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Ballard v. State

2025-04-08

Summary

Holding. The Georgia Supreme Court affirmed the trial court's April 25, 2024 order denying or dismissing all of Ballard's post-conviction motions.

Rico Lamar Ballard appealed the trial court's denial of multiple post-conviction motions filed in 2022 and 2023, including a petition for retroactive first-offender treatment, an extraordinary motion for new trial, and motions to correct alleged clerical errors. The trial court dismissed or denied all pending motions. Ballard, who was convicted of malice murder in 1995 and had his conviction affirmed on direct appeal in 1998, raised several challenges on appeal, including arguments that the trial court failed to properly consider his motions on the merits and that the judge should have recused himself.

The Georgia Supreme Court rejected each of Ballard's arguments. The court held that Ballard's petition for retroactive first-offender treatment failed because he did not obtain the prosecuting attorney's consent as required by statute—a threshold requirement that must be satisfied before any hearing on the merits is necessary. The court also found that the trial court properly dismissed his second extraordinary motion for new trial as impermissibly successive under state law, which permits only one such motion. Additionally, the court determined that Ballard's motions purporting to correct clerical errors were actually improper attempts to challenge his conviction through a non-recognized procedural vehicle and therefore were properly dismissed.

Regarding Ballard's recusal motion, the court found no abuse of discretion in the trial judge's denial. The judge's statements about the law and discretion regarding first-offender treatment in murder cases did not demonstrate personal bias or bias from an extra-judicial source; rather, they reflected the judge's understanding of applicable law and the judge's ruling on the merits of the case.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether prosecuting attorney consent is a threshold requirement for petitioning for retroactive first-offender treatment
  • Whether a second extraordinary motion for new trial is properly dismissed as impermissibly successive
  • Whether motions styled as corrections of clerical errors that actually seek to substantively challenge a conviction are proper procedural vehicles
  • Whether judicial statements regarding the law and discretion constitute disqualifying bias

Procedural posture

This is an appeal from a trial court order entered April 25, 2024, denying or dismissing post-conviction motions that Ballard filed in 2022 and 2023, following oral denials on June 29, 2023.

Authorities cited

Opinion

majority opinion

NOTICE: This opinion is subject to modification resulting from motions for reconsideration under Supreme Court Rule 27, the Court’s reconsideration, and editorial revisions by the Reporter of Decisions. The version of the opinion published in the Advance Sheets for the Georgia Reports, designated as the “Final Copy,” will replace any prior version on the Court’s website and docket. A bound volume of the Georgia Reports will contain the final and official text of the opinion.

In the Supreme Court of Georgia

Decided: April 8, 2025

S25A0081. BALLARD v. THE STATE.

COLVIN, Justice.

Appellant Rico Lamar Ballard, who proceeds pro se in this

appeal, was convicted of malice murder in connection with the 1995

shooting death of Jason Pitts. See Ballard v. State, 268 Ga. 895, 895

& n.1 (494 SE2d 644) (1998). We affirmed his conviction on direct

appeal in 1998, see id. at 895, and since then, Appellant has

attempted to overturn his conviction, see, e.g., Ballard v. State, 304

Ga. 67, 67 (815 SE2d 824) (2018) (remanding for the trial court to

dismiss as untimely Appellant’s motion and amended motion in

arrest of judgment, which were filed in 2014 and 2016, respectively).

This is an appeal from a trial court order denying or dismissing

post-conviction motions that Appellant filed in 2022 and 2023.

Specifically, Appellant filed a “Motion to Correct a Clerical Error to

Conform to Oral Pronouncement” on June 30, 2022, a “Petition for

Exoneration and Discharge; Hearing; Retroactive Grant of First

Offender Status” on October 20, 2022, and an extraordinary motion

for new trial on May 22, 2023. After the trial court orally denied the

pending motions at a hearing on June 29, 2023, Appellant filed a

motion to recuse the trial court judge on July 13, 2023, and a “Motion

to Correct Clerical Error” on August 24, 2023. On April 25, 2024, the

trial court held another hearing on the pending motions and then

issued a written order denying or dismissing all of Appellant’s

pending motions.1 For the reasons that follow, we affirm the trial

court’s April 25, 2024 order.

1. Appellant first challenges the trial court’s rejection of his

petition for retroactive first-offender treatment. As explained below,

however, this claim fails.

On October 20, 2022, Appellant filed a petition for retroactive

first-offender treatment under OCGA § 42-8-66, seeking

1 Appellant timely appealed. The appeal was docketed to this Court’s

term beginning in December 2024 and was submitted for a decision on the

briefs.

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exoneration and discharge. During a June 29, 2023 hearing on

Appellant’s pending motions, the trial court briefly heard arguments

concerning Appellant’s petition before orally announcing that it

would not sentence Appellant as a first offender. But the court did

not memorialize its ruling in writing at that time. On April 25, 2024,

the trial court held another hearing on Appellant’s pending motions,

where the court again briefly heard an argument from Appellant

concerning his petition for retroactive first-offender treatment. The

court then entered a written order, stating that, to the extent that

the court had authority to retroactively treat Appellant as a first

offender, the court “decline[d]” to do so because “first offender

treatment for murder would be inappropriate.”

Under Georgia’s First Offender Act, OCGA § 42-8-60 et seq., “a

first-time felony offender who enters a guilty plea may be sentenced

to probation or confinement before an adjudication of guilt and

without entering a judgment of guilt.” Sumrall v. State, __ Ga. __,

__ (1) (910 SE2d 186) (2024) (citation and punctuation omitted).

Specifically, the Act provides:

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When a defendant has not been previously convicted of a

felony, the court may, upon a guilty verdict or plea of

guilty or nolo contendere and before an adjudication of

guilt, without entering a judgment of guilt and with the

consent of the defendant, defer further proceedings and:

(1) Place the defendant on probation; or

(2) Sentence the defendant to a term of confinement.

OCGA § 42-8-60 (a) (1) & (2).

OCGA § 42-8-66 authorizes a court to retroactively treat a

criminal defendant as a first-time offender under certain

circumstances. And as relevant here, that statute provides that, for

a defendant to be eligible for retroactive first-offender treatment, the

prosecutor must consent to the defendant petitioning the court for

such relief, and the defendant must also have been eligible for firstoffender treatment when he was sentenced. See OCGA § 42-8-66 (a)

(1) (providing that a person “who qualified for [first-offender]

sentencing . . . but who was not informed of his or her eligibility for

first offender treatment may, with the consent of the prosecuting

attorney, petition the court” for retroactive first-offender treatment

(emphasis supplied)); OCGA § 42-8-66 (d) (providing that the court

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may grant retroactive first-offender treatment “if the court finds by

a preponderance of the evidence that the defendant was eligible for

sentencing under the terms of this article at the time he or she was

originally sentenced” (emphasis supplied)).

Appellant contends that the trial court had discretion to grant

retroactive first-offender treatment because he was eligible for firstoffender treatment when he was sentenced in 1996. And he contends

that the trial court failed to exercise that discretion because it did

not conduct a hearing on the merits, did not consider the petition on

the merits, and improperly rejected the petition based on a

“mechanical sentencing formula.” As explained below, however,

even if Appellant were correct that the trial court did not conduct a

hearing on the merits of his petition and rejected the petition

without properly considering it on the merits, Appellant has not

shown that denying Appellant’s request for retroactive first-offender

treatment was an abuse of discretion.

We have held that the consent of the prosecuting attorney is a

“threshold requirement for petitioning the superior court” for

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retroactive first-offender treatment. Sumrall, __ Ga. at __ (1)

(citation and punctuation omitted). As a result, “[w]e have held that

a petition for retroactive first-offender treatment is properly rejected

by a trial court without a hearing where an appellant fails to

demonstrate that the prosecuting attorney consented to the filing of

the petition.” Id. (affirming the dismissal of a defendant’s petition

for retroactive first-offender treatment that he filed without first

obtaining the prosecuting attorney’s consent); White v. State, 302

Ga. 69, 69-70 (1), (2) (805 SE2d 25) (2017) (holding that a petition

for retroactive first-offender treatment is “properly denied without

the need for a hearing” if “the prosecuting attorney . . . did not

consent to the filing of the petition”).

Here, Appellant did not purport to file his petition for

retroactive first-offender treatment “with the consent of the

prosecuting attorney,” as required by OCGA § 42-8-66 (a) (1). And

he does not claim on appeal that the prosecuting attorney consented

to him filing that petition. Because Appellant has not demonstrated

that he satisfied this threshold requirement, we affirm the trial

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court’s denial of his petition. See Sumrall, __ Ga. at __ (1); White,

302 Ga. at 69-70 (1), (2).

2. Appellant argues that the trial court abused its discretion in

dismissing his extraordinary motion for new trial without

considering the motion on the merits. We disagree.

Appellant filed an extraordinary motion for new trial on May

3, 2002, which the trial court denied on May 22, 2003. On May 22,

2023, Appellant filed the extraordinary motion for new trial at issue

here, in which Appellant claimed that he had discovered new

evidence. The trial court dismissed the motion as impermissibly

successive under OCGA § 5-5-41 (b), which provides that “only one

such extraordinary motion [for new trial] shall be made or allowed.”

On appeal, Appellant contends that newly discovered evidence

and a change in the law warranted consideration of his May 22, 2023

extraordinary motion for new trial. And he further asserts that the

trial court judge who denied Appellant’s first extraordinary motion

for new trial “had stricken [that] decision from the record.”

We conclude, however, that Appellant has not shown any error

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in the trial court’s dismissal of his May 22, 2023 extraordinary

motion for new trial. The record does not support Appellant’s

assertion that the trial court struck its May 22, 2003 order denying

his first extraordinary motion for new trial. And because Appellant

was permitted to file only one extraordinary motion for new trial,

the trial court properly dismissed his subsequent extraordinary

motion for new trial as impermissibly successive. See Harris v.

State, 313 Ga. 872, 878 (1) n.4 (874 SE2d 73) (2022) (noting that

OCGA § 5-5-41 (b) prohibits a defendant from filing more than one

extraordinary motion for new trial). Cf. Richards v. State, 275 Ga.

190, 191 n.1 (563 SE2d 856) (2002) (explaining that “the pleading

filed by [the] appellant seeking additional appellate review of his

conviction cannot be considered an extraordinary motion for new

trial since a criminal defendant is statutorily limited to filing one

extraordinary motion for new trial (OCGA § 5-5-41 (b)), and [the]

appellant [had previously] filed such a motion”).

3. Appellant argues that the trial court abused its discretion in

dismissing his motions to correct “clerical errors” without

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considering them on the merits. We disagree.

In the trial court, Appellant filed two motions that purported

to seek correction of “clerical errors” in the record. In a motion filed

on November 30, 2022, Appellant asserted that the trial court had

authority to correct a written sentence to conform to the sentence

orally pronounced, but he did not claim that there were any

inconsistencies between the sentence noted on his final disposition

and his sentence as orally pronounced. Instead, Appellant argued

that his indictment was never properly returned in open court, 2 that

the record should be corrected to reflect that fact, and that, as a

result, the court should quash or dismiss his indictment as null and

void and “immediately releas[e]” him from prison. 3 In a second

motion filed on August 24, 2023, which likewise purported to seek

2 See State v. Brown, 293 Ga. 493, 493 (1) (748 SE2d 376) (2013) (“For

over a century the rule in Georgia has been that a grand jury indictment must

be returned into open court.” (citation and punctuation omitted)).

3 Appellant made similar arguments with respect to other purported

“clerical errors” in the record. For example, Appellant argued that the court

should correct the record and immediately release him because he was found

not guilty of murder, his life sentence had been commuted to a first-offender

probationary sentence, and, several times between 2008 and 2021, he accepted

plea deals reducing his sentence to time served.

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correction of a “clerical error,” Appellant argued that the record did

not show that his indictment was properly filed by the clerk because

a file stamp did not appear on the indictment. And he asserted that

“the only method to correct this clerical error [was] to dismiss/quash”

the indictment. In its written order, the trial court noted that

Appellant had not identified a clerical error in his sentence and

concluded that, to the extent that Appellant’s motions to correct

“clerical errors” attempted to challenge his conviction, the motions

could not be construed as being one of the recognized vehicles for

attacking a criminal conviction. Accordingly, the trial court

dismissed the motions.

We conclude that the trial court properly dismissed Appellant’s

motions to correct “clerical errors.” Although those motions

purported to seek correction of “clerical errors” in the record, the

substance of the motions revealed that Appellant was not seeking to

correct errors of a clerical nature, such as typographical mistakes or

omissions of words, sentences, or paragraphs. See Tremble v.

Tremble, 288 Ga. 666, 668-669 (1) (706 SE2d 453) (2011) (describing

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prototypical examples of “clerical mistakes”). Instead, Appellant

asked the court to substantively modify the record and then, based

on its modifications to the record, issue an order dismissing his

indictment, voiding his sentence, and releasing him from prison. See

Porter-Martin v. Martin, 280 Ga. 150, 150-151 (625 SE2d 743) (2006)

(contrasting a “substantive correction,” such as a change to a trial

court’s finding of fact, with a correction of a “clerical mistake”). In

other words, Appellant’s motions to correct “clerical errors” were in

fact motions challenging his conviction.

As the trial court correctly recognized, however, Appellant’s

motions to correct clerical errors were procedurally improper

vehicles for challenging his conviction. The four “traditionally

recognized” vehicles for “challeng[ing] a criminal conviction” are “a

direct appeal of the conviction[,] an extraordinary motion for new

trial, a motion in arrest of judgment, or a petition for habeas corpus.”

Nazario v. State, 293 Ga. 480, 488 (2) (d) (746 SE2d 109) (2013).

Because we do not construe Appellant’s motions purporting to seek

correction of “clerical errors” as any of these four recognized vehicles

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for challenging a criminal conviction, we affirm the trial court’s

dismissal of those motions. See Smith v. State, 298 Ga. 487, 487-488

(782 SE2d 17) (2016) (affirming a trial court’s rejection of a postconviction motion that could not be construed as a proper and timely

vehicle for challenging a criminal conviction).

4. Appellant argues that the trial court judge presiding over his

post-conviction motions abused his discretion in denying Appellant’s

motion to recuse the judge. We disagree.

Following the June 29, 2023 hearing, Appellant filed a motion

to recuse the trial court judge based on statements the judge had

made at the hearing. In its April 25, 2024 order, the trial court

summarily denied Appellant’s motion to recuse along with “[a]ll of

[Appellant’s other] pending motions not specifically mentioned” in

the order.

“We review a trial court’s ruling on a recusal motion for an

abuse of discretion.” Pierce v. State, 319 Ga. 846, 863 (9) (907 SE2d

281) (2024). Disqualification is required only where, among other

things, “an alleged bias . . . stem[s] from an extra-judicial source and

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result[s] in an opinion on the merits on some basis other than what

the judge learned from his participation in the case.” Id. at 863-864

(9) (citation and punctuation omitted).

On appeal, Appellant argues that the judge should have

recused himself because the judge’s statements during the June 29,

2023 hearing on Appellant’s pending motions revealed a bias against

Appellant. Specifically, Appellant points to the following statements

made by the judge: “I don’t think the law favors first offender

treatment in murder cases”; “I may have the discretion [to treat

Appellant as a first offender, but] that doesn’t mean [I] have to do

it”; “I have the discretion, but I’m not going to use it. So I’m not going

to sentence you as a first offender”; “I’ve never given a first offender

in a murder case, and I don’t believe this is appropriate”; “I don’t

have discretion to exonerate you”; and “I’ve never heard of that [case

referred to by Appellant saying the court had discretion to exonerate

him].” 4

4 Appellant does not argue that the judge should have referred the

recusal motion to another judge. See Daker v. State, 300 Ga. 74, 78 (3) (792

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Here, Appellant has not pointed to any comment made by the

trial court judge showing that the judge had a personal bias against

Appellant. Most of the comments highlighted by Appellant simply

communicated the judge’s understanding of the law and what the

law permitted or required. For example, the judge said, “I don’t

think the law favors first offender treatment in murder cases”; “I

have the discretion [to sentence Appellant as a first offender]”; “I

may have the discretion [to treat Appellant as a first offender, but]

that doesn’t mean [I] have to do it”; “I don’t have discretion to

exonerate you”; and “I’ve never heard of that [case referred to by

Appellant saying the court had discretion to exonerate him].”

Appellant argues that some of these comments about the law were

inaccurate. But regardless of their accuracy, they did not suggest

that the judge harbored a bias against Appellant.

Appellant also highlights the judge’s comment that the judge

had “never given a first offender [sentence] in a murder case.” But

SE2d 382) (2016) (describing the conditions under which a “trial court must

refer the motion [to recuse] to another judge” (citation and punctuation

omitted)).

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Appellant has not shown that this comment, which simply stated a

fact about the judge’s past experience, was motivated by, or

reflected, any bias against Appellant.

And the remaining comments highlighted by Appellant — that

the court “d[id not] believe [first-offender treatment was]

appropriate” for Appellant, who had been convicted of murder, and

that the court therefore was “not going to use” his discretion “to

sentence [Appellant] as a first offender” — were only expressions of

the court’s ruling on Appellant’s motion, which were later

memorialized in the court’s written order. Although the court’s

ruling was adverse to Appellant, “[j]udicial rulings adverse to a

party are not disqualifying” as a general matter. Mondy v. Magnolia

Advanced Materials, Inc., 303 Ga. 764, 779 (5) (815 SE2d 70) (2018).

See Barnett v. State, 300 Ga. 551, 555 (2) (796 SE2d 653) (2017)

(“[J]udicial rulings alone almost never constitute a valid basis for a

bias or partiality motion.” (citation and punctuation omitted)). And

here, Appellant has not explained why the court’s judgment that

Appellant should not be retroactively sentenced as a first offender

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due to the nature of his offense demonstrated a personal bias against

Appellant or a bias stemming from an extra-judicial source. See

Pierce, 319 Ga. at 864 (9) (holding that the appellant had not shown

an abuse of discretion in denying his recusal motion where the

appellant “ha[d] not pointed us to any testimony suggesting that the

trial judge had a bias toward [the appellant], much less a bias

toward [the appellant] stemming from some extra-judicial source”).

5. Appellant argues that the trial court’s decision to reduce to

writing its June 29, 2023 oral rulings on Appellant’s pending

motions without first “providing a new hearing” where Appellant

could “reargue his motions” conflicted with our decision in Titelman

v. Stedman, 277 Ga. 460 (591 SE2d 774) (2003). This claim lacks

merit.

As noted above, the trial court held a hearing on June 29, 2023,

where the court heard arguments on Appellant’s pending motions

and orally denied those motions. On April 25, 2024, the trial court

held another hearing on Appellant’s pending motions, where

Appellant briefly argued some of his motions again and the State

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discussed the need for the court to reduce its rulings to writing. That

same day, the trial court issued the written order at issue on appeal,

which dismissed or denied all of Appellant’s pending motions.

Assuming without deciding that the trial court did not hold a

second hearing on Appellant’s motions because the court did not give

Appellant a meaningful opportunity to reargue his motions at the

April 25, 2024 hearing, Appellant has not shown that the trial

court’s failure to hold a second hearing on his motions conflicted

with our decision in Titelman. In Titelman, we explained that, as a

general matter, an oral order must be reduced to writing before it

can be appealed. See Titelman, 277 Ga. at 461 (“[I]t is elementary

that an oral order is not final nor appealable until and unless it is

reduced to writing, signed by the judge, and filed with the clerk.”

(citation and emphasis omitted)). And we held that “mandamus is

appropriate . . . to compel the trial court to enter a written order

[memorializing an oral judgment] from which an appeal can be

taken.” Id. at 462. Contrary to Appellant’s argument, Titelman did

not announce a rule requiring a trial court to hold a hearing on a

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pending motion, much less hold that a trial court is required to hold

a second hearing on the pending motion. Accordingly, this claim

fails. 5

Judgment affirmed. Peterson, CJ, Warren, PJ, and Bethel,

Ellington, McMillian, LaGrua, and Pinson, JJ, concur.

5 To the extent that Appellant contends that the trial court’s failure to

reduce its June 29, 2023 oral rulings to writing conflicted with Titelman, that

claim also fails because, as noted above, the court issued a written order

memorializing its rulings on April 25, 2024.

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