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MESSINA v. COMMISSIONER OF SOCIAL SECURITY (2021)

United States Court of Appeals, Third Circuit.2021-02-08No. No. 20-1884

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Opinion

OPINION *

Andrea Chin Messina appeals from the order of the United States District Court for the District of New Jersey upholding the Commissioner of Social Securitys denial of disability insurance benefits. For the following reasons, we will affirm.

In 2012, Messina applied for disability insurance benefits, alleging a disability onset date of July 30, 2002, at age 31. She based her claim on a back injury, irritable bowel syndrome (IBS), headaches, and mental health issues. On initial review and on reconsideration, the agency denied Messinas application. Through counsel, Messina presented her claims to an Administrative Law Judge (ALJ).

In support of her claim, Messina provided medical records—including 2007 and 2008 imaging reports, Dr. Spielmans notes concerning Messinas degenerative disc disease and March 2008 back surgery, and Dr. Spielmans notes indicating that Messina was doing well during the 18-month follow-up period. For example, Messina had told Dr. Spielman that at six weeks, she had performed some yard work, including moving large stones; at 18 months, Dr. Spielman noted that Messinas x-rays showed satisfactory hardware position, and that the fusion appeared solid. In 2012, however, Dr. Spielman expressed concern over Messinas worsening symptoms. Messinas medical records also include Dr. Dovers notes from 2013-2014 regarding Messinas migraine headaches, which had occurred as often as every other day but by September 2014 had decreased enough to allow her to function. Further, the administrative record contains Messinas 2012 Function Report. Among other things, Messina reported that she attends to household chores, with some assistance (laundry, food shopping, bills, meal preparation, mowing the lawn on a tractor), childcare duties (helping her children get dressed, taking them shopping, putting them to bed), and hobbies (recreational shopping, visiting with friends, photography). Messina also reported that she has difficulty sleeping and challenges with concentration, motivation, and anxiety; at times she goes for days without getting dressed and forgets her medication.

In 2015, the ALJ held a hearing on Messinas application. Messina testified that she tore a disc in her back on December 15, 2001, while handling luggage as a Continental Airlines airport sales agent. For a few months in 2002, Messina worked “light duty” but she had to use the bathroom frequently; she stopped working when her job was administratively terminated. Messina described her severe back pain, migraine headaches, pain from IBS with constipation, and difficulties with household chores and childcare for her three children (including a then-newborn and then-14-month old). She stated that she became depressed shortly after her workplace injury, and she was prescribed Cymbalta in 2005 or 2006, which helped her. As of the 2015 hearing, Messina stated that she had anxiety attacks once or twice a week and stayed in bed from depression several times per month. A vocational expert testified concerning Messinas past work in the light exertional range; the preclusion of her past work due to her pain, depression, and need for unrestricted access to a toilet; and the numbers of jobs in the national economy for work in the sedentary range, assuming certain scenarios of Messinas residual functional capacity.

The ALJ found that although Messina had a severe back injury during the relevant period, Messina was not disabled. The ALJ denied her application, and the Social Security Appeals Council denied her request for review. Through counsel, Messina pursued judicial review under 42 U.S.C. § 405(g). The District Court

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affirmed the Commissioners denial of disability benefits for the relevant period.

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Messinas pro se appeal followed.

We have jurisdiction under 28 U.S.C. § 1291. We exercise plenary review over any legal conclusions by the agency but review the ALJs factual findings to determine whether they are supported by substantial evidence. See Allen v. Barnhart, 417 F.3d 396, 398 (3d Cir. 2005). In this context, “substantial evidence” does not refer to the quantity of evidence. Instead, it refers to sufficient evidence. See Biestek v. Berryhill, ––– U.S. ––––, 139 S. Ct. 1148, 1154, 203 L.Ed.2d 504 (2019) (“whatever the meaning of ‘substantial’ in other contexts, the threshold for such evidentiary sufficiency is not high.”). In other words, it means “more than a mere scintilla,” requiring only “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” See id. (citations and internal quotations omitted).

The term “disability” means an inability to engage in any substantial gainful activity due to a medically determinable physical or mental impairment of sufficient duration. 42 U.S.C. § 423(d)(1)(A); 20 C.F.R. § 404.1505(a). The ALJ evaluated Messinas application under the five-step sequential inquiry, see 20 C.F.R. § 404.1520(a), for determining whether she became disabled before December 31, 2007, the date she was last insured for disability benefits based on her earnings record. The ALJ determined that (1) Messina had not engaged in substantial gainful activity since the alleged onset date through December 31, 2007; (2) Messina had severe physical impairments (disorder of the back, IBS, and headaches) but no severe mental impairment, as there were no medical reports addressing that issue; (3) none of Messinas impairments met or equaled the severity of a presumptively disabling impairment under the regulations; (4) Messina was unable to perform past work as a ticket agent but had residual functional capacity to perform sedentary work, with non-exertional limitations; and (5) at least three jobs (addresser, document preparer, and final assembler) existed in significant numbers in the national economy and could be performed by a person with Messinas age,

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education, work experience, and residual functional capacity for sedentary work. The ALJ concluded that Messina was not disabled for the relevant period under consideration.

Messina argued to the District Court that the ALJs residual functional capacity assessment is not supported by substantial evidence, that the ALJ improperly discounted some of Messinas testimony for credibility reasons, and that the ALJ failed to ask whether the vocational experts testimony conflicted with the Dictionary of Occupational Titles concerning bathroom breaks. The District Court considered the arguments against the administrative record and determined that the ALJs decision was supported by substantial evidence. Having reviewed the administrative record, we agree, largely for the reasons given in the District Courts thorough opinion.

We briefly discuss several of Messinas contentions on appeal concerning the ALJs decision. Messina acknowledges the lack of evidence in the record concerning mental health treatment to establish disabling mental impairments, but she emphasizes the ALJ findings of “severe” physical impairments precluding her ability to function at full capacity. Messina provides details of her personal circumstances, such as the timing of her decision to have children, the help she receives from family members, and her history of depression and anxiety. She disputes the finding that she has the residual functional capacity to perform sedentary work, and she provides explanations concerning the ALJs determination. For example, Messina states that she can engage in shopping for up to two hours at a time, noting that she takes rest breaks and is exhausted by the effort, but she endures it because her husband spends too much money. She also explains that she can cook only simple meals for her family, and, although she takes care of her lawn and garden, she does so at her own pace. In effect, Messina asks us to apply more weight to evidence of her limitations and less weight to evidence of her abilities. Yet we cannot reweigh the evidence or make our own factual determinations. See Chandler v. Commr of Soc. Sec., 667 F.3d 356, 359 (3d Cir. 2011). We will uphold the decision if it is supported by substantial evidence in the record, even if we would have decided the factual inquiry differently. See Hartranft v. Apfel, 181 F.3d 358, 360 (3d Cir. 1999). Also, to the extent that Messina relies on facts not part of the administrative record, we cannot consider them. See Jones v. Sullivan, 954 F.2d 125, 128 (3d Cir. 1991) (evidence not presented to the ALJ “cannot be used to argue that the ALJs decision was not supported by substantial evidence”).

We have considered all of Messinas arguments on appeal and conclude that they are unavailing. We will affirm the order of the District Court.

FOOTNOTES

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.   The parties consented under 28 U.S.C. § 636(c) to having a Magistrate Judge conduct the proceedings and enter judgment.

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.   The District Court found that the ALJ reopened Messinas prior application filed in 2008, rejecting the Commissioners res judicata argument. The Commissioner does not raise this issue on appeal, and we need not address it further.

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.   Messina was age 31 on July 30, 2002 (the alleged disability onset date) and age 36 on December 31, 2007 (the date last insured).

PER CURIAM