.2d 514 (1975) (“This Courts approach to Fifth Amendment equal protection claims has always been precisely the same as to equal protection claims under the Fourteenth Amendment.”).