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STATE v. AINSWORTH (2021)

Court of Appeals of Arizona, Division 2.2021-01-07No. No. 2 CA-CR 2020-0158-PR

Summary

Holding. The court granted the petition for review but denied relief, holding that the trial court did not abuse its discretion in denying Ainsworth's request for appointed counsel and dismissing his post-conviction relief petition as untimely and without merit.

Donald Ainsworth sought post-conviction relief after pleading guilty to three counts of attempted child molestation, claiming his trial counsel failed to file a notice of post-conviction relief on his behalf and that he was entitled to appointed counsel to pursue his petition. The trial court denied his request for counsel and dismissed his petition as untimely and without merit. Ainsworth appealed, arguing that his trial counsel had a continuing duty under ethics rules to file the notice and that the court should have appointed him counsel before dismissing his claims.

The appellate court rejected Ainsworth's arguments. The court found that Ainsworth had been clearly informed of his right to seek post-conviction relief and the deadline for doing so, and that nothing in the relevant rules required trial counsel to file such a notice on the defendant's behalf. The court distinguished between the continuing duty to represent a defendant in appeals (which Ainsworth had waived) and the separate process of filing for post-conviction relief. The court also concluded that Ainsworth's claim about newly discovered evidence was actually a newly discovered legal argument, which cannot support an untimely petition.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether trial counsel has a continuing duty to file a notice of post-conviction relief on a defendant's behalf
  • Whether appointment of counsel is required before a trial court dismisses a post-conviction petition as facially non-meritorious
  • Whether newly discovered legal arguments qualify as newly discovered evidence for purposes of an untimely post-conviction petition

Procedural posture

The trial court dismissed Ainsworth's petition for post-conviction relief, and Ainsworth sought appellate review of that dismissal.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

OPINION

¶1 Petitioner Donald Ainsworth seeks review of the trial courts order dismissing his petition for post-conviction relief, filed pursuant to former Rule 32, Ariz. R. Crim. P., arguing his post-conviction rights to court appointed counsel were ignored and violated. “We will not disturb a trial courts ruling on a petition for post-conviction relief absent a clear abuse of discretion.” State v. Swoopes, 216 Ariz. 390, ¶ 4, 166 P.3d 945 (App. 2007). Ainsworth has not sustained his burden of establishing such abuse here.

¶2 Pursuant to a plea agreement, Ainsworth was convicted of three counts of attempted child molestation. The trial court sentenced him to a five-year prison term on the first count and suspended the imposition of sentence on the remaining two counts, placing Ainsworth on life terms of probation. At the sentencing hearing, Ainsworth also signed a notice of his right to seek post-conviction relief, which explained that he was required to file a notice “within 90 days of the entry of judgment and sentence” and stated that “to file a notice of post-conviction relief, you should contact a lawyer ․ telling him or her that you want to seek post-conviction relief.”

¶3 Approximately ten months later, Ainsworth filed a notice of post-conviction relief, requesting appointment of counsel and arguing in his simultaneously filed petition that Rule 32.1(f) entitled him to relief, see Ariz. Sup. Ct. Order R-17-0002 (Aug. 31, 2017), that he had received ineffective assistance of counsel, and that his plea had not been knowing and voluntary. He also maintained he was entitled to relief under Rule 32.1(e) based on his newly “discovered information and material facts” relating to counsels having purportedly coerced his plea. See Ariz. Sup. Ct. Order R-17-0002. The trial court denied Ainsworths request for counsel and summarily dismissed the petition, concluding that Ainsworth had not established he was without fault for the late filing of his notice and that the remainder of his claims were either untimely or without merit.

¶4 Our supreme court amended the post-conviction relief rules, effective January 1, 2020. Ariz. Sup. Ct. Order R-19-0012 (Aug. 29, 2019). The amendments involved restyling and re-ordering of the rules and some substantive changes, including a division of former Rule 32 into two new rules—Rules 32 and 33. Id. Those “amendments apply to all cases pending on the effective date unless a court determines that ‘applying the rule or amendment would be infeasible or work an injustice.’ ” State v. Mendoza, 249 Ariz. 180, n.1, 467 P.3d 1120 (App. 2020) (quoting Ariz. Sup. Ct. Order R-19-0012).

¶5 This court ordered the state to respond to Ainsworths petition for review to address, among other issues, the application of the amended rules for post-conviction relief. Specifically, we asked whether new Rule 33.5(a), Ariz. R. Crim. P.—which substantially, but not exactly, covers matters addressed in former Rule 32.4(b)(2)—would work an injustice if applied to Ainsworth. See Ariz. Sup. Ct. Order R-17-0002. The state concedes that Rule 33.5(a) should not apply. It points out that Ainsworth might have been entitled to appointment of counsel below under former Rule 32.4(b)(2), but would not be entitled under Rule 33.5(a). The state argues, however, that Ainsworths notice was “facially non-meritorious” and that the trial court therefore properly declined to appoint counsel, even under former Rule 32.4(b)(2).

¶6 As we have previously stated, “Nothing in Rule 32.2(b) suggests that counsel must be appointed for an indigent defendant before a trial court conducts the preliminary review mandated by that rule ․” State v. Harden, 228 Ariz. 131, ¶ 11, 263 P.3d 680 (App. 2011). We therefore must decide whether the trial court properly dismissed Ainsworths notice as inexcusably untimely and non-meritorious under former Rule 32.2(b). On review, Ainsworth argues the trial court abused its discretion because it “ignored” his argument that his trial counsel had a “duty of continuing representation” under Rule 6.3(b), Ariz. R. Crim. P. He contends that the court should not have denied him relief under Rule 32.1(f) and, therefore, that the remainder of its ruling was also incorrect. We disagree.

¶7 Rule 32.1(f) applies when a court has not informed a defendant of the right to seek post-conviction relief or when someone else has interfered with a defendants attempt to file a timely petition. See Ariz. Sup. Ct. Order R-17-0002 (comment to former Rule 32.1(f) explaining rule applies when “defendant fails to appeal because the trial court ․ did not advise him of his appeal rights” or “defendant intended to appeal and thought timely appeal had been filed by his attorney when in reality it had not”). The record is clear here that Ainsworth was advised of his right to file a notice of post-conviction relief and of the deadline by which to do so. Ainsworth asserted in his petition that trial counsel had not filed a notice on his behalf and had not “even inquire[d] if he desired to seek” post-conviction relief. But the notice of post-conviction rights that Ainsworth signed explained he “should contact a lawyer” to tell him or her that he wished to seek post-conviction relief. Apparently, he did not do so.

¶8 Despite these warnings, however, Ainsworth contends his trial counsel was required to a file a notice of post-conviction relief based on Rule 6.3(b). Rule 6.3(b) provides that, unless permitted to withdraw, “counsel who represents a defendant at any stage of a case has a continuing duty to represent the defendant in all further proceedings in the trial court, including the filing of a notice of appeal.” Id. But, as a pleading defendant, Ainsworth expressly waived his right to appeal. And, although proceedings for post-conviction relief are analogous to an appeal for some purposes, see State v. Smith, 184 Ariz. 456, 458, 910 P.2d 1 (1996), Ainsworth has cited no authority to suggest that Rule 6.3(b)’s requirements extend to the filing of a notice of post-conviction relief.

¶9 Indeed, pursuant to former Rule 32.4(b)(2), even if the defendant was entitled to court-appointed counsel, appointment of counsel was required (in a noncapital proceeding) only upon the filing of a “timely or first notice” and a defendants request. See Ariz. Sup. Ct. Order R-17-0002. This stands in contrast to Rule 31.5(e), Ariz. R. Crim. P., which provides that, for such a defendant, “[i]f a court allows a defendants appointed attorney to withdraw, the superior court or the appellate court must appoint new counsel ․” The trial court therefore did not abuse its discretion in concluding Ainsworths claim pursuant to Rule 32.1(f) was facially non-meritorious without first appointing him counsel.

¶10 And finally, although, as Ainsworth suggests, a claim of newly discovered evidence could be raised in an untimely proceeding under former Rule 32.4(a)(2)(A), see Ariz. Sup. Ct. Order R-17-0002, Ainsworths claim of newly discovered evidence was instead the assertion of a newly discovered legal claim, which is not cognizable under that rule, see State v. Botello-Rangel, 248 Ariz. 429, ¶ 11, 461 P.3d 449 (App. 2020). The trial court did not abuse its discretion in summarily dismissing each of Ainsworths claims.

¶11 We grant the petition for review, but we deny relief.

STARING, Vice Chief Judge: