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KOSTER v. WHITAKER (2021)

United States Court of Appeals, Ninth Circuit.2021-04-08No. No. 20-15077

Summary

Holding. The court affirmed the district court's dismissal of plaintiffs' claims for lack of standing regarding the government's alleged appointment policy, and affirmed the dismissal of plaintiffs' challenge to the pre-ratification rule as moot because Attorney General Barr ratified the regulation before litigation concluded, eliminating the live controversy plaintiffs sought to challenge.

Plaintiffs challenged a Department of Justice regulation prohibiting bump-stock devices, arguing that Acting Attorney General Matthew Whitaker lacked authority to issue it under the Appointments Clause, the Federal Vacancies Reform Act, and the Attorney General Succession Act. They also challenged an alleged Trump administration policy of filling certain positions requiring presidential appointment and Senate confirmation without following office-specific vacancy procedures. The district court dismissed their claims for lack of standing, and the appellate court upheld that dismissal on two independent grounds.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether plaintiffs had Article III standing to challenge an alleged presidential appointment policy
  • Whether plaintiffs' claims regarding the pre-ratification bump-stock rule remained justiciable after ratification by the Attorney General
  • Timing and preservation of arguments regarding ratification validity

Procedural posture

Plaintiffs appealed the district court's dismissal of their Second Amended Complaint challenging the bump-stock regulation and related executive appointment practices.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

MEMORANDUM *

Joseph Koster and Jacob Soling (Plaintiffs) sued former Acting Attorney General Matthew Whitaker and other government officials after the Department of Justice amended the regulations of the Bureau of Alcohol, Tobacco, Firearms and Explosives to prohibit the possession of bump-stock devices. See Bump-Stock-Type Devices, 83 Fed. Reg. 66,514 (Dec. 26, 2018) (the Rule). Attorney General William Barr ratified the Rule several months later, see Bump-Stock-Type Devices, 84 Fed. Reg. 9,239 (Mar. 14, 2019), and Plaintiffs filed a Second Amended Complaint seeking injunctive and declaratory relief alleging violations of the Appointments Clause, U.S. Const. art. II, § 2, cl. 2, the Federal Vacancies Reform Act, 5 U.S.C. § 3345 et seq., and the Attorney General Succession Act, 28 U.S.C. § 508(a). The district court dismissed Plaintiffs’ claims for lack of standing. We have jurisdiction under 28 U.S.C. § 1291, and we affirm.

1. Plaintiffs challenged former President Donald Trumps alleged policy of designating federal employees to serve in positions requiring Presidential appointment and Senate confirmation (PAS offices), even when an office-specific vacancy statute designates the person who should fill the vacancy and that person is available. Plaintiffs’ theory of injury from that alleged policy, however, depends on a “highly attenuated chain of possibilities” and is too speculative to establish the injury-in-fact requirement for Article III standing. Clapper v. Amnesty Intl USA, 568 U.S. 398, 410, 133 S.Ct. 1138, 185 L.Ed.2d 264 (2013). We therefore affirm the district courts dismissal of Plaintiffs’ policy-based claim.

2. Plaintiffs also seek declaratory relief based on their claims that Whitaker lacked constitutional and statutory authority to issue the Rule and that the Rule harmed Plaintiffs by unlawfully depriving them of their property. These claims, however, are moot because there is no longer a live controversy regarding the pre-ratified Rule. Already, LLC v. Nike, Inc., 568 U.S. 85, 90–91, 133 S.Ct. 721, 184 L.Ed.2d 553 (2013) (“[A]n actual controversy must exist not only at the time the complaint is filed, but through all stages of the litigation.” (internal quotation marks and citation omitted)). Although Plaintiffs urge us to read a ratification challenge into their declaratory judgment claims, we decline to “reframe an appeal to review what would be in effect a different case than the one decided by the district court.” Baccei v. United States, 632 F.3d 1140, 1149 (9th Cir. 2011). Plaintiffs did not challenge the validity or effectiveness of the ratification until their reply brief in support of their motion for summary judgment—the last filing by either party on the dispositive motions. The district court therefore “appropriately declined to consider” the argument. Greisen v. Hanken, 925 F.3d 1097, 1115 (9th Cir. 2019). Accordingly, we affirm the district courts dismissal of Plaintiffs’ challenge to the pre-ratification Rule.

AFFIRMED.