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In Re: Discipline Of Edward E. Vargas

2022-05-19

Summary

Holding. The Nevada Supreme Court approved the conditional guilty plea agreement and suspended attorney Edward E. Vargas from the practice of law for six months and one day, running concurrently with a previously stayed three-month-and-one-day suspension, and vacated the stay in the earlier disciplinary matter.

Edward E. Vargas, a Nevada attorney, admitted to violating professional conduct rules by allowing his assistants and paralegals to accept a legal matter on his behalf without his direct involvement with the client. The paraprofessionals then worked with a contract lawyer to advise the client on the matter, yet neither Vargas nor the contract lawyer ever directly communicated with the client. This violated rules requiring professional independence of lawyers and prohibiting unauthorized practice of law. The misconduct also breached the terms of a prior disciplinary order under which Vargas was on probation.

The court evaluated the discipline through established factors, including the nature of the duty violated, Vargas's mental state, potential injury to the client and public, and both aggravating and mitigating circumstances. The court found four aggravating factors (prior discipline, a pattern of misconduct, multiple violations, and substantial experience) and one mitigating factor (cooperation with disciplinary authorities). Based on this analysis, the court determined that suspension adequately protects the public, courts, and legal profession.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether unauthorized practice of law and violation of professional independence requirements occurred when paralegals accepted matters and conveyed legal advice without attorney involvement
  • Whether suspension is appropriate baseline discipline for knowing violations of professional duties causing potential injury to clients and the public
  • Whether breach of probationary terms from a prior disciplinary order warrants lifting the stay of a suspended sentence

Procedural posture

This matter came before the Nevada Supreme Court on automatic review of a Southern Nevada Disciplinary Board hearing panel's recommendation approving a conditional guilty plea agreement.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

IN THE SUPREME COURT OF THE STATE OF NEVADA

IN THE MATTER OF DISCIPLINE OF No. 84264

EDWARD E. VARGAS, BAR NO. 8702

MAY 19 202

ORDER OF SUSPENSION

This is an automatic review of a Southern Nevada Disciplinary Board hearing panel’s recommendation that this court approve, pursuant to SCR 113, a conditional guilty plea agreement in exchange for a stated form of discipline for attorney Edward E. Vargas. Under the agreement, Vargas admitted to violating RPC 5.4 (professional independence of a lawyer) and RPC 5.5 (unauthorized practice of law). He agreed to a sixmonth-and-one-day suspension, to run concurrent with the presently stayed three-month-and-one-day suspension from Jn re Discipline of Vargas, No. 80665, 2020 WL 2521792 (Nev. May 15, 2020) (Order Approving Conditional Guilty Plea Agreement).

As part of his guilty plea agreement, Vargas admitted to the facts and violations included in the complaint and agreed to waive the procedural requirements for lifting the stay in Docket No. 80665, as he also admits to breaching that order. The record therefore establishes Vargas violated the above-listed rules by permitting his assistants/paralegals to accept a legal matter on his behalf for a client with whom he never met. Additionally, his assistants/paralegals worked with a contract lawyer to determine how to proceed with that matter and conveyed the contract

lawyer’s legal advice to the client, as that lawyer also never spoke with the

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a client. Further, in Docket No. 80665, Vargas had agreed that if he committed any misconduct warranting a letter of reprimand or greater discipline during the two-year probationary period, the stayed portion of his suspension, three months and one day, would be imposed. Vargas admits his underlying misconduct is a breach of the probationary terms of his guilty plea agreement in Docket No. 80665.

The issue for this court is whether the agreed-upon discipline sufficiently protects the public, the courts, and the legal profession. See In re Discipline of Arabia, 137 Nev., Adv. Op. 59, 495 P.3d 1103, 1109 (2021) (stating the purpose of attorney discipline). In determining the appropriate discipline, we weigh four factors: “the duty violated, the lawyer's mental state, the potential or actual injury caused by the lawyer’s misconduct, and the existence of aggravating or mitigating factors.” In re Discipline of Lerner, 124 Nev. 1232, 1246, 197 P.3d 1067, 1077 (2008).

Vargas knowingly violated duties owed as a professional

(professional independence of a lawyer and unauthorized practice of law). His client, the public, and the legal system were potentially injured. His client received incorrect information from Vargas’s assistants/paralegals, which led the client to represent himself in the matter. The baseline sanction for his misconduct, before considering aggravating and mitigating circumstances, is suspension. See Standards for Imposing Lawyer Sanctions, Compendium of Professional Responsibility Rules and Standards, Standard 7.2 (Am. Bar Ass’n 2017) (“Suspension is generally appropriate when a lawyer knowingly engages in conduct that is a violation of a duty owed as a professional and causes injury or potential injury to a client, the public, or the legal system.”). The record supports the panel’s findings of four aggravating circumstances (prior discipline, pattern of Supreme Court

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misconduct, multiple offenses, and substantial experience in the practice of law) and one mitigating circumstance (full and free disclosure to disciplinary authority or cooperative attitude toward proceedings). Having considered the four factors, we agree with the panel that suspension is appropriate, and we agree that the stayed portion of the suspension from Docket No. 80665 should be imposed based on Vargas’s breach of the probationary terms included in that order.

Accordingly, as to the underlying misconduct, we hereby

suspend attorney Edward E. Vargas from the practice of law in Nevada for six months and one day commencing from the date of this order. Further, we vacate the stay in Docket No. 80665, and the underlying suspension shall run concurrently to the three-months-and-one-day suspension remaining in Docket No. 80665. Vargas shall also pay the costs of the disciplinary proceedings, including $2,500 under SCR 120, within 30 days of the date of this order. The parties shall comply with SCR 115 and 121.1.

It is so ORDERED.

Parraguirre

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Hardesty ‘ Stiglich

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Cadish Silver

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Prekun itp _ 5 A—.

Pickering ) Herndon

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cc: Chair, Southern Nevada Disciplinary Board

Lipson Neilson P.C.

Bar Counsel, State Bar of Nevada

Executive Director, State Bar of Nevada

Admissions Office, U.S. Supreme Court

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