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Capote v. State

2024-10-31

Summary

Holding. The writ of certiorari was vacated, and Capote's petition for certiorari was denied as improvidently granted.

Alfredo Capote sought certiorari review challenging a trial court's factual findings in a motion to dismiss an indictment based on alleged noncompliance with the Interstate Agreement on Detainers Act. The central issue was whether Georgia appellate courts should apply the federal clearly-erroneous standard of review or Georgia's any-evidence standard when reviewing trial court factual findings in criminal cases. The case specifically involved whether Capote's request for disposition of pending charges was properly delivered to the Gwinnett County District Attorney and Clerk of Court, with conflicting evidence about whether certified mail receipts proved actual delivery. The trial court found no evidence of actual receipt, and the Court of Appeals affirmed using Georgia's any-evidence standard.

The Supreme Court determined that certiorari was improvidently granted because the case did not provide an adequate vehicle for resolving the broader standard-of-review question. Justice Warren's concurrence noted that even if the more stringent federal clearly-erroneous standard were applied instead of Georgia's more deferential any-evidence standard, the trial court's findings would still not be deemed clearly erroneous based on the conflicting evidence and credible testimony presented. The opinion provides an extensive historical analysis of how Georgia's standard evolved from the 1970s through 2012, revealing decades of confusion about whether the any-evidence and clearly-erroneous standards were distinct or equivalent.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether Georgia's any-evidence standard and federal clearly-erroneous standard are equivalent when reviewing trial court factual findings in criminal cases
  • Whether certified mail receipts and return receipts establish compliance with the Interstate Agreement on Detainers Act's delivery requirements
  • Historical development and proper interpretation of standards of review for trial court factual findings in Georgia criminal appeals

Procedural posture

Capote petitioned for certiorari review of the Court of Appeals' affirmance of the trial court's denial of his motion to dismiss an indictment, raising questions about the correct standard of review for trial court factual findings in criminal cases.

Authorities cited

Opinion

majority opinion

NOTICE: This opinion is subject to modification resulting from motions for reconsideration under Supreme Court Rule 27, the Court’s reconsideration, and editorial revisions by the Reporter of Decisions. The version of the opinion published in the Advance Sheets for the Georgia Reports, designated as the “Final Copy,” will replace any prior version on the Court’s website and docket. A bound volume of the Georgia Reports will contain the final and official text of the opinion.

SUPREME COURT OF GEORGIA

Case No. S23G1127

October 31, 2024

ALFREDO CAPOTE v. THE STATE.

Upon consideration, the deadline for a motion for

reconsideration in this case has been revised. It is ordered that a

motion for reconsideration, if any, must be filed no later than 4:30

pm on Wednesday, November 6, 2024.

SUPREME COURT OF THE STATE OF GEORGIA

Clerk’s Office, Atlanta

I certify that the above is a true extract from the

minutes of the Supreme Court of Georgia.

Witness my signature and the seal of said court hereto

affixed the day and year last above written.

, Clerk

SUPREME COURT OF GEORGIA

Case No. S23G1127

October 31, 2024

The Honorable Supreme Court met pursuant to adjournment.

The following order was passed:

ALFREDO CAPOTE v. THE STATE.

After careful consideration of the full record and the briefs of

the parties, the Court has determined that the writ of certiorari

issued in Case No. S23G1127 was improvidently granted.

Accordingly, the writ is vacated, and the petition for certiorari in

Case No. S23C1127 is denied.

All the Justices concur.

SUPREME COURT OF THE STATE OF GEORGIA

Clerk’s Office, Atlanta

I certify that the above is a true extract from the

minutes of the Supreme Court of Georgia.

Witness my signature and the seal of said court hereto

affixed the day and year last above written.

, Clerk

2

In the Supreme Court of Georgia

Decided: October 31, 2024

S23G1127. CAPOTE v. THE STATE.

WARREN, Justice, concurring.

Factually, this case is about whether the Court of Appeals

correctly affirmed the trial court’s denial of Alfredo Capote’s motion

to dismiss an indictment against him on the ground that its

underlying factual findings were not “clearly erroneous.” See Capote

v. State, 368 Ga. App. 331 (890 SE2d 75) (2023). But our Court did

not grant a writ of certiorari to review that fact-specific question; we

granted certiorari to examine the correct standard of review

appellate courts should apply when reviewing a trial court’s factual

findings in a criminal case. In doing so, we posed two questions: (1)

whether this Court’s precedent interpreting the clearly-erroneous

standard of review of factual findings in criminal cases—which

equates that standard with the any-evidence standard—is correctly

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decided; and (2) if it is not correctly decided, whether this Court’s

precedent on the clearly-erroneous standard should be overruled.

Those questions suggested an interest in examining the difference,

if any, between the any-evidence standard and the clearly-erroneous

standard—especially given that this Court has equated the two in

both civil and criminal cases.

Having now received and reviewed the full record, and after

review of the parties’ briefs and oral arguments, the Court has

determined that the writ of certiorari was improvidently granted, so

it vacates the writ and denies Capote’s petition for certiorari.

Because I now see that this case is not a good vehicle for deciding

the issues we set forth in granting certiorari, I concur in that

decision. I write separately, however, to offer some historical

perspective about the standards of review Georgia appellate courts

have applied in reviewing trial court fact-findings in criminal cases,

and to consider where we go from here.

*

For a discussion about standards of review to make sense, it is

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helpful to understand the factual context in which the question

about the standards arose. That’s because a standard of review often

feels like an academic rubric until it is applied to a particular set of

factual or legal findings—and it is often only at that point that a

difference in a standard of review bubbles to the surface. In light of

that need for context, I review the relevant background of this case

before reviewing the standards of review at issue here.

1. Factual and Procedural Background.

(a) The Court of Appeals summarized the pertinent facts of this

case as follows.

Alfredo Capote appeals from the trial court’s order

denying his motion to dismiss a pending indictment based

on the State’s alleged failure to comply with Article III (a)

of the Interstate Agreement on Detainers Act (“IAD”),

OCGA § 42-6-20. . . .

“The IAD is an interstate compact intended, among other

things, to provide procedures for the orderly disposition of

outstanding charges against prisoners incarcerated in

out-of-state facilities and detainers based upon such

charges.” Clater v. State, 266 Ga. 511, 512 (2), 467 S.E.2d

537 (1996). The IAD is codified in Georgia at OCGA § 42-6-20. At issue in this case is Article III of the IAD, which

provides the procedure for an accused who is indicted in

this State while incarcerated in another state to obtain a

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“speedy trial” – to be tried within 180 days of the required

notice – on the Georgia charges. Subsection (b) of Article

III further provides:

The written notice and request for final disposition

referred to in paragraph (a) here shall be given or

sent by the prisoner to the warden, commissioner of

corrections or other official having custody of him,

who shall promptly forward it together with the

certificate to the appropriate prosecuting official and

court by registered or certified mail or statutory

overnight delivery, return receipt requested.

However, the 180-day time period “does not commence

until the prisoner’s request for final disposition of the

charges against him has actually been delivered to the

court and the prosecuting officer of the jurisdiction that

lodged the detainer against him.” Fex v. Michigan, 507 U.

S. 43, 52, 113 S.Ct. 1085, 122 L.Ed.2d 406 (1993). See also

OCGA § 42-6-20, Article III (a) (defendant shall be

brought to trial within 180 days after “he shall have

caused to be delivered to the prosecuting officer and the

appropriate court of the prosecuting officer’s jurisdiction

written notice of . . . his request for a final disposition to

be made of the indictment”).

Pertinent here, the record shows that, following a

conviction on federal wire fraud charges, Capote was

incarcerated in the Federal Correctional Complex in

Beaumont, Texas (“FCC”). Shortly before he was

convicted on the federal charge, Capote was indicted in

Gwinnett County, Georgia on numerous charges. In

December 2020, a detainer was placed on Capote in

accordance with the IAD.

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On July 7, 2021, Capote requested that the FCC warden

file on his behalf an IAD notice and request for disposition

of the Gwinnett County charges. On that same day, the

FCC warden sent a letter to Patsy Austin-Gatson, the

Gwinnett County District Attorney, notifying her of

Capote’s IAD request for disposition and attaching

certain forms required in connection with the request. A

form attached to the letter had a preprinted notification

that the letter had been sent to the prosecuting official

and to the clerk of court by certified mail, return receipt

requested. On that same day, the warden also sent Capote

written verification that his IAD request had been sent.

No action was taken on the Gwinnett County charges and

on January 28, 2022, Capote filed a motion to dismiss for

failure to dispose of the charges within 180 days as

required by Article III (a) of the IAD. The State opposed

the motion, arguing, among other things, that neither the

Gwinnett County District Attorney nor the Gwinnett

County Clerk of Superior Court had ever received the IAD

disposition request.

A hearing was held on the motion on April 22, 2022. At

the hearing, in addition to submitting the letter from the

warden addressed to the District Attorney, Capote also

introduced copies of the return receipts for “Article

addressed to: Gwinnett County District Clerk Attention

Tiana P. Garner” and “Article addressed to: the Gwinnett

Justice and Asministratic [sic] Attention: Patsy AustinGaston [sic]”; these return receipts were stamped received

by “Gwinnett County Mail Services” on July 27, 2021.

The State presented the testimony of an Investigator with

the Gwinnett County District Attorney’s office concerning

her efforts to locate Capote’s IAD request. The

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Investigator testified that she was familiar with the

Gwinnett County District Attorney’s procedures on how

IAD disposition requests were handled and tracked, and

she testified in detail regarding the steps she took in

attempting to locate Capote’s IAD request. She also

testified about who in the office would have handled or

received copies of an IAD request. She found no evidence

documenting receipt of the IAD request, and she was

unable to find anybody in the District Attorney’s office

with any knowledge of the IAD request. The investigator

also said that she looked through the Gwinnett Superior

Court’s Odyssey filing system and was unable to find any

documents related to Capote’s IAD request in the court's

files. 1

1 Based on my review of the record on appeal, I add the following details:

Regarding her search of Gwinnett County Superior Court’s Odyssey filing

system, the investigator explained that “[t]he Odyssey system . . . where the

[courts] keep their filings did not contain any documents related to [Capote’s]

IAD[.]” To conduct that search of the District Attorney’s office, the investigator “followed the procedural steps and . . . identified where the IAD [disposition

requests] should have gone through the office” once they were delivered by

mail. She testified that once mail is received by a receptionist or other person

in the District Attorney’s office, that person “would have immediately given

that document to the legal assistant assigned to the case number on the

document. And that legal assistant would have then taken that document,

documented it in tracker, which is our system[,]” before giving a “copy of it to

the assigned prosecutor[.]” She then explained that “if those things were

enacted[,] [the] tracker would have populated several things because of the

roles each person played[,]” “[but] none of those things were found in [her]

search.” The investigator also admitted that she was not able to “find anybody

who had even some knowledge” of Capote’s IAD disposition request in the

District Attorney’s office. On cross-examination, however, the investigator

admitted that the certified mail receipts Capote presented at the hearing for

the mail sent to the District Attorney and the Clerk of Court bore the

“RECEIVED” stamp of the Gwinnett County Mail Services, which she testified

receives mail on behalf of the Clerk of Court and the District Attorney in the

courthouse.

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On June 8, 2022, the trial court entered an order denying

Capote’s motion to dismiss. Because there was no

evidence that the return receipts introduced by Capote at

the hearing corresponded to the documents supposedly

sent by the FCC warden, the trial court determined that

there was nothing to “affirmatively establish[ ]” that the

letter sent by the FCC to the District Attorney’s office

complied with the Article III (b) requirement that the IAD

notice be sent to the appropriate prosecuting official and

court by registered or certified mail or statutory overnight

delivery, return receipt requested. Further, crediting the

testimony of the Investigator, the trial court also found

that there was no evidence that the request was actually

received by the Gwinnett County District Attorney’s office

or the Clerk of Court.

Capote, 368 Ga. App. at 331-333.

(b) Court of Appeals’s Analysis. After granting Capote’s

request for interlocutory review, the Court of Appeals affirmed the

trial court. See Capote, 368 Ga. App. at 333-334. In reviewing the

trial court’s findings of fact, the Court of Appeals explained that the

exhibits Capote presented in support of his motion

may have shown compliance with the mailing

requirements of the IAD sufficient to create a rebuttable

presumption that the letter was received by someone. But

we disagree with Capote that the trial court was required

to find that the letter was delivered to the prosecuting

officer and the appropriate court. The return receipt

showed only that it was delivered to Gwinnett County

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Mail Services, and the trial court specifically credited the

testimony of [Investigator Tarver] in determining that

the IAD request had not actually been delivered to the

prosecuting officer or the court. This finding was

supported by at least some evidence, and thus we cannot

say that the trial court clearly erred.

Id. (emphasis added). In a specially concurring opinion, Presiding

Judge Dillard “acknowledge[d] that both parties presented

compelling evidence as to whether Capote’s IAD request was

delivered to both the Gwinnett County District Attorney’s Office and

the Gwinnett County Clerk of the Superior Court.” Id. at 334

(Dillard, P.J., concurring specially). He emphasized, however, that

the applicable standard of review for the trial court’s factual findings

was clear error; that “the clearly erroneous standard is, of course,

equivalent to the highly deferential ‘any evidence’ standard”; and

that because “there was some evidence supporting the trial court’s

conclusion that, for whatever reason, the district attorney’s office

and the superior court did not actually receive Capote’s IAD

request,” the trial court was due to be affirmed. See id. at 334-335

(citing Morrell v. State, 313 Ga. 247, 251 (869 SE2d 447) (2022))

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(emphasis in original) (cleaned up).

2. This Case Does Not Present an Adequate Vehicle For

Resolving The Questions Presented on Certiorari About the Standard

of Review for Trial Court Fact-Findings in Criminal Cases.

As the specially concurring opinion in the Court of Appeals

highlighted, we have stated in our criminal precedents that an

appellate court “accept[s] a trial court’s factual findings unless

clearly erroneous and review[s] a trial court’s ultimate decision on

the issue for an abuse of discretion.” Morrell, 313 Ga. at 251.

Somewhat confusingly, however, “[t]he clearly erroneous standard

is equivalent to the highly deferential ‘any evidence’ standard, which

means we will not reverse a trial court’s factual findings if there is

any evidence in the record to support them.” Id.

In the present matter, the Court of Appeals applied the “anyevidence” standard to the trial court’s factual findings and affirmed

the denial of Capote’s motion to dismiss. See Capote, 368 Ga. App.

at 333-334. On certiorari, Capote contends that instead of applying

the Georgia any-evidence standard (and the Georgia clearlyerroneous standard that follows), this Court should apply the federal

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clearly-erroneous standard2—and that application of that different

standard would require a reversal based on the very same facts.

Capote points to that federal standard—that is, that a “finding is

‘clearly erroneous’ when although there is evidence to support it, the

reviewing court on the entire evidence is left with the definite and

firm conviction that a mistake has been committed,” United States

v. U.S. Gypsum Co., 333 U.S. 364, 395 (68 SCt 525, 92 LEd 746)

(1948)—and contends that the trial court’s factual findings that

“[t]here is no evidence that establishes that the return receipts

presented by [Capote] were for the request sent by the” warden and

that “there was no record of [Capote’s Interstate Agreement on

Detainers Act (“IAD”) disposition] request[s] [were] received by

either the DA’s Office or the Clerk of Court” were clearly erroneous.

Id.

But even applying that federal standard, I would not be able to

muster a “definite and firm conviction that a mistake has been

2 The main thrust of Capote’s legal argument involves interpretation of

the 1983 Georgia Constitution and its predecessors. I do not address those

arguments here.

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committed” here. See id. To that end, the record shows that Capote

presented several exhibits at the hearing on his motion to dismiss—

including an exhibit containing a written memorandum titled

“RESPONSE TO INMATE REQUEST TO STAFF” from the warden

of the Federal Correctional Complex in Beaumont, Texas,

confirming that he “mailed via certified return [r]eceipt” Capote’s

IAD disposition requests to the “District Attorney, District Clerk

and IAD Administrator of the State of Georgia,” and a copy of the

IAD disposition request addressed to the Gwinnett County District

Attorney, with the “Clerk of Court” and “State IAD Administrator”

carbon copied. He also presented copies of return receipts for

“Article Addressed to: Gwinnett County District Clerk[,]” “Attention

Tiana P. Garner” and “Article Addressed to: the Gwinnett Justice

and Asministratic[,]” [sic] “Attention: Patsy Austin-Gastson [sic],”

that were stamped as received by “Gwinnett County Mail Services”

on July 27, 2021.

But none of those exhibits affirmatively established the

contents of the mail the warden of the Federal Correctional Complex

13

in Beaumont, Texas, sent on Capote’s behalf. And they did not

definitively establish that the Gwinnett County District Attorney,

the Gwinnett County Clerk of Court, or Georgia’s IAD administrator

actually received Capote’s IAD disposition request.3

Additionally, an investigator with the Gwinnett County

District Attorney’s office testified that “she was unable to find

anybody in the District Attorney’s office with any knowledge of the

IAD request[,]” and “she looked through the Gwinnett Superior

Court’s Odyssey filing system and was unable to find any documents

related to Capote’s IAD request in the court’s files.” Capote, 368 Ga.

App. at 333. And although the investigator admitted on crossexamination that the certified mail receipts Capote presented at the

evidentiary hearing bore “RECEIVED” stamps from the Gwinnett

3 In its order denying Capote’s motion to dismiss, the trial court relied

on this point—that is, the lack of evidence that the warden actually sent the

disposition requests and the DA’s Office or the Clerk of Court actually received

the disposition requests. Compare OCGA § 42-6-20 Art. III (a), (b) (referencing

the requirement for a imprisoned person seeking to avail himself of the IAD to

“cause to be delivered” a notice that a warden or other qualifying official “shall promptly forward”). The interpretation of that aspect of the IAD presents a

matter of federal statutory construction that neither the trial court nor the

Court of Appeals considered, however, and I do not attempt to address it here.

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County Mail Services—which she testified receives mail on behalf of

the Clerk of Court and the District Attorney—the trial court credited

the investigator’s testimony about there being “no record of

[Capote’s IAD disposition] request being received by either the DA’s

Office or the Clerk of Court.”

As a result, whatever questions I may have about the District

Attorney’s and the Clerk of Court’s process for receiving, cataloging,

and distributing mail (and, assuming its authenticity, how a

“RECEIVED” stamp could have been affixed to the return receipts

in this case without either the DA’s Office or the Clerk of Court

knowing), I would not be able to say that the exhibits Capote

presented necessarily contradicted the investigator’s story or that

the investigator’s story was “so internally inconsistent or

implausible on its face that a reasonable factfinder would not credit

it.” Anderson v. Bessemer City, N.C., 470 U.S. 564, 575 (105 SCt

1504, 84 LEd 518) (1985).

In sum: even applying the federal clearly-erroneous standard

of review, I would not be able to say that the trial court’s findings—

15

including its factual findings and its decision to credit the

investigator’s testimony as noted above—leave me “with the definite

and firm conviction that a mistake has been committed.” U.S.

Gypsum, 333 U.S. at 395. And if that is so, the standard of review

this Court applies to the trial court’s findings—that is, whether this

Court applies the federal clearly-erroneous standard, as opposed to

Georgia’s any-evidence standard—makes no practical difference to

the resolution of Capote’s appeal. For that reason, this case does not

provide an adequate vehicle to answer the questions presented on

certiorari, and I therefore concur in the dismissal of Capote’s

petition as improvidently granted.

3. The History of Georgia’s Standard for Reviewing Trial Court

Fact-Findings in Criminal Cases

Dismissing this case as improvidently granted leaves

untouched the standard of review for criminal cases this Court

articulated in Reed v. State, 291 Ga. 10, 13 (727 SE2d 112) (2012),

and reiterated in Morrell v. State, 313 Ga. 247, 251 (869 SE2d 447)

(2022):

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For evidentiary rulings, we accept a trial court’s factual

findings unless clearly erroneous and review a trial

court’s ultimate decision on the issue for an abuse of

discretion. The clearly erroneous standard is equivalent

to the highly deferential “any evidence” standard, which

means we will not reverse a trial court’s factual findings

if there is any evidence in the record to support them.

Morrell, 313 Ga. at 251 (cleaned up) (citing Reed, 291 Ga. at 13).

But it impresses me as noteworthy—if not a bit unusual—that

our Court has concluded that two standards that appear to be

textually distinct (that is, the “any evidence” and the “clearly

erroneous” standards) are the same for purposes of appellate review

of trial court fact-findings in criminal cases. It is all the more

unusual given that our Court typically ascribes meaning to

differences in text, cf. Florida Rock Indus., Inc. v. Clayton County

Bd of Comm’rs, 316 Ga. 380, 381 (888 SE2d 573) (2023) (Peterson,

P.J., concurring) (“[A]s a matter of plain meaning, it is hard not to

notice the difference in terms. ‘Any evidence’ seems to mean what it

says, so “substantial evidence” would presumably have to mean

something else. After all, we normally presume “that the legislature

did not intend to enact meaningless language.”) (emphasis omitted),

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and the phrases “any evidence” and “clearly erroneous” do not by

their plain language appear to signify the same type of review.

Assessing the correctness of this standard of review requires a

brief review of how that standard developed in the first place. And

as explained more below, I have more questions than answers when

it comes to the evolution of Georgia’s “any evidence”/“clearly

erroneous” standard of review of trial court fact-findings in criminal

appeals.

(a) Application of a federal clearly-erroneous standard in

motion-to-suppress cases in the 1970s. In the 1970s, this Court

began articulating a specific standard of review when reviewing a

trial court’s fact-findings in criminal cases.4 We did so in a set of

4 The Supreme Court of Georgia was founded in 1845. See Acts of 1845,

18. But it appears that for many decades, we seldom set out—at least in

express terms—the standard by which we reviewed the factual findings of

lower courts in criminal cases. One standard that we did apply fairly

consistently was an “any evidence” standard when reviewing a trial court’s

denial of a motion for new trial on the basis that the verdict was unsupported

by the evidence. See, e.g., Carnes v. State, 28 Ga. 192, 194 (1859) (“In criminal

cases jurors are judges of the law as well as the fact. They have, upon a full

charge upon the law of the case by the court, and upon hearing all the evidence,

found the law and the facts against the plaintiff in error; the judge who heard

the cause refused to grant a new trial. There is some evidence to sustain the

18

cases pertaining to motions to suppress. For the most part, however,

the standard of review we applied in those cases was neither an “any

evidence” type of review nor the type of “clearly erroneous” standard

we now equate with it. Instead, we applied some version of a clearlyerroneous standard derived from federal case law. Specifically, in

Johnson v. State, 233 Ga. 58, 58 (209 SE2d 629) (1974), in reviewing

a trial court’s factual findings regarding an “alleged confession made

. . . during an in-custody interrogation by a law enforcement officer,”

we stated: “Factual and credibility determinations of this sort made

by a trial judge after a suppression hearing must be accepted by

verdict, and we will not, in such a case, disturb the judgment of the court

below.”); Mathews v. State, 104 Ga. 497 (30 SE 727) (1898) (explaining, where

the defendant appealed the trial court’s denial of his motion for new trial on

the ground that, among other things, “the verdict . . . was without evidence to

support it[,]” that “[i]t being the province of the jury to pass upon questions of fact, and to determine the truth when the evidence is conflicting; this court will not disturb their finding, which was approved by the trial judge, if there is any

evidence to support it[]”); Graham v. State, 110 Ga. 251 (34 SE 210, 210) (1899)

(“Though the testimony, which was conflicting, might have authorized a

conviction of voluntary manslaughter, the verdict finding the accused guilty of

murder was not without evidence to support it. This being so, and there being

no complaint that any error of law was committed at the trial, no cause for

reversing the judgment below appears.”). But those cases, which generally

focus on the deference afforded to jury verdicts, do not directly answer

questions about the standard of review an appellate court should apply when

reviewing a lower court’s findings of fact.

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appellate courts unless such determinations are clearly erroneous.”5

Id.

To support that proposition, we cited no Georgia case. Instead,

we cited—without explanation or analysis—two federal cases: Lego

5 Notably, we applied a different standard of review in State v. Swift, 232

Ga. 535, 536 (207 SE2d 459) (1974)—decided only months before Johnson—

when we expressly applied the any-evidence standard to review a trial court’s

fact and credibility findings underlying its denial of a motion to suppress

physical evidence:

On motion to suppress evidence, the trial judge sits as the trier of

the facts, hears the evidence, and his findings based upon

conflicting evidence are analogous to the verdict of a jury and

should not be disturbed by a reviewing court if there is any

evidence to support it.

232 Ga. at 536 (cleaned up) (emphasis added).

We further explained:

The credibility of the witness is for the trial judge’s determination.

His judgment will not be disturbed by a reviewing court if there is

any evidence to support it. Therefore, where there is a conflict in

the evidence on the motion to suppress, the ruling of the trial court

will be upheld where there is any evidence to authorize a finding

in support of his order.

Id. (cleaned up) (emphasis added).

Swift appears to be the outlier—at least for a few decades—and I have

found only two cases citing Swift for this standard of review. See Orkin v.

State, 236 Ga. 176, 189 (223 SE2d 61) (1976) (explaining that “[w]here there is

evidence to support the decision of a trial judge on motion to suppress evidence,

that decision will not be disturbed on appeal” and concluding that “the facts

authorized” the trial court’s fact-findings) (citing Swift, 232 Ga. at 535)); Tate v. State, 264 Ga. 53, 54 (440 SE2d 646) (1994) (quoting Swift, 232 Ga. at 536,

for the proposition that “[t]he trial judge ‘hears the evidence, and his findings

based upon conflicting evidence are analogous to the verdict of a jury and

should not be disturbed by a reviewing court if there is any evidence to support

it.’”).

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v. Twomey, 404 U.S. 477 (92 SCt 619, 30 LE2d 618) (1972), and

United States v. Watson, 469 F2d 362, 365 (5th Cir. 1972). It is not

at all clear to me how Lego articulates, or even supports, the type of

clearly-erroneous standard for which we cited it; Lego is a federal

habeas case in which the United States Supreme Court evaluated

the standard by which a state must prove that a criminal

defendant’s confession is voluntary. See Lego, 404 U.S. at 489

(holding in relevant part that “the prosecution must prove at least

by a preponderance of the evidence that the confession was

voluntary. Of course, the States are free, pursuant to their own law,

to adopt a higher standard.”). In Watson, by contrast, the Fifth

Circuit did state the standard of review we later set forth in

Johnson—but did so without citing any legal authority for that

proposition. See Watson, 469 F2d at 365 (“In passing on whether

the government has shown admissibility by a preponderance, we

must, of course, accept the factual determinations and credibility

choices made by the trial judge unless they are clearly erroneous.”).

Still lacking explanation for why we selected and applied a

21

standard derived from these federal cases,6 we continued citing and

relying on Lego and Watson (and their progeny) over the next two

decades for the proposition that “[f]actual and credibility

determinations of this sort made by a trial judge after a suppression

hearing must be accepted by appellate courts unless such

determinations are clearly erroneous.” See, e.g., Woodruff v. State,

233 Ga. 840, 843 (213 SE2d 689) (1975) (“[T]he trial court’s decision

on questions of fact and credibility at a suppression hearing must be

accepted unless clearly erroneous.”) (citing Lego, 404 U.S. at 477;

Watson, 469 F2d at 365; Johnson, 233 Ga. at 58)); Gates v. State, 244

Ga. 587, 590-591 (261 SE2d 349) (1979) (“Unless clearly erroneous,

a trial court’s findings as to factual determinations and credibility

6 Our lack of explanation, and our reflexive importation of a federal

standard, is all the more confounding against the backdrop of the Georgia

General Assembly enacting in 1969 a predecessor to OCGA § 9-11-52, which

provided in part that “[f]indings of fact shall not be set aside unless clearly

erroneous, and due regard shall be given to the opportunity of the trial court to

judge of the credibility of the witnesses.” 1969 Ga. Acts, 645-647 (emphasis

added). Of course, this statute—which is part of the Civil Practice Act—

applies by its own terms only to civil cases. But it had been enacted for almost

five years by the time we decided Johnson, and it is curious that in setting out

a “clearly erroneous” standard of review in that case, we did not even take note

of the existence of the clearly-erroneous standard that already existed for civil

cases in Georgia.

22

relating to the admissibility of a confession will be upheld on

appeal.”) (citing Watson, 469 F2d at 365; Johnson, 233 Ga. at 58;

and High v. State, 233 Ga. 153 (210 SE2d 673) (1974)); Crawford v.

State, 245 Ga. 89, 90-91 (263 SE2d 131) (1980) (“Unless clearly

erroneous, a trial court’s findings as to factual determinations and

credibility relating to the admissibility of a confession will be upheld

on appeal.”) (citing Lego, 404 U.S. at 477; Watson, 469 F2d at 365;

and Gates, 244 Ga. at 587)); Berry v. State, 254 Ga. 101, 104 (326

SE2d 748) (1985) (“Unless clearly erroneous, a trial court’s findings

as to factual determinations and credibility relating to the

admissibility of a confession will be upheld on appeal.”) (citing Gates,

244 Ga. at 590-591; Crawford, 245 Ga. at 89)).

(b) The standard of review began to evolve in the 1990s. We

added gloss to—and ultimately sowed confusion about—the

standard of review for trial court fact-findings in criminal cases in

Tate v. State, 264 Ga. 53, 54 (440 SE2d 646) (1994). In Tate, the

defendant moved to suppress evidence of cocaine that was found in

his vehicle during a traffic stop; the trial court granted the motion

23

to suppress; and the Court of Appeals reversed the trial court. Id.

at 53. In rejecting the Court of Appeals’s reasoning, we articulated

certain “principles” that should “guide” an appellate court’s review

of the trial court’s factual findings on a motion to suppress:

First, when a motion to suppress is heard by the trial

judge, that judge sits as the trier of facts. The trial judge

“hears the evidence, and his findings based upon

conflicting evidence are analogous to the verdict of a jury

and should not be disturbed by a reviewing court if there

is any evidence to support it.” State v. Swift, 232 Ga. 535,

536, 207 S.E.2d 459 (1974). Second, the trial court’s

decision with regard to questions of fact and credibility

must be accepted unless clearly erroneous. Woodruff v.

State, 233 Ga. 840, 844, 213 S.E.2d 689 (1975).

Tate, 264 Ga. at 54 (emphasis in original) (cleaned up). 7

On one hand, we resurrected Swift—the pre-Johnson motion

to suppress case cited above in footnote in which we applied the anyevidence standard of review—for the principle that a “reviewing

court” “should not . . . disturb[]” a trial court’s “findings based upon

conflicting evidence . . . if there is any evidence to support it.” Tate,

7 We also stated a third principle that is less relevant to this discussion:

that “the reviewing court must construe the evidence most favorably to the

upholding of the trial court’s findings and judgment.” Tate, 264 Ga. at 54.

24

264 Ga. at 54 (quoting Swift, 232 Ga. at 536). We supported that

conclusion by reasoning that when a “trial judge hears the evidence,

and his findings [are] based upon conflicting evidence,” they are

“analogous to the verdict of a jury.” Tate, 264 Ga. at 54 (quoting

Swift, 232 Ga. at 536). And on the other hand, we explained that

“the trial court’s decision with regard to questions of fact and

credibility must be accepted unless clearly erroneous.” Id.

(emphasis in original). In reaching that conclusion, we cited

Woodruff v. State, 233 Ga. 840, 844 (213 SE2d 689) (1975)—a

progeny of Johnson in which we applied a federally-imported

clearly-erroneous standard in reviewing a trial court’s factual

findings. See Tate, 264 Ga. at 54.

With the announcement of these “principles,” Tate created

tension that is difficult to reconcile: within the same opinion, our

Court purported to instruct appellate courts to review a trial court’s

findings of fact on a motion to suppress using both an any-evidence

standard (a highly deferential standard) and a clearly-erroneous

standard (also a deferential standard, but one that is generally less

25

so than the any-evidence standard). Specifically, Tate’s first

“principle” instructs appellate courts to review trial courts’ factfindings in criminal motion-to-suppress cases under the anyevidence standard, whereas Tate’s second “principle” instructs

appellate courts that a different set of findings—a trial court’s

“decision with regard to questions of fact and credibility”—“must be

accepted unless clearly erroneous.” See id. at 54 (emphasis in

original).

It is hard to say what to make of Tate. Whether Tate’s

treatment of the standards of review in that criminal case

inadvertently conflated the any-evidence and clearly-erroneous

tests in its first two “principles” or was instead an attempt to set out

nuanced aspects of appellate review, 8 the case serves as an

8 Reasonable minds could view Tate differently. For example, it may be

that Tate’s first “principle” is more of an explanation of the deference typically afforded to jury verdicts (and analogs to it), rather than a recitation of a

traditional standard of review an appellate court would apply to the factual

findings a trial court made in the ordinary course of a case. But this

imprecision—and the lack of clarity about how Tate’s first and second

“principles” interact—is part of what has caused persistent confusion about the

standard of review appellate courts should apply to a trial court’s factual

findings in criminal cases.

26

important marker because of the apparent confusion that followed.

That confusion bears out in many of the hundreds of Georgia cases

that have cited Tate for its standard of review “principles,” but

appear to conflate the any-evidence and clearly-erroneous standards

or otherwise recite what appears to be a dual standard of review that

makes it difficult to parse which standard this Court actually

applied and whether the Court even viewed the two standards as

distinct. See, e.g., State v. David, 269 Ga. 533, 535 (501 SE2d 494)

(1998) (“In reviewing a trial court’s decision on a motion to suppress,

an appellate court must adopt the trial court’s findings of fact unless

they are clearly erroneous and not supported by any evidence

admitted at the suppression hearing.”); State v. Thomas, 275 Ga.

167, 168 (562 SE2d 501) (2002) (stating that “[a] trial court’s

findings of fact will not be deemed to be clearly erroneous if there is

any evidence to support them” and holding that “the trial court’s

findings were authorized by the evidence in the record and are not

clearly erroneous”); Davis v. State, 278 Ga. 305, 306-307 (602 SE2d

563) (2004) (explaining that “[a] trial court’s findings of fact will not

27

be deemed to be clearly erroneous if there is any evidence to support

them” and holding that “the trial court’s findings were authorized

by the evidence in the record and are not clearly erroneous”); Brown

v. State, 278 Ga. 724, 726-727 (609 SE2d 312) (2004) (explaining, in

ruling on a motion to suppress, that “the trial court sits as the trier

of facts, and its findings regarding them are not disturbed on appeal

if there is any evidence to support them; the trial court’s decisions

with regard to questions of fact and credibility must be accepted

unless clearly erroneous, and a reviewing court construes the

evidence most favorably to the trial court’s findings[]”) (citing Tate,

290 Ga. at 54); Miller, 288 Ga. at 287 (explaining that “[t]o properly

follow the first principle, we must focus on the facts found by the

trial court in its order, as the trial court sits as trier of fact[,]” and

apply the clearly-erroneous standard to the trial court’s “overt[]”

credibility determination underlying a finding of fact in a

suppression order) (citing Tate, 290 Ga. at 54) (emphasis omitted).

(c) We set forth a single standard of review in 2012. Against this

backdrop, in 2012 we addressed in the context of a criminal case the

28

standard for appellate courts to apply when reviewing a trial court’s

factual findings. In that case, Reed v. State, 291 Ga. 10, 13 (727

SE2d 112) (2012), the defendant was convicted of murder (among

other crimes) and contended that the trial court had erred in

admitting similar-transaction evidence against him at trial. In the

course of addressing a different standard—the standard for

reviewing a trial court’s admission of similar-transaction evidence—

we stated:

In Georgia, it is well-settled that the ‘clearly erroneous’

standard for reviewing findings of fact is equivalent to the

highly deferential ‘any evidence’ test.

Id. at 13 (also distinguishing the “abuse of discretion” standard from

the “clearly erroneous” standard, explaining that “‘abuse of

discretion’ . . . is at least slightly less deferential than the ‘any

evidence’ test,” and deducing that the “abuse of discretion” standard

is “different from and not quite as deferential as the ‘clearly

erroneous’ test”). To support our characterization of this standard

as “well-settled,” we cited seven Georgia appellate cases—but no

29

criminal cases from this Court.9 And we articulated this standard

without reference to Tate, though in some sense we created an

amalgam of Tate’s first two “principles.”10 We bolstered our

conclusion by re-examining language from a decades-old habeas

corpus case, Balkcom v. Vickers, 220 Ga. 345, 348 (138 SE2d 868)

(1964), and overruling it “to the extent that it implie[d] that, in

Georgia, the ‘any evidence’ rule differs from the ‘clearly erroneous’

standard.” Reed, 291 Ga. at 13.11

9 Instead, we cited six civil appeals decided by this Court and one

criminal appeal decided by the Court of Appeals. See Patel v. Patel, 285 Ga.

391, 392 (677 SE2d 114) (2009) (civil); Delbello v. Bilyeu, 274 Ga. 776, 777 (560

SE2d 3) (2002) (civil); Turpin v. Todd, 271 Ga. 386, 390 (519 SE2d 678) (1999)

(habeas corpus); Hall v. Ault, 240 Ga. 585 (242 SE2d 101) (1978) (civil);

Brenntag Mid South v. Smart, 308 Ga. App. 899, 902 (710 SE2d 569) (2011)

(civil); Shook v. State, 221 Ga. App. 151, 152 (470 SE2d 535) (1996) (civil

forfeiture); and Jones v. State, 146 Ga. App. 88, 90 (245 SE2d 449) (1978)

(criminal).

10 Notably, however, the standard we articulated in Reed did not address

the standard of review for trial court credibility findings, which the second Tate “principle” did address.

11 We stated that “[s]ometimes the appellate courts find it necessary to

use more than one standard of review to evaluate a single trial-court ruling”

and that “in various contexts, we accept factual findings unless they are clearly

erroneous and review a trial court’s ultimate decision on the particular issue

for abuse of discretion.” Id. at 13 (cleaned up). We then applied that two-step

approach in Reed, concluding that the trial court’s findings regarding similartransaction evidence were not clearly erroneous, and that the trial court did

not abuse its discretion in its ultimate ruling that the similar-transaction

evidence was admissible. Id. at 14 (cleaned up).

30

Despite whatever shortcomings Reed’s reasoning may have

had, see footnote 9, it seems clear that Reed attempted to eliminate

any doubts or confusion that stemmed from, or lingered after, the

decades of cases noted above in which this Court inconsistently

applied the any-evidence and clearly-erroneous standards of review.

And by expressly overruling Georgia cases “to the extent that [they]

implie[d] that, in Georgia, the ‘any evidence’ rule differs from the

‘clearly erroneous’ standard,” Reed, 291 Ga. at 13, Reed overruled

more than just the offending portions of Vickers: it also had the effect

of overruling, sub silentio, earlier cases from this Court to the extent

such cases purported to apply a federal clearly-erroneous standard

to a trial court’s factual findings in criminal cases. 12 See Mobley v.

State, 307 Ga. 59, 75 n.20 (834 SE2d 785) (2019) (explaining how a

decision of this Court can “amount[] to a sub silentio overruling” of

12 See, e.g., Johnson, 233 Ga. at 58 (citing only to federal cases in

applying the clearly-erroneous standard of review); Woodruff, 233 Ga. at 843

(citing only to federal cases and Johnson, 233 Ga. at 58, in applying the clearlyerroneous standard of review); Crawford, 245 Ga. at 90-91 (citing only to

federal cases, Hurt, 239 Ga. at 665, and Gates, 244 Ga. at 587); Berry, 254 Ga.

at 104 (citing to Crawford, 245 Ga. at 90-91 and Gates, 244 Ga. at 590-591).

31

an earlier case of this Court) (citation and punctuation omitted).

Why did we take this approach in Reed, relying almost

exclusively on civil cases, to establish a standard of review in

criminal appeals? I am not sure, but I suspect it has something to

do with the parallel and also-inconsistent development of standards

of review in civil appeals. See, e.g., Code § 81A-152 (1969) (“In all

actions in Superior Court tried upon the facts without a jury, the

court shall find the facts specially and state separately its

conclusions of law thereon and judgment shall be entered . . . .

Findings of fact shall not be set aside unless clearly erroneous, and

due regard shall be given to the opportunity of the trial court to

judge of the credibility of the witnesses.”) (emphasis added); OCGA

§ 9-11-52 (1987) (succeeding Code § 81A-152; also setting forth a

“clearly erroneous” standard of review for trial court fact-findings in

civil cases).13 See also Brook Forest Enters, Inc. v. Paulding County,

13 It is worth emphasizing that in civil cases, unlike in criminal cases,

the General Assembly has codified a standard—“clearly erroneous”—for

review of a trial court’s factual findings. See OCGA § 9-11-52 (a) (1987).

Whether Georgia courts have correctly interpreted that statutory text in civil

cases is not the subject of this concurrence.

32

231 Ga. 695, 695 (203 SE2d 860) (1974) (in a civil case, referencing

the “clearly erroneous” language from Code § 81A-152 and then

applying some version of an any-evidence standard); Hall v. Ault,

240 Ga. 585, 586 (242 SE2d 101) (1978) (in reviewing an

administrative proceeding, construing the clearly-erroneous

standard of review in the predecessor to OCGA § 45-20-9 (m) 14 as

equivalent to an any-evidence standard and relying in part on Brook

Forest to do so).

Why do I think that? Because Hall v. Ault is one of the handful

of non-criminal cases we cited in Reed to support the proposition

that “any evidence” equals “clearly erroneous” and “clearly

erroneous” equals “any evidence” when an appellate court reviews a

trial court’s fact-findings in a criminal case. As best I can tell, it

14 Georgia Code Ann. § 40-2207.1 (m) then said: “The review shall be

conducted by the court without a jury and shall be confined to the record. The

court shall not substitute its judgment for that of the board as to the weight of

the evidence on questions of fact. The court may affirm the decision or order of

the board or remand the case for further proceedings. The court may reverse

the decision or order of the board if substantial rights of the petitioner have

been prejudiced because the board’s findings, inferences, conclusions, decisions

or orders are: . . . (4) Clearly erroneous in view of the reliable, probative, and substantial evidence on the whole record . . . .” This provision is now codified

at OCGA § 45-20-9 (m).

33

seems that Reed borrowed from a line of non-criminal cases—

including Brook Forest and Hall—to erase the distinction, if any,

between the any-evidence and clearly-erroneous standards of review

of trial court factual findings in the criminal context.

Whatever our motivation and (unexplained) reasoning was in

articulating the singular “clearly erroneous”/“any evidence”

standard in Reed, our Court has been applying that standard for a

dozen years in criminal appeals. We doubled down on that standard,

citing Reed, only two years ago in Morrell v. State:

For evidentiary rulings, we accept a trial court’s factual

findings unless clearly erroneous and review a trial

court’s ultimate decision on the issue for an abuse of

discretion. The clearly erroneous standard is equivalent

to the highly deferential “any evidence” standard, which

means we will not reverse a trial court’s factual findings

if there is any evidence in the record to support them.

Morrell v. State, 313 Ga. 247, 251 (869 SE2d 447) (2022) (citing

Jordan v. State, 305 Ga. 12, 17 (823 SE2d 336) (2019); Reed, 291 Ga.

at 13. And we continue to apply that standard in criminal cases

today. See, e.g., Pierce v. State, S24A0525, 2024 WL 4350982 (Ga.

Oct. 1, 2024).

34

4. Conclusion

I had hoped that this case would present an opportunity to

determine an appropriate framework or set of principles for

determining the proper standard for appellate review of factfindings in criminal cases. But the parties here have not offered a

persuasive theory on that front. And as shown above, my efforts

have generated more questions than answers. Without anything

approaching certainty as to the right set of principles for

determining the appropriate standard of review in this context, I see

no basis for revisiting that question.

In the meantime, Reed’s emphatic rejection of the notion that

the any-evidence standard differs from the clearly-erroneous

standard, as well as this Court’s continued application over the past

decade of the standard Reed articulated, shows that Reed’s standard

of review for a trial court’s findings in criminal cases remains intact

today. Georgia law is thus clear—at least at present, and in the

criminal context—that we “accept a trial court’s factual findings

unless clearly erroneous” and “[t]he clearly erroneous standard is

35

equivalent to the highly deferential ‘any evidence’ standard, which

means we will not reverse a trial court’s factual findings if there is

any evidence in the record to support them.” Morrell, 313 Ga. at

251. See also Reed, 251 Ga. at 13.

I am authorized to state that Justice Pinson joins in this

concurrence.

36