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UNITED STATES v. James Felton, Defendant-Appellant. (2021)

United States Court of Appeals, Second Circuit.2021-05-05No. 19-3352

Summary

Holding. The appellate court affirmed the conviction, finding that the trial court did not abuse its broad discretion in jury selection and that constitutional standards for impartial jury questioning were satisfied through the general voir dire examination and warnings the court provided.

James Felton was convicted of murder in aid of racketeering, murder during a narcotics conspiracy, firearm offenses, and drug trafficking conspiracy related to killings in the Bronx. He received a sentence of life plus seventy-five years. On appeal, Felton's sole argument was that the trial court violated his Sixth Amendment right to an impartial jury by refusing to ask prospective jurors a specific question about implicit or unconscious racial bias during jury selection.

The appellate court rejected Felton's challenge on multiple grounds. While acknowledging that district courts have broad discretion over voir dire questioning, the court noted that Supreme Court precedent does not require a specific inquiry into racial prejudice unless circumstances suggest a substantial likelihood that racial bias might affect the trial. The court found that the trial judge had in fact questioned prospective jurors about racial prejudice through general warnings and open-ended questions on multiple occasions, satisfying constitutional requirements. The court also rejected Felton's request to reconsider Supreme Court precedent, explaining that federal appellate courts cannot overrule decisions from the Supreme Court.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether trial courts must ask specific questions about implicit racial bias during jury selection
  • Scope of trial court discretion in conducting voir dire
  • Whether general inquiries into juror impartiality satisfy Sixth Amendment requirements regarding racial prejudice

Procedural posture

Felton appealed his October 2019 conviction from the U.S. District Court for the Southern District of New York following a seven-day jury trial.

Authorities cited

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Opinion

SUMMARY ORDER

Defendant-Appellant James Felton appeals from a judgment of conviction, entered on October 8, 2019, by the United States District Court for the Southern District of New York (Pauley, J.). Following a seven-day jury trial, Felton was convicted of murder in aid of racketeering and murder while engaged in a narcotics conspiracy, as well as firearm offenses, conspiracy to distribute narcotics, and related crimes arising from his involvement in drug trafficking in the Bronx and the murders of Marvin Harris and Jose Morales. The district court sentenced him principally to life plus seventy-five years’ imprisonment. We assume the parties’ familiarity with the underlying facts and procedural history of this case, to which we refer only as necessary to explain our decision to affirm.

Feltons sole contention on appeal is that the district court violated his rights under the U.S. Constitution when, during voir dire, it chose not to ask prospective jurors about implicit, or unconscious, racial bias.

1

Specifically, Felton asserts that the district court violated his Sixth Amendment right to a trial by an impartial jury when it declined to ask his proffered voir dire question concerning implicit racial bias. We disagree.

It is well settled that “[v]oir dire is necessarily a matter in which the trial court has extremely broad discretion.” United States v. Lawes, 292 F.3d 123, 128 (2d Cir. 2002). “Accordingly, we will not reverse unless we determine that this discretion has been abused.” Id.

2

With respect to questions regarding race, in Rosales-Lopez v. United States the Supreme Court made clear that “there is no per se constitutional rule ․ requiring inquiry as to racial prejudice [during voir dire].” 451 U.S. 182, 190, 101 S.Ct. 1629, 68 L.Ed.2d 22 (1981) (plurality opinion). Instead, “[o]nly when there are more substantial indications of the likelihood of racial or ethnic prejudice affecting the jurors in a particular case does the trial courts denial of a defendants request to examine the jurors’ ability to deal impartially with this subject amount to an unconstitutional abuse of discretion.” Id. Similarly, in Ristaino v. Ross the Supreme Court held that, even though the case involved allegations of interracial violence, the failure to ask questions about racial prejudice in voir dire did not violate the U.S. Constitution because “[t]he circumstances ․ did not suggest a significant likelihood that racial prejudice might infect [the defendants] trial.” 424 U.S. 589, 598, 96 S.Ct. 1017, 47 L.Ed.2d 258 (1976). In such circumstances, the Constitution is “satisfied by [a courts] more generalized but thorough inquiry into [juror] impartiality.” Id.; see also Ham v. South Carolina, 409 U.S. 524, 526–27 & n.2, 93 S.Ct. 848, 35 L.Ed.2d 46 (1973) (noting, in a case where a question regarding race was required, that the constitutional requirement could be satisfied by a “brief, general question[,]” such as “Would you fairly try this case on the basis of the evidence and disregarding the defendants race?”).

Apart from the requirements of the Sixth Amendment, the Supreme Court has emphasized that, pursuant to its “supervisory authority over the federal courts,” district courts generally should question prospective jurors about racial prejudice in any instance where a criminal defendant requests such questioning. Rosales-Lopez, 451 U.S. at 190–91, 101 S.Ct. 1629; see also Ristaino, 424 U.S. at 597 n.9, 96 S.Ct. 1017 (“[T]he wiser course generally is to propound appropriate questions designed to identify racial prejudice if requested by the defendant.”); accord United States v. Kyles, 40 F.3d 519, 524 (2d Cir. 1994). “Failure to honor [a defendants] request [in this context], however, will be reversible error only where the circumstances of the case indicate that there is a reasonable possibility that racial or ethnic prejudice might have influenced the jury.” Rosales-Lopez, 451 U.S. at 191, 101 S.Ct. 1629.

Here, Felton does not argue that a question on racial prejudice was constitutionally mandated under the circumstances of this case based upon the holdings of Rosales-Lopez and Ristaino. Instead, Felton urges this Court to “question the continuing validity” of these Supreme Court decisions because, in Feltons view, “[f]rom the perspective of 2020, the Rosales-Lopez and Ristaino holdings are untenable.” Appellants Br. at ix–x. Feltons request that we “[r]econsider,” id. at 16, these binding Supreme Court decisions is a non-starter because it is axiomatic that “[w]e cannot overrule the Supreme Court,” Bach v. Pataki, 408 F.3d 75, 86 (2d Cir. 2005), overruled on other grounds by McDonald v. Chicago, 561 U.S. 742, 130 S.Ct. 3020, 177 L.Ed.2d 894 (2010); accord State Oil Co. v. Khan, 522 U.S. 3, 20, 118 S.Ct. 275, 139 L.Ed.2d 199 (1997) (“[I]t is [the Supreme] Courts prerogative alone to overrule one of its precedents.”).

In any event, the district court here did question the potential jurors on the issue of racial prejudice. First, the district court explained to prospective jurors that the purpose of voir dire is to “select fair and impartial jurors; that is, jurors who are free from preconceived notions or prejudices that might prevent them from returning a fair and just verdict based solely on the evidence or the lack of evidence.” Appx at 49 (emphasis added); see also id. at 52 (“Jurors are required to make their decisions solely on the basis of the evidence presented at trial or the lack of evidence and not on the basis of conjecture, suspicion, sympathy, or prejudice, for or against, any party.” (emphasis added)). Then, as it related specifically to Felton, the district court warned the venire that “it would be improper for any of you to consider any personal feelings you may have about a defendants race, religion, national origin, sex, or age” and immediately asked whether “any prospective juror [would] have any difficulty putting aside any feelings, positive or negative, about the defendant, Mr. Felton, based on these considerations[.]” Id. at 58. Moreover, towards the end of voir dire, the district court again asked a question, in a broad and open-ended manner, to the prospective jurors about potential prejudice:

“Based on everything that weve discussed up to this point in time, do any of you have the slightest doubt in your mind for any reason whatsoever that youll be able to serve conscientiously, fairly and impartially in this case and to render a true verdict without fear, favor, sympathy or prejudice and according to the law, as Ill instruct you?”

Id. at 112. Importantly, in United States v. Treacy we recognized that “a district court may find that warning a jury against an improper bias may be more effective in some cases than inquiring about that bias.” 639 F.3d 32, 47 (2d Cir. 2011). Here, the district court did both, and on more than one occasion.

To the extent Felton argues that the U.S. Constitution or the Supreme Courts supervisory mandate required the district court to also ask a specific question on implicit racial bias, we disagree. As we have explained, “[v]oir dire is of course an important part of trial proceedings, but federal trial judges are not required to ask every question that counsel—even all counsel—believes is appropriate.” Lawes, 292 F.3d at 128; see also Ham, 409 U.S. at 527, 93 S.Ct. 848 (“[T]he trial judge was not required to put the question [concerning racial prejudice] in any particular form, or to ask any particular number of questions on the subject, simply because requested to do so by [defendant].”). In fact, in Lawes, we noted that this Court had “never ․ reversed a conviction for the failure to ask a particular question on the voir dire of prospective jurors,” and Felton has pointed to no case since where we have done so. 292 F.3d at 129; accord Treacy, 639 F.3d at 46. Therefore, “[w]e do not minimize the importance to criminal defendants of removing the possibility of racial bias on the jury,” but rather re-emphasize that “[h]ow best to do that ․ is primarily left to the broad discretion of the district court.” United States v. Taylor, 92 F.3d 1313, 1324 (2d Cir. 1996). Given the circumstances of this case, the district court did not err under any standard in determining that the questions and warnings it posed during voir dire were sufficient to explore the issue of racial bias with prospective jurors.

We have considered all of Feltons remaining arguments and find them to be without merit. Accordingly, we AFFIRM the judgment of the district court.

FOOTNOTES

1

.   As defined by Feltons trial counsel in their requested voir dire questions for the district court, “[u]nconscious biases are stereotypes, attitudes or preferences that people may consciously reject but may be expressed without conscious awareness, control or intention. Like conscious bias, unconscious bias, too, can affect how we evaluate information and make decisions.” Appx at 29. Of particular relevance to this case is what Felton, who is Black, describes as the “unconscious, associational link between Black males and crime.” Appellants Br. at viii.

2

.   The parties dispute whether the abuse-of-discretion or plain-error standard of review applies in this case. We need not resolve this disagreement, however, because Feltons challenge to the district courts questioning during voir dire fails even under the abuse-of-discretion standard.