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UNITED STATES of America, Plaintiff-Appellee, v. Francheska BRIZAN, Defendant-Appellant

United States Court of Appeals for the Ninth Circuit2013-03-05No. No. 11-10449
709 F.3d 864

Summary

Holding. The appeal is dismissed because Brizan's valid appeal waiver in her plea agreement bars consideration of her claims challenging the conviction and sentence, and no exception to enforcement of the waiver applies.

Francheska Brizan was charged with conspiracy to distribute cocaine and related offenses. She negotiated a plea agreement under which she pleaded guilty to misprision of a felony (concealing her husband's drug trafficking) in exchange for more favorable treatment. The plea agreement included a waiver of her right to appeal. After sentencing, Brizan sought to withdraw her plea, claiming the misprision charge violated her Fifth Amendment right against self-incrimination, the charge was defectively alleged, and her plea lacked factual support. The district court denied her motion and sentenced her to four months in prison plus supervised release.

On appeal, Brizan renewed these arguments. The appellate court held that her agreement to waive appellate rights was valid and binding because the district court properly conducted the required inquiry into her understanding of the waiver during the plea colloquy. The court also determined that even if her Fifth Amendment argument had merit as a constitutional matter, she waived that defense when she entered an unconditional guilty plea. The court noted that a defendant who is herself implicated in criminal conduct may voluntarily waive her Fifth Amendment privilege and plead guilty to misprision without constitutional impediment.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Enforceability of appeal waivers in plea agreements
  • Whether misprision of felony violates Fifth Amendment privilege against self-incrimination
  • Waiver of constitutional defenses through unconditional guilty plea
  • Adequate factual basis and essential elements of misprision charge

Procedural posture

Brizan appealed the district court's denial of her motion to withdraw her guilty plea and her sentence.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

OPINION

ADELMAN, District Judge:

A grand jury indicted Francheska Brizan, her husband, and others on charges of conspiring to distribute 5 kilograms or more of cocaine and attempted possession with intent to distribute 500 grams or more of cocaine. After extensive pre-trial proceedings, Brizan entered into a plea agreement with the government. Pursuant to the agreement, she pleaded guilty to an information charging misprision of a felony, in violation of 18 U.S.C. § 4, based on her concealment and failure to notify authorities of her husband’s drug trafficking activities. The plea agreement contained a waiver of Brizan’s right to appeal her conviction or sentence. Represented by new counsel, Brizan later moved to withdraw her plea and dismiss the information as defective. The district court denied the motion, then imposed a below-guideline sentence of four months’ imprisonment followed by one year of supervised release.

Brizan appeals, arguing that the district court should have allowed her to withdraw her plea because the misprision charge violated her Fifth Amendment privilege against self-incrimination, the information failed to allege an essential element of misprision, and the plea lacked an adequate factual basis. Because Brizan cannot overcome the appeal waiver contained in her plea agreement, we dismiss her appeal.

“We have consistently read general waivers of the right to appeal to cover all appeals, even an appeal from the denial of a motion to withdraw a guilty plea.” United States v. Rahman, 642 F.3d 1257, 1259 (9th Cir.2011). We decline to enforce an appeal waiver only if the district court failed to comply with Federal Rule of Criminal Procedure 11, the court informed the defendant that she retained the right to appeal, the sentence did not comport with the terms of the plea agreement, or the sentence violated the law. United States v. Bibler, 495 F.3d 621, 624 (9th Cir.2007). None of these exceptions applies here. The district court conducted a thorough Rule 11 colloquy, which included an admonishment regarding the appeal waiver, ensuring that the plea was knowing and voluntary, and Brizan’s sentence did not contradict the agreement or exceed statutory limits.

To the extent that a constitutional claim of the sort Brizan raises could survive an appeal waiver, see United States v. Fowler, 794 F.2d 1446, 1449 (9th Cir.1986) (stating that an “illegal” sentence includes a sentence in excess of the permissible statutory penalty or in violation of the Constitution), we find no merit in Brizan’s argument that the misprision charge violated her Fifth Amendment rights. We have held that a misprision charge would be unconstitutional ünder the Fifth Amendment if, and to the extent, it required a defendant to report her own criminal conduct to the authorities. United States v. King, 402 F.2d 694, 697 (9th Cir.1968); see also United States v. Pigott, 453 F.2d 419, 419 (9th Cir.1971) (per curiam).

However, Brizan waived her right to raise a Fifth Amendment defense to the misprision charge by pleading guilty. An unconditional guilty plea waives all non-jurisdictional defenses and cures all antecedent constitutional defects, allowing only an attack on the voluntary and intelligent character of the plea. E.g., United States v. Jackson, 697 F.3d 1141, 1144 (9th Cir.2012) (per curiam); United States v. Lopez-Armenta, 400 F.3d 1173, 1175 (9th Cir.2005). We agree -with our colleagues in the First and Fifth Circuits that there is no constitutional impediment to a defendant, implicated in the underlying felony, waiving her Fifth Amendment privilege and voluntarily pleading guilty to a misprision count. See, e.g., United States v. Caraballo-Rodriguez, 480 F.3d 62, 72 n. 7 (1st Cir.2007); United States v. Mizell, 88 F.3d 288, 296 (5th Cir.1996); United States v. Davila, 698 F.2d 715, 719 (5th Cir.1983).

Brizan’s appeal accordingly must be dismissed pursuant to the waiver. See Rahman, 642 F.3d at 1260. Brizan suggests that her lawyer provided ineffective assistance of counsel in connection with the plea, but we decline to address that issue on direct appeal. Brizan may raise such a claim in a collateral proceeding, where a complete record can be developed. See id. at 1259-60 (declining to consider ineffective assistance on appeal but leaving open the possibility of such a claim in a subsequent collateral attack); see also Washington v. Lampert, 422 F.3d 864, 871 (9th Cir.2005) (holding that a plea agreement that waives the right to ñle a collateral attack is unenforceable with respect to an ineffective assistance claim that challenges the voluntariness of the waiver). Because we must dismiss this appeal, we do not reach the merits of Brizan’s remaining contentions.

DISMISSED.

. The district court initially did not see the waiver provision. However, after the Assistant United States Attorney brought the provision to the courts attention, the court reviewed its terms with Brizan, confirming that she understood and waived her appellate rights.