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In the Matter of David J. Farnham

2022-05-17

Summary

Holding. The court accepted Farnham's petition for voluntary surrender of his law license, resulting in his removal from the rolls of lawyers authorized to practice law in Georgia.

David Farnham, a lawyer admitted to practice in Georgia in 1986 with a substantial prior disciplinary history, filed a petition to voluntarily surrender his law license in response to a formal complaint filed in February 2022. The complaint alleged violations of multiple professional conduct rules arising from Farnham's representation of a client in a personal injury matter. Specifically, Farnham received $250,000 in settlement proceeds in June 2019 for his client's minor daughter but failed to timely file the required petition to compromise the minor's claim in probate court and failed to respond to the client's repeated inquiries about the settlement. Even after a temporary suspension was lifted, Farnham continued to delay filing the necessary petition.

Farnham admitted to violating four rules of professional conduct: those governing client communication, diligence, scope of representation, and expediting litigation. The Special Master reviewed the case and recommended accepting the voluntary surrender petition, which the State Bar supported. The court agreed with this recommendation and accepted Farnham's petition for voluntary surrender.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Failure to promptly file required probate court petition for minor's settlement claim
  • Failure to respond to client communications
  • Violations of rules governing diligence, client communication, and scope of representation
  • Acceptance of voluntary surrender petition in lieu of disciplinary sanctions

Procedural posture

The Georgia Supreme Court reviewed the Special Master's report and recommendation regarding Farnham's petition for voluntary surrender filed in response to a formal disciplinary complaint.

Authorities cited

Opinion

majority opinion

NOTICE: This opinion is subject to modification resulting from motions for reconsideration under Supreme Court Rule 27, the Court’s reconsideration, and editorial revisions by the Reporter of Decisions. The version of the opinion published in the Advance Sheets for the Georgia Reports, designated as the “Final Copy,” will replace any prior version on the Court’s website and docket. A bound volume of the Georgia Reports will contain the final and official text of the opinion.

In the Supreme Court of Georgia

Decided: May 17, 2022

S22Y0880. IN THE MATTER OF DAVID J. FARNHAM.

PER CURIAM.

This disciplinary matter is before the Court on the report and

recommendation of Special Master La Vonda Rochelle DeWitt

recommending that the Court accept the petition for voluntary

surrender of license filed by respondent David J. Farnham (State

Bar No. 255410), which he filed in lieu of an answer to a formal

complaint filed in February 2022.1 Farnham was admitted to the

Bar in 1986 and has a substantial disciplinary history. See In the

Matter of Farnham, 300 Ga. 645, 647 (797 SE2d 84) (2017)

(accepting voluntary petition, imposing public reprimand, and

1Also before the Court is Farnham’s motion to stay the Court’s issuance

of this opinion until a criminal jury trial scheduled for later this month for one of Farnham’s clients is completed. Having reviewed Farnham’s motion, the

State Bar’s response, and Farnham’s reply brief, the Court denies the motion.

noting prior disciplinary history) (“Farnham I”). He also has a

disciplinary matter pending. See In the Matter of Farnham, 312 Ga.

65 (860 SE2d 547) (2021) (in disciplinary matter involving formal

complaint filed in 2019, vacating special master’s report and

recommendation, vacating Review Board’s report and

recommendation, and remanding to special master for further

proceedings) (“Farnham II”). Following this Court’s issuance of

Farnham II, the State Bar filed the formal complaint at issue here,

alleging numerous violations of the Georgia Rules of Professional

Conduct (“GRPC”), see Bar Rule 4-102 (d), in connection with

Farnham’s representation of a different client, whose grievance was

not at issue in Farnham II.

The facts, as admitted in Farnham’s petition for voluntary

surrender, are as follows. Farnham was retained by a client to

pursue a personal injury claim for injuries suffered by her minor

daughter in an automobile accident. The insurance carrier for the

at-fault driver agreed to pay the policy limits of $250,000, and

Farnham received those proceeds in June 2019 and deposited them

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into his trust account. Farnham explained to his client that because

her daughter was a minor, he would need to file a petition to

compromise the claim of a minor in the probate court. Thereafter,

Farnham failed to promptly file a petition in the probate court and

failed to respond to many of his client’s messages seeking

information about the settlement proceeds. Farnham was briefly

suspended from the practice of law by this Court for failing to

adequately respond to a notice of investigation in an unrelated

matter. See Case No. S20Y0901 (imposing suspension on March 3,

2020, and lifting suspension on June 19, 2020). During this time,

Farnham explained to his client that he could not do anything while

he was suspended. However, even after the suspension was lifted,

Farnham failed to file a petition with the probate court. Farnham

represented in his petition for voluntary surrender that the money

remains in his trust account2 and he admitted that by this conduct

he violated Rules 1.2, 1.3, 1.4, and 3.2. The maximum sanction for a

2In his reply brief in support of his motion to stay, Farnham represents

that he has sent a check for $250,000 from his trust account to his client’s new

counsel.

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violation of Rules 1.2 and 1.3 is disbarment, and the maximum

sanction for a violation of Rules 1.4 and 3.2 is a public reprimand.

The State Bar filed a response, recommending that the petition

for voluntary surrender be accepted, and in a thorough report and

recommendation, the Special Master recommended that the Court

accept the petition for voluntary surrender, which is tantamount to

disbarment.3 See Rule 1.0 (r).

Having reviewed the record, we agree with the Special

Master’s recommendation and hereby accept Farnham’s petition for

voluntary surrender of his license, which is consistent with prior

cases. See, e.g., In the Matter of Redwine, 311 Ga. 287 (857 SE2d

193) (2021) (accepting, upon recommendation of special master,

petition for voluntary surrender of license following filing of formal

complaint alleging misconduct in representation of client in

personal injury matter); In the Matter of Morrey, 298 Ga. 435 (782

3The Bar, which did not charge Farnham with a violation of Rule 3.2,

disputed that it applies to the conduct at issue, and the Special Master

concluded that the rule was inapplicable. However, as the facts and violations

admitted are more than adequate to support the petition for voluntary

surrender, we need not determine the applicability of Rule 3.2 in this matter.

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SE2d 444) (2016) (accepting, upon recommendation of special

master, petition for voluntary surrender of license following filing of

formal complaint and following filing of separate grievance).

Accordingly, it is hereby ordered that the name of David J. Farnham

be removed from the rolls of persons authorized to practice law in

the State of Georgia. Farnham is reminded of his duties pursuant to

Bar Rule 4-219 (b).

Voluntary surrender of license accepted. All the Justices concur.

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