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Sumrall v. State

2024-12-10

Summary

Holding. The trial court's dismissal of Sumrall's petition for retroactive first-offender treatment was affirmed because Sumrall failed to obtain the prosecuting attorney's prior consent as required by statute, and the statute's consent requirement does not violate the Georgia or United States Constitution.

Ammon Sumrall was convicted of felony murder and armed robbery in 1992 and sentenced to consecutive life sentences. More than thirty years later, he petitioned for retroactive first-offender treatment under a Georgia statute that allows such relief when a defendant was eligible but not informed of the option at the time of sentencing. The trial court dismissed his petition because Sumrall had not obtained the prosecuting attorney's consent before filing, as the statute requires.

On appeal, Sumrall argued that the prosecuting attorney's silence after receiving his petition amounted to implied consent, and that the statutory consent requirement violated his constitutional rights to access the courts and self-representation. The Georgia Supreme Court rejected both arguments, holding that the statute plainly requires advance consent from the prosecutor before filing and that neither Georgia nor federal constitutional law guarantees a right to access the courts in this context. The court also found that Sumrall's constitutional arguments were inadequately developed and supported.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether a prosecuting attorney's failure to object to a first-offender petition constitutes implied consent under OCGA § 42-8-66(a)(1)
  • Whether the statutory consent requirement violates the right to access courts under the Georgia Constitution
  • Whether the consent requirement violates First Amendment or other federal constitutional rights

Procedural posture

The trial court dismissed Sumrall's petition for retroactive first-offender treatment for lack of prosecuting attorney consent and denied his motion to declare the statute unconstitutional, and Sumrall appealed to the Georgia Supreme Court.

Authorities cited

Opinion

majority opinion

NOTICE: This opinion is subject to modification resulting from motions for reconsideration under Supreme Court Rule 27, the Court’s reconsideration, and editorial revisions by the Reporter of Decisions. The version of the opinion published in the Advance Sheets for the Georgia Reports, designated as the “Final Copy,” will replace any prior version on the Court’s website and docket. A bound volume of the Georgia Reports will contain the final and official text of the opinion.

In the Supreme Court of Georgia

Decided: December 10, 2024

S24A1368. SUMRALL v. THE STATE.

LAGRUA, Justice.

In October 1992, Appellant Ammon Sumrall was convicted by

a DeKalb County jury of felony murder, armed robbery, and other

crimes arising out of the shooting death of Wade Barrett, Jr. on April

7, 1991.1 The trial court sentenced Sumrall to serve an aggregate

1 In November 1991, Sumrall was indicted by a DeKalb County grand

jury for murder (Count 1), two counts of felony murder (Counts 2 and 3), three

counts of armed robbery (Counts 4, 5, and 6), burglary (Count 7), three counts

of aggravated assault (Counts 8, 9, and 10), impersonating a public officer

(Count 11), and possession of a firearm during the commission of a crime

(Count 12). A jury trial was held on September 25 through October 5, 1992.

The jury found Sumrall not guilty on Counts 1 and 2, but guilty on the

remaining counts. The trial court sentenced Sumrall to life in prison on the

felony murder predicated on burglary count, life in prison to run consecutive

on one of the armed robbery counts, life in prison to run concurrent on two of

the armed robbery counts, 10 years to run concurrent for each of the

aggravated assault counts, five years to run concurrent on the impersonating

a public officer count, and five years to run consecutive on the possession of a

firearm during the commission of a crime count. Sumrall timely appealed his

convictions to this Court, and we affirmed “as to all convictions and sentences

except that with respect to burglary, which we vacate[d].” Sumrall v. State,

264 Ga. 148, 148 (442 SE2d 246) (1994) (noting that “[a] defendant may not be

convicted of felony murder and also be convicted of the underlying felony which

total of two life sentences to run consecutively, plus five consecutive

years.

More than 30 years after Sumrall’s convictions, he filed a pro

se petition in the Superior Court of DeKalb County on October 20,

2023, seeking retroactive first-offender treatment based on the

amendment to OCGA § 42-8-66, 2 which allows retroactive first—————————————————————

was alleged by the indictment to support the felony murder conviction”).

2 The current version of this statute provides:

(a)(1) An individual who qualified for sentencing pursuant to this

article but who was not informed of his or her eligibility for first

offender treatment may, with the consent of the prosecuting

attorney, petition the court in which he or she was convicted for

exoneration of guilt and discharge pursuant to this article.

(2) An individual who was sentenced between March 18, 1968, and

October 31, 1982, to a period of incarceration not exceeding one

year but who would otherwise have qualified for sentencing

pursuant to this article may, with the consent of the prosecuting

attorney, petition the court in which he or she was convicted for

exoneration of guilt and discharge pursuant to this article.

(b) The court shall hold a hearing on the petition if requested by

the petitioner or prosecuting attorney or desired by the court.

(c) In considering a petition pursuant to this Code section, the

court may consider any:

(1) Evidence introduced by the petitioner;

(2) Evidence introduced by the prosecuting attorney; and

(3) Other relevant evidence.

(d) The court may issue an order retroactively granting first

offender treatment and discharge the defendant pursuant to this

article if the court finds by a preponderance of the evidence that

the defendant was eligible for sentencing under the terms of this

article at the time he or she was originally sentenced or that he or

she qualifies for sentencing under paragraph (2) of subsection (a)

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offender treatment in certain circumstances. Sumrall, who claimed

he was eligible for first-offender treatment at the time of his

convictions, asked the trial court to grant him an evidentiary

hearing and allow him to present evidence demonstrating that he

was eligible for first-offender treatment in 1992. In conjunction with

his petition, Sumrall filed a document entitled “Affidavit of Ammon

Ra Sumrall,” which was neither signed nor notarized. Additionally,

Sumrall filed a motion requesting that the trial court declare OCGA

§ 42-8-66 (a) (1) unconstitutional, arguing that this provision of the

statute restricts his “access to the courts” and violates “his right to

of this Code section and the ends of justice and the welfare of

society are served by granting such petition.

(e) The court shall send a copy of any order issued pursuant to this

Code section to the petitioner, the prosecuting attorney, the

Georgia Crime Information Center, and the Department of Driver

Services. The Georgia Crime Information Center and the

Department of Driver Services shall modify their records

accordingly.

(f) This Code section shall not apply to a sentence that may be

modified pursuant to subsection (f) of Code Section 17-10-1.

(g) This Code section shall apply to any sentence entered on or

after March 18, 1968.

(h) There shall be no filing fee charged for a petition filed pursuant

to this Code section.

OCGA § 42-8-66.

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prosecute and defend his own cause” under the Georgia and United

States Constitutions.

On February 6, 2024, the trial court entered an order

dismissing Sumrall’s petition for retroactive first-offender

treatment on the basis that “the remedy sought is statutorily

unavailable” and dismissing Sumrall’s motion to declare the statute

unconstitutional “due to lack of standing.” However, on February 13,

2024, during the same term of court, the trial court vacated its

February 6 order and entered an amended order. In the amended

order, the trial court dismissed Sumrall’s petition for retroactive

first-offender treatment for his failure to procure “the necessary

consent of the prosecuting attorney” prior to filing the petition as

required by OCGA § 42-8-66 (a) (1). The trial court also denied

Sumrall’s motion to declare OCGA § 42-8-66 unconstitutional,

concluding that Sumrall “failed to meet his burden to show that

there is a palpable conflict between [OCGA § 42-8-66] and the

Georgia Constitution” and that Sumrall’s “vague allegation that the

code section violates the United States Constitution” had no

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supporting argument or legal authority, other than a cite to the First

Amendment and an unrelated case.

Sumrall filed a timely pro se notice of appeal to this Court on

March 10, 2024. For the reasons that follow, we affirm.

1. Georgia’s “First Offender Act[, OCGA § 42-8-60 et seq.,] is a

unique act by which the legislature extends a form of grace to

individuals who commit certain types of crimes.” Howard v. State,

319 Ga. 114, 117 (2) (902 SE2d 551) (2024). Under the Act, “a firsttime felony offender who enters a guilty plea may be sentenced to

probation or confinement before an adjudication of guilt and without

entering a judgment of guilt.” Id. at 116-117 (2) (citation and

punctuation omitted). See also Davis v. State, 269 Ga. 276, 277 (2)

(496 SE2d 699) (1998) (explaining that the Act “protect[s] the first

offender from the stigma of having a criminal record until an

adjudication of guilt has been entered with regard to the crime for

which the defendant was given first[-]offender treatment”).

Subsection (a) of OCGA § 42-8-60, as amended in 2016, provides in

relevant part:

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When a defendant has not been previously convicted of a

felony, the court may, upon a verdict or plea of guilty or a

plea of nolo contendere and before an adjudication of guilt,

without entering a judgment of guilt and with the consent

of the defendant, defer further proceedings and: (1) Place

the defendant on probation; or (2) Sentence the defendant

to a term of confinement.

OCGA § 42-8-60 (a) (1) and (2).

The current version of OCGA § 42-8-60, see Ga. L. 2019, p. 808,

§ 7, prohibits a trial court from sentencing a defendant as a first

offender if he or she “has been found guilty of . . . a serious violent

felony as such term is defined in [OCGA §] 17-10-6.1.” OCGA § 42-8-60 (j) (1). See also OCGA § 17-10-6.1 (a) (1) (providing that

“‘serious violent felony’ means: . . . “[m]urder or felony murder, as

defined in [OCGA §] 16-5-1”). However, OCGA § 17-10-6.1 was not

enacted until 1994, two years after Sumrall was convicted of felony

murder, see Ga. L. 1994, p. 1959, § 11, and the 1992 version of OCGA

§ 42-8-60 did not include any such language. See Ga. L. 1982, p.

1807, § 1 and Ga. L. 1985, p. 380, § 1; compare Fleming v. State, 271

Ga. 587, 587 (523 SE2d 315) (1999) (holding that, “before the

statutory amendments, a defendant found guilty of a serious violent

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felony under OCGA § 17-10-6.1 was not precluded from requesting

and obtaining first[-]offender treatment”). But we need not decide

in this case whether, at the time of Sumrall’s felony murder

conviction, he could have been sentenced as a first offender under

the 1992 version of OCGA § 42-8-60 because, even if he could have

been sentenced pursuant to that statute at that time, he has failed

to meet the requirements of OCGA § 42-8-66 (a) (1) for the trial court

to now consider retroactive first-offender treatment in his case.

OCGA § 42-8-66 provides in pertinent part:

An individual who qualified for sentencing pursuant to

this article but who was not informed of his or her

eligibility for first offender treatment may, with the

consent of the prosecuting attorney, petition the superior

court in which he or she was convicted for exoneration of

guilt and discharge pursuant to this article.

OCGA § 42-8-66 (a) (1) (emphasis supplied). On appeal, Sumrall

contends that, in 2023, his mother attempted to contact the DeKalb

County District Attorney’s Office on numerous occasions to obtain

the District Attorney’s (“DA”) consent for Sumrall to file a petition

for retroactive first-offender treatment under OCGA § 42-8-66 (a)

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(1), but his mother was unsuccessful in doing so. Sumrall also

claims that, after he filed his petition and served a copy on the State,

no objections were filed to the petition. On this basis, Sumrall

contends that the DA offered “implied consent” to the filing of his

petition for retroactive first-offender treatment through the DA’s

inaction, and thus, the trial court erred in dismissing Sumrall’s

petition on the grounds that he did not have the necessary consent

from the prosecuting attorney under OCGA § 42-8-66 (a) (1). We see

no merit to Sumrall’s claims.

Sumrall has failed to demonstrate—and essentially concedes

in his briefing—that neither he nor any attorney appearing on his

behalf obtained the DA’s consent to his petition for retroactive firstoffender treatment prior to filing the petition as the statute requires.

See OCGA § 42-8-66 (a) (1). And, on appeal, the State argues that

the petition for retroactive first-offender treatment was properly

dismissed by the trial court without the need for a hearing because

the prosecuting attorney did not in fact consent to the filing of

Sumrall’s petition.

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We have held that a petition for retroactive first-offender

treatment is properly rejected by a trial court without a hearing

where an appellant fails to demonstrate that the prosecuting

attorney consented to the filing of the petition. Cf. White v. State,

302 Ga. 69, 69 (1) (805 SE2d 25) (2017) (holding that, where the

appellant failed to disprove the State’s argument that the petition

was “invalid on its face” because “the prosecuting attorney . . . did

not consent to the filing of the petition”—“the threshold requirement

for petitioning to the superior court”—the trial court did not err in

denying the appellant’s petition for retroactive first-offender

treatment without “hold[ing] a hearing on the matter and enter[ing]

findings of fact and conclusions of law in its order denying [the]

petition”). And the statute does not require the prosecuting attorney

to file a response to a petition for retroactive first-offender

treatment, and thus, the failure to respond cannot be considered a

default or “implied consent” as Sumrall alleges. See OCGA § 42-8-66 (a) (1).

Therefore, because Sumrall “has not shown that [he] had the

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consent of the prosecuting attorney to meet the threshold

requirement for petitioning the superior court,” the trial court did

not err in dismissing Sumrall’s petition for retroactive first-offender

treatment. Id. at 69-70 (2). As such, this claim fails.

2. Sumrall also contends on appeal that the trial court erred in

denying his motion to declare OCGA § 42-8-66 (a) (1)

unconstitutional under the Georgia and United States

Constitutions. We disagree.

In addressing the constitutionality of OCGA § 42-8-66 (a) (1),

we recognize that

every reasonable construction must be resorted to in order

to save a statute from unconstitutionality. This approach

not only reflects the prudential concern that

constitutional issues not be needlessly confronted, but

also recognizes that the legislature, like this Court, is

bound by and swears an oath to uphold the Constitution.

The courts will therefore not lightly assume that the

legislature intended to infringe constitutionally protected

liberties or usurp power constitutionally forbidden it.

Therefore, all presumptions are in favor of the

constitutionality of an Act of the legislature and before an

Act of the legislature can be declared unconstitutional,

the conflict between it and the fundamental law must be

clear and palpable and this Court must be clearly

satisfied of its unconstitutionality. Moreover, because

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statutes are presumed to be constitutional until the

contrary appears, the burden is on the party alleging a

statute to be unconstitutional to prove it.

Barnhill v. Alford, 315 Ga. 304, 311 (2) (b) (882 SE2d 245) (2022)

(citations and punctuation omitted; emphasis supplied). When

considering the statute at issue, “we afford the statutory text its

plain and ordinary meaning, viewing the statutory text in the

context in which it appears, and reading the statutory text in its

most natural and reasonable way, as an ordinary speaker of the

English language would.” Bell v. Hargrove, 313 Ga. 30, 32 (2) (867

SE2d 101) (2021) (citation and punctuation omitted).

(a) Sumrall first argues that OCGA § 42-8-66 (a) (1) is

unconstitutional because the statute purportedly restricts his access

to the courts and his right to prosecute and defend his case for firstoffender treatment under the Georgia Constitution. In support of

Sumrall’s argument, he relies on the following provision of the

Georgia Constitution: “No person shall be deprived of the right to

prosecute or defend, either in person or by an attorney, that person’s

own cause in any of the courts of this state.” Ga. Const. of 1983, Art.

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I, Sec. I, Par. XII. Sumrall’s argument is unavailing.

“[T]his Court has held that Art. I, Sec. I, Par. XII was never

intended to provide a right of access to the courts, but was intended

to provide only a right of choice between self-representation and

representation by counsel.” Smith v. Baptiste, 287 Ga. 23, 24 (1) (694

SE2d 83) (2010). The record reflects that Sumrall was able to freely

execute that choice here. Additionally—as Sumrall concedes in his

briefing—in Georgia, “meaningful access [to the courts] is simply the

right of a prisoner to raise his claims and be heard.” Gibson v.

Turpin, 270 Ga. 855, 858 (1) (513 SE2d 186) (1999). Sumrall had

the right and opportunity to raise his claims and be heard; he simply

failed to comply with the plain language of OCGA § 42-8-66 (a) (1)

in presenting his claim for retroactive first-offender treatment and

failed to “meet the threshold requirement for petitioning the

superior court.” White, 302 Ga. at 69 (1).

As noted above, neither Sumrall, nor any attorney appearing

on his behalf, obtained the consent of the prosecuting attorney before

filing his petition for retroactive first-offender treatment in this

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case, and the record reflects that Sumrall was not heard on his

petition for this very reason. As was in the trial court’s discretion,

the trial court determined that, because Sumrall did not comply

with the threshold consent requirement of OCGA § 42-8-66 (a) (1),

no hearing was necessary. And this Court has held that the trial

court is “not required to hold a hearing on the petition in this

circumstance.” White, 302 Ga. at 70 (2). See also OCGA § 42-8-66 (b).

Given that Article I, Section I, Paragraph XII of the Georgia

Constitution does not afford a right of access to the courts and

Sumrall has not established that any other provision of the Georgia

Constitution affords such a right, his contention that OCGA § 42-8-66 (a) (1) impedes his access to the courts in violation of the Georgia

Constitution fails. See Smith, 287 Ga. at 24 (1) (noting that “no

express constitutional ‘right of access to the courts’” exists “under

the Georgia Constitution”).

(b) Sumrall also argues that OCGA § 42-8-66 (a) (1) violates

his First Amendment right to be heard and right of access to the

courts under the United States Constitution. Notably, in Sumrall’s

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motion to declare OCGA § 42-8-66 (a) (1) unconstitutional, he did

not expound upon this argument, and the trial court denied

Sumrall’s motion on this basis, concluding that his allegations were

“vague” and lacked any “argument in support” thereof “other than

[a] cite to the First Amendment” and an unrelated case. We see no

error in the trial court’s ruling. Even if Sumrall properly preserved

this constitutional claim on appeal, see Gonzalez v. State, ____ Ga.

_____ (906 SE2d 705) (2024), and assuming without deciding that

the First Amendment provides a right of access to the courts, for the

same reasons delineated above, the plain language of the statute

does not deprive Sumrall of a right to be heard or access to the courts

under the First Amendment as he alleges, nor has he proven any

such deprivation. See Christopher v. Harbury, 536 U.S. 403, 414-415 (III) (A) (122 SCt 2179, 153 LE2d 413) (2002) (holding that a

claim for deprivation of a constitutional right of access to courts

must allege both an underlying cause of action, whether anticipated

or lost, and official acts frustrating litigation).

Therefore, because Sumrall has failed to prove that OCGA §

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42-6-66 (a) (1) is unconstitutional under either the Georgia or United

States Constitutions, see Barnhill, 315 Ga. at 311 (2) (b), we

conclude that the trial court properly denied Sumrall’s motion to

declare OCGA § 42-8-66 (a) (1) unconstitutional.

Judgment affirmed. All the Justices concur.

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