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CRAIG v. STATE (2021)

Supreme Court of North Dakota.2021-11-17No. No. 20210108

Summary

Holding. The court affirmed the judgment dismissing Craig's postconviction relief application, holding that his claims were barred by res judicata because they could have been raised in his earlier proceedings, even though he did not actually raise them at that time.

Russell Craig challenged the dismissal of his postconviction relief application, arguing that his claims regarding an illegal sentence and ex post facto law violations were not previously litigated and therefore could not be barred by res judicata. Craig had pleaded guilty to murder in 2007, filed an unsuccessful postconviction motion in 2013, and in 2018 moved to withdraw his guilty plea—a motion the court denied and this appellate court affirmed. When Craig filed a new postconviction application in 2020 raising the same ex post facto and sentencing arguments, the district court granted the state's motion for summary dismissal on res judicata grounds.

The appellate court rejected Craig's position, holding that res judicata bars not only claims that were actually raised in prior proceedings but also claims that could have been raised at that time. Although Craig did not expressly raise the illegal sentence and ex post facto issues during his 2018 motion to withdraw his guilty plea, the court found he could have done so and therefore could not relitigate them now. The state properly invoked the res judicata defense, and the district court correctly dismissed the application.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether res judicata bars claims that could have been raised in prior proceedings but were not actually raised
  • Proper application of res judicata doctrine to postconviction relief applications
  • Timing and scope of claims in guilty plea withdrawal proceedings

Procedural posture

Craig appealed from a district court judgment that granted summary disposition and dismissed his postconviction relief application based on the affirmative defense of res judicata.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

[¶1] Russell Frank Craig appeals from a judgment granting summary disposition and dismissing his motion for postconviction relief based on res judicata. Craig argues his claims are not barred by res judicata. We conclude Craigs claims are barred by res judicata, and we affirm the judgment.

I

[¶2] Craig pleaded guilty to murder in 2007 and was sentenced to life with the possibility of parole. Craig initiated a postconviction proceeding in 2013, which was summarily dismissed. In 2018, in the underlying criminal case, Craig filed a motion to withdraw his guilty plea. The district court denied the motion, and this Court affirmed. State v. Craig, 2020 ND 80, 941 N.W.2d 539.

[¶3] Craig filed another application for postconviction relief in October of 2020. In his application, Craig argued his parole date was moved in violation of ex post facto law. The State answered, denying Craigs allegations and raising the affirmative defense of res judicata. The State moved for summary disposition arguing Craigs claims were barred by res judicata.

[¶4] In March of 2021, the district court granted summary disposition and dismissed Craigs application for postconviction relief. The court found the matter was barred by res judicata as the same arguments were heard in the underlying criminal case and affirmed in State v. Craig, 2020 ND 80, 941 N.W.2d 539. The court accordingly held these claims were “fully and finally determined in a previous proceeding.” Craig appealed.

II

[¶5] Craig argues the district court erroneously determined his claims were asserted in the 2018 motion to withdraw his guilty plea proceedings and barred from further litigation by the doctrine of res judicata.

[¶6] Our standard of review for the summary dismissal of a petition for postconviction relief has been summarized as follows:

We review an appeal from summary denial of post-conviction relief as we would review an appeal from a summary judgment. The party opposing the motion for summary dismissal is entitled to all reasonable inferences to be drawn from the evidence and is entitled to an evidentiary hearing if a reasonable inference raises a genuine issue of material fact. For summary judgment purposes, the evidentiary assertions of the party opposing the motion are assumed to be true.

Sambursky v. State, 2006 ND 223, ¶ 7, 723 N.W.2d 524 (internal references omitted).

[¶7] Craig relies on this Courts opinion in State v. Craig, 2020 ND 80, 941 N.W.2d 539, to demonstrate that the claims he is now asserting were not raised in that proceeding. In Craig, we noted the following: “Craig concedes he did not raise at the district court the issue of whether his sentence was illegal or whether the district court violated the prohibition against ex post facto laws.” Id. at ¶ 5. Craig argues his present claims cannot be barred by res judicata if they had not previously been raised or addressed by the district court.

[¶8] Under N.D.C.C. § 29-32.1-12(1), an application for postconviction relief may be barred by res judicata. Section 29-32.1-12(1) reads:

1. An application for postconviction relief may be denied on the ground that the same claim or claims were fully and finally determined in a previous proceeding.

[¶9] In Chisholm v. State, this Court stated:

Res judicata prevents relitigation of claims that were raised, or could have been raised, in prior actions between the same parties. Ungar v. N.D. State Univ., 2006 ND 185, ¶ 11, 721 N.W.2d 16. This was Chisholms second application for postconviction relief. He could have raised these claims in the previous postconviction action but did not do so. Therefore, they were barred by res judicata.

2020 ND 19, ¶ 16, 937 N.W.2d 520. Res judicata is an affirmative defense that must be pleaded by the State under N.D.C.C. § 29-32.1-12(3); See Chisholm, at ¶ 15.

[¶10] As noted in this Courts previous opinion, Craig did not raise the issues of an illegal sentence or ex post facto law during the earlier proceedings. Craig, 2020 ND 80, ¶ 5, 941 N.W.2d 539. However, res judicata also applies to claims that could have been raised at the earlier proceedings. Although Craig failed to raise the issues he now raises in the present proceedings, he has not offered any explanation why the issues could not have been raised in the earlier proceedings. To the contrary, his attempt to improperly raise the issues on appeal in his most recent prior action establishes the issues could have been raised.

[¶11] Under the statutory requirements, the State met its burden of pleading the affirmative defense of res judicata in response to Craigs application. The State properly moved for summary dismissal of Craigs claims asserting the claims were, or could have been, raised in prior proceedings and were therefore barred by res judicata from further litigation. We conclude the district court did not err in the dismissal of Craigs claims.

III

[¶12] The district court did not err in finding Craigs claims to be barred from further litigation by the doctrine of res judicata. We affirm the judgment dismissing Craigs petition for postconviction relief.

Jensen, Chief Justice.

[¶13] Jon J. Jensen, C.J.

Gerald W. VandeWalle

Daniel J. Crothers

Lisa Fair McEvers

Jerod E. Tufte