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UNITED STATES v. HAMILTON (2021)

United States Court of Appeals, Eleventh Circuit.2021-04-28No. No. 20-12169

Summary

Holding. The court vacated the sentence and remanded for resentencing, holding that although the district court plainly erred by incorrectly concluding it lacked discretion to impose concurrent sentences, Hamilton did not invite that error and therefore is entitled to relief.

Jeffrey Hamilton was sentenced to 24 months for illegal reentry into the United States and 4 months for violating his supervised release, with both sentences ordered to run consecutively for a total of 28 months. At sentencing, the district court mistakenly concluded it lacked discretion to impose the sentences concurrently, following the government's repeated assertions that consecutive sentences were mandatory. Hamilton did not object to this approach during sentencing, and the government later conceded on appeal that the district court had in fact committed plain error by accepting this false legal premise.

The government argued on appeal that Hamilton had forfeited his right to challenge the error under the invited error doctrine because he failed to correct the court's misunderstanding and nominally agreed to various procedural matters. The court examined three specific instances the government pointed to as evidence Hamilton invited the error: his confirmation that guidelines calculations were correct, his statement that he had no objection to addressing the supervised release violation first, and his thanks to the government for its low-end sentencing recommendation. The court concluded none of these statements constituted an affirmative endorsement of the consecutive-sentence requirement, and Hamilton's silence or procedural acquiescence did not trigger the invited error doctrine.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether a defendant invites error by failing to object to the district court's legal misstatement regarding sentencing discretion
  • What conduct constitutes inviting error under the invited error doctrine
  • Whether procedural agreement or nominal assent to sentencing recommendations amounts to affirmative support for legal error
  • Whether the invited error doctrine can apply cumulatively based on multiple equivocal statements

Procedural posture

Hamilton appealed his 28-month consecutive sentence for illegal reentry and supervised release violation, arguing on appeal for the first time that the sentence was procedurally unreasonable, reviewed under the plain error standard.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

Jeffrey Hamilton appeals his 24-month sentence for illegal reentry after removal and four-month sentence for violating his supervised release, sentences the district court ordered him to serve consecutively. He argues that his combined 28-month sentence is procedurally unreasonable because the district court plainly erred by concluding that his sentences had to be imposed consecutively. The government concedes the district court plainly erred but argues that Hamilton deserves no relief because he invited the error. After careful review, we vacate and remand for resentencing because we agree with the parties that the district court plainly erred and reject the governments argument that Hamilton invited the error.

I. BACKGROUND

Hamilton was apprehended by authorities after a vessel dropped him off in Pompano Beach, Florida. After fingerprinting identified him as having previously been removed from the country, Hamilton was indicted for illegally reentering the United States, in violation of 8 U.S.C. § 1326(a), (b)(2). Hamilton pled guilty, and the district court accepted his plea.

Hamiltons reentry into the United States also led the probation office to file a petition seeking the revocation of a supervised release term Hamilton was serving based on crimes for which he was sentenced 13 years earlier. Hamilton agreed with the government that by illegally reentering the United States he violated the terms of his supervised release, and the district court revoked his supervised release.

The district court proceeded to sentence Hamilton for the illegal reentry charge and the supervised release violation. We review the sentencing proceeding in some detail, as the details are dispositive of this appeal. The court began by asking whether the parties objected to addressing the supervised release violation before the illegal reentry charge. The government stated that it had no objection but interjected that the sentences would have to be imposed consecutively. The court then turned to Hamilton to determine whether he objected to addressing the supervised release violation first. Hamiltons counsel stated that he had “[n]o objection whatsoever” to the district courts proposal. Doc. 37 at 4.

1

The district court then calculated that, under the United States Sentencing Guidelines, the advisory guidelines range was 24 to 30 months’ imprisonment for the illegal reentry charge and four to 10 months for the supervised release violation.

2

The court asked Hamiltons counsel if the guidelines range was “properly compute[d]” as to both offenses. Id. at 18. Hamiltons counsel replied that he had no objections to those computations. The government recommended that Hamilton be sentenced to the “low end” of the guidelines for both offenses, that is, 24 months for the illegal reentry and four months for the supervised release violation. The government then asked for the sentences to be imposed consecutively, twice arguing that the district court had no discretion to impose the sentences concurrently. See id. at 4 (arguing the sentences “ha[d] to be consecutive”); id. at 19 (arguing that consecutive sentences were “required by the law”). Hamiltons counsel “thank[ed] the government for making that low-end recommendation.” Id. at 19.

The district court followed the governments recommendation, which it labeled the “joint” recommendation of the parties, sentencing Hamilton to 24 months for the illegal reentry and four months for the supervised release violation, to be served consecutively, for a total of 28 months. Id. at 23. The court asked whether Hamilton “object[ed] to the Courts findings of fact or to the manner in which the sentence was pronounced” and whether the defense had “[a]nything else.” Id. at 25. Hamiltons counsel had “[n]o objections” and nothing else to add. Id.

This is Hamiltons appeal.

II. STANDARD OF REVIEW

When a defendant argues for the first time on appeal that his sentence is procedurally unreasonable, we review for plain error. United States v. Vandergrift, 754 F.3d 1303, 1307 (11th Cir. 2014). However, when a party “induce[d]” or “invite[d]” the district courts error, we will not upend the district courts ruling even if its error was plain. United States v. Silvestri, 409 F.3d 1311, 1327–28 (11th Cir. 2005) (internal quotation marks omitted). We assess in the first instance whether a party invited the district courts error. See id. at 1337.

III. ANALYSIS

This appeal turns on whether the invited error doctrine applies. The government concedes that the district court had discretion to impose Hamiltons sentences consecutively or concurrently and therefore the district court committed a “paradigmatic procedural error” by accepting the governments contention at the sentencing hearing that the court was required by law to impose the sentences consecutively. See Appellees Br. at 13–14 (citing Gall v. United States, 552 U.S. 38, 51, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007)). The government further concedes that this error was “plain” because it “affected Hamiltons substantial rights,” id. at 14 (citing Molina-Martinez v. United States, ––– U.S. ––––, 136 S. Ct. 1338, 1346, 194 L.Ed.2d 444 (2016)), and “could seriously affect the integrity or public reputation of judicial proceedings,” id. at 15 (citing Rosales-Mireles v. United States, ––– U.S. ––––, 138 S. Ct. 1897, 1911, 201 L.Ed.2d 376 (2018)). We agree.

The only issue is whether Hamilton forfeited his right to be sentenced according to law because he invited the district courts error. We conclude that Hamilton did not invite the error; we therefore vacate and remand.

The invited error doctrine is the “cardinal rule of appellate review that a party may not challenge as error a ruling or other trial proceeding invited by that party.” United States v. Love, 449 F.3d 1154, 1157 (11th Cir. 2006) (internal quotation marks omitted). The doctrines rationale is the “common sense view that where a party invite[d] the trial court to commit error, he cannot later cry foul on appeal” because no litigant should “benefit from introducing error [in the district court] with the intention of creating grounds [for appeal].” United States v. Brannan, 562 F.3d 1300, 1306 (11th Cir. 2009) (internal quotation marks and citation omitted). The doctrine applies when a defendant “induce[d]” the district courts error, id., or expressly agreed that the district court should make the erroneous ruling, United States v. Feldman, 931 F.3d 1245, 1260 (11th Cir. 2019), but it does not apply when a defendant “fail[ed] to object [to the district courts error],” United States v. Dortch, 696 F.3d 1104, 1112 (11th Cir. 2012). We generally give the defendant the benefit of the doubt before concluding that he invited the error and therefore has forfeited any recourse for the district courts plain error. See Dortch, 696 F.3d at 1112 (holding that the doctrine did not apply when it was “ambiguous” whether the defendant expressly agreed to the arguably erroneous jury instruction); Brannan, 562 F.3d at 1307 (undertaking the invited error inquiry by “read[ing] [the record] in [the] light most favorable to the defendant”).

The government argues that the invited error doctrine applies in this case “because Hamilton affirmatively agreed to and recommended [that his sentences had to be imposed consecutively].” Appellees Br. at 8. To support its view, the government points to three instances in the record where Hamilton supposedly invited the error and then argues that, even if each of those instances taken alone does not suffice, their cumulative effect triggers the doctrine. We address the three instances in the record that supposedly amount to invited error in turn. Then we consider the governments cumulative invited error argument.

First, the government argues that, when the district court asked him whether it had “properly compute[d]” the guidelines range, Doc. 37 at 18, “Hamilton not only failed to correct the district courts (and the governments) misunderstanding, he affirmatively supported [that misunderstanding].”

3

Appellees Br. at 10. We cannot agree.

To review, the district court explained that Hamiltons guidelines range was 24 to 30 months for the illegal reentry and four to 10 months for the supervised release violation, for an accumulated guidelines range of 28 to 40 months. The district court then asked Hamiltons counsel whether it had “properly computed the guideline range as to the supervised release violation.” Doc. 37 at 18 (emphasis added). Hamiltons counsel replied that it had. Next, the district court asked Hamiltons counsel whether it had “properly computed the guideline range as to the substantive offense of illegal reentry.” Id. (emphasis added). Again, Hamiltons counsel replied that it had. Finally, the court asked whether Hamiltons counsel had any objection to “either guideline range,” to which Hamiltons counsel responded no. Id. In this colloquy, Hamiltons counsel affirmatively agreed that the district court properly computed the guidelines ranges for the two sentences. But he did not affirmatively agree that the two sentences were required to be imposed consecutively rather than concurrently; that question was not asked. Therefore, Hamiltons counsel did not invite the error in this exchange. See Dortch, 696 F.3d at 1112; Feldman, 931 F.3d at 1260.

Second, the government points to a colloquy at the hearings opening as showing invited error. Again, we disagree.

To begin the hearing, the district court said, “Good afternoon ․ I propose we take up the supervised release violation hearing first. Any objection to that?” Doc. 37 at 4 (emphasis added). The government responded: “Judge, the only thing is, I believe that that violation has to be consecutive. So, I guess you could order it before. Either way, it doesnt matter.” Id. The court replied, “[i]t doesnt matter.” Id. The government then stated, “[o]kay. Then I have no problem with doing the violation—,” at which point the court interrupted and said, “Mr. Berube [Hamiltons counsel]?” Id. (emphasis added). Hamiltons counsel replied, “[n]o problems, your Honor. No objection whatsoever.” Id. (emphasis added).

The government suggests that when Hamiltons counsel replied to the courts question, he was responding to the governments statement that the sentences had to be imposed consecutively. This strikes us as quite a strained characterization of the exchange. When Hamiltons counsel answered “[n]o objection,” he was responding to the district courts question whether there was “[a]ny objection” to the courts proposal to “take up the supervised release violation hearing first.” Id. It is true that between the courts question and Hamiltons counsels answer the government interjected with a tangential and, as it turns out, erroneous statement—that the sentences for the two offenses had to be imposed consecutively—before answering that the government had “no problem with doing the [supervised release] violation [first].” Id. But the governments interjection does not change the fact that when Hamiltons counsel stated he had no objection to the district courts proposal, he was responding directly to a question from the court that had nothing to do with whether the sentences had to be imposed consecutively. Hamiltons counsel invited no error here.

Third, the government argues that Hamilton invited the error when the government made its sentencing recommendation because Hamilton “adopted the governments recommendation for the imposition of consecutive sentences at the low end of Hamiltons advisory [g]uidelines range.” Appellees Br. at 10. Here, too, we are not persuaded.

In this portion of the transcript, the government “recommend[ed] the low end on both cases to be served consecutively, as is required by the law,” to which the court replied, “[s]o 28 months.” Doc. 37 at 19. After the government confirmed that it was seeking a 28-month sentence, the court turned to Hamiltons counsel, who stated, “Your Honor, we thank the government for making that low-end recommendation” and explained that Hamilton wanted to resolve the matter. Id. The government argues that, by thanking the government, Hamiltons counsel was not only joining its 28-month recommendation but also expressly supporting the governments error that the district court was required to impose the sentences consecutively. Not so. Hamiltons counsel did not unambiguously support the governments recommended sentence, much less the notion that the district court was required to impose the sentences consecutively. Our precedent requires that the defendants assent be unambiguous. See Dortch, 696 F.3d at 1112 (holding that the “ambiguous statement to the district court” that the defendant “[did not] think” he would “need to review the [arguably erroneous jury] instructions again with the district court at a later time” did not trigger the invited error doctrine).

4

Lastly, the government argues that there was invited error under a “totality of the circumstances” approach. Appellees Br. at 11. The government cites no authority, however, for its view that there exists such a thing as cumulative invited error or that we take a “totality of the circumstances” approach to the invited error inquiry. And we have found none. Our precedent is clear: invited error occurs only when the defendant introduces the error or affirmatively agrees to or supports the error in question. See, e.g., United States v. Jernigan, 341 F.3d 1273, 1290 (11th Cir. 2003) (holding that the defendant invited error by “affirmatively agreeing” to the playing of tapes at trial, which he later claimed was erroneous).

5

The government cannot stitch together instances that do not amount to invited error and arrive at invited error.

6

For those reasons, Hamilton did not invite the error he complains of. Because we agree with both parties that the district court plainly erred by concluding it had no discretion to impose concurrent sentences, we vacate and remand for resentencing.

VACATED and REMANDED.

FOOTNOTES

1

.   Doc.” numbers refer to the district courts docket entries.

2

.   These calculations are not at issue on appeal.

3

.   Although the government appears to recognize that a defendants failure to object does not amount to invited error, its brief repeatedly blames Hamilton for not objecting to the governments and the district courts legal misunderstanding. As our law makes clear, though, Hamilton was not obligated to correct the district courts legal error to secure his right to review for plain error. Dortch, 696 F.3d at 1112. The plain error standard of review applies precisely because the defendant failed to object. More is required for invited error.

4

.   The government also points to a comment the district court made, which reflects the courts perception that the government and defense were presenting a “joint” sentencing recommendation, as evidence that Hamilton invited the error. But our focus in the invited error analysis is on Hamiltons conduct, not the courts perception. And as we have explained, Hamiltons counsel neither induced nor supported the district courts legal error. And, in any event, the government has offered us no authority to support its suggestion that the district courts characterization of the facts and circumstances affects our invited error analysis.

5

.   This is not a case, as the government argues, “where the appellant ‘effectively caused’ the alleged error.” Appellees Br. at 8. In cases where a defendant effectively caused the error, unlike this case, the defendant affirmatively encouraged the district court to err. See Jernigan, 341 F.3d at 1290; see also United States v. Deleon, 812 F. Appx 948, 950 (11th Cir. 2020) (unpublished) (using the “effectively caused” language but holding that invited error arose because the defendant “stipulat[ed]” to what he later argued was error). If the “effectively caused” language were as broad as the government suggests, we would have invited error every time a defendant failed to object—a result that Dortch forecloses. 696 F.3d at 1112.

6

.   The government cites two unpublished, and therefore nonbinding, cases as factually similar to this one and supposedly supporting its view that invited error occurred. See Appellees Br. at 8–9 (citing United States v. Manning, 800 F. Appx 868 (11th Cir. 2020) (unpublished), and United States v. Williams, 361 F. Appx 45 (11th Cir. 2010) (unpublished)). These cases deal with the invited error doctrine in the context of consecutive-sentence errors like the one in this case. But they do not strengthen the governments position. In Manning, we concluded that there was invited error when the defendants counsel twice told the district court that the guidelines “required [the sentences] to be consecutive.” 800 F. Appx at 875 (internal quotation marks omitted). And, in Williams, there was invited error because the defendants attorney “agreed” with the court that it was required to impose consecutive sentences. 361 F. Appx at 47. Hamiltons counsels conduct was materially different from the conduct of the defendants’ counsel in those cases.

PER CURIAM: