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Carl B. HOITT, Jr., et al., Plaintiffs, Appellees, v. Joseph C. VITEK, etc., et al., Defendants, Appellees. Russell E. Collins et al., Plaintiffs, Appellants

United States Court of Appeals for the First Circuit1974-04-09No. No. 73-1351
495 F.2d 219

Summary

Holding. The district court's denial of attorneys' fees to NHLA attorneys is affirmed, because the district court properly exercised its equitable discretion in awarding fees to the private counsel representing the prisoners, thereby achieving the "private attorney general" policy of encouraging legal representation in civil rights cases without requiring additional fee awards to the legal aid organization.

Prisoners at New Hampshire State Prison sued the warden under federal civil rights law, alleging that prison officials failed to provide proper procedural protections before transferring inmates or changing their rights and privileges. The district court found in favor of the prisoners, issuing injunctions against out-of-state transfers without procedures, blocking discipline for conduct during lockdowns, awarding damages, and granting attorneys' fees. Both private counsel and attorneys from New Hampshire Legal Assistance (NHLA), a federally-funded legal aid organization, represented the prisoners without expectation of payment.

On appeal, the question was whether the district court properly denied fee awards to the NHLA attorneys while granting them to private counsel. The appellate court examined the legal principles supporting attorneys' fee awards in civil rights cases, particularly the "private attorney general" doctrine, which encourages private representation to vindicate important public rights. The court concluded that the basis for awarding fees—advancing public policy through private legal representation—does not depend on whether the lawyer is privately employed or salaried by a legal aid organization. However, because both types of counsel were already representing the case and the fee award to private counsel achieved the policy objective of encouraging future representation, the district court had discretion to limit the total fees without requiring a token grant to the legal aid office.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether attorneys' fees may be awarded to legal aid organizations under the "private attorney general" doctrine
  • Whether fee award eligibility depends on an attorney's employment status or compensation structure
  • The district court's discretion in determining the amount and allocation of attorneys' fees in civil rights litigation

Procedural posture

The plaintiffs-intervenors, represented by New Hampshire Legal Assistance, appealed the district court's denial of attorneys' fees in a civil rights action brought by prisoners against the state prison warden, even though private counsel representing the same plaintiffs received a fee award.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

COFFIN, Chief Judge.

This is an appeal from the district court’s denial of attorneys’ fees to the plaintiff intervenors represented below by New Hampshire Legal Assistance (NHLA). The suit, Hoitt v. Vitek, 361 F.Supp. 1238 (D.N.H.1973), was brought by prisoners against the warden of New Hampshire State Prison to redress alleged deprivations of civil rights in violation of 42 U.S.C. § 1983. The crux of the prisoners’ complaints rested in the prison authorities’ failure to provide procedural safeguards prior to administrative action effecting changes in their in-prison rights and privileges and in some cases prior to involuntary transfer out-of-prison. The district court granted relief to the prisoners by: (1) permanently enjoining transfer of prisoners out-of-state unless procedural requirements were observed; (2) prohibiting discipline for events occurring during a prison-wide lockup; (3) awarding compensatory damages to nine plaintiffs for work they missed because of transfers ; (4) awarding costs and reasonable attorneys fees to the plaintiffs. None of these orders was appealed. The challenge now before us is to a later order limiting the award of fees to the private counsel who shared responsibility for the case with New Hampshire Legal Assistance.

The district court in granting attorneys’ fees exercised its equitable discretion and concluded that the public interest had been forwarded by the suit. This option was available to the district court under equity doctrines elucidated in among other recent cases, Newman v. Piggie Park Enterprises, Inc., 390 U.S. 400, 88 S.Ct. 964, 19 L.Ed.2d 1263 (1968) and Hall v. Cole, 412 U.S. 1, 93 S.Ct. 1943, 36 L.Ed.2d 702 (1973). Though neither party appeals the award to private counsel, we note that the court was well within the bounds of its discretion in determining that the public, as well as all present and future prisoners, benefits when the constitutionality of the treatment of prisoners is assured, and that the bar ought to be encouraged to give them legal aid and advice in order to secure their rights.

The district court, though taking this view, nonetheless denied fees to the NHLA attorneys. Both the private attorney and the NHLA attorneys below undertook the case without anticipation of reimbursement from their clients. Both pursued the case with dedication. The primary distinction between the two is a generic one. The private attorney earns his salary from private clients on a fee-paying basis. The private attorney may either be a salaried associate of a firm, a partner sharing its profits, or more directly dependent on the accumulated fees from his clients. The NHLA attorney is salaried through the federal Office of Economic Opportunity by an eighty per cent federally-funded project. Undertaking a non-fee paying case is his job and he cannot increase his income by an award of fees to the association.

Appropriate bases for fee awards include statutory authority for such grants, the desire to encourage settlement of cases, punishment of a losing party for misconduct or bad faith, and as here to encourage important policy enforcement through “private attorneys general”. See generally Natural Resources Defense Council, Inc. v. E. P. A., 484 F.2d 1331 (1st Cir. 1973).

None of these legitimate reasons for the exercise of the court’s equitable discretion turns on the nature of an individual attorney’s normal means of reimbursement. These grounds for fee award look to the past behavior of the parties and toward encouraging legal representatives in similar situations in the future. If the sole representative of the plaintiffs below had been NHLA and the district judge had reasoned, as he did, that the suit merited award under the “private attorney general” theory, we would find it difficult to discern the advancement of any legitimate policy by the denial of attorneys’ fees to NHLA. See generally, Note, Awards of Attorney’s Fees to Legal Aid Offices, 87 Harv.L.Rev. 411 (1973).

However, in this particular case, there were two representatives; the judge awarded fees only to one. The policy of encouraging future representation was secured by the award. The specific amount of attorneys’ fees is within the judge’s discretion. 6 Moore’s Federal Practice jf 54.77 [2], It would serve no equitable purpose to require the district court to make a token grant of fees where the purpose and theory of the equity doctrine is served :

“Plainly the foundation for the historic practice of granting reimbursement for the costs of litigation other than the conventional taxable costs is part of the original authority of the chancellor to do equity in a particular situation .... As in much else that pertains to equitable jurisdiction, individualization in the exercise of a discretionary power will alone retain equity as a living system and save it from sterility.” Sprague v. Ticonic National Bank, 307 U.S. 161, 165-167, 59 S.Ct. 777, 780 (1939) (Frankfurter, J.).

Affirmed.

. The policies of this case are acknowledged by federal legislation in many areas. The Congressional policy favoring the provision of legal services to the poor, including those incarcerated may be found in e. g. Economic Opportunity Amendments of 1966, 42 U.S.C. § 2809(a)(3) (1970). The policy encouraging vindication of constitutional rights underlies 42 U.S.C. § 1983.

. The “common benefit” rationale of Sprague v. Ticonic National Bank, 307 U.S. 161, 59 S.Ct. 777, 83 L.Ed. 1184 (1939) and Mills v. Electric Auto-Lite Co., is not listed only because it was not the premise for the grant below and it may have problems in this area not common to the other categories which we need not reach here. Note, Awards of Attorney’s Fees to Legal Aid Offices, 87 Harv.L.Rev. 411, 421 (1973).