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UNITED STATES v. NEWMAN

United States Court of Appeals for the Second Circuit1944-06-26No. No. 393
143 F.2d 389

Summary

Holding. The conviction is affirmed. Although the obscenity instruction contained technical inconsistencies, the language conveyed a sufficiently clear meaning, and Newman's failure to specifically point out the confusion at trial prevented reversal; moreover, the allegedly missing instructions were not essential to the case and were waived by Newman's failure to request them.

Newman was convicted of mailing obscene magazines in violation of federal law. He appealed on three grounds: that the judge's instructions on obscenity were confusing, that the judge refused to give certain required legal instructions, and that the judge never determined the magazines were obscene as a matter of law before sending the case to the jury. The court rejected all three arguments. Regarding the obscenity instruction, although the language was technically inconsistent when read literally, its meaning was clear enough that Newman should have raised the specific confusion at trial rather than making only general objections. The magazines in question were entirely erotic in both text and pictures with no other purpose than salacious appeal, making any distinction based on potential readers unnecessary.

On the claim about missing instructions, the court found that Newman requested none of the supposedly essential charges and that his failure to request them waived any error. The court noted that an adequate instruction on reasonable doubt effectively covered the burden of proof, and any distinction between the presumption of innocence and burden of proof was too subtle to require instruction absent a specific request. The judge's earlier ruling that sufficient evidence existed to allow the jury to find obscenity resolved Newman's third complaint.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether confusing jury instructions on obscenity constitute reversible error when the defendant fails to raise the specific confusion at trial
  • Whether trial courts must instruct juries on all legally essential questions absent a request from the defendant
  • Application of the obscenity test requiring comparison of salacious appeal against literary merit

Procedural posture

Newman appealed his conviction for mailing obscene materials, challenging the trial judge's jury instructions and rulings on motions.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

PER CURIAM.

Newman, the appellant, was convicted of sending copies of obscene magazines through the mails and by express, §§ 334 and 396 of Title 18, U.S.C.A. He does not assert that there was not enough evidence to support the verdict against him, but he does complain: (1) that the judge’s charge was confusing; (2) that he refused to give “essential” instructions; and (3) that he never ruled that the magazines were obscene “as a matter of law,” before submitting the case to the jury. The facts were as follows. A postal inspector mailed a letter to Newman, asking the prices of certain magazines, using “Edison’s Book Shop,” of Albertville, Alabama, as an assumed name. In response Newman shipped to him four copies of the magazines which are the subject of the charge. They were wholly erotic, bolh in text and pictures; and could have had no other than a salacious appeal, no matter into whose hands they fell. At the close of the evidence, the judge overruled a motion to direct a verdict of acquittal for insufficiency of evidence; and that neces sarily involved a decision that the jury might find the magazines obscene. This disposes of the third alleged error. In his charge to the jury the judge described the test of obscenity as follows: “The standard and test must be the likelihood that the work or literature contained therein will so much arouse the salacity of the reader to whom it is sent as to outweigh any literary, scientific, or other merits it may have, in the minds of the readers it is likely to reach.” The accused’s objection to this is that it was inconsistent and confusing, because it told the jury to compare the salacity aroused in one reader with the literary merits appreciated by other readers. The only exception taken to this part of the charge was that the judge had not given “the comprehensive test of obscenity.” When he repeated the same language to the jury after they had retired and had returned for further instructions, an exception was again taken to the failure to charge “the tests that were to be applied in reaching a decision of the question of obscenity.” At no time was it suggested that the charge was confusing for the reason now urged. The accused did indeed submit, and the judge denied, ten requests; all of which related to the test of obscenity; but these added nothing of importance to the colloquial charge, and may be disregarded. The charge as to reasonable doubt was adequate, and, although the jury was not told that the accused’s failure to take the stand was not to be taken against him, the omission was at his own request.

It is true that, if taken literally, the charge as to obscenity was inconsistent; it called for a comparison between the feeling aroused in the reader to whom the work was sent, and its literary merits in the mind of readers whom it was likely to reach. However, although that was, strictly speaking, nonsense, its purport was plain enough. Obviously no comparison between salacity and literary merit could be made by different readers; and it was apparent what was intended. At any rate, if the accused had feared that the verbal slip was prejudicial to him, he should have called it to the judge’s attention; it was not enough to challenge the test in general terms. Newman also appears to complain that, although the magazines were sent out for general distribution, the judge did not distinguish between those who might read them for their merit, and those who might wish them for their obscenity. However, as we have said, the magazines were obscene and only obscene, and it was not necessary to caution the jury that in some hands they might not be obscene. Furthermore, none of the ten requests as to obscenity raised this distinction.

There remains only the supposed failure to charge the jury as to four “essential questions of law”: (a) failure to charge the presumption of innocence; (b) that the overruling of the motions to dismiss did not indicate any opinion of the judge upon the facts; (c) that an indictment was only an accusation; and (d) that the burden of proof was always upon the prosecution. The accused made no requests of the judge to charge any of these; and as we have said, the charge as to reasonable doubt was. adequate. It is true that in Kreiner v. United States, 2 Cir., 11 F.2d 722, 731, we said that “The court should instruct on all essential questions of law involved in the case, whether requested or not,” but we held that an instruction upon “character evidence” was not within that rule. In Kinard v. United States, 68 App.D.C. 250, 96 F.2d 522, 524, although this language was repeated, that court also held that the failure to charge on character evidence, when not requested, was not reversible error. While we do not wish to be understood as again affirming the general statement made in Kreiner v. United States, supra, we will assume for argument that there may be “essential questions of law,” as to which the judge must charge the jury whether he be asked to do so or not. Be that as it may, only two of the four questions could possibly be regarded as “essential” within such a doctrine: the presumption of innocence and the prosecution’s burden of proof. The charge as to reasonable doubt certainly covered the question as to the burden of proof; and, if there still remains some mystic difference between the presumption of innocence and the burden of proof, it is at least impalpable enough to require an accused to bring the omission to the judge’s attention.

Conviction affirmed.