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LEAGUE OF UNITED LATIN AMERICAN CITIZENS (LULAC) OF TEXAS, Plaintiff-Appellant, v. STATE OF TEXAS, Defendant-Appellee

United States Court of Appeals for the Fifth Circuit1997-05-27No. No. 96-50714
113 F.3d 53

Summary

Holding. The appellate court reversed the single-judge district court's dismissal and remanded for convening of a three-judge court, concluding that neither the legal nor factual aspects of LULAC's preclearance claim under Section 5 of the Voting Rights Act are wholly insubstantial.

The League of United Latin American Citizens challenged a Texas state court decision that altered how judicial vacancies are filled when judges resign before their terms expire. After a state appellate judge submitted his resignation to take effect after an upcoming election, the Texas Supreme Court ruled that no vacancy existed until he actually left office, thereby blocking an election to fill his seat. LULAC argued this change in practice required federal approval under the Voting Rights Act's preclearance requirement. The single-judge district court dismissed the case without convening a three-judge court, reasoning that the claim was legally and factually insubstantial.

The appellate court disagreed, finding that LULAC's legal arguments regarding whether state court reinterpretations of election law must be preclearared raised genuine questions of substantial merit rather than settled law. Additionally, the court found the factual claim substantial because Texas had actually held elections in similar circumstances before the Texas Supreme Court's decision reversed that practice. The court therefore found the case worthy of the three-judge review ordinarily required for voting rights claims.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether state court reinterpretations of previously preclearared election law require federal preclearance
  • Whether a documented change in election practice triggered by a judicial decision constitutes a voting change subject to preclearance
  • Whether a Section 5 voting rights claim may be dismissed by a single judge as wholly insubstantial

Procedural posture

LULAC appealed the single-judge district court's dismissal of its Section 5 preclearance complaint for failure to convene a three-judge court.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

PER CURIAM:

The sole issue on appeal is whether the single-judge district court erred in determining that LULAC’s claim under § 5 of the Voting Rights Act of 1965, 42 U.S.C. § 1973c (1994), is “wholly insubstantial” and, thus, undeserving of the attention of a three-judge court. Because we conclude that neither the legal nor the factual aspects of LULAC’s claim is wholly insubstantial, we reverse and remand for the convening of a three-judge court.

I.

On June 20, 1996, Associate Justice Phil Hardberger of the Fourth District Court of Appeals for the State of Texas tendered his resignation, effective January 1,1997, to Texas Governor George W. Bush. The practice in Texas had been that if an elected state official other than a judge submitted a written resignation during an election year, then, under § 201.023 of the Texas Election Code, the submission triggered an election to fill that office, even though the official intended to occupy the position until after the election. The parties dispute whether such a practice ever existed for state judicial positions.

Governor Bush, however, determined that his acceptance of Justice Hardberger’s resignation created an immediate vacancy on the Fourth District Court of Appeals to which he appointed Karen Angelini to serve on an interim basis until the November elections. Justice Hardberger refused to step down, and the State of Texas sought an emergency writ of quo warranto in the Texas Supreme Court barring Justice Hardberger from interfering with Angelini’s appointment.

On August 30, 1996, the Texas Supreme Court handed down its decision in State ex rel. Angelini v. Hardberger, 932 S.W.2d 489 (Tex.1996). The court held, first, that because the Texas Constitution prescribes the term judges hold office, no vacancy could occur for election or constitutional purposes until Justice Hardberger vacated his office on January 1, 1997. Second, the court held that any interpretation of § 201.023 that permits an incumbent judge to trigger an election to fill his vacancy by tendering his resignation prior to a general election while holding office until after the election unlawfully abridges the governor’s appointment power under Article V, § 28 of the Texas Constitution. Hardberger, 932 S.W.2d at 495. As a result, although both the Democratic and Republican parties had nominated candidates to run for Hardberger’s position on November 5, 1996, no election was held, and Angelini was appointed to the position shortly after Hardberger’s departure. The next succeeding general election is in November 1998.

LULAC filed this action to require the “new rules” in Texas’s election laws an nouneed in Hardberger to be preeleared pursuant to § 5 of the Voting Rights Act, 42 U.S.C. § 1973c, before they are implemented. The district court, without convening a three-judge court, ruled on the state’s motion to dismiss, concluded that no election change had occurred since the constitutional provision interpreted by the Texas Supreme Court pre-dated the applicability of § 5 to Texas, and dismissed appellants claims pursuant to Fed.R.Civ.P. 12(b)(6). This appeal ensued.

II.

Generally, actions by private individuals seeking declaratory and injunctive relief against violations of § 5 must be referred to a three-judge court for the determination of whether the political subdivision has adopted a change covered by § 5 without first obtaining preelearance. Allen v. State Board of Elections, 393 U.S. 544, 554-63, 89 S.Ct. 817, 825-31, 22 L.Ed.2d 1 (1969); Trinidad v. Koebig, 638 F.2d 846 (5th Cir.1981); Sumter County Democratic Executive Comm. v. Dearman, 514 F.2d 1168, 1170 (5th Cir.1975). However, where § 5 claims are “wholly insubstantial” and completely without merit, such as where the claims are frivolous, essentially fictitious, or determined by prior case law, a single judge may dismiss the claims without convening a three-judge court. See, e.g., United States v. Saint Landry Parish Sch. Bd., 601 F.2d 859, 863 (5th Cir.1979); Broussard v. Perez, 572 F.2d 1113, 1118 (5th Cir.), cert. denied, 439 U.S. 1002, 99 S.Ct. 610, 58 L.Ed.2d 677 (1978); Carr v. Edwards, 1994 WL 419856 (E.D.La. Aug. 8, 1994).

Texas advances two arguments for why LULAC’s claim was properly dismissed as wholly insubstantial. First, it argues that state court interpretations of previously preeleared state law are not subject to § 5 preelearance. Second, it argues that the Texas Supreme Court’s ruling in Hardberger does not effect a change in Texas’ practice or procedure for filling a vacancy left by a judge who resigns prior to the expiration of his elected term.

A.

The district court rejected Texas’s contention that state court interpretations of precleared state law are not subject to § 5 preclearance, concluding that the Supreme Court’s decision in Hathorn v. Lovorn, 457 U.S. 255, 102 S.Ct. 2421, 72 L.Ed.2d 824 (1982), overruled a well-developed line of cases holding that state court constructions of preeleared state law generally do not invoke § 5’s preclearance requirement. See, e.g., Gangemi v. Sclafani, 506 F.2d 570, 572 (2nd Cir.1974); Williams v. Sclafani, 444 F.Supp. 895, 904 (S.D.N.Y.1977); Webber v. White, 422 F.Supp. 416, 427 (N.D.Tex.1976); Eccles v. Gargiulo, 497 F.Supp. 419, 422 (E.D.N.Y.1980). While arguably the Supreme Court’s holding in Hathom need not be read so broadly, one three-judge district court appears to have reached the same conclusion as the district court, see Gresham v. Harris, 695 F.Supp. 1179, 1183-84 (N.D.Ga.1988), affd sub nom., Poole v. Gresham, 495 U.S. 954, 110 S.Ct. 2556, 109 L.Ed.2d 739 (1990). Under the circumstances, we cannot conclude that from a legal standpoint LU-LAC’s claim is “wholly insubstantial.” See Goosby v. Osser, 409 U.S. 512, 518, 93 S.Ct. 854, 859, 35 L.Ed.2d 36 (1973) (“[C]laims are constitutionally insubstantial only if the prior decisions inescapably render the claims frivolous; previous decisions that merely render claims of doubtful or questionable merit do not render them insubstantial____”); Armour v. Ohio, 925 F.2d 987, 989 (6th Cir.1991) (“A claim is unsubstantiated only when it is obviously without merit or clearly determined by previous case law.”).

B.

The same conclusion applies to the factual basis for LULAC’s claim. The district court concluded that no change had occurred in Texas’s election practices because the Texas Supreme Court’s decision in Hardberger, 932 S.W.2d 489 (Tex.1996), merely confirmed what had always been true about the governor’s constitutional appointment powers. However, in determining whether a voting change has occurred, a court must look to the state’s actual practices, not to what those practices should have been under a correct application of the state’s voting law. See Perkins v. Matthews, 400 U.S. 379, 394, 91 S.Ct. 431, 439-40, 27 L.Ed.2d 476 (1971); City of Lockhart v. United States, 460 U.S. 125, 132-33, 103 S.Ct. 998, 1002-04, 74 L.Ed.2d 863 (1983).

It is undisputed that an election was held in almost identical circumstances in 1988 after the Texas Supreme Court handed down its decision in Texas Democratic Executive Comm. v. Rains, 756 S.W.2d 306 (Tex.1988). In that case, the court held that Tex. Elec. Code § 201.023 prevented the governor from refusing to accept the resignation of a judge in Justice Hardberger’s position, thus triggering an election for the position. Rains also makes it clear that the resigning judge remained in office until after the election. It is also undisputed that at the time the Texas Supreme Court decided Hardberger, the major political parties already had selected candidates for the ballot to fill Justice Hardberger’s vacancy and the state was prepared to elect Justice Hardberger’s replacement. Under these circumstances, LULAC’s claim as to the existence of the practice is not wholly insubstantial.

III.

Because we conclude that neither the legal nor the factual basis for LULAC’s § 5 claim is “wholly insubstantial,” we reverse the district court’s order dismissing LULAC’s claim and remand for the convening of a three-judge court pursuant to 42 U.S.C. § 1973c.

REVERSED and REMANDED.

. Tex. Elec.Code § 201.023 (West 1986 & Supp. 1997) provides:

If an officer submits a resignation, whether to be effective immediately or at a future date, a vacancy occurs on the date the resignation is accepted by the appropriate authority or on the eighth day after its receipt by the authority, whichever is earlier.

. Article V, § 28 provides in relevant part:

Vacancies in the office of judges of the Supreme Court, the Court of Criminal Appeals, the Court of Civil Appeals and the District Courts shall be filled by the Governor until the next succeeding general election.