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Opinion of the Justices to the House of Representatives

Massachusetts Supreme Judicial Court1936
294 Mass. 616

Summary

Holding. The Governor lacks constitutional authority to disapprove conditions attached to appropriation items; the Governor's veto power is limited to striking out or reducing fiscal units (dollar amounts). Item 101 of the general appropriation bill became law with its conditions intact, and the House's question regarding whether to override the Governor's veto was not properly before it.

The Massachusetts Supreme Judicial Court addressed whether the Governor could partially veto a condition attached to an appropriation item in the general appropriation bill. The Governor attempted to disapprove language that restricted how $100,000 could be spent, seeking to convert it into an unrestricted lump sum. The Court held that the Governor's veto power under the state constitution extends only to striking out or reducing fiscal units (items or parts of items representing dollar amounts), not to removing conditions or restrictions on spending.

The Court found that the General Court (legislature) properly exercised its constitutional authority to add conditions to the appropriation when it enacted the budget into law. Because the Governor's disapproval of the condition exceeded his constitutional powers, it was legally ineffective. Consequently, item 101 became law with its original conditions intact, either because the Governor's partial approval was valid or because the veto period expired without a complete rejection of the bill.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Scope of Governor's item veto power over appropriation bills
  • Whether veto authority extends to conditions and restrictions on spending versus fiscal amounts
  • Authority of the General Court to attach conditions to appropriations

Procedural posture

The House of Representatives requested the Justices' advisory opinion on the legal effect of the Governor's message purporting to veto part of an appropriation item by disapproving conditions attached to it.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

The order was transmitted to the Justices on June 5, 1936, and on June 11, 1936, they returned the following answers:

To The Honorable the House of Representatives of the Commonwealth of Massachusetts:

The Justices of the Supreme Judicial Court respectfully submit these answers to questions in an order adopted on June 4, 1936, and received on June 5, 1936, copy whereof is hereto annexed. These questions relate to the appropriate procedure concerning a message from His Excellency the Governor, wherein he undertook to approve a part and disapprove a part of one item in the general appropriation bill. The rest of that bill with this single exception has been approved.

The Honorable the House of Representatives has no occasion to ask the opinion of the Justices of the Supreme Judicial Court as to the power of the Governor except as the exercise of that power has a bearing on a matter pending before it. The House has pending before it for consideration the message from His Excellency the Governor purporting to veto a part of one item in the general appropriation bill. Consequently it is important for the House to know the legal nature and effect of that message. The questions in the order must be answered. Opinion of the Justices, 135 Mass. 594.

These facts appear from the order and papers transmitted with it: His Excellency the Governor submitted to the General Court during the current year a budget which contained this item: “For payment of extraordinary

expenses and for transfers made to cover deficiencies, with the approval of the governor and council, a sum not exceeding $100,000.” Touching that item the general appropriation bill based on that budget as enacted by the General Court (as shown on the House calendar for June 3, 1936, and transmitted with the order) contained this: “101 For payment of extraordinary expenses and certain other expenditures as authorized by section eight of chapter six of the General Laws, as appearing in the Tercentenary Edition thereof, [[subject, however, to the condition that not less than fifty thousand dollars of the sum appropriated by this item shall be reserved for use in carrying out the provisions of sections twenty-five to thirty-three, inclusive, of chapter thirty-three of the General Laws, as so appearing, not less than ten thousand dollars thereof shall be reserved for use for the entertainment of the President of the United States and other distinguished guests while visiting or passing through the commonwealth, and not more than five thousand dollars thereof, in the aggregate, shall be transferred to items ninety-five, ninety-seven, ninety-eight and ninety-nine,3 a sum not exceeding one hundred thousand dollars (1935 appropriation, $100,000) $100,000 00.” This matter came up for action in the House of Representatives in this form: “So much of this item as is enclosed in brackets has been disapproved by the Governor, — see House, No. 1872. Question: Shall that part of the item pass, notwithstanding the objections of His Excellency the Governor?" The point of order was thereupon raised that His Excellency the Governor had by his message failed to exercise in relation to the matters therein contained any power vested in him by the Constitution respecting legislation.

The qualified veto power conferred upon the Governor by c. 1, § 1, art. 2, of the Constitution can be exercised by the Governor as to a bill or resolve as a whole. He is obliged to act upon the proposed legislation as a unit and cannot ap prove in part and disapprove in part. Art. 56. of the Amendments to the Constitution confers upon the Governor the right, within five days after a bill or resolve has been laid before him, to return it to the branch of the General Court in which it originated, with a recommendation that any specified amendment or amendments be made. That article, however, does not enable the Governor to approve a part of a bill or resolve and disapprove the remainder. It confers power to suggest an amendment or amendments and return the entire bill or resolve. These two provisions of the Constitution have no bearing upon the questions here to be considered.

Different powers as to a qualified veto are conferred upon the Governor by art. 63 of the Amendments to the Constitution with reference to the budget and general and special appropriation bills. By § 5 of said art. 63, “The governor may disapprove or reduce items or parts of items in any bill appropriating money. So much of such bill as he approves shall upon his signing the same become law. As to each item disapproved or reduced, he shall transmit to the house in which the bill originated his reason for such disapproval or reduction, and the procedure shall then be the same as in the case of a bill disapproved as a whole.” The fact that this section relates solely to appropriation bills, in conjunction with the word “reduce,” indicates clearly that the expression “items or parts of items” refers to separable fiscal units. They are appropriations of sums of money. Power is conferred upon the Governor to reduce a sum of money appropriated, or to disapprove the appropriation entirely. No power is conferred to change the terms of an appropriation except by reducing the amount thereof. Words or phrases are not “items or parts of items.” This principle applies to the condition attached to the appropriation now in question. That condition is not an item or a part of an item. The veto power conferred upon the Governor was designed to enable him to recommend the striking out or reduction of any item or part of an item. In the present instance His Excellency the Governor did not undertake to veto the appropriation of $100,000 made by item 101, or any part of it, nor to reduce that amount or any part of it apportioned to a specific purpose. He sought, rather, as shown by his message, to enlarge the appropriation made by the General Court by throwing the $100,000 into a common fund to be used for any one of several different purposes. We are of opinion that the power conferred upon him by said art. 63 does not extend to the removal of restrictions imposed upon the use of the items appropriated. It is plain that no other provision of the Constitution confers power upon the Governor to disapprove the condition attached to the item in question.

The result is that the disapproval of that condition was a nullity. That is the only disapproval expressed in the message.

The General Court dealt with the item in the budget which was submitted by His Excellency the Governor. Its action was embodied in item 101 of the general appropriation bill already quoted. Its power in this respect is stated in § 3 of said art. 63 in these words: “The general court may increase, decrease, add or omit items in the budget.” In substance and effect the General Court omitted the item in the precise form submitted and added a new item under the same heading as embodied in the bill. The total amount was the same as submitted in the budget. But the subdivision of the item as enacted is materially different from that originally submitted. The power conferred upon the General Court under § 3 of said art. 63 in our opinion includes the power exercised with reference to item 101. Whether such power ought to be vested in the General Court was the subject of considerable debate; in the Constitutional Convention. An underlying feature-of our form of government is that the power to raise money, levy taxes and control the expenditure of public funds is vested in the General Court. Constitution, Part the First, art. 23; Part the Second, c. 1, § 1, art. 4; § 3, art. 7. This must be kept in mind in considering questions of public revenue and expenditures. In view of this general principle of our government, it would require words in the Constitution of unequivocal meaning to prevent the General Court from attaching conditions to the expenditure of moneys appropriated by it. There are no such restrictive words in said art. 63. The arrangement of the budget as submitted under items does not prevent the General Court from lawfully accomplishing what was here done with respect to item 101.

The provisions of G. L. (Ter. Ed.) c. 6, § 8, concerning the appropriation of an amount not exceeding $100,000 each year for the purposes specified in item 101 did not bar the action taken by the General Court respecting that item in the general appropriation bill. Those provisions do not prevent the General Court from making a division of the appropriation of the $100,000 among the several purposes there mentioned. It does not make mandatory the appropriation of a single lump sum. A statute of this nature cannot tie the hands of the General Court so as to prevent it from enacting a statute dealing with the appropriation of public funds. It is of no higher authority than the appropriation bill if and when enacted into law.

The question then arises whether item 101 of the general appropriation bill has become law with the condition attached. Since the disapproval of the condition was without effect, the general approval of the act gave it validity. If, however, the approval be treated as a whole and therefore conditional and a nullity, the time for veto has expired and the entire bill takes effect because of the failure of His Ex-2 cellency the Governor to return the bill with a veto. In either event item 101 has become law.

It follows that the question set forth in question (4) of the order was not properly before the Honorable the House of Representatives when the point of order was raised.

The answer is “No” to questions (1), (2) and (4), and “Yes” to question (3).

Arthur P. Rugg.

John C. Crosby.

Edward P. Pierce.

Fred T. Field.

Charles H. Donahue.

Henry T. Lummus.

Stanley E. Qua.