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ROMERO v. THE STATE

Court of Appeals of Georgia2001-01-29No. A01A0598
247 Ga. App. 724545 S.E.2d 103

Summary

Holding. The trial court did not abuse its discretion in admitting the fingerprint cards despite their non-disclosure in formal discovery, because Romero failed to demonstrate both prejudice and bad faith by the state, and the court provided adequate alternative remedies. The judgment was affirmed.

Ernesto Romero was convicted of burglary after a jury trial in Lowndes County. At trial, the prosecution introduced fingerprint and palm print cards that had not been formally produced during the discovery process. Romero's defense counsel objected to their admission, arguing that the cards were not disclosed in discovery and therefore his expert witness could not examine them before trial. The trial court overruled the objection and admitted the evidence, which the state's expert subsequently matched to prints found at the crime scene.

On appeal, Romero challenged the admission of the fingerprint cards as a discovery violation. The appellate court rejected this argument, finding that the trial court properly exercised its discretion in admitting the evidence. The court noted that defense counsel had known about the existence of the prints for 11 months following Romero's arrest, that the prosecution maintained an open file policy allowing inspection at any time, and that the prints had been made available to Romero's expert at a pretrial meeting. Additionally, the trial court had provided curative measures, including allowing defense counsel to interview the state's fingerprint expert and offering an opportunity for Romero's own expert to return to testify.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether fingerprint evidence must be excluded when not formally produced during discovery
  • Standard for trial court discretion in remedying discovery violations under state law
  • Whether defendant must show prejudice and bad faith to exclude evidence for discovery violations

Procedural posture

Romero appealed his burglary conviction, challenging the trial court's admission of fingerprint evidence that was not produced during discovery.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

Mikell, Judge.

Ernesto Romero was convicted of burglary by a Lowndes County jury. On appeal, Romero contends the trial court erred by admitting into evidence two fingerprint cards, which had not been produced in discovery. We disagree and affirm.

“In reviewing a trial court’s decision whether to impose sanctions or take other corrective action as a result of the State’s failure to comply with its discovery obligations, the appropriate standard of review is whether the trial court abused its discretion.”

The record shows that at approximately 10:30 p.m. on July 10, 1997, Deputy Sheriff Jeff Culpepper discovered a burglary in progress and observed two suspects running away from the scene. During the investigation, fingerprints were lifted from the driver’s side door of the van used in the burglary and from a cardboard box that was located at the scene. Romero and his co-defendants were arrested on July 11, 1997.

Upon Romero’s arrest, the intake supervisor at the Lowndes County jail took his fingerprints and palm prints. When the state sought to introduce the fingerprint cards at trial, defense counsel objected on the grounds that the cards had not been provided during discovery. The prosecutor explained that Romero’s prints had been at the sheriff’s office since his arrest. Romero’s counsel did not dispute the fact that he knew the prints existed; he simply argued that he had not seen them. He stated: “I didn’t know he was getting the one from the jail. ... I didn’t know that those would be the ones that were used for comparison.” Romero’s counsel also maintained that if Romero’s expert witness had reviewed the cards before leaving the courtroom, he would have been able to determine whether they were of sufficient quality to compare to the other prints admitted into evi dence. After lengthy arguments from the state and Romero’s counsel, the trial court overruled the objection. After the cards were admitted, the state’s fingerprint comparison expert matched them to those taken from the cardboard box and the van door.

Romero contends that the trial court erred by admitting the fingerprint and palm print cards because they had not been provided during discovery. Consequently, Romero argues, his expert, who did not testify in the case, was not able to review the cards. Finally, Romero maintains that the error was prejudicial since the prints were the main evidence that linked him to the crime scene.

OCGA § 17-16-4 (a) (3) directs the state to permit the defendant to inspect and copy papers and tangible objects that are “within the possession, custody, or control of the state or prosecution and are intended for use by the prosecuting attorney as evidence in the prosecution’s case-in-chief or rebuttal at the trial. . . .” Should the prosecutor fail to do so, the trial court may order the state to permit the discovery or inspection of the papers or object, interview the witness, grant a continuance, or, upon a showing of prejudice and bad faith, prohibit the state from introducing the evidence not disclosed. In addition to the foregoing, OCGA § 17-16-6 authorizes the trial court to enter any order it deems just under the circumstances to remedy the discovery violation.

In enacting [OCGA § 17-16-6], the legislature did not impose a rigid formulation or grant an exclusive remedy for a defendant or a fatal consequence to the State for failure to comply with the discovery mandates. Instead, it cloaked the trial court with the discretion to use its own judgment to ensure a fair trial.

Romero’s counsel knew that the prints had been at the jail since Romero’s arrest 11 months earlier. The trial court noted that since the state had an open file policy, defense counsel could have reviewed Romero’s prints at any time prior to trial. Further, defense counsel did not object to the testimony that Romero’s fingerprints had been taken, nor did he move to exclude the fingerprint comparison charts when they were introduced into evidence. Also, Officer Walter Jackson testified that the prints had been made available to Romero’s expert and to all defense counsel at a meeting held during the week before the trial.

Decided January 29, 2001.

John D. Holt, for appellant.

J. David Miller, District Attorney, Robert T. Gilchrist, Assistant District Attorney, for appellee.

In compliance with OCGA § 17-16-6, the trial court allowed defense counsel the opportunity to interview the state’s fingerprint comparison expert prior to the witness’ testimony. The trial court also offered Romero’s counsel the opportunity to have his expert return to court, which Romero’s counsel declined. Also, the transcript reflects that the trial court did not limit Romero’s ability to call other witnesses to challenge the fingerprint evidence.

Before the harsh sanction of excluding evidence will be imposed by the trial court under OCGA § 17-16-6, the defendant must show both that he was prejudiced and that the state acted in bad faith. Romero did not make either showing. Consequently, the trial court did not abuse its discretion, under OCGA § 17-16-6, when it admitted the prints over defense counsel’s objection.

Judgment affirmed.

Blackburn, C. J, and Pope, P. J., concur.

Williams v. State, 226 Ga. App. 313, 314 (1) (485 SE2d 837) (1997).

Two of Romero’s three co-defendants, Caesar Fuentes and Alexi Monteagudo, were also convicted of burglary and appealed their convictions. We affirmed Fuentes’ conviction at Fuentes v. State, 239 Ga. App. 672 (521 SE2d 698) (1999), which contains a full recitation of the facts. Monteagudo’s appeal is pending.

OCGA § 17-16-6.

(Citation omitted.) Rooks v. State, 238 Ga. App. 177, 178 (1) (518 SE2d 179) (1999).

See Roberts v. State, 244 Ga. App. 330, 333 (3) (534 SE2d 526) (2000) (disputed evidence was properly admitted because state had an open file policy and the defendant failed to inspect the evidence).

Brown v. State, 236 Ga. App. 478, 481-482 (3) (512 SE2d 369) (1999).