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EX PARTE INDIANA TRANSPORTATION COMPANY, PETITIONER

Supreme Court of the United States1917-06-11No. No. 25, Original
244 U.S. 45661 L. Ed. 125337 S. Ct. 7171917 U.S. LEXIS 1656SCDB 1916-104

Summary

Holding. The District Court lacked jurisdiction to add 373 new libellants to the suit without serving them, and the writ of prohibition should be granted to prevent the court from exceeding its authority.

A shipping company was sued in admiralty court for deaths caused by a steamship capsizing. The original plaintiff later sought to add 373 additional plaintiffs, each with separate claims arising from the same accident. The company objected that it had never been served with process regarding these new claimants and that the court lacked authority to add them to the existing suit. The company argued the court could not exercise jurisdiction over it with respect to parties who were strangers to the original action and had never been properly served.

The court held that a defendant's appearance in response to a citation to answer an initial claim does not give the court general jurisdiction to introduce new claims by new parties who have never been served. Physical control over a defendant—such as arrest or seizure of property—is the foundation of jurisdiction. A mere appearance in court, while given conventional effect for purposes of the original claim, does not extend the court's power to entertain suits by entirely new claimants. The company properly reserved its jurisdictional objections and did not waive them by pleading to the merits of the amended complaint.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether a defendant's appearance in answer to a citation confers general jurisdiction over new claims by unserved parties
  • The foundation and limits of federal maritime court jurisdiction
  • Whether objections to jurisdiction are waived by pleading to the merits

Procedural posture

The petitioner sought a writ of prohibition to prevent the District Court from proceeding against it on claims by 373 newly intervening libellants who had not been served with process.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

Mr. Justice Holmes

delivered the opinion of the court.

The suit in which this writ of prohibition is sought was originally a libel in personam against the petitioner, an Indiana corporation, and others, for causing the death of one Dawson through the capsizing of the steamer Eastland in the Chicago River. The libel was filed on August 21, 1915. A citation was served upon an agent of the petitioner within the district and the petitioner filed exceptions to the libel.- On July 24, 1916, leave was granted “to certain parties” to intervene as libellants, and a citation to respondents not served was ordered, returnable the first Monday in September. At this time the petitioner was not subject to service in the district and was not served with process. The “certain parties” mentioned in the order seem to have been 373 other libellants each alleging a distinct cause óf action for death due to the same accident. The petitioner excepted that the amended libel was contrary to law because it joined 373 other libellants who had separate causes of action, and also because the petitioner could not in law be called on to answer the amended libel as to 373- additional libellants. The exceptions were overruled and the petitioner directed to answer in twenty days from the date of the order, September 18, 1916. Thereupon the petitioner, not waiving its previous exceptions, on October 7 again excepted that the court had not jurisdiction over it in respect of the additional libellants and that the libel did not state a cause of action against it. On October 25 this petition was filed.

The foundation of jurisdiction is physical power. If a defendant’s body were in custody by arrest, or á vessel were held by proceedings in rem, it well might be that new claims would be entertained against the person or against the ship, in addition to those upon which the arrest was made. The Oregon, 158 U. S. 186, 210. But appearance in answer to a citation does not bring a defendant under the general physical power of the court. He is not supposed even by fiction, to be in prison. Conventional effect is given to a decree after an appearance because .when power once has been manifested it is to the advantage of all not to insist upon its being maintained to the end. Michigan Trust Co. v. Ferry, 228 U. S. 346, 353. That, however, is the limit of the court’s authority. Not having any power in fact over the defendant unless it can seizehim again, it cannot introduce new claims of new claimants into an existing suit simply because the defendant has appeared in that suit. The new claimants are strangers and must begin their action by service just as if no one had sued the defendant before; The Oregon, 158 U. S. 186, 205, 210. We may repeat with more force concerning defendants what was said alio intuitu in a New Jersey case cited in Reynolds v. Stockton, 140 U. S. 254, 268. “Persons by becoming suitors do -not place themselves for all purposes under the control of the court.”

The only question is whether the petitioner lost its rights by its mode of asserting them; the argument for the respondent being that the exceptions above mentioned amounted to an appearance and plea to the merits, and that thus the absence of service was cured. But it is to be remembered that the motion for leave to intervene was a motion in the cause in which petitioner already had appeared. We should not be astute to treat recognition that it was in court as the case stood before the motion to let in upon it an avalanche of new claims, as waiving what it was the prime and only purpose of the exceptions to prevent. The language of the first exceptions was not as explicit as it might have been but the absence of service seems to us sufficiently covered by the words, “Because the above-named respondent cannot in law, in this case, be called upon to answer the said amended libel as to 373 additional libellants.”

The second exception, still insisting on the petitioner’s denial that the court had jurisdiction of-it in-respect of the new claims set up, pleaded further, upon the rule to answer, that the amended libel did not state a cause of action. But if the principles of waiver and appearance by pleading to the merits are not modified in a case where the defendant already is in court, it is true at least that when objections to the jurisdiction havebeen overruled the defendant does not lose its rights by pleading to the merits. Harkness v. Hyde, 98 U. S. 476. The District Court attempted to exceed its jurisdiction and the writ of prohibition should be granted.

Rule absolute.