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STATE v. JOSEPH W. WILLIAMS

Minnesota Supreme Court1969-01-10No. No. 40863
282 Minn. 240163 N.W.2d 868

Summary

Holding. The appellate court affirmed the conviction, finding that the record, viewed most favorably to support guilt, did not demonstrate that Williams was so confused at the time of his plea or reaffirmation that he failed to understand the elements of the crime or the availability of the consent defense.

Joseph Williams appealed his conviction for indecent assault, arguing that the trial court improperly accepted his guilty plea and that his privately hired attorney provided inadequate representation. Williams claimed he did not understand the nature of the charges or the available defenses. The trial court questioned Williams about his understanding before accepting his initial plea, and Williams acknowledged comprehending the charge, the maximum penalty, and that his plea was voluntary. During a presentence investigation, Williams later denied guilt and claimed the victim had consented to the assault. The court held a rehearing where Williams reaffirmed his guilty plea, and when informed that consent would constitute a valid defense, he stated there was no consent.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether a guilty plea was properly accepted despite defendant's later denial of guilt
  • Whether defendant understood the nature and elements of the offense charged
  • Whether the consent defense was adequately explained before plea reaffirmation
  • Whether claims of ineffective counsel can be raised on direct appeal without adequate proof

Procedural posture

Defendant appealed from a judgment of conviction entered upon his guilty plea to indecent assault.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

Rogosheske, Justice.

Defendant appeals from a judgment of conviction entered October 21, 1966, upon his plea of guilty to an information charging him with committing the crime of indecent assault in violation of Minn. St. 1965, § 617.08. He contends that his plea of guilty was improperly accepted by the trial court and that his privately retained counsel did not adequately represent him.

It is clear that if defendant, as alleged, either did not understand the nature and elements of the offense charged, or made statements at the time his plea was tendered negating the existence of an essential element of the crime charged, defendant’s attorney should have moved to have the plea withdrawn or the trial court should have withdrawn the plea on its own motion. See, Chapman v. State, 282 Minn. 13, 162 N. W. (2d) 698; State v. Olson, 270 Minn. 329, 133 N. W. (2d) 489; State v. Jones, 267 Minn. 421, 127 N. W. (2d) 153; State ex rel. Dehning v. Rigg, 251 Minn. 120, 86 N. W. (2d) 723.

At his arraignment, however, defendant pled guilty only after the court had questioned him concerning his understanding of the nature of the charge. Thereafter, he acknowledged under oath, in response to questions by both the prosecutor and his own attorney, that he understood the nature of the charge and the maximum sentence which could be imposed upon conviction, that his plea was voluntary, and that he committed the acts constituting the crime charged. During the course of a presentence investigation ordered by the court, the prosecutor was advised that defendant denied being guilty, claiming essentially that the victim, a female aged 17, had consented to the assault. At the request of the prosecutor, the court conducted a rehearing to permit the defendant to either affirm or withdraw his plea of guilty. At this rehearing, defendant clearly and unequivocally reaffirmed his plea. Upon being advised that consent of the victim would be a defense, defendant declared, “There was no consent.” <

Viewing the record in the light most favorable to the judgment of conviction, as we must, we do not feel compelled to conclude that, at the time either of defendant’s plea or of his reaffirmation thereof, defendant was so confused that he did not understand the elements of the crime charged or the applicability of the defense of express consent.

Defendant’s claim of ineffective representation by the attorney of his own choice, as well as other claims we deem unnecessary to detail, amount to no more than argumentative assertions which, as we have repeatedly held, cannot be reviewed upon a direct appeal from a judgment of conviction. State v. Gilles, 279 Minn. 363, 157 N. W. (2d) 64; State v. Borough, 279 Minn. 199, 156 N. W. (2d) 757; State v. Williams, 279 Minn. 152, 155 N. W. (2d) 739. Mere assertions of a denial of constitutional rights do not entitle an appellant to relief unless found to be true upon adequate proof submitted in a postconviction proceeding under Minn. St. 590.01, et seq.

Affirmed.

We apply the same standard of review to a conviction based upon a plea of guilty as we apply to a conviction based upon a jury verdict, State ex rel. Savage v. Rigg, 250 Minn. 370, 84 N. W. (2d) 640, certiorari denied sub nom. Savage v. Minnesota, 355 U. S. 918, 78 S. Ct. 348, 2 L. ed. (2d) 277, i. e., that the record be “viewed most favorably to support a finding of guilt.” State v. Kline, 266 Minn. 372, 374, 124 N. W. (2d) 416, 418, certiorari denied, 376 U. S. 962, 84 S. Ct. 1124, 11 L. ed. (2d) 980.