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Kenneth W. Gustafson, executor, vs. Hildur L. Svenson, executrix, & others (and two companion cases)

Massachusetts Supreme Judicial Court1977-08-30
373 Mass. 273

Summary

Holding. The court reversed the probate court's judgments and remanded the cases, holding that attorney testimony regarding the testatrices' private statements of intent contradicting the legal effect of unambiguous will language is inadmissible, and that Martha, as Enoch's surviving spouse and heir, is entitled to share in the residuary distributions designated for him or his heirs per stirpes.

Two unmarried sisters executed nearly identical wills naming their brother Enoch Anderson (or his heirs per stirpes) as a residuary beneficiary, along with other family members. When Enoch died before the sisters, leaving only his wife Martha, the question arose whether Martha could inherit Enoch's share. The probate court excluded Martha based on attorney testimony that the sisters had privately stated they did not want Martha to receive the bequest. On appeal, the higher court reversed, ruling that such extrinsic evidence could not override the plain language of the wills. The case reached this court to address whether attorney testimony about the drafters' intentions should be admissible.

The court affirmed the reversal and clarified the governing principle: testator intent must be determined from the will's language in light of circumstances known at execution, not from external statements about unexpressed intentions. The phrase "his heirs per stirpes" is unambiguous—the statutory definition of "heirs" includes a surviving spouse, and "per stirpes" indicates distribution by right of representation if the named person predeceases. Martha, as Enoch's heir, was therefore entitled to receive a share of the residuary gifts designated for him.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Admissibility of extrinsic evidence regarding testator intent when will language is unambiguous
  • Statutory definition of 'heirs' to include surviving spouse in probate succession
  • Meaning and effect of 'per stirpes' distribution language in wills
  • Proper methodology for determining testator intent from will provisions

Procedural posture

Three consolidated petitions filed in probate court seeking instructions on distribution and declaratory judgment regarding a surviving spouse's entitlement to a residuary share were heard together; the probate judge ruled against the spouse based on extrinsic evidence; the Appeals Court reversed; and the applicants sought further review in the Supreme Judicial Court.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

Liacos, J.

Two unmarried sisters, Hilda C. Anderson and Beda J. Anderson, executed wills which were identical except for provisions in the respective residuary clauses which provided for gifts to each other. Both sisters named their brother, Enoch J. Anderson, or “his heirs per stirpes,” among several other family members to share in the residue of their estates. Enoch, however, predeceased Hilda and Beda, and was survived only by his wife, Martha. Following the deaths of Hilda and Beda within several weeks of each other, and after their wills were proved and allowed, petitions for instructions, for distribution of Beda’s estate, and for declaratory judgment were filed in the Probate Court for Barnstable County. The petitions sought a determination of Martha’s rights as the surviving spouse of Enoch to a distribution of one part of the residue of the estates of the testatrices. The three petitions were heard together.

During the proceedings the trial judge in the Probate Court admitted testimony from the attorney who drafted the testatrices’ wills. The attorney testified that the testatrices indicated to him, prior to executing their wills, that they did not want Martha to obtain Enoch’s share of their estates in the event that Enoch predeceased them. Based on this extrinsic evidence, the probate judge entered judgments in two cases, and a final decree in the third case, which directed that Martha was not entitled to receive any portion of the residue of the testatrices’ estates. Martha appealed.

In reversing the judgments and the final decree of the Probate Court judge, the Appeals Court ruled that the testimony of the attorney who drafted the wills was inadmissible to show the actual intentions of the testatrices in opposition to the legal effect of the language which the testatrices employed in the will itself. Gustafson v. Svenson, 4 Mass. App. Ct. 338, 340 (1976), and cases cited. Thereafter, the appellees filed an application for leave to obtain further appellate review in this court, in which they have suggested that the Appeals Court’s refusal to sanction the admission of the attorney’s testimony in these cases clashes with our acceptance of the testimony of an attorney who supervised the drafting of the will in McKelvy v. Terry, 370 Mass. 328 (1976).

The opinion of the Appeals Court is correct and accurately distinguishes the circumstances in these cases from those which prevailed in the McKelvy case. The intention of a testator in disposing of his property by will must be discerned from the language of the will considered in light of the circumstances known to the testator at the time of its execution. Fitts v. Powell, 307 Mass. 449, 454 (1940). Best v. Berry, 189 Mass. 510, 512 (1905). Where the will is unambiguous, extrinsic evidence to aid in the interpretation of its provisions is inadmissible even though the language involved has a legal meaning which is not likely to have been understood by the testator or which does not correspond to an oral statement of his intention. Putnam, v. Putnam, 366 Mass. 261, 266 (1974).

The phrase “his heirs per stirpes” is not ambiguous. The word “heirs” includes, by force of statute, a surviving spouse. First Agricultural Nat’l Bank v. Shea, 351 Mass. 1, 3 (1966). Yerxa v. Youngman, 241 Mass. 251, 254 (1922). Sherburne v. Howland, 239 Mass. 439, 442 (1921). See G. L. c. 190, § 1. “Per stirpes” simply indicates that the procedure chosen by the testatrices for distribution of a portion of the residue of their estates was by right of representation in the event that Enoch predeceased them, thereby requiring that other persons be substituted to receive his share. Martha, as an heir of Enoch, was entitled to share in the distribution of the residuary gifts made to him or “his heirs per stirpes” by the testatrices.

The judgments in Probate Court equity Nos. 396 and 397 and the final decree in Probate Court No. 49252 are reversed, and the cases are remanded to that court for further proceedings in accordance with this opinion.

So ordered.