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WILLIAMS v. THE STATE

Supreme Court of Georgia1997-10-14No. S97A0878
268 Ga. 488491 S.E.2d 377

Summary

Holding. The trial court's denial of Williams' double jeopardy motion to bar retrial is affirmed, because the record contains no evidence that the State introduced the contested evidence with the intent to provoke a mistrial and thereby avoid an acquittal.

Steven James Williams was charged with murder in connection with a shooting death. At trial, the State introduced evidence regarding Williams' alleged involvement in a theft ring, arguing it showed motive for the crime. The trial court found this evidence prejudicial and ruled it had not been adequately connected to the shooting. Williams moved for and obtained a mistrial. He then argued on double jeopardy grounds that he could not be retried, contending the State had deliberately introduced the problematic evidence to provoke a mistrial and avoid an acquittal.

The court rejected Williams' theory. To invoke double jeopardy protections against retrial following a defendant-requested mistrial, the defendant must show the State intended to terminate the trial to avoid reversal or secure a better outcome on retrial—not merely that the State made a trial error or even an ill-advised evidentiary choice. The court found the State had a reasonable basis for introducing the theft ring evidence as it could have rebutted Williams' accident defense, and there was no evidence suggesting the State aimed to provoke the mistrial. Although the State's introduction of the evidence may have been imprudent, imprudence alone does not trigger double jeopardy protection.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether double jeopardy bars retrial when a defendant-requested mistrial follows introduction of problematic evidence by the State
  • Whether prosecutorial intent to abort trial, rather than mere trial error or misconduct, is required to invoke double jeopardy protection
  • Whether the State's introduction of theft ring evidence indicated an intent to provoke mistrial

Procedural posture

Williams appealed the trial court's denial of his motion to bar retrial on double jeopardy grounds following a mistrial declared at his request.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

Sears, Justice.

Appellant Steven James Williams appeals from the trial court’s ruling that because jeopardy did not attach to the State’s first prosecution against him, which ended in a mistrial, the State is not barred from retrying him for murder. Having reviewed the record, we find no evidence that the declaration of a mistrial was either directly or indirectly intended by the State as a means of averting an acquittal or reversal, and therefore we affirm.

Williams was indicted for felony and malice murder after the shooting death of his acquaintance, Baldowski. Before trial, Williams sought unsuccessfully to block the introduction of similar transactions evidence concerning previous altercations in which he had threatened individuals with firearms. At trial, Williams argued accident in his defense. Also at trial, the State sought under Hull v. State to introduce evidence of Williams’ alleged involvement in a theft ring. The State claimed that the murder had resulted from Williams’ fear that Baldowski would expose the theft ring. The trial court permitted the theft ring evidence to show motive, but indicated that it intended to limit the State’s use of the evidence.

At the conclusion of the State’s case, Williams moved for judgment of acquittal. The trial court found that the State had failed to connect the alleged theft ring with a motive for the shooting. The trial court also found that the theft ring evidence was prejudicial to Williams, and should not have been admitted if it could not be connected to the shooting. Williams then moved for a mistrial, and that motion was granted. The case was set for retrial, and Williams moved on double jeopardy grounds to bar his reprosecution. The trial court denied that motion.

The primary purpose of the Double Jeopardy Clause is to prohibit the retrial of a criminal defendant where, at the initial trial, the prosecution failed to introduce sufficient evidence to sustain a conviction. Retrial generally is not prohibited where reversal is due to trial error rather then the sufficiency of the evidence. Where, as here, a mistrial is granted at the request of a criminal defendant, retrial is not prohibited on the basis of double jeopardy unless it is established that the State intended to “goad” the defendant into moving for a mistrial in order for the State to avoid a reversal due to prosecutorial or judicial error, or otherwise to obtain a more favorable chance of a guilty verdict on retrial. As stated recently by the United States Court of Appeals for the Seventh Circuit:

If after a criminal trial begins the government decides that the case is going badly for it, it cannot dismiss the case and reprosecute the defendant. Nor is it permitted to achieve by indirection what it is not permitted to do directly; and thus it cannot engage in trial misconduct that is intended to and does precipitate a successful motion for mistrial by the defendant. [Cit.] The requirement of intent is critical, and easily misunderstood. The fact that the government blunders at trial and the blunder precipitates a successful motion for a mistrial does not bar a retrial. [Cits.] Yet the blunder will almost always be intentional — the product of a deliberate action, not of a mere slip of the tongue. . . . [U]nless [the prosecutor] is [intentionally] trying to abort the trial, his misconduct will not bar a retrial. It doesn’t even matter that he knows he is acting improperly, provided that his aim is to get a conviction. The only relevant intent is [the] intent to terminate the trial, not [the] intent to prevail at. . . trial by impermissible means.

In this case, Williams argues that, despite knowing that the evidence concerning the alleged theft ring was both irrelevant and inflammatory, the State introduced the evidence at trial and referred to it repeatedly. In light of the State’s failure to connect the prejudicial evidence of a theft ring to a motive for the killing, Williams argues that the only conclusion to be drawn is that the State intended to provoke a mistrial motion so that it could prevent an acquittal.

We disagree. Contrary to Williams’ speculative argument, there was a reasoned basis for the State to seek introduction of the evidence, as it could have rebutted Williams’ accident defense. Moreover, at the time the State introduced evidence of the theft ring, it is highly unlikely that it believed an acquittal was imminent, as Williams had yet to present any evidence in his defense. Williams also argues that the State’s desire to provoke a mistrial is shown by the fact that it did not give notice under Uniform Superior Court Rule 31.1 of its intention to introduce the theft ring evidence before trial at the similar transactions hearing, but rather held the evidence in reserve in order to scuttle the prosecution at a later time. However, the record shows that both counsel discussed the theft ring evidence with the trial court at a pre-trial hearing, and thus Williams did have notice before trial of the State’s intention to use the evidence.

Our review of the record reveals no indication that, by introducing the evidence, the State intended to provoke a request for a mistrial. Of course, it may be that the State’s decision to introduce the evidence of a theft ring was imprudent, or even “a blunder.” How ever, without evidence that by introducing the evidence, the State intended to abort its prosecution of Williams in order to avoid an acquittal or to obtain a more favorable chance of conviction on retrial, the protections of the Double Jeopardy Clause are not invoked. Thus, the trial court was authorized to conclude that retrial is not barred.

Decided October 14, 1997.

Martin C. Puetz, George D. Bush, for appellant.

Daniel J. Craig, District Attorney, Charles R. Sheppard, Patricia G. Johnson, Assistant District Attorneys, Thurbert E. Baker, Attorney General, H. Maddox Kilgore, Assistant Attorney General, for appellee.

Judgment affirmed.

All the Justices concur.

265 Ga. 757, 760 (462 SE2d 596) (1995) (evidence of prior criminal conduct that is dissimilar to the crime for which an accused is being prosecuted is not subject to Uniform Superior Court Rule 31.1’s disclosure requirements, but nonetheless must be admitted for a proper purpose).

See Burks v. United States, 437 U. S. 1 (98 SC 2141, 57 LE2d 1) (1978); Hall v. State, 244 Ga. 86, 94 (259 SE2d 41) (1979).

Hall, supra; OCGA § 16-1-8 (d) (2).

Oregon v. Kennedy, 456 U. S. 667, 675-676 (102 SC 2083, 72 LE2d 416) (1982); Williams v. State, 258 Ga. 305, 311 (369 SE2d 232) (1988); Fugitt v. State, 253 Ga. 311, 315-316 (319 SE2d 829) (1984).

United States v. Oseni, 996 F2d 186, 187-188 (7th Cir. 1993).

See also n. 1, supra, and accompanying text.

Oseni, supra.