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UNITED STATES v. DUBLIN (2021)

United States Court of Appeals, Fourth Circuit.2021-07-16No. No. 20-6155

Summary

Holding. The court vacated the district court's order denying relief and remanded the case for reconsideration consistent with the proper legal framework for First Step Act resentencing determinations.

Richard Dublin sought relief under Section 404 of the First Step Act, which allows courts to reduce sentences in certain drug cases. The district court denied his motion, reasoning that his offense level was determined by a murder cross-reference rather than drug quantity, making the Fair Sentencing Act's lower penalties irrelevant. The appellate court found this analysis incomplete and legally insufficient under binding precedent.

The court explained that when reconsidering a sentence under the First Step Act, a district court must follow a three-step process: recalculate the sentencing guidelines accurately, correct any original guideline errors and apply new case law, and consider statutory sentencing factors while individually assessing the defendant's circumstances. The district court here failed to address Dublin's argument that a lower statutory range now applied, did not meaningfully engage with his post-sentencing rehabilitation efforts and character evidence, and did not adequately explain its reasoning.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Proper application of sentencing guidelines recalculation under the First Step Act Section 404
  • Whether guideline errors and intervening case law must be corrected in First Step Act resentencing
  • Adequacy of district court's consideration of statutory sentencing factors and defendant's post-sentencing conduct
  • Required procedural safeguards and explanation when a court exercises discretion to reduce a sentence

Procedural posture

Dublin appealed the district court's order denying his motion for sentence reduction under the First Step Act.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

Richard Dublin appeals the district courts order denying relief on his motion filed pursuant to Section 404 of the First Step Act of 2018 (“the Act”), Pub. L. No. 115-391, 132 Stat. 5194. We vacate the district courts order and remand for reconsideration in light of United States v. Chambers, 956 F.3d 667, 672 (4th Cir. 2020), and United States v. Collington, 995 F.3d 347 (4th Cir. 2021).

In Chambers, we held that, “when imposing a new sentence” under the Act, “a court does not simply adjust the statutory minimum; it must also recalculate the [Sentencing] Guidelines range.” 956 F.3d at 672 (internal quotation marks omitted). Furthermore, “any Guidelines error deemed retroactive ․ must be corrected in a First Step Act resentencing.” Id. at 668. We also held that “the [18 U.S.C.] § 3553(a) sentencing factors apply in the § 404(b) resentencing context,” and a court “may consider post-sentencing conduct” in determining whether to exercise its discretion to reduce a sentence. Id. at 674. Additionally, the Act “does not constrain courts from recognizing Guidelines errors,” id. at 668, or “preclude the court from applying intervening case law,” id. at 672, in making its discretionary determination.

Here, the district courts sole stated reason for denying Dublins motion was that Dublins offense level was determined by virtue of the murder cross-reference and, thus, the Fair Sentencing Act statutory penalties had no impact on Dublins Guidelines range. But the district court failed to acknowledge Dublins argument that a lower statutory range now applied to his conviction. And while the district court summarily indicated that it considered the § 3553(a) factors, the court did not address Dublins arguments that his postsentencing mitigation efforts, minor disciplinary infractions, and positive letters of reference justified a sentence below life in prison.

In Collington, we clarified three steps a district court must take when considering a request for relief under Section 404: (1) “district courts must accurately recalculate the Guidelines sentence range,” (2) “district courts must correct original Guidelines errors and apply intervening case law made retroactive to the original sentence,” and (3) “the court must consider the § 3553(a) factors to determine what sentence is appropriate.” 995 F.3d at 355. We further explained that “when a court exercises discretion to reduce a sentence, the imposition of the reduced sentence must be procedurally and substantively reasonable.” Id. at 358. Thus, a district court must “consider a defendants arguments, give individual consideration to the defendants characteristics in light of the § 3553(a) factors, determine—following the Fair Sentencing Act—whether a given sentence remains appropriate in light of those factors, and adequately explain that decision.” Id. at 360.

Because the district court did not have the benefit of our decisions in Chambers and Collington, we vacate the district courts order and remand for reconsideration. By this disposition, we express no view on the ultimate merits of Dublins motion. We dispense with oral argument because the facts and legal contentions are adequately presented in the materials before this court and argument would not aid the decisional process.

VACATED AND REMANDED

PER CURIAM:

Vacated and remanded by unpublished per curiam opinion.

Unpublished opinions are not binding precedent in this circuit.