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UNITED STATES of America, Appellee, v. John P. SKANDIER, Defendant, Appellant

United States Court of Appeals for the First Circuit1985-04-02No. No. 84-1773
758 F.2d 43

Summary

Holding. The court affirmed the conviction, finding that although the prosecutor committed error by making arguments that implicitly commented on the defendant's failure to testify and that the trial court erred in not immediately providing the required Fifth Amendment instruction, these errors were harmless beyond a reasonable doubt given the substantial evidence of guilt.

The defendant was convicted in federal court, and on appeal challenged prosecutorial misconduct during closing arguments. The prosecutor suggested that the defendant's counsel should explain the evidence differently, effectively inviting the jury to question why the defendant himself did not testify. The prosecutor also argued that the government's evidence was uncontradicted. These statements violated the defendant's Fifth Amendment right against self-incrimination by indirectly commenting on his failure to take the stand and improperly suggesting the defendant bore a burden of proof. The trial court partially corrected the prosecutor's argument by instructing the jury on the defendant's burden of proof but did not immediately address the Fifth Amendment violation as required by prior precedent.

The appellate court acknowledged long-standing precedent prohibiting prosecutors from characterizing evidence as uncontradicted or inviting explanations from the defense that implicitly fault the defendant for not testifying. The court also noted that the Department of Justice had issued guidance to prosecutors that contradicted this established rule and appeared to encourage such arguments. Although the prosecutor's conduct constituted error, the court applied the harmless error rule and found that the substantial tangible evidence supporting guilt rendered the misconduct non-prejudicial. The court also rejected the defendant's separate argument regarding jury instructions on accomplice testimony, finding that error similarly harmless given the overwhelming evidence.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether prosecutor's closing argument asking how defense counsel could explain evidence constitutes improper comment on defendant's failure to testify
  • Whether characterizing government evidence as uncontradicted violates the defendant's Fifth Amendment rights
  • Application of harmless error rule to prosecutorial misconduct in summation
  • Whether trial court must provide immediate instruction correcting prosecutor's comments on defendant's silence

Procedural posture

The defendant appealed his conviction challenging prosecutorial misconduct during closing arguments and an alleged trial court error regarding jury instructions on accomplice testimony.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

BAILEY ALDRICH, Senior Circuit Judge.

The understandable conflict between zealous advocacy and cold, total, fairness that must exist in the mind of any prosecutor anxious to win his case, more often than one could wish proves to be an unequal combat. Regrettably the books are full of our opinions noting excesses in summations that inferentially, if not directly, comment upon, or call the jury’s attention to, the defendant’s failure to take the stand, or tend to diminish the government’s burden of proof. Our complaints that, at the least, such conduct raises unnecessary issues for appeals seem to fall upon inattentive ears, or stimulate new, supposedly ingenious, circumlocution. Perhaps we might say deaf ears, it having been brought to our attention in the present case that the Department of Justice furnishes U.S. attorneys with a brochure of instructions that could not fail to lead them astray. Thus,

“Do not comment on [the defendant’s] failure to testify____ However, you can tell the jury that evidence is ‘uncontradicted’ or ‘unrefuted’ in a nondefense case; ....” THE CLOSING ARGUMENT III, d(5)(a).

For twenty years we have held it reversible error to state baldly that the government’s evidence was uncontradicted. Desmond v. United States, 345 F.2d 225, 227 (1st Cir.1965); United States v. Flannery, 451 F.2d 880, 881-82 (1st Cir.1971) and cases cited. Somewhat unhappily, in retrospect we note that our frequently finding ways to explain away, or to excuse, arguments that had better been left unsaid, e.g., United States v. Babbitt, 683 F.2d 21, 24 (1st Cir.1982); United States v. Savarese, 649 F.2d 83, 86-87 (1st Cir.1981); United States v. Hooper, 541 F.2d 300, 306-07 & n. 9 (1st Cir.1976); and United States v. Goldman, 563 F.2d 501, 505 (1st Cir.1977), cert. denied, 434 U.S. 1067, 98 S.Ct. 1245, 55 L.Ed.2d 768 (1978), may, cumulatively, have given more comfort than they should have. The principle against such comment remains, decisions in other circuits as well clearly show that the brochure is erroneous. E.g., Raper v. Mintzes, 706 F.2d 161, 164-67 (6th Cir. 1983); United States v. Buege, 578 F.2d 187, 188-89 & n. 1 (7th Cir.1978), cert. denied, 439 U.S. 871, 99 S.Ct. 203, 58 L.Ed.2d 183 (1978); Runnels v. Hess, 653 F.2d 1359, 1361-63 (10th Cir.1981). Cf. United States v. Sanders, 547 F.2d 1037, 1042-43 (8th Cir.1977) (“undenied”), cert. denied, 431 U.S. 956, 97 S.Ct. 2679, 53 L.Ed.2d 273.

Another Department misguidance, (Id. (5)b), the prosecutor’s seeming guide in the case at bar,

“Under some circumstances you may want to force the defendant to answer the ‘hard questions’ if they exist. For example,

(1) ‘How can counsel explain ... ?

(2) ‘How can counsel explain away ...?

(3) ‘How will counsel explain ... ?”

Following these instructions, or on his own, the assistant U.S. attorney in the case at bar concluded his argument as follows.

"Now, at this time the defense counsel will address you; and at the close of his testimony, (sic) I will have a chance to speak with you one more time and see if he can explain the story that would be any different with regard to the responsibility of the defendant in this case.

“So I submit to you that he cannot.”

Upon defense counsel seeking to approach the bench, the court said,

THE COURT: “It’s not necessary.

Members of the jury, the defendant has no burden of proof in a criminal case. Only the Government has the burden, and it is the Government’s burden, as I will explain to you, to prove his guilt beyond a reasonable doubt.

“He does not have to prove anything.”

This instruction, together with a case we decided only two months ago, demonstrate that the “how-does-he-explain” argument’s impropriety is double barrelled. In United States v. Cox, 752 F.2d 741, 745 (1st Cir. 1985), we had occasion to point out that this argument was “a fairly severe violation of” Griffin v. California, 380 U.S. 609, 615, 85 S.Ct. 1229, 1233, 14 L.Ed.2d 106 (1965) as constituting forbidden comment upon the defendant’s failure to testify. Admittedly Cox was decided subsequent to the trial in the case at bar. However, United States v. Wilkins, 659 F.2d 769, 774 (7th Cir.1981), cert. denied, 454 U.S. 1102, 102 S.Ct. 681, 70 L.Ed.2d 646, was not. Wilkins, also, stated that the prosecutor’s summation that the government’s theory was the “only explanation,” and, “See if [defendant’s] attorney explains why his client was in that car,” is, in effect, comment on defendant’s failure to testify. See also United States v. Barton, 731 F.2d 669, 673-74 (10th Cir.1984). The district court here properly corrected the other barrel, the comment’s improper shift of the burden of proof, but failed to give the immediate Fifth Amendment response that Flannery requires.

In fairness, the district court’s spontaneous interpretation is understandable, and we will not be critical. And, of course, ultimately in the charge the court fully instructed the jury as to the defendant’s failure to testify, as well as the government’s burden of proof.

Of still greater importance, we held in Cox, overruling Flannery in this regard, 451 F.2d at 882, as required by United States v. Hastings, 461 U.S. 499, 508-12, 103 S.Ct. 1974, 1980-82, 76 L.Ed.2d 96 (1983), that the harmless error rule applies. On that basis a review of the present record satisfies us that the error was, indeed, harmless.

Although we do not reverse, we cannot avoid repeating that resort to the harmless error rule has unhappy consequences. If every time the cat complains because junior has pulled its tail father says, “Don’t do that again,” but does nothing further because the cat appears unharmed, Dr. Spock and others would say that this is not good, for either junior or the cat. We do not propose to apply the harmless error rule with liberality, finding it better that a possibly undeserving defendant obtain a new trial, than that we must constantly police prosecutors. Their persistence is well illustrated in the case at bar. Because in Cox the prosecutor asked, “How does [defend ant] explain ... ?” and here asked, “See if [counsel] can explain ...?” what was a “fairly severe violation” becomes, in the prosecutor’s mind, “not even remotely ... a comment on the defendant’s failure to testify,” but merely an “inartfully worded remark.” How inartful, let alone “undeliberate” in view of the Department’s brochure, calls for no comment. Surely counsel and the defendant are one. As the Wilkins case noted, their single difficulty is the lack of explanatory testimony.

This is not to say, if counsel’s argument affirmatively pointed to the absence of a logical witness other than the defendant, and left no inference pointing to defendant, that there would be error, but the burden here is on the prosecutor. E.g., Desmond v. United States, 345 F.2d at 227.

Finally, we remind prosecutors that in spite of the harmless error rule, egregious misconduct in argument, as we said in Cox, 751 F.2d at 746, may have a fatal effect.

Unfortunately for defendant, the great weight of the evidence against him also renders non-prejudicial the court’s error in failing to give the standard instruction that the testimony of an accomplice is to be scrutinized with particular care. The need for this instruction does not disappear, as the government would have it, because the witness denied that he was an accomplice. On the evidence, the jury could readily have found that he was. The instruction should have been given, tied to the jury’s resolution of that question. See, e.g., Phelps v. United States, 252 F.2d 49, 52 (5th Cir.1958); United States v. Simmons, 503 F.2d 831, 837 (5th Cir.1974). But see United States v. Wright, 564 F.2d 785, 788 (8th Cir.1977) (seemingly court decides whether witness is an accomplice). However, we will not reverse for this failure in light of the abundant tangible evidence confirming the witness’s account of defendant’s guilt. United States v. Fortes, 619 F.2d 108, 124-25 (1st Cir.1980).

Defendant’s complaint about the handwriting requires no comment.

Affirmed.