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UNITED STATES v. SPOTTS (2021)

United States Court of Appeals, Fourth Circuit.2021-08-16No. No. 20-6264

Summary

Holding. The district court's orders were vacated and remanded for reconsideration to ensure the sentencing reduction complies with procedural reasonableness requirements, including providing Spotts an opportunity to present arguments regarding the sentencing factors and his post-sentencing conduct.

Spotts appealed a district court decision that partially granted his request for a sentence reduction under the First Step Act. The appellate court found that the district court failed to follow the procedural requirements established in a controlling precedent, specifically the requirement to allow the defendant to present arguments about sentencing factors before imposing a reduced sentence. Although the district court had considered some relevant information, it did not give Spotts the opportunity to submit memoranda or make arguments addressing how his post-sentencing conduct and other circumstances should factor into the reduced sentence.

The court determined that when a judge exercises discretion to reduce a sentence under the First Step Act, the new sentence must be both procedurally and substantively reasonable. This includes ensuring the defendant can present arguments about the factors relevant to sentencing, receiving individualized consideration of the defendant's circumstances, and providing a clear explanation for the sentencing decision. Because the district court did not comply with these procedural requirements, the appellate court took action to correct the error.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether a district court must allow a defendant to present arguments before imposing a sentence reduction under the First Step Act
  • What procedural requirements apply to sentence reductions under the First Step Act
  • Whether the district court adequately considered statutory sentencing factors in light of the defendant's post-sentencing conduct

Procedural posture

Spotts appealed the district court's partial grant of his First Step Act sentence-reduction motion and denial of his motions for reconsideration.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

Kelvin Andre Spotts appeals the district courts orders granting in part and denying in part his motion for a sentence reduction under § 404(b) of the First Step Act of 2018 (“First Step Act”), Pub. L. No. 115-391, 132 Stat. 5194, 5222, and denying his motions for reconsideration. On appeal, Spotts challenges the procedural reasonableness of his reduced sentence. We vacate the district courts orders and remand for reconsideration in light of United States v. Collington, 995 F.3d 347 (4th Cir. 2021).

In Collington, we held that where, as here, “a court exercises discretion to reduce a sentence [under the First Step Act], the imposition of the reduced sentence must be procedurally and substantively reasonable.” Id. at 358. While the court does not necessarily have to hold a full resentencing hearing, it must “consider a defendants arguments, give individual consideration to the defendants characteristics in light of the [18 U.S.C.] § 3553(a) factors, determine ․ whether a given sentence remains appropriate in light of those factors, and adequately explain that decision.” Id. at 360.

Because Collington requires the court to impose a procedurally reasonable sentence, the court must, among other things, consider the parties’ arguments regarding the § 3553(a) factors. See id. Here, although the court analyzed the § 3553(a) factors relative to its findings at the original sentencing hearing and its independent research regarding Spotts’ institutional adjustment, it did not accord the parties the opportunity to present any arguments. For example, Spotts points to his intent to present arguments based on the prison staffs recommendation of his immediate release and a commendation he received from the prison warden. We conclude that the district court should have given Spotts the opportunity to present arguments, through a memorandum or otherwise, addressing the sentencing factors and his post-sentencing conduct.

Because the district court did not have the benefit of our decision in Collington, we vacate the courts orders and remand for reconsideration.

*

Counsel should be appointed by the district court on remand. We deny Spotts’ motion for accelerated case processing and his motion for an extension of time in which to file a reply brief. We dispense with oral argument because the facts and legal contentions are adequately presented in the materials before this court and argument would not aid the decisional process.

VACATED AND REMANDED

FOOTNOTES

FOOTNOTE

.   By this disposition, we express no view on the merits of Spotts’ motion.

PER CURIAM:

Vacated and remanded by unpublished per curiam opinion.

Unpublished opinions are not binding precedent in this circuit.