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BLOCK v. WASHINGTON STATE BAR ASSOCIATION (2021)

United States Court of Appeals, Ninth Circuit.2021-07-02No. No. 18-35690, No. 20-35025

Summary

Holding. The court affirmed the district court's reimposed vexatious litigant pre-filing order in both appeals, finding it satisfied all four required elements and did not violate Block's access to courts.

Anne Block has filed multiple lawsuits against various government entities and officials, alleging they targeted her to prevent her from exposing wrongdoing. A district court imposed a vexatious litigant bar order preventing Block from filing new lawsuits without pre-filing review. This order was initially vacated on appeal for lack of notice, but the district court then reimposed an identical order on remand after providing Block with notice and an opportunity to be heard.

Block appealed the reimposed order and challenged the judge's impartiality. The court examined whether the reimposed bar order satisfied four strict requirements: adequate notice and opportunity to object, an adequate record for review, substantive findings about frivolousness or harassment, and narrow tailoring of the restriction. The court found the district court satisfied all four requirements. Block's numerous previously dismissed lawsuits, some expressly found frivolous, and her pattern of harassing emails threatening additional litigation supported the findings. The order was narrowly tailored because Block could still file potentially meritorious claims subject only to prescreening review.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Requirements for imposing vexatious litigant bar orders
  • Whether adequate notice and opportunity to oppose were provided
  • Whether district court findings of frivolousness and harassment were supported
  • Whether vexatious litigant order was narrowly tailored
  • Judicial disqualification based on judge's membership in defendant bar association

Procedural posture

Block appealed the district court's reimposition of a vexatious litigant pre-filing order on remand and challenged the judge's assignment to her case.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

MEMORANDUM **

Anne Block has filed several actions alleging that various state and local government entities, officials, and individuals, including the Washington State Bar Association (“WSBA”), targeted her in order to stop her from exposing government wrongdoing and cover-ups. These prior actions were dismissed, and two of those dismissals were affirmed by this court. See, e.g., Block v. Snohomish County, 733 F. Appx 884 (9th Cir. 2018); Block v. WSBA, 761 F. Appx 729 (9th Cir. 2019).

In connection with one of those prior dismissals, the district court sua sponte imposed a vexatious litigant bar (hereinafter the “Initial Bar Order”). Block v. WSBA, 2016 WL 1464467 (W.D. Wash. Apr. 13, 2016). Block appealed the Initial Bar Order. Before this court ruled on that appeal, Block filed a new cause of action in the Middle District of Pennsylvania. That action was transferred to the Western District of Washington and then dismissed pursuant to the Initial Bar Order. After that dismissal, this court ruled on the appeal in the earlier case and vacated the Initial Bar Order for lack of notice. Block, 761 F. Appx at 731. On remand in that case, the district court reimposed the vexatious litigant pre-filing order (hereinafter the “Reimposed Bar Order”), which is identical to the Initial Bar Order.

We have two appeals before us. We address them in turn.

20-35025 Appeal

This court vacated the “Initial Bar Order” for lack of notice. Block, 761 F. Appx at 731. On remand, Judge Martinez reimposed the vexatious litigant prefiling order. Block appeals the Reimposed Bar Order.

Before imposing a vexatious litigant bar, a district court must:

(1) give litigants notice and “an opportunity to oppose the order before it [is] entered”; (2) compile an adequate record for appellate review, including “a listing of all the cases and motions that led the district court to conclude that a vexatious litigant order was needed”; (3) make substantive findings of frivolousness or harassment; and (4) tailor the order narrowly so as “to closely fit the specific vice encountered.”

Ringgold-Lockhart v. County of L.A., 761 F.3d 1057, 1062 (9th Cir. 2014) (quoting De Long v. Hennessey, 912 F.2d 1144, 1147–48 (9th Cir. 1990)). We strictly enforce these four requirements because this type of order affects a litigants fundamental right to access the courts. See id. at 1061.

(1) There is no dispute that Block had adequate notice and an opportunity to oppose the order on remand.

(2) The district court had an adequate record. “An adequate record for review should include a listing of all the cases and motions that led the district court to conclude a vexatious litigant order was needed.” De Long, 912 F.2d at 1147. Here, to show why a vexatious litigant bar was necessary, the district court referred to the long list of cases identified in opposing counsels declaration that were previously dismissed, including two in which fees were awarded for frivolous litigation. See Block, 733 F. Appx at 889 (affirming district court order concluding that Blocks claims were “entirely groundless and frivolous” and awarding fees under 42 U.S.C. § 1988); Block, 761 F. Appx at 730 (affirming Rule 11 sanctions). Moreover, contrary to Blocks contention that the emails attached to the Soto declaration are barred under Federal Rule of Evidence 408, the emails do not seriously attempt to settle any action, but instead threaten Defendants with additional action. Because the emails were offered to prove Blocks pattern of harassment, they were not offered “to prove or disprove the validity or amount of a disputed claim or to impeach,” as is required under the rule. Fed. R. Evid. 408(a).

(3) Before a district court may issue a pre-filing injunction against a pro se litigant, it must make “substantive findings as to the frivolous or harassing nature of the litigants actions.” De Long, 912 F.2d at 1148 (quotation marks and citation omitted). To make such findings, the district court needs to look at “both the number and content of the filings as indicia” of the frivolousness of the litigants claims. Id. (quotation marks and citation omitted). Here, the district court noted that Block continued to send harassing emails threatening additional frivolous litigation. In addition, Block has filed numerous unmeritorious suits, some of which were expressly found to be frivolous. These facts demonstrate the frivolous and harassing nature of Blocks actions.

(4) The vexatious litigant order must be “narrowly tailored” to the vexatious litigants wrongful behavior. The district courts order is narrowly tailored. Block is not prevented from filing a lawsuit; she is only subject to a pre-filing order that requires a prescreening review to ensure that she does not continue to re-litigate claims. Block is free to file potentially meritorious claims. See Molski v. Evergreen Dynasty Corp., 500 F.3d 1047, 1061 (9th Cir. 2007). Block argues the order is not narrowly tailored because Judge Martinez did not consider alternatives to the vexatious litigant order. As support, she relies on Safir v. U.S. Lines, Inc., 792 F.2d 19 (2d Cir. 1986). While the Safir factors may provide a “helpful framework” for analyzing the third and fourth De Long factors, the Safir factors have never been adopted by the Ninth Circuit. Molski, 500 F.3d at 1057–58. But, in any event, they would not warrant a different outcome here.

We therefore conclude that the district court properly reimposed the vexatious litigant order. We affirm the courts order in appeal No. 20-35025.

18-35690 Appeal

Block filed her 18-35690 action in the Middle District of Pennsylvania. She requests that the case be “remanded back to the third circuit for litigation to proceed there.” This court lacks jurisdiction to review the Pennsylvania district courts transfer order. See Posnanski v. Gibney, 421 F.3d 977, 978, 980 (9th Cir. 2005). Accordingly, her request to remand is denied.

Block seeks to disqualify Judge Martinez from hearing her case based on his membership in the WSBA. This court has already rejected this argument. See Block, 761 F. Appx at 730. We again reject it in this appeal. Block supports neither her argument that Judge Martinez is biased or prejudiced against her, nor her argument that he has an economic interest in the outcome of the litigation. See Riss v. Angel, 131 Wash.2d 612, 934 P.2d 669, 682 (1997) (“[T]here is considerable authority that the member of a nonbusiness nonprofit unincorporated association is liable ․ for torts only if the member participated in or ratified the action resulting in liability.”); DeNardo v. Municipality of Anchorage, 974 F.2d 1200, 1201 (9th Cir. 1992) (“The fact that a plaintiff sues a bar association does not require recusal of judges who are members of that bar association.”).

Judge Martinez was properly assigned to Blocks action. The district court clerk had authority to reassign this case to Judge Martinez. While 28 U.S.C. § 137 provides that work must be divided among the judges of the court; it does not mandate how labor is divided. There is no appearance of impropriety. Judge Martinez was properly assigned to Block v. WSBA because it is a related case to Blocks previous case. See W.D. Wash. Civ. L.R. 3(g).

Although the district court dismissed this action under the Initial Bar Order, the terms of the Reimposed Bar Order are identical, and we have affirmed that reimposed order. No purpose would be served by remanding the case for the ministerial purpose of dismissing it again under the identically worded Reimposed Bar Order. Under the now-validated terms of the bar order, the district court properly dismissed Blocks complaint.

We affirm the courts orders in appeal No. 18-35690.

AFFIRMED.1

FOOTNOTES

1

.   In 18-35690, the motion for judicial notice (DE 84) is GRANTED, but the first motion for judicial notice (DE 37), the motion to file a supplemental brief (DE 86), the motion for reconsideration of the clerks order denying the motion to extend (DE 121), and the motion to consolidate cases (DE 122) are DENIED. In 20-35025, the motion to allow for correction of excerpts of record (DE 70) is GRANTED, but the motion to extend the time to file a reply brief and the motion to consolidate cases (DE 77, 78) are DENIED.