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COLUMBUS REGIONAL HOSPITAL v. << (2021)

Court of Appeals of Indiana.2021-04-15No. Court of Appeals Case No. 20A-CT-1624

Summary

Holding. The court reversed the trial court's denial of the hospital's motion for summary judgment and remanded the case for entry of judgment in favor of the hospital, finding that the unsigned expert letter was inadmissible hearsay and could not support a genuine issue of material fact, and that Clark's subsequent submission of a signed version was untimely and could not cure the defect.

Sally Clark sued Columbus Regional Hospital and a cardiologist for medical malpractice following complications from a heart procedure, claiming the cardiologist's care fell below the applicable standard. The hospital moved for summary judgment, relying on a medical review panel's finding that the standard of care was met and evidence that the cardiologist was not the hospital's employee. Clark opposed the motion by submitting an unsigned letter from an expert physician opining that the cardiologist's treatment was substandard.

The trial court denied the hospital's summary judgment motion without explanation. Clark then attempted to cure the deficiency by submitting a signed and verified version of the expert letter more than a month after the trial court's ruling. The appellate court concluded the unsigned letter constituted inadmissible hearsay that could not be considered during summary judgment proceedings, and that Clark's late submission of a corrected version came too long after the initial ruling to be valid.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether an unsigned, unverified letter from an expert constitutes inadmissible hearsay in summary judgment proceedings
  • Whether a party may supplement deficient evidence after the trial court has ruled on a summary judgment motion
  • Whether expert medical testimony is required to establish a question of material fact in medical malpractice cases

Procedural posture

The hospital appealed the trial court's denial of its motion for summary judgment by interlocutory appeal after the trial court ruled against it and rejected the hospital's argument that the unsigned expert letter was inadmissible hearsay.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

MEMORANDUM DECISION

[1] This medical malpractice appeal hinges on a signature.

[2] Columbus Regional Hospital (Hospital) claims the trial court should have granted its motion for summary judgment because the only evidence of substandard medical care provided by Plaintiff Sally Clark was an unsigned letter from her expert. Clark contends the lack of a signature on her experts letter is irrelevant, especially as she submitted a signed version of the document after the trial court denied Hospitals motion for summary judgment.

[3] We conclude the unsigned letter was inadmissible hearsay which could not be considered by the trial court when ruling on Hospitals motion for summary judgment. We also conclude Clark waited too long to cure the letters deficiencies. Finding no genuine issue of material fact exists as to Hospitals liability, we reverse the trial courts denial of Hospitals motion for summary judgment.

Facts

[4] Complications during a heart procedure in 2014 resulted in Sally Clark receiving a permanent pacemaker. Five years later, Clark filed a complaint alleging the cardiologist botched the procedure and Hospital, as the cardiologists alleged employer, was vicariously liable for the cardiologists malpractice.

[5] Hospital sought summary judgment and, as supporting evidence, designated the medical review panels earlier determination in this dispute. The panel found “[t]he evidence does not support the conclusion that [Hospital and the cardiologist] failed to meet the applicable standard of care and the conduct complained of was not a factor in the resultant damages.” App. Vol. II, p. 19. Hospital also designated evidence establishing it did not employ the cardiologist at the time of Clarks heart procedure. Id. at 21-22.

[6] Clark responded to Hospitals summary judgment motion by designating an unsigned, unverified letter purportedly written by Erik N. Prystowsky, M.D., to Clarks counsel in 2015. Dr. Prystowsky suggested in the letter that the cardiologists treatment of Clark fell below the applicable standard of care.

[7] At the summary judgment hearing, Hospital argued that the letter from Dr. Prystowsky was inadmissible hearsay and moved to strike it. Id. at 42; Tr. Vol. II, pp. 7-8. However, Hospital did not seek specifically to strike Clarks two other designated documents that quoted verbatim from Dr. Prystowskys letter. App. Vol. II, pp. 34, 37-41. Hospital maintained it was entitled to summary judgment because the record contained no other evidence refuting the medical review panels finding that neither Hospital nor the cardiologist failed to meet the applicable standard of care. If the cardiologist did not commit malpractice, Hospital argued, it could not be vicariously liable for the cardiologists actions.

[8] The trial court denied Hospitals motion for summary judgment without explanation. Id. at 200. It never expressly ruled on Hospitals motion to strike the unsigned letter. Hospital sought certification for interlocutory appeal of the summary judgment order, arguing that the trial court erred in considering Dr. Prystowskys unsworn letter. Id. at 185. Two weeks later, Clark moved to supplement her summary judgment response with a signed and verified copy of Dr. Prystowskys letter. Id. at 188. The trial court granted Clarks motion to supplement and subsequently certified the summary judgment order for interlocutory appeal. Id. at 200-02. This Court later granted Hospitals motion for leave to file an interlocutory appeal under Indiana Appellate Rule 14(B).

Discussion and Decision

[9] Repeating its arguments from the summary judgment hearing, Hospital claims the trial court was obligated to grant its motion for summary judgment. We review a trial courts ruling on summary judgment de novo. Williams v. Tharp, 914 N.E.2d 756, 761 (Ind. 2009). Summary judgment is appropriate if the designated evidence establishes that no genuine issue of material fact exists and that the moving party is entitled to judgment as a matter of law. Id.; Ind. Trial Rule 56. The party moving for summary judgment has the burden of meeting these two requirements. Goodwin v. Yeakles Sports Bar & Grill, Inc., 62 N.E.3d 384, 386 (Ind. 2016). Once met, the burden shifts to the non-moving party to establish facts demonstrating a genuine issue. Id.

[10] Where facts or inferences are in doubt, they must be construed in favor of Clark, the non-moving party. See id. Hospital, as the party appealing the trial courts summary judgment determination, bears the burden of persuading us the denial of summary judgment was erroneous. Ryan v. TCI Architects/Engrs/Contractors, Inc., 72 N.E.3d 908, 913 (Ind. 2017).

I. Waiver

[11] As a preliminary matter, Clark requests we find Hospital waived any error by moving to strike only one of her three designated documents containing the substance of Dr. Prystowskys letter. But Clark does not cite any supporting authority and, therefore, has waived this claim. See Schon v. Frantz, 156 N.E.3d 692, 702 (Ind. Ct. App. 2020); Ind. Appellate Rules 46(B) (requiring parties to support their contentions with citation to authority).

[12] Hospital does not respond to Clarks waiver claim. A partys failure to respond to an issue raised in an opponents brief is akin to not filing a brief. R.L. Turner Corp. v. Wressel, 44 N.E.3d 26, 42 (Ind. Ct. App. 2015). Hospitals silence results in a lower standard of review—that is, prima facie error—as to the unchallenged issue. See id.

[13] Clarks waiver and Hospitals silence notwithstanding, we find Hospital sufficiently preserved its challenge to Dr. Prystowskys letter. At the hearing, Hospital contended summary judgment was proper on all issues because “Dr. Prystowskys report is unsigned, unverified and is in admissible (sic) hearsay and does not qualify as proper evidence under trial rule 56E (sic) ․” Tr. Vol. II, p. 7. Although Hospital only moved to strike Clarks designated Exhibit 3, which consisted solely of Dr. Prystowskys letter, Hospitals arguments made clear that it was objecting to the trial courts consideration of Dr. Prystowskys letter in any form. Hospital did not waive any error resulting from the trial courts consideration of that letter.

II. Denial of Summary Judgment

[14] Hospital contends the absence of a signature on Dr. Prystowskys letter is dispositive. The letter is inadmissible hearsay, according to Hospital, and could not be considered by the trial court. As Clark presented no other evidence indicating the cardiologists treatment fell below the standard of care, Hospital argues it is entitled to summary judgment.

[15] In response, Clark does not dispute that the unsigned, unverified letter was hearsay. Rather, she asserts Hospital suffered no prejudice because Hospital received Dr. Prystowskys opinion through discovery long before the summary judgment proceedings. Clark also claims she cured any defect in the original letter by submitting a signed and verified version of it after the trial court denied summary judgment.

[16] Relying on the elements of Clarks claims, the express requirements of Trial Rule 56, and our decisions interpreting that rule, we conclude Hospital is correct and is entitled to summary judgment. To prevail on her malpractice claim, Clark was required to establish the following elements: (1) a duty by the cardiologist and Hospital in relation to her; (2) failure by the cardiologist and Hospital to conform to the requisite standard of care required by the relationship; and (3) an injury to Clark resulting from those failures. Ford v. Jawaid, 52 N.E.3d 874, 877-78 (Ind. Ct. App. 2016).

[17] The standard of care for health care providers requires them to exercise the degree of skill and care ordinarily possessed and exercised by a reasonably skillful and careful practitioner under the same or similar circumstances. Glon v. Meml Hosp. South Bend, Inc., 111 N.E.3d 232, 239 (Ind. Ct. App. 2018), trans. denied. A medical malpractice claimant generally must present expert medical testimony to establish the applicable standard of care, breach of that standard, and proximate cause. Id.

[18] Hospitals summary judgment motion was based on two contentions: (1) no question of material fact existed as to whether the cardiologist met the applicable standard of care; and (2) Hospital could not be vicariously liable for the cardiologists actions because she was not Hospitals employee. Clark does not dispute that Hospital met its initial burden by designating the medical review panels determination and an affidavit indicating the cardiologist was not Hospitals employee. The burden then shifted to Clark to establish a question of material fact, rendering summary judgment improper. See Goodwin, 62 N.E.3d at 386.

[19] The only expert medical evidence designated by Clark that refuted the medical review panels determination was Dr. Prystowskys unsigned letter. App. Vol. II, pp. 31-32. That letter was hearsay because it was an out-of-court assertion offered in court to prove the truth of the matter asserted—that is, that the cardiologists treatment of Clark fell below the standard of care. See Ind. Evidence Rule 801(c); App. Vol. II, pp. 42-43. Absent an applicable exception, hearsay is inadmissible as evidence. In re E.T., 808 N.E.2d 639, 641 (Ind. 2004); Evid. R. 802. A trial court may not consider inadmissible evidence, including an unsworn letter from an expert, when determining whether summary judgment should be granted. Johnston v. State Farm Mut. Auto. Ins. Co., 667 N.E.2d 802, 806 (Ind. Ct. App. 1996).

[20] Clark offers no hearsay exception which would render the letter admissible. In light of Hospitals proper objection to the letter as inadmissible hearsay, the trial court could not consider the inadmissible letter in determining whether Hospital was entitled to summary judgment. Id.

[21] Clarks post-judgment supplementation of her designated evidence does not impact that result. Clark incorrectly suggests Indiana Trial Rule 56(E) authorized her belated correction of Dr. Prystowskys unsigned, unverified letter. But that rule authorizes only supplementation of “affidavits,” not other types of designated evidence. Tr. R. 56(E); Auto-Owners Ins. Co. v. Bill Gaddis Chevrolet Dodge, Inc., 973 N.E.2d 1179, 1182 (Ind. Ct. 2012).

[22] The appellate decisions Clark cites also do not advance her argument. They either involve supplementation of affidavits specifically authorized by Trial Rule 56(E) or supplementation of designated evidence prior to the trial courts ruling on a summary judgment motion. See Ind. Univ. Med. Ctr., Riley Hosp. Child. v. Logan, 728 N.E.2d 855, 859 (Ind. 2000) (supplementation occurred before summary judgment hearing); Jordan v. Deery, 609 N.E.2d 1104, 1109 (Ind. 1993) (two supplementations occurred at least thirteen days before trial courts summary judgment ruling); Winbush v. Meml Health Sys., Inc., 581 N.E.2d 1239, 1242 (Ind. 1991) (post-hearing, pre-ruling supplementation); Estate of Collins v. McKinney, 936 N.E.2d 252, 257-258 (Ind. Ct. App. 2010) (same); (Fort Wayne Lodge, LLC v. EBH Corp., 805 N.E.2d 876, 885 (Ind. Ct. App. 2010), trans. denied) (belated supplementation of affidavit pursuant to T.R. 56(E)). Here, Clark did not seek to supplement her designated evidence with a sworn version of Dr. Prystowskys letter until a month after the trial court ruled on Hospitals motion for summary judgment.

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[23] By the time Clark moved to supplement her designated evidence, Hospital already had launched an interlocutory appeal of the trial courts summary judgment order. The trial court therefore did not consider the revised letter in denying summary judgment nor could it. See Mitchell v. 10th and the Bypass, LLC, 3 N.E.3d 967, 973 (Ind. 2014) (ruling that even a trial court considering whether to materially modify a non-final summary judgment order may consider only the evidence properly before it at the time the order was first entered); Hussain v. Salin Bank & Trust, 143 N.E.3d 322 (Ind. Ct. App. 2020) (stating only properly designated evidence admissible at trial may be considered when ruling on summary judgment motion and such evidence does not include unsworn statements or unverified exhibits); Breining v. Harkness, 872 N.E.2d 155, 159 (Ind. Ct. App. 2007), reh. denied, trans. denied (refusing to consider on appeal material designated by party after summary judgment hearing). Clarks belated submission of a verified letter from her expert is tantamount to a coach trying to change the outcome of a basketball game by putting a better shooter on the court after the final buzzer has sounded.

[24] Hospital is entitled to summary judgment, as Clark offered no admissible evidence raising a genuine issue of material fact as to the compliance of the cardiologist and Hospital with the standard of care. The judgment of the trial court is reversed, and this case is remanded for entry of summary judgment in favor of Hospital.

Reversed and remanded

FOOTNOTES

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.   Clark indicated during the summary judgment hearing on June 26, 2020, that she would be willing to “resubmit” Dr. Prystowskys letter, but she did not request explicitly permission to supplement her designated evidence. Tr. Vol. II, p. 10. The trial court denied Hospitals motion for summary judgment June 30, 2020. App. Vol. II, p. 7. Clark moved to supplement her designated evidence with a signed version of the letter August 4, 2020—35 days after the trial courts ruling—and only after Hospital established in its motion for interlocutory appeal that unsworn letters could not be considered in summary judgment proceedings. App. Vol. II, p. 188.

Weissmann, Judge.

Altice, J., concurs.

Kirsch, J., dissents without a separate opinion.