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RETAIL STORE EMPLOYEES UNION LOCAL 954, RETAIL CLERKS INTERNATIONAL ASSOCIATION, AFL-CIO, Appellant, v. Stuart ROTHMAN, individually and as General Counsel of the National Labor Relations Board, Appellee

United States Court of Appeals for the District of Columbia Circuit1962-01-11No. No. 16534
298 F.2d 330

Summary

Holding. The court affirmed the dismissal, holding that federal courts lack jurisdiction to compel the General Counsel of the National Labor Relations Board to issue a complaint and have no power to review his discretionary refusal to do so except in extreme situations not present here.

A union filed suit in District Court seeking to compel the General Counsel of the National Labor Relations Board to issue a complaint against a retail store for allegedly violating federal labor law by prohibiting employees from wearing union membership buttons. The union claimed the store's enforcement of a general dress code rule—which banned insignia larger than a nickel—constituted an unfair labor practice. The General Counsel had investigated the charge and determined there was insufficient evidence of a violation because the store had applied its size restriction uniformly and permitted the wearing of union pins that met the nickel-size requirement. The District Court dismissed the case, finding it lacked subject-matter jurisdiction and that the complaint failed to state a viable claim.

On appeal, the court affirmed the dismissal, holding that federal courts have no authority to order the General Counsel to issue a complaint or to second-guess his discretionary decisions regarding whether charges warrant investigation and prosecution. The court found that the General Counsel's refusal to issue a complaint fell squarely within his statutory discretion, particularly where—as here—the store applied a content-neutral dress code without targeting union activity specifically. The court also cautioned that District Courts should not be tasked with reviewing routine decisions of the General Counsel except in the rarest of circumstances.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether courts have jurisdiction to order the NLRB General Counsel to issue a complaint
  • Whether a store's uniform dress code limiting insignia size violates labor law when applied to union buttons
  • The scope of judicial review of the General Counsel's prosecutorial discretion

Procedural posture

The union appealed a District Court order dismissing its complaint seeking a mandatory injunction to require the General Counsel to issue an unfair labor practice complaint.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

BASTIAN, Circuit Judge.

Plaintiff [appellant] filed a complaint in the District Court praying for a mandatory injunction to require the General Counsel of the National Labor Relations Board [defendant-appellee] to issue a complaint charging an unfair labor practice. The case came on for hearing on defendant’s motion to dismiss the complaint or, in the alternative, for summary judgment, and on plaintiff’s cross-motion for summary judgment. The District Court, being of the view that it was without jurisdiction over the subject matter of the action and that the corn-plaint failed to state a claim upon which relief could be granted, ordered dismissal of the complaint. This appeal followed. The gist of the action is that on or about July 12, 1960, a charge of unfair labor practices was filed by plaintiff with the Regional Office of the Eighth Region of the National Labor Relations Board in Cleveland, Ohio. The charge, as amended, was that LaSalle’s, a Division of R. H. Macy & Co., a retail store engaged in a business affecting commerce located in Toledo, Ohio, was engaged in violations of § 8(a) (1) of the National Labor Relations Act, as amended (61 Stat. 136, 29 U.S.C.A. §§ 151-168). The only unfair labor practice alleged was that “LaSalle’s had denied two members of [the union] the right and privilege of wearing union membership buttons, or pins, on their clothing while working at LaSalle’s.”

Pursuant to the Board’s Rules and Regulations, the Regional Director of the Eighth Region designated a member of the field staff of the Regional Office to investigate the charge to determine whether or not there was evidence of a violation of the Act. The investigation disclosed:

„(a) During the month of Jul 1960 two sales clerks employed by the c y wore Member’ union buttons identifying the wearerg as members of the Union. This was part of an organizational campaign conducted by the Union among company employees.

“(b) On or about July 1 and July 25, 1960, the Company requested the two clerks to remove the ‘Member’ buttons in accordance with an existing company rule governing the attire of store employees which prohibited the wearing of ‘insignia over the size of a nickel or political buttons of any nature * * The ‘Member’ buttons were 1 and %e inches wide and Win inches high, larger than the size of a nickel, The employees complied with the Company’s request and ceased wearing the ‘Member’ buttons.

“(c) The union dues pin customarily issued by the Union from month-to-month which also identifies the wearer as a member, is exactly the size of a nickel. The Company permits the wearing of these pins.”

Under the circumstances, the Regional Director refused to issue the complaint because of insufficient evidence of violations of the Act. On review by the General Counsel, under § 102.19 of the Board’s Rules and Regulations, the Regional Director’s ruling was sustained. Thereupon this suit was instituted in the United States District Court for the District of Columbia.

Plaintiff urges that the District Court “has jurisdiction to restrain the General Counsel of the National Labor Relations Board when he acts arbitrarily and capriciously in violation of due process of law in the issuance of complaints of unfair labor practices,” and that he did so in the instant case in that he arbitrarily and capriciously refused to follow prior legal rulings of the Board.

In Hourihan v. National Labor Relations Board, 91 U.S.App.D.C. 316, 201 F.2d 187 (1952), and in Bandlow v. Rothman, 108 U.S.App.D.C. 32, 278 F.2d 866 (1960), we held that a court “has no power to order the General Counsel to issue a complaint and no power to require the Board to issue an order in a matter which is not before the Board.”

Here, as in Hourihan, plaintiff seeks to make out a case of abuse of discretion. It urges that the General Counsel ignored or refused to follow Board authority to the effect that employees have the right to wear union buttons or pins while working. In this connection plaintiff cites Safeway Stores, Inc., 110 NLRB 1718, and National Labor Relations Board v. W. T. Grant & Co., 94 NLRB 113, affirmed, 199 F.2d 711 (9th Cir. 1952). Those cases are not in point. There the employers denied the right of employees to wear any union buttons or pins while working, and this was only a minor factor among other major items making up a finding of unfair labor practices. Caterpillar Tractor Co. v. National Labor Relations Board, 113 NLRB 553, 230 F.2d 357 (7th Cir.1956), also relied upon by plaintiff, while recognizing the right of an employee to wear union buttons, indicates that this right is not an unrestricted one.

In the instant case there is no showing of a course of conduct, simply efforts to put the wearing of pins in line with the general rules of the company; and the Regional Director and the General Counsel concluded that there was insufficient basis for a finding that the company’s rule with respect to the wearing of insignia was discriminatory or constituted an unreasonable impediment to the exercise by employees of their rights under the Act.

The refusal of the General Counsel to issue a complaint in the case before us was well within the discretion conferred upon him by the statute.

We add that the attention we have given to this case does not indicate that we are prepared to consider the merits of every routine matter of this sort, or that the District Court should do so. The courts should not be asked to take over the work of the General Counsel’s office, or to scrutinize his decisions in matters of the present kind, except perhaps in the most extreme situations. This is certainly not such a situation, and should not have been the subject of litigation in the courts.

Affirmed.

. We repeat here what we said in Hourihan, 91 U.S.App.D.C. at 317, 201 F.2d at 188, note 4: “We need not here canvass whether, and if so under what circumstances, a court can correct an abuse of discretion by the General Counsel in failing to issue a complaint. Compare Jacobsen v. National Labor Relations Board, 3 Cir., 1941, 120 F.2d 96, 100; Att’y Gen.Man.Ad.Proc. Act 94-95 (1947); Davis, Administrative Law 160-167, 846-848 (1951).”