Ann Sheperd, the owner of a home-health agency, was convicted of Medicare fraud. On appeal she complained that her Sixth Amendment right to effective assistance of counsel had been violated. Turns out, Sheperds pretrial counsel was also representing one of the Governments star witnesses. We remanded for an evidentiary hearing on whether Shepherds lawyers conflict of interest—a conflict the Government knew about—adversely affected his representation.
1
The district courts answer: Yes.
We ordered the parties “to file letter briefs addressing any issues arising from the district courts ․ findings and conclusions, as well as the appropriate relief (if any).” The Government now concedes that Sheperds Sixth Amendment right to conflict-free counsel was violated and that “some remedy may nonetheless be warranted.” All thats left, then, is to craft that remedy. The Government points us to the Supreme Courts decision in Lafler v. Cooper, where the Court explained that “Sixth Amendment remedies should be ‘tailored to the injury suffered from the constitutional violation and should not unnecessarily infringe on competing interests.’ ” 2
The remedy must “ ‘neutralize the taint’ of [the] constitutional violation,” but “not grant a windfall to the defendant or needlessly squander the considerable resources the State properly invested in the criminal prosecution.”
3
For example, when a defendant “decline[s] a plea offer as a result of ineffective assistance of counsel and then receive[s] a greater sentence as a result of trial,” then the remedy could involve resentencing or ordering the Government to reoffer the plea deal, depending on the circumstances.
4
Applying those principles to this case, the appropriate remedy is to VACATE Sheperds convictions and REMAND for a new trial. That remedy may well cause the Government to spend considerable resources. But it is not needless. As the Government admits, it never offered Sheperd a plea deal while she was represented by her conflicted pretrial counsel, or after. So there is no rejected plea deal to measure Sheperds harm against. And while Sheperd did reject a plea deal well before her conflicted counsel began representing her, the Government argues we cannot order it to reoffer that bargain without violating separation-of-powers principles. So well give the Government what it asks for, then, by avoiding any constitutional issue. 5
The constitutional right to counsel is “perhaps the central feature of our adversarial system,” as it “helps make real the Constitutions other criminal procedure promises.”
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And it is not lost on us that the Government knew Sheperds pretrial counsel was conflicted yet delayed informing the district court about it—for months.
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The Governments proposed remedy—to keep the convictions intact but remand for new plea negotiations—wouldnt neutralize the taint of the constitutional violation. After all, what would encourage the Government to offer a reasonable plea when it could hold intact convictions over Sheperds head? Nothing.
We VACATE Sheperds convictions and REMAND for a new trial.
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FOOTNOTES
1
. United States v. Sheperd, 27 F.4th 1075 (5th Cir. 2022).
2
. Lafler v. Cooper, 566 U.S. 156, 170, 132 S.Ct. 1376, 182 L.Ed.2d 398 (2012) (quoting United States v. Morrison, 449 U.S. 361, 364, 101 S.Ct. 665, 66 L.Ed.2d 564 (1981)).
3
. Id. (citations omitted).
4
. See id. at 170–71, 132 S.Ct. 1376.
5
. See Ghedi v. Mayorkas, 16 F.4th 456, 466 n.43 (5th Cir. 2021) (noting that we typically answer constitutional questions only as a “last resort” (citation omitted)).
6
. Sheperd, 27 F.4th at 1080.
7
. Id. at 1081.
8
. We therefore do not need to reach whether Sheperds Fifth Amendment rights were violated, too. See id. at 1087. Finally, we disagree with Sheperds supplemental briefing requesting additional relief.
Don R. Willett, Circuit Judge: