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UNITED STATES v. BRENNER (2021)

United States Court of Appeals, Sixth Circuit.2021-07-01No. No. 19-5647

Summary

Holding. The court granted the government's motion to dismiss its appeal because the Supreme Court's decision in Borden v. United States controls this case and establishes that Tennessee reckless aggravated assault cannot qualify as a violent felony under the ACCA's elements clause.

Kristen Brenner pleaded guilty to being a felon in possession of a firearm and ammunition. The government sought to impose a mandatory 15-year minimum sentence under the Armed Career Criminal Act by relying on three prior Tennessee felony convictions, including a reckless aggravated assault conviction. The district court rejected this enhancement, finding that reckless aggravated assault does not qualify as a violent felony under the ACCA's elements clause.

After the Supreme Court's decision in Borden v. United States established that the ACCA's elements clause does not cover offenses based on reckless conduct, the government moved to dismiss its appeal. The court granted this motion because Borden directly controlled the case and undermined the government's appellate arguments. The Borden standard requires that a violent felony involve a purposeful or knowing mental state directed at another person, which reckless conduct—involving mere indifference to risk—does not satisfy.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether reckless aggravated assault qualifies as a violent felony under ACCA's elements clause
  • The required mental state for crimes qualifying as violent felonies under ACCA
  • Application of Borden v. United States to pending appellate cases

Procedural posture

The government appealed the district court's refusal to impose a mandatory minimum ACCA enhancement based on a reckless aggravated assault conviction, and the appeal was held in abeyance pending the Supreme Court's decision in Borden v. United States.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

OPINION

Kristen Brenner pled guilty to being a felon in possession of a firearm and ammunition. The Government sought to enhance her sentence under the Armed Career Criminal Act (ACCA) based on a Tennessee reckless aggravated assault conviction related to impaired driving. The district court agreed with Brenners argument that Tennessee reckless aggravated assault could not be a “violent felony” for the ACCAs purposes. The Government appealed the district courts order and we held this case in abeyance pending the Supreme Courts decision in Borden v. United States, ––– U.S. ––––, 141 S. Ct. 1817, ––– L.Ed.2d –––– (2021). Analyzing the same statute under which Brenner was convicted, Borden held that the ACCAs elements clause does not “include[ ] offenses criminalizing reckless conduct.” Id. at 1825 (plurality opinion). After Borden, the Government moved to dismiss its appeal. We GRANT that motion.

The Governments motion appears to be a request for voluntary dismissal under Federal Rule of Appellate Procedure 42(b). Rule 42(b) leaves the decision whether to grant or deny the motion to our discretion, but “motions to dismiss an appeal by an appellant are normally granted.” Township of Benton v. County of Berrien, 570 F.2d 114, 118–19 & n.9 (6th Cir. 1978). We see no injustice or unfairness that would result from granting the Governments motion. See 16AA Charles A. Wright et al., Federal Practice and Procedure § 3988 (5th ed. Apr. 2021 update) (collecting cases discussing when Rule 42(b) motions can be denied). That is so in large part because Borden now squarely governs this case, contravening the arguments the Government raised in this appeal.

In 2018, Brenner was indicted and pled guilty without a plea agreement to one count of being a felon in possession of a firearm and one count of being a felon in possession of ammunition, both in violation of 18 U.S.C. § 922(g). Brenner had been convicted of three Tennessee felonies relevant to this appeal: aggravated assault in 2005, aggravated assault while acting in concert in 2014, and reckless aggravated assault in 2014.

Under the ACCA, 18 U.S.C. § 924(e)(1), Brenner must be sentenced to a 15-year minimum for her § 922(g) convictions if the Government proves that she had three prior convictions for “violent felonies.” United States v. Amos, 501 F.3d 524, 526 (6th Cir. 2007). For an offense to qualify as a “violent felony” under the ACCAs elements clause, it must have “as an element the use, attempted use, or threatened use of physical force against the person of another” (the “use-of-force” or “elements” clause). 18 U.S.C. § 924(e)(2)(B)(i). The presentence report recommended that the district court sentence Brenner to the mandatory minimum based on the three Tennessee felony convictions. The court agreed with Brenners argument that her reckless aggravated assault conviction is not a “violent felony” subject to the ACCA enhancement and sentenced Brenner to a within-Guidelines term of 110 months’ imprisonment.

The Supreme Court confirmed that decision in Borden, holding that the ACCAs elements clause does not “include[ ] offenses criminalizing reckless conduct.” 141 S.Ct. at 1825 (plurality opinion); id. at 1834 (Thomas, J., concurring in the judgment). The Court explained that the ACCAs use of the phrase “against another” “demands that the perpetrator direct his action at, or target, another individual,” and “[r]eckless conduct is not aimed in that prescribed manner,” so the ACCAs elements clause does not cover it. Id. at 1825 (plurality opinion); see 18 U.S.C. § 924(e)(2)(B)(i). Instead, the crimes that the ACCAs elements clause covers “are best understood to involve not only a substantial degree of force, but also a purposeful or knowing mental state—a deliberate choice of wreaking harm on another, rather than mere indifference to risk.” Borden, 141 S.Ct. at 1830 (plurality opinion); id. at 1834 (Thomas, J., concurring in the judgment). Otherwise, as the Court warned, sentencing courts would improperly “impose large sentencing enhancements on individuals (for example, reckless drivers) far afield from the ‘armed career criminals’ ACCA addresses.” Id. at 1825 (plurality opinion).

Because we apply the law as it currently stands, see Henderson v. United States, 568 U.S. 266, 271, 133 S.Ct. 1121, 185 L.Ed.2d 85 (2013), Borden controls Brenners case. Borden analyzed the very statute under which Brenner was convicted, 141 S.Ct. at 1822 (plurality opinion), which refers to a person “[r]ecklessly commit[ting] an assault,”

1

Tenn. Code Ann. § 39-13-102(a)(1)(B). Tennessee law specifies that a person “acts recklessly with respect to circumstances surrounding the conduct or the result of the conduct when the person is aware of but consciously disregards a substantial and unjustifiable risk that the circumstances exist or the result will occur.” Id. § 39-11-302(c). “The risk must be of such a nature and degree that its disregard constitutes a gross deviation from the standard of care that an ordinary person would exercise under all the circumstances as viewed from the accused persons standpoint.” Id. Under Borden, that mens rea is insufficient. See 141 S.Ct. at 1824 (plurality opinion). Borden thus prohibits use of convictions for offenses criminalizing reckless conduct—including Brenners conviction of Tennessee reckless aggravated assault—to satisfy the ACCAs elements clause. The Governments withdrawal of its prior arguments to the contrary is appropriate.

Accordingly, we GRANT the Governments motion to dismiss this appeal.

FOOTNOTES

1

.   Brenners reckless aggravated assault conviction relied on the prosecutions contention that she used her car as a deadly weapon, a theory sometimes employed in Tennessee DUI prosecutions. See Tenn. Code Ann. § 39-13-102(a)(1)(B)(iii); State v. Cross, 362 S.W.3d 512, 517 (Tenn. 2012). That variation of the offense involves the same mens rea of recklessness. See § 39-13-102(a)(1)(B). Brenner was separately convicted of DUI.

JANE B. STRANCH, Circuit Judge.