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Rose v. National Nuclear Security Administration

2026-01-28

Summary

Holding. The defendants' motion to dismiss is granted in part and denied in part: the motion is denied with respect to the procedural due process claim and granted with respect to the substantive due process claim.

Frank Rose, a former high-ranking official at the National Nuclear Security Administration, filed suit alleging that federal defendants violated his constitutional rights when they forced him out of his position following misconduct allegations. Rose contends that defendants informed him of vague sexual harassment and hostile work environment complaints in February 2024 but never provided specific details, refused to interview him despite promising to do so, declared the investigation complete in March without his participation, and then pressured him to accept early retirement rather than face involuntary removal. Rose claims this sequence of events destroyed his reputation, harmed his employment prospects, and deprived him of due process protections.

The court granted defendants' motion to dismiss Rose's substantive due process claim but denied it as to his procedural due process claim. On the procedural claim, the court found Rose had plausibly alleged that defendants deprived him of a protected liberty interest in his reputation by failing to provide notice of charges and an opportunity to respond before taking adverse employment action. However, the court found that Rose's substantive due process claim could not survive dismissal because the alleged conduct, while potentially frustrating and unfair, did not rise to the extraordinarily high constitutional threshold of being so egregious and outrageous as to shock the contemporary conscience.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether a federal employee received adequate procedural due process before adverse employment action based on unspecified allegations
  • Whether the government's conduct in investigating and handling dismissal of a federal appointee violated substantive due process
  • Whether deprivation of liberty interest in reputation and professional opportunity without notice and opportunity to respond constitutes a constitutional violation

Procedural posture

Defendants appealed the district court's initial denial of their motion to dismiss the procedural due process claim by oral argument on January 21, 2026, at which time the court took the substantive due process claim under advisement and now issues this opinion on the motion to dismiss.

Authorities cited

Opinion

majority opinion

UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF COLUMBIA

)

FRANK A. ROSE, )

)

Plaintiff, )

)

v. ) Civil Action No. 25-0912 (PLF)

)

NATIONAL NUCLEAR SECURITY )

ADMINISTRATION, et al., )

)

Defendants. )

__________________________________________)

OPINION

Plaintiff, Frank Rose, is the former Principal Deputy Administrator of the

National Nuclear Security Administration (“NNSA”). In February 2024, after 30 years of

service in the national defense and security sector, Mr. Rose was informed of complaints against

him alleging misconduct relating to sexual harassment and the creation of a hostile work

environment. An investigation into the allegations was opened by the Department of Energy’s

(“DOE”) Office of Hearings and Appeals (“OHA”), but Mr. Rose asserts that he was never given

specific details regarding the charges against him and was never interviewed. After being told in

mid-March that the investigation was complete and a high-ranking official from DOE no longer

wanted Mr. Rose to remain in his position at NNSA, Mr. Rose accepted early retirement. Later

communications by DOE informed NNSA and DOE employees of the charges and subsequent

investigation but stated that the investigation was never completed because of Mr. Rose’s

retirement.

Mr. Rose brought this action against NNSA and DOE seeking declaratory relief

for violations of his procedural and substantive due process rights. The defendants moved to dismiss the complaint, and the Court heard argument on the defendants’ motion on January 21,

2026. It denied defendants’ motion with respect to plaintiff’s procedural due process claim

(Count I) and took under advisement the portion of the motion regarding his substantive due

process claim (Count II). Upon careful consideration of the parties’ written submissions, oral

arguments and the relevant authorities, for the reasons set forth on the record in open court and

those that follow, the Court will grant the motion in part and deny it in part. 1

I. BACKGROUND

A. Factual Background

Mr. Rose, in his position as the Principal Deputy Administrator of the NNSA between

August 2021 and April 2024, served as a Senate-confirmed presidential appointee, nominated by

President Biden. Am. Compl. ¶¶ 9-10. On February 24, 2024, NNSA Administrator Jill Hruby

(“Ms. Hruby”) called to inform Mr. Rose of complaints regarding workplace behavior, providing

no specific details about the complaints and offering only vague statements regarding “hostile

work environment” and “harassment.” Id. ¶¶ 15-16. Mr. Rose denies these allegations. Id. ¶ 17.

Ms. Hruby informed Mr. Rose during the phone call and later in an official email that the DOE’s

Office of Hearings and Appeals (“OHA”) would conduct a “fair” “fact-finding” investigation,

including an interview. Id. ¶¶ 18, 20-21. Mr. Rose repeatedly reiterated his willingness to fully

cooperate in the investigation and communicated his availability for an interview. Id. ¶¶ 19, 22,

24-27. Mr. Rose was never interviewed. Id. ¶ 31.

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The Court has reviewed the following papers in connection with this matter: Amended Complaint (“Am. Compl.”) [Dkt. No. 17]; Defendants' Motion to Dismiss (“Defs’ Mot.) [Dkt. No. 21]; Plaintiff’s Response in Opposition (“Opp.”) [Dkt. No. 24]; and Defendant’s Reply (“Def’s Reply”) [Dkt. No. 25].

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On March 12, 2024, still without providing specific details of the accusations

against him, Ms. Hruby informed Mr. Rose that the investigation had been completed and he

would not be interviewed. Am. Compl. ¶¶ 28-30. She further advised that the Chief of Staff at

DOE “no longer wanted Rose to remain in his position at NNSA” and wanted him “‘out’ . . . by

the end of April 2024.” Id. ¶¶ 33-34. This directive from a high-ranking DOE official “made

clear” to Mr. Rose that he “would never be given an opportunity to refute the undefined charges

against him” and that his continued employment at NNSA was “no longer tenable.” Id. ¶ 35. In

response to this communication and the pressure of an “impending and involuntary separation,”

Mr. Rose believed he was left with “no reasonable alternative” other than to accept that he would

be “constructively discharged under the guise of an early ‘retirement.’” Id. ¶ 36. Mr. Rose’s

decision to accept early retirement “was made under duress…not the result of a voluntary or

planned retirement process.” Id. ¶ 37.

On March 28, 2024, Ms. Hruby sent an agency-wide email announcing Mr.

Rose’s retirement as of April 2024, “constructively discharging Rose.” Am. Compl. ¶ 38. In an

April 10, 2024 email, Jocelyn Richards, Deputy General Counsel for DOE stated:

In mid-February of 2024, NNSA received several complaints

outlining allegations of harassment or hostile work environment by

Frank Rose, the Principal Deputy Administrator of NNSA. NNSA

management promptly requested that DOE’s Office of Hearings and

Appeals (OHA) conduct an independent internal fact-finding review

into allegations regarding potential inappropriate workplace

conduct by Mr. Rose. The fact-finding commenced in early March

2024. The fact-finding has not been completed, as Mr. Rose is

expected to leave the Department in late April 2024.

Id. ¶ 39. Mr. Rose requested more information about the complaints, but never received a

response. Id. ¶ 42.

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On May 29, 2024, Richards advised that “[a]ny further pursuit of the inquiry [of

the undefined allegations against Rose] was rendered moot by Mr. Rose’s retirement,”

confirming that defendants “had no intention of providing Rose with the process he was due

prior to his constructive discharge.” Am. Compl. ¶¶ 67, 70. Contrary to the April 10 email and

May 29 statement, “DOE officials” had previously “made it clear” to Mr. Rose that “the

investigation was deemed ‘complete’ and that there was no intention of interviewing him.” Id.

¶¶ 42, 69; see id. ¶¶ 28-30, 39-40. Thus, Mr. Rose asserts, “Richards either knowingly

misrepresented the status of the investigation or was provided with false information by

employees within DOE.” Id. ¶ 42. Ultimately, defendants “forced” Mr. Rose to resign on April

30, 2024, having never provided him with notice of the charges against him or any opportunity to

defend himself. Id. ¶¶ 43, 44. In September 2024, Mr. Rose filed a complaint with DOE and the

Department of Defense’s Inspector General concerning the “sham” investigation, but to date he

has received no response to his complaint. Id. ¶¶ 73-74.

Mr. Rose asserts that his reputation was “stigmatized” by defendants’ charging

him with misconduct, “namely creating a hostile work environment and subjecting female

employees to harassment.” Am. Compl. ¶ 45. He further asserts that these charges were

disseminated to employees within DOE and NNSA, who were also aware that “at the

culmination of DOE’s sham investigation,” he left NNSA. Id. ¶¶ 47-48. In addition, Mr. Rose

asserts that defendants disseminated “the existence of the charges against [him] and the

subsequent deficient investigation” to private sector employers.” Id. ¶ 50. According to Mr.

Rose, defendants’ dissemination, “coupled with the timing of Rose’s unexpected and forced

departure from NNSA,” led both private sector employers and DOE and NNSA employees to

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“false[ly]” believe that “[he] had engaged in sexual harassment in the workplace and created a

hostile work environment.” Id. ¶¶ 46, 51.

Mr. Rose asserts that defendants’ actions and the “improper charges” against him

have attached a “continuing stigma” to him, significantly “hampered” his employment prospects,

“foreclosed [his] freedom” to take advantage of “other” employment opportunities, and

“seriously affected, if not destroyed,” his “ability to pursue his chosen career.” Am. Compl.

¶¶ 52-56. Since his “constructive discharge” from NNSA, Mr. Rose has been unable to obtain

work despite applying to “more than 20” positions for which he was “highly qualified,” and has

lost “other lucrative professional opportunities.” Id. ¶ 53.

B. Procedural History

Mr. Rose originally filed suit on March 27, 2025. See Complaint [Dkt. No. 1].

After defendants filed a motion to dismiss on July 28, 2025, see Motion to Dismiss [Dkt.

No. 15], Mr. Rose filed an amended complaint on August 25, 2025. See Am. Compl. [Dkt.

No. 17]. He brings two counts against both defendants: a Fifth Amendment violation of

procedural due process, and a Fifth Amendment violation of substantive due process. See id.

¶¶ 75-93. Mr. Rose seeks declaratory relief and “relief related to the loss or impairment of [his]

retirement benefits and eligibility resulting from the adverse employment action.” Id. at 13-14.

On December 1, 2025, defendants filed this motion to dismiss pursuant to Rule 12(b)(6) of the

Federal Rules of Civil Procedure. See Defs’ Mot. [Dkt. No. 21].

On January 21, 2026, the Court heard argument on defendants’ motion to dismiss.

In an oral opinion, the Court held that Mr. Rose has plausibly alleged that defendants deprived

him of his protected liberty interest in his reputation in violation of his Fifth Amendment right to

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procedural due process. The Court therefore denied defendants’ motion to dismiss as to Count I

of Mr. Rose’s amended complaint. The Court now turns to Count II of Mr. Rose’s amended

complaint: substantive due process.

II. LEGAL STANDARD

To withstand a motion to dismiss for failure to state a claim under Rule 12(b)(6), a

plaintiff must plead facts that “give the defendant fair notice of what the claim is and the grounds

upon which it rests.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007) (alteration in

original). Although “detailed factual allegations” are not necessary to withstand a Rule 12(b)(6)

motion to dismiss, the complaint “must contain sufficient factual matter, accepted as true, ‘to

state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)

(quoting Bell Atl. Corp. v. Twombly, 550 U.S. at 555, 570); see Spence v. U.S. Dep’t of Veterans

Affs., 109 F.4th 531, 539 (D.C. Cir. 2024). And “[a] claim has facial plausibility when the

plaintiff pleads factual content that allows the court to draw the reasonable inference that the

defendant is liable for the misconduct alleged.” In re Interbank Funding Corp. Sec. Litig., 629

F.3d 213, 218 (D.C. Cir. 2010) (quoting Ashcroft v. Iqbal, 556 U.S. at 678). A plaintiff may

survive a Rule 12(b)(6) motion even if “recovery is very remote and unlikely,” so long as the

facts alleged in the complaint are “enough to raise a right to relief above the speculative

level.” Bell Atl. Corp. v. Twombly, 550 U.S. at 555-56.

In deciding a motion to dismiss under Rule 12(b)(6), the Court “must accept the

plaintiff’s factual allegations as true and draw all reasonable inferences in the plaintiff’s favor.”

Sanchez v. Off. of State Superintendent of Educ., 45 F.4th 388, 395 (D.C. Cir. 2022); see

Ashcroft v. Iqbal, 556 U.S. at 678. The Court considers the complaint in its entirety, see Tellabs,

Inc. v. Makor Issues & Rights, Ltd., 551 U.S. 308, 322 (2007), and construes it liberally, granting

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plaintiffs “the benefit of all inferences that can [reasonably] be derived from the facts alleged.”

See Sickle v. Torres Advanced Enter. Sols., LLC., 884 F.3d 338, 345 (D.C. Cir. 2018) (alteration

in original). The Court, however, need not accept all inferences drawn by the plaintiff “if such

inferences are unsupported by the facts set out in the complaint.” Nurriddin v. Bolden, 818 F.3d

751, 756 (D.C. Cir. 2016); see Ashcroft v. Iqbal, 556 U.S. at 679 (“While legal conclusions can

provide the framework of a complaint, they must be supported by factual allegations.”). Nor is

the Court “bound to accept as true a legal conclusion couched as a factual allegation.” Ashcroft

v. Iqbal, 556 U.S. at 678; see also Kaempa v. Myers, 367 F.3d 958, 963 (D.C. Cir. 2004).

III. DISCUSSION

Count II: Substantive Due Process

“The due process guarantee has both procedural and substantive components.”

Jacinto-Castanon de Nolasco v. U.S. Immigration & Customs Enf’t, 319 F. Supp. 3d 491, 499

(D.D.C. 2018). “Under either theory, a plaintiff must allege [he or] she ‘has been deprived of a

fundamental right or liberty or property interest.’” Akrayi v. United States Dep’t of State, Civil

Action No. 22-1289 (CRC), 2023 WL 2424600, at *6 (D.D.C. Mar. 9, 2023) (quoting Meyou v.

U.S. Dep’t of State, Civil Action No. 21-2806 (JDB), 2022 WL 1556344, at *5 (D.D.C. May 17,

2022)). Mr. Rose’s substantive due process claim, like his procedural due process claim, rests on

his assertion that defendants’ actions “unlawfully deprived [him] of his liberty interests in his

reputation and the right to pursue his chosen profession.” See Am. Compl. ¶ 85.

In determining whether a plaintiff states a substantive due process claim, the

Supreme Court has “always been reluctant to expand the concept of substantive due process

because guideposts for responsible decisionmaking in this unchartered area are scarce and open7

ended.” Est. of Phillips v. D.C., 455 F.3d 397, 403 (D.C. Cir. 2006) (quoting Collins v. City of

Harker Heights, 503 U.S. 115, 125 (1992)). Accordingly, in its analysis the Court must “focus

on the allegations in the complaint to determine how petitioner describes the constitutional right

at stake and what the [defendants] allegedly did to deprive [him] . . . of that right.” Collins v.

City of Harker Heights, 503 U.S. at 125. To constitute a substantive due process violation, the

government’s behavior must be “so egregious, so outrageous, that it may fairly be said to shock

the contemporary conscience.” See County. of Sacramento v. Lewis, 523 U.S. 833, 847-48 n. 8

(1998) (noting that this is a “threshold question”); see also Collins v. City of Harker Heights, 503

U.S. at 128 (emphasizing that only the most egregious official conduct can be “arbitrary in a

constitutional sense”); Butera v. D.C., 235 F.3d 637, 651 (D.C. Cir. 2001) (“This stringent

requirement” that the state’s conduct be sufficiently egregious to shock the conscience “exists to

differentiate substantive due process, which is intended only to protect against arbitrary

government action, from local tort law”).

Thus, even if the Court accepts, as it has, that Mr. Rose has sufficiently alleged a

cognizable deprivation of a liberty interest, “a question would remain: do his pleadings state

plausible allegations of conduct that may fairly be said to shock the contemporary conscience?”

see Abdelfattah v. U.S. Dep't of Homeland Sec., 787 F.3d 524, 541 (D.C. Cir. 2015) (internal

quotations and citations omitted). Defendants maintain that “[t]here is not a single allegation in

the amended complaint that the Defendants engaged in any conduct that could remotely be

considered egregious, outrageous, or so shocking that it offends the contemporary conscious.”

Defs’ Mot. at 12-13. The Court agrees.

In support of his substantive due process claim, Mr. Rose asserts that defendants’

actions reveal a deliberate “plan to summarily drum Rose out of public service,” as evidenced by

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defendants’ “shocking refusal to provide Rose with notice of the allegations against him and their

outrageous refusal to speak with Rose so that he could defend himself before closing the

investigation.” See Am. Compl. ¶ 63. He further asserts that this conduct — “including a

fundamentally flawed and biased investigation, denial of due process safeguards, and the

arbitrary acceptance of false allegations — constitutes conscience-shocking, arbitrary, and

capricious government action in violation of substantive due process.” See Am. Compl. ¶ 88;

see also Am. Compl. ¶ 59 (“These failures further reflect an arbitrary and capricious process that

defies basic principles of justice.”).

Unfortunately for Mr. Rose, “[m]erely labeling a governmental action as arbitrary

and capricious, in the absence of a deprivation of life, liberty, or property, will not support a

substantive due process claim.” Abdelfattah v. U.S. Dep't of Homeland Sec., 787 F.3d at 541

(quoting Singleton v. Cecil, 176 F.3d 419, 424 (8th Cir.1999) (en banc)). Defendants’

investigation into the allegations against Mr. Rose — including their alleged failure to interview

him and misrepresentations about the progress of the investigation — while no doubt frustrating

and distressing, “in no way approach the cognizable level of executive abuse of power as that

which shocks the conscience.” See Fraternal Ord. of Police Dep't of Corr. Lab. Comm. v.

Williams, 375 F.3d 1141, 1145 (D.C. Cir. 2004) (internal quotations and citations omitted);

Abdelfattah v. U.S. Dep't of Homeland Sec., 787 F.3d at 542 (“Accepting the facts as true,

Abdelfattah has gone through an ordeal that surely has been frustrating, distressing, and, at

intervals, infuriating, but the exasperation engendered by bureaucratic obduracy is probably not

enough [to plausibly allege a substantive due process violation].”)

Although what rises to the cognizable level of conscience shocking cannot be

measured by a “calibrated yard stick,” County of Sacramento v. Lewis, 523 U.S. at 847 (quoting

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Johnson v. Glick, 481 F.2d 1028, 1033 (2d Cir.1973)), it is “conduct intended to injure in some

way unjustifiable by any government interest”— and not such everyday employment disputes —

that “is the sort of official action most likely to rise to the conscience-shocking level.” Id., 523

U.S. at 849 (citing Daniels v. Williams, 474 U.S. 327, 331 (1986) (“Historically, this guarantee of

due process has been applied to deliberate decisions of government officials to deprive a person

of life, liberty, or property.”) (emphasis in original))); see also Fraternal Ord. of Police Dep't of

Corr. Lab. Comm. v. Williams, 375 F.3d at 1145. The Due Process Clause “is not a guarantee

against incorrect or ill-advised personnel decisions.” See Bishop v. Wood, 426 U.S. 341, 350

(1976); id. (“The United States Constitution cannot feasibly be construed to require federal

judicial review for every . . . error” involving “the multitude of personnel decisions that are made

daily by public agencies.”).

These cases seem to the Court to defeat Mr. Rose’s substantive due process claim.

In response to this line of cases, Mr. Rose argues that his allegations that defendants’ “deliberate

conduct” was “meant to injure [him]” are “sufficient to allege a violation of substantive due

process.” See Opp. at 37 (citing Am. Compl. ¶¶ 19-20, 28-35, 58-70, 88-92) (detailing

defendants’ alleged deliberate decisions)). He further argues, “surely railroading an individual

with a decades-long unblemished career in public and private service while withholding the

substance of the allegations pending against him and refusing to permit him an opportunity to

defend himself” amounts to the type of unjustifiable government conduct that implicates the

substantive due process clause. See Opp. at 37-38. In view of unequivocal Supreme Court

precedent, the Court must disagree. “Threadbare recitals of the elements of a cause of action,

supported by mere conclusory statements” are insufficient to withstand a motion to dismiss. See

Ashcroft v. Iqbal, 556 U.S. at 678. Mr. Rose’s amended complaint fails to plead sufficient facts

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to state a plausible claim that defendants’ alleged conduct—even if deliberate and injurious—

was “so egregious, so outrageous” that it can fairly be said to be arbitrary, or conscience

shocking, in a constitutional sense. See County of Sacramento v. Lewis, 523 U.S. at 847-48 n. 8.

These allegations are simply insufficient. Accordingly, Mr. Rose’s substantive due process claim

must be dismissed.

IV. CONCLUSION

For the reason set forth in this opinion and those set forth on the record in open

court on January 21, 2026, the defendants’ Motion to Dismiss [Dkt. 21] is hereby granted in part

and denied in part.

An Order consistent with this Opinion will issue this same day.

SO ORDERED.

Date:

2026.01.28

12:44:02 -05'00'

PAUL L. FRIEDMAN

United States District Judge

DATE: January 28, 2026

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