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UNITED STATES of America, Appellee, v. William GANTT, alias Jim Gantt, Appellant

United States Court of Appeals for the Fourth Circuit1962-01-10No. No. 8478
298 F.2d 21

Summary

Holding. The trial judge's denial of the motion for new trial based on his credibility determinations regarding the confessants' exonerating testimony is affirmed, as such findings are not reviewable on appeal absent extraordinary circumstances or abuse of discretion.

William Gantt was convicted of transporting and possessing illegal whiskey based on law enforcement officers' testimony that they recognized him as the driver of an automobile fleeing from a still site. After conviction, Gantt obtained confessions from two young men—Jefcoat and Tindal—who claimed they were actually the ones operating the still and that Jefcoat drove the getaway vehicle while Tindal was a passenger, with Gantt nowhere present. Gantt moved for a new trial based on this newly discovered evidence. The district judge held a hearing, heard testimony from both the confessants and trial witnesses, and found the confessants' testimony incredible due to discrepancies in their accounts and circumstantial evidence suggesting they may have fabricated their exonerations, possibly in exchange for lenient sentencing as first-time offenders.

The appellate court addressed whether the trial judge's credibility determinations on the motion for new trial were reviewable on appeal. The court held that trial judges act as finders of fact when evaluating the credibility of newly discovered evidence, and appellate courts do not review such credibility findings except in extraordinary circumstances or for clear abuse of discretion. Here, the district judge's findings were supported by the record, and no exceptional circumstances warranted reversal.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Reviewability of trial judge's credibility findings on motions for new trial based on newly discovered evidence
  • Weight and reliability of post-conviction confessions versus trial identification testimony
  • Standard of review for trial judge's discretionary denials of motions for new trial

Procedural posture

Gantt appealed the district court's denial of his motion for new trial, which was based on post-conviction confessions from two individuals claiming responsibility for the crime and exonerating Gantt.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

HAYNSWORTH, Circuit Judge.

After his conviction upon a charge of transportation and possession of illicit whisky, the defendant sought a new trial based upon the confessions of two others and their exoneration of the defendant. The District Judge denied the motion after a hearing, during which much testimony was taken. He found incredible the confessants’ exoneration of the defendant. It was his province to determine its credibility. We affirm, for the findings upon which he based his denial of the motion are not reviewable in this court.

At the trial, two law enforcement agents testified that they were proceeding along a small, field road toward a still, which, from the sounds to which they had been listening, they knew to have been in operation. As they approached, they heard an automobile start, and, presently, an automobile emerged from a woods road onto the field road. They testified the automobile passed within six feet of one of the officers, and that the other was only three or four feet behind the first. Both of the officers testified that they knew the defendant, that they recognized him as the driver of the automobile, and that one of them addressed the defendant by name as he passed, saying it was needless for him to attempt to escape because he was known. The automobile did not stop, however, but, after rounding a turn, was abandoned a short distance away when it lost a rear tire into which the officers had shot after the driver of the automobile had passed and refused to stop.

According to the testimony, this occurred shortly after noon in broad daylight.

When the officers discovered the abandoned automobile, they noticed the footprints of two individuals leading away from it. They had testified that, when the car passed them, there was a passenger in it, in addition to the driver, the defendant. They did not know the passenger, but his appearance was not unlike that of one of the later confessants.

The abandoned automobile, of course, was found to contain a load of illicit whisky.

At the trial, the defendant did not testify himself, but he offered a number of other witnesses in an effort to establish an alibi. The sole question, therefore, was one of identity — whether the 31-year-old defendant was the driver of the car, as the officers testified, or whether he was not present at all.

After his conviction, the defendant contacted one Jefcoat, a young man approximately 19 years old, then in the Army, and one Tindal, a 16-year-old boy, and obtained from them confessions that they were the operators of the still, and that Jefcoat was the driver of the automobile and Tindal, the passenger. They so testified at the hearing on the motion for a new trial, though Tindal said that he was crouched down in the floor of the automobile where the officers could not see him. According to their testimony the defendant was not present at the still or in the automobile.

During the hearing on the motion for a new trial, the District Judge noticed discrepancies in the testimony of the confessants, and defendant’s counsel does not attempt to deny that Jefcoat testified falsely about some matters. They displayed enough familiarity with the still site to lead the District Judge to express the opinion that he thought that they had a part in the operation of the still, but it did not lead him to the conclusion that the officers were mistaken in their identification of the defendant, a man known to them, as the driver of the car.

Finally, it appeared that the defendant was a probationer. He had a year to serve on an earlier sentence and he was sentenced to serve one year on the present conviction, to begin upon expiration of the earlier sentence. Suggestive of a possible motive for impli eating themselves and falsely exonerating the defendant, reference was made at the trial to the usual practice of the District Judge to put first offenders in whisky cases, particularly those of youthful years as Jefcoat and Tindal, on probation. It is suggested that if they were assured of no more than a suspended sentence, they might be amenable to participation in confessions intended to exonerate the defendant, if the defendant offered sufficient inducement.

We recently dealt with a very similar question. In Jones v. United States, 4 Cir., 279 F.2d 433, the question was the identity of two bank robbers. After the conviction of the two defendants, a confessant was produced who swore that he and another, whom he refused to identify, were the perpetrators of the crime, while the two defendants were innocent. The District Judge there granted a hearing, after which he denied the motion for new trial. There was an appeal to this court on the ground that it was beyond the province of the District Judge to consider the credibility of the testimony, and that he was required to grant a new trial so that another jury might try the whole case, including the testimony of the confessant. We held expressly that where there is a question of the credibility of the new evidence offered as newly discovered, the trial judge in considering the motion for new trial acts as the finder of fact. In doing so, we followed the command of the Supreme Court in United States v. Johnson, 327 U.S. 106, 66 S.Ct. 464, 90 L.Ed. 562. For the reasons we gave in Jones, we follow the same course here.

Other Courts of Appeals have held emphatically that the findings of the District Court upon motions for new trial based upon after discovered evidence are not reviewable upon appeal, except under extraordinary circumstances, or for an abuse of his discretion, and that the applicant is not entitled to reconsideration de novo on appeal.

His counsel, apparently convinced of his client’s innocence of this offense, strenuously contends that this is the exceptional case in which the findings of the District Court, upon which the denial of the motion is based, should be reviewed and overturned. We do not think so. The District Court gave careful consideration to all of the testimony offered at the hearing on the motion. The discrepancies he found in the testimony of Jefcoat and Tindal are there, and there was a basis for his conclusion that their testimonial exoneration of the defendant was not sufficient to overcome the positive and unequivocal identification of the arresting officers in light of their prior knowledge of the defendant and their immediate recognition of him. The question was one of the credibility of the evidence taken at the hearing on the motion for new trial considered along with the testimony taken at the trial. It was for the District Judge, who heard the testimony, to determine that question. It may not be reconsidered here.

The motion was addressed to the discretion of the District Judge, and his findings in denying the motion, supported by the record as they are, are not reviewable.

Affirmed.

. This led to the suggestion that there may have been three individuals involved, the defendant and the two boys, since the officers positively testified that they saw and recognized the defendant driving the car and saw a passenger who looked much like Jefcoat. Their testimony at the trial tbat they observed two sets of footprints leading away from the abandoned automobile would indicate, though certainly not conclusively, that there were only two individuals in the automobile at the time it passed the officers.

. La Porta v. United States, 5 Cir., 266 F.2d 645; Tomley v. United States, 5 Cir., 260 F.2d 468; Newman v. United States, 5 Cir., 238 F.2d 861; Gordon v. United States, 6 Cir., 178 F.2d 896; Connelly v. United States, 8 Cir., 271 F.2d 333; Apel v. United States, 8 Cir., 247 F.2d 277; Nilva v. United States, 8 Cir., 212 F.2d 115; Jeffries v. United States, 9 Cir., 215 F.2d 225, 15 Alaska 83.