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DAHLSTROM v. Anne M. Crail, Defendant. (2021)

United States Court of Appeals, Ninth Circuit.2021-09-07No. No. 20-35012

Summary

Holding. The court affirmed the district court's grant of summary judgment for the United States, holding that Dahlstrom failed to establish subject matter jurisdiction by not identifying which contractual provisions under the relevant agreements the tribe was carrying out when the employment termination occurred.

Raju Dahlstrom sued the United States under the Federal Tort Claims Act, challenging the district court's grant of summary judgment in the government's favor. The case involves whether the federal government's sovereign immunity waiver applied to Dahlstrom's employment termination claim against the Sauk-Suiattle Tribal Council. The FTCA's waiver extends to claims arising from performance of functions under certain tribal contracts, but only if the tribe was actively carrying out such an agreement when the tort occurred.

Dahlstrom failed to satisfy his burden of establishing that this immunity waiver applied. Specifically, he did not identify any particular contractual provision that the Sauk-Suiattle Tribal Council was executing at the time it terminated his employment. Because Dahlstrom could not demonstrate the necessary jurisdictional prerequisite, the court found no basis to proceed with his claim.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether the FTCA's waiver of sovereign immunity applied to the employment termination claim
  • Whether the plaintiff satisfied the burden of identifying specific contractual provisions the tribe was performing
  • Whether subject matter jurisdiction existed over an FTCA claim against the United States

Procedural posture

Dahlstrom appealed the district court's entry of summary judgment in favor of the United States on his FTCA claim arising from his employment termination by a tribal council.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

MEMORANDUM **

Raju Dahlstrom appeals the district courts grant of summary judgment in favor of the United States on his claim arising under the Federal Tort Claims Act (“FTCA”). We have jurisdiction under 28 U.S.C. § 1291. We review de novo a grant of summary judgment, Sandoval v. County of Sonoma, 912 F.3d 509, 515 (9th Cir. 2018), as well as the question of whether “the United States is immune from liability in a[n] FTCA action,” S.H. by Holt v. United States, 853 F.3d 1056, 1059 (9th Cir. 2017) (citation omitted). We affirm.

The United States is “immune from suit unless it waives its immunity.” Shirk v. U.S. ex rel. Dept of Interior, 773 F.3d 999, 1003 (9th Cir. 2014). The FTCAs waiver of sovereign immunity extends to claims “resulting from the performance of functions ․ under a contract, grant agreement, or cooperative agreement authorized by the Indian Self-Determination and Education Assistance Act” (“ISDEAA”) so long as the tribe or tribal organization was “carrying out” such a contract or agreement at the time of the tort. See Department of Interior and Related Agencies Appropriation Act, Pub. L. No. 101-512, § 314, 104 Stat. 1915 (1990), 25 U.S.C. § 5321 note. Because a waiver of sovereign immunity is a “prerequisite for jurisdiction,” Dept of Treasury-I.R.S. v. Fed. Lab. Rels. Auth., 521 F.3d 1148, 1153 (9th Cir. 2008) (citation omitted), and because “the party asserting jurisdiction bears the burden of establishing subject matter jurisdiction, a plaintiff in an FTCA suit must identify which contractual provisions the alleged tortfeasor was carrying out at the time of the tort,” Shirk, 773 F.3d at 1006 (alteration, citation, and internal quotation marks omitted).

Dahlstrom—the party asserting jurisdiction—has failed to meet this burden. Indeed, in his opening brief he does not identify a single specific contractual provision that the Sauk-Suiattle Tribal Council was carrying out when it terminated his employment.

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Accordingly, Dahlstrom has failed to establish that the FTCAs waiver of sovereign immunity applies, and the district court properly granted summary judgment in the United States’ favor for lack of subject matter jurisdiction over his remaining claim.

AFFIRMED.

FOOTNOTES

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.   Though we now grant Dahlstroms motion for extensions of time to file the reply brief and further excerpts of record (Docket Entry No. 56) and direct the Clerk to file the reply brief submitted at Docket Entry No. 57 and the further excerpts of record submitted at Docket Entry No. 59, Dahlstrom cannot correct this failure by belatedly pointing to contractual provisions on reply. See Padgett v. Wright, 587 F.3d 983, 985 n.2 (9th Cir. 2009) (per curiam) (noting that the court does not consider matters not specifically and distinctly raised and argued in the opening brief).