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Shawn Luetchens v. David Landau

2026-06-30

Authorities cited

Opinion

majority opinion

COURT OF CHANCERY

OF THE

STATE OF DELAWARE

KATHALEEN ST. JUDE MCCORMICK LEONARD L. WILLIAMS JUSTICE CENTER

CHANCELLOR 500 N. KING STREET, SUITE 11400

WILMINGTON, DELAWARE 19801-3734

Date Submitted: March 25, 2026

Date Decided: June 30, 2026

Alan R. Silverstein Brian E. Farnan

Louis F. Masi Michael J. Farnan

CONNOLLY GALLAGHER LLP FARNAN LLP

1201 N. Market St., 20th Floor 919 N. Market St., 12th Floor

Wilmington, DE 19801 Wilmington, DE 19801

Re: Shawn Luetchens v. David Landau, et al.,

C.A. No. 2025-0359-KSJM

Dear Counsel:

The defendants have moved to dismiss the complaint under Court of Chancery

Rule 12(b)(6). The motion is granted in part.

Defendants David Landau and Ranjeet Bhatia (the “Individual Defendants”)

are the founders of Saffron Hill, a venture capital firm based in London. Plaintiff

Shawn Luetchens holds a 37.5% limited partnership interest in Defendant Saffron

Hill 2 Carry Limited Partnership (the “Carry LP”), a Delaware limited partnership.

The Carry LP holds a limited partnership interest in Defendant Saffron Hill Ventures

2 Limited Partnership (the “Operating LP”), also a Delaware limited partnership.

The Operating LP has invested in several startup companies.

Plaintiff Shawn Luetchens’s core claim is that he is entitled to a perpetual

“carry interest” in the investments of the Operating LP. Plaintiff seeks to enforce the

Individual Defendants’ alleged assurances “orally and in writing that his carried

interest would not be affected by any subsequent restructuring or reorganization” C.A. No. 2025-0359-KSJM

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and further that “no action would be taken to reduce or impair Plaintiff’s carried

interest without Plaintiff’s express written consent.”1

But limited partnership agreements govern each of the limited partnerships.

And Plaintiff’s claim for breach of contract cannot be reconciled with those

agreements for a few reasons. Foremost, Plaintiff fails to identify a contract or a

contractual provision allegedly breached. Also, Plaintiff asserts breach of contract

claims against all six defendants, but he is a party to only one contract (the Carry LP

limited partnership agreement) and only one defendant (Saffron Hill 2 Carry GP

LLC, or the “Carry GP”) is a signatory to that contract. Plaintiff also asserts claims

against Saffron Hill Ventures 3 Limited Partnership (the “New Operating LP”), even

though he holds neither contractual relationship nor any interest, direct or indirect,

in that entity.

Plaintiff’s claim for breach of fiduciary duty, however, survives. Read

charitably, Plaintiff alleges that the Carry GP and Individual Defendants owed

Plaintiff fiduciary duties and breached those duties by restructuring Saffron Hill to

uniquely deprive Plaintiff of the value of his investment. Defendants mounted only

one full-throated defense to this claim—that it impermissibly duplicates the contract

claims at issue. This decision concludes otherwise. And given the fiduciary duty

claim survives, the unjust enrichment claim does as well.

1 C.A. No. 2025-0359-KSJM, Docket (“Dkt.”) 8 (“Am. Compl.”) ¶¶ 21, 24.

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I. FACTUAL BACKGROUND

The facts are drawn from the Verified Amended Complaint (the “Amended

Complaint”) and the documents it incorporates by reference.2

Saffron Hill is a venture capital firm. As restructured in 2007, the Operating

LP held interests in the portfolio companies, and the Carry LP held a limited

partnership interest in the Operating LP. The Carry GP is the general partner of the

Carry LP. Limited partnership agreements govern the Carry LP and the Operating

LP.3

Luetchens joined Saffron Hill in 2000 as a partner. At times, he worked as an

executive of different portfolio companies. Luetchens’s primary compensation was

“carry interest,” or the right to receive payment from the Carry LP based on

distributions (if any) from its limited partnership interest in the Operating LP.4

In late-2010, Plaintiff agreed to leave Saffron Hill. He remained on the boards

of several Saffron Hill portfolio companies with the expectation that he might return

2 Am. Compl. The Amended Complaint did not attach any of the parties’ agreements or communications that it references in numerous places. See, e.g., id. ¶ 2 (“Defendants’ effective cancellation of Plaintiff’s carried interest compensation violated express agreements[.]”), ¶ 40 (“Plaintiff’s unconditional partnership interest, and status as such, with Defendants has been repeatedly affirmed to Plaintiff in written and oral communications, as well as documents, delivered over the past 23 years.”). With their opening brief (“Defs.’ Opening Br.”), the defendants filed the Transmittal Affidavit of Alan R. Silverstein (“Silverstein Aff.”) attaching copies of these documents. See Dkt. 13.

3 Silverstein Aff. Ex. A (“Operating LP Agreement”); Silverstein Aff. Ex. B (“Carry LP

Agreement”).

4 Operating LP Agreement §§ 1.1, 13.1(c); Carry LP Agreement, Sched. A.

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to Saffron Hill when the private equity markets improved. When Plaintiff left Saffron

Hill, the parties agreed that he would not receive compensation from Saffron Hill for

his service on any of the portfolio companies’ boards. But Plaintiff would retain his

carried interest in those investments through his limited partnership interest in the

Carry LP.

In October 2011, Luetchens entered into a “Carry Agreement Letter.”5 That

agreement memorialized Luetchens’s right to 37.5% of the capital distributions made

by the Carry LP “to the extent” those distributions “are generated through proceeds

in which a [Saffron Hill entity] made an initial cash investment before Dec 31, 2010.”6

The letter lists 13 companies that fit that description.

The original ten-year term of the Operating LP expired in 2017.7 In June 2019,

the limited partners authorized an extension of the term to December 31, 2022, to

allow for the disposition of its two remaining investments, Agilyx and Coyuchi.8

Meanwhile, in 2018, Luetchens took over as chief executive officer of a Saffron

Hill portfolio company, Optasia Medical. He received sporadic, below-market

compensation in that role. He retained his right to carried interests memorialized in

the Carry Agreement Letter.

5 Silverstein Aff. Ex. D (Carry Agreement Letter).

6 Id.

7 Operating LP Agreement § 2.5.

8 Silverstein Aff. Ex. E.

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In late 2022, Landau acquired control of Saffron Hill from outside investors

and reorganized again. As part of that process, Luetchens resigned from all

remaining boards.

According to the Amended Complaint, Landau and Bhatia informed Luetchens

in May 2023 that they were canceling his carried interest. They gave no explanation.

When Luetchens pressed for one, Landau and Bhatia denied that he held any

enforceable right to those interests. The defendants then changed course. They

stopped claiming that they had canceled Luetchens’s carry outright. Instead, they

pursued a transaction that preserved his rights while shifting most of the future

value tied to those rights into the New Operating LP.

Effective March 31, 2025, the Operating LP’s General Partner9 executed a Plan

of Winding Up and Cancellation of Saffron Hill 2 Limited Partnership (the “Wind-Up

Plan”).10 The Wind-Up Plan identifies the Operating LP’s remaining assets as

interests in two portfolio companies, Coyuchi and Agilyx.11 It describes how those

assets will be distributed to limited partners. It provides for a pro rata distribution

of the Operating LP’s equity interests in Coyuchi.12 It allocates interests in Agilyx to

the Operating LP’s limited partners.13 The Wind-Up Plan states that three limited

9 Non-party Saffron Hill MGP 2 Limited is the Operating LP’s General Partner.

10 Silverstein Aff. Ex. F (Wind-Up Plan); see also Am. Compl. ¶¶ 10, 35.

11 Wind-Up Plan § III(c).

12 Id. § IV(a).

13 Id. § IV(c).

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partners of the Operating LP, who collectively hold more than 85% of Agilyx common

stock, agreed to have their allocated Agilyx shares transferred to the New Operating

LP. It further states that the shares allocated to the remaining limited partners will

be distributed in kind or liquidated with the cash proceeds then distributed. 14 The

Wind-Up Plan reserves a carried interest of Agilyx shares for Landau and two other

limited partners.15

Plaintiff filed this action on April 3, 2025 against Landau, Bhatia, the

Operating LP, the Carry LP, the Carry GP, and the New Operating LP (collectively,

“Defendants”). He amended the complaint on August 20, 2025.16

The Amended Complaint asserts five counts:

• In Count I, Plaintiff claims that Defendants breached their fiduciary

duties by canceling his carried interest and later transferring its value

to a new entity to his detriment.

• In Count II, Plaintiff claims that Defendants breached contractual

obligations by terminating or reducing his unconditional right to receive

carried interest in the portfolio companies.

• In Count III, Plaintiff claims that Defendants made clear and repeated

promises that he would receive carried interest, that he relied on those

promises, and that Defendants later broke them to his detriment.

• In Count IV, Plaintiff claims that, if no enforceable contract exists,

Defendants unjustly retained the benefit of his labor and services

without providing the compensation those efforts earned.

14Id. § IV. Luetchens will receive 3,414 common shares of Coyuchi and 63,262 common shares of Agilyx. Id., Scheds. B, C.

15 Id. § IV(c), Sched. C.

16 Dkt. 8.

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• In Count V, Plaintiff claims that monetary damages cannot adequately

remedy the loss of his carried interest and seeks specific performance

requiring Defendants to transfer his share of the portfolio companies.17

The parties completed briefing on December 23, 2025.18 The court heard oral

argument on March 25, 2026.19

II. LEGAL ANALYSIS

Defendants have moved to dismiss the Amended Complaint under Rule

12(b)(6) for failure to state a claim on which relief can be granted. “[T]he governing

pleading standard in Delaware to survive a motion to dismiss is reasonable

‘conceivability.’”20 When considering a Rule 12(b)(6) motion, the court must “accept

all well-pleaded factual allegations in the [c]omplaint as true . . . , draw all reasonable

inferences in favor of the plaintiff, and deny the motion unless the plaintiff could not

recover under any reasonably conceivable set of circumstances susceptible of proof.”21

The court, however, need not “accept conclusory allegations unsupported by specific

facts or . . . draw unreasonable inferences in favor of the non-moving party.”22

17 Am. Compl. ¶¶ 38–66.

18 Dkt. 20 (“Defs.’ Reply Br.”).

19 Dkt. 28.

20 Cent. Mortg. Co. v. Morgan Stanley Mortg. Cap. Hldgs. LLC, 27 A.3d 531, 537 (Del.

2011).

21 Id. at 536 (citing Savor, Inc. v. FMR Corp., 812 A.2d 894, 896–97 (Del. 2002)).

22 Price v. E.I. du Pont de Nemours & Co., 26 A.3d 162, 166 (Del. 2011), overruled on

other grounds by Ramsey v. Ga. S. Univ. Advanced Dev. Ctr., 189 A.3d 1255 (Del. 2018) (citing Clinton v. Enter. Rent-A-Car Co., 977 A.2d 892, 895 (Del. 2009)). Defendants argue that the Amended Complaint attributes wrongdoing to all defendants instead of specific entities or individuals and thus violates group-pleading prohibitions. Defs.’ Opening Br. at 12; see, e.g., Am. Compl. ¶¶ 18, 22–25, 31. Group C.A. No. 2025-0359-KSJM

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A. Breach Of Fiduciary Duty

Plaintiff claims that Defendants owed him fiduciary duties because of “express

provisions and agreements he had with Defendants” and that he held an

unconditional right to carried interest in the portfolio companies.23 Defendants

breached those duties by purportedly canceling his carried interest in May 2023 and

later transferring shares of Coyuchi and Agilyx to the New Operating LP.

Under Delaware law, a claim for breach of fiduciary duty “has only two formal

elements: (i) the existence of a fiduciary duty and (ii) a breach of that duty.” 24 But

“[i]t is a well-settled principle that where a dispute arises from obligations that are

expressly addressed by contract, that dispute will be treated as a breach of contract

claim.”25 Thus, when paired with a breach of contract claim, a breach of fiduciary

pleading is generally disfavored in Delaware. But where close relationships between corporate defendants complicate capacity determinations, it is reasonable at the pleading stage to attribute actions of the group to each entity. See Manti Hldgs., LLC v. Carlyle Gp. Inc., 2022 WL 1815759, at *8 (Del. Ch. June 3, 2022) (allowing plaintiff to group five entities together in the complaint because of their close relationship). There is overlap between the defendant entities and individuals here because the two human defendants operate all the entity defendants. Disentangling for which entity each individual acted requires information Plaintiff could not obtain at the pleading stage. Any group pleading, therefore, is not a basis for dismissal.

23 Am. Compl. ¶ 39.

24 HOMF II Inv. Corp. v. Altenberg, 2020 WL 2529806, at *43 (Del. Ch. May 19, 2020),

aff’d, 263 A.3d 1013 (Del. 2021).

25 Nemec v. Shrader, 991 A.2d 1120, 1129 (Del. 2010) (affirming the trial court’s holding that a claim “seek[ing] to enforce obligations that are expressly addressed by contract . . . must be adjudicated within the analytical framework of a breach of contract claim”).

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duty claim “is appropriate only where it depends on additional facts, is broader in

scope, and involves a different remedy.”26

As to most Defendants, Plaintiff does not advance a theory of fiduciary status.

Defendants are Landau, Bhatia, the Operating LP, the Carry LP, the Carry GP, and

the New Operating LP. The Carry LP Agreement does not eliminate fiduciary duties.

So the Carry GP owes fiduciary duties to the limited partners of the Carry LP,

including Luetchens. Plaintiff provides no theory supporting the fiduciary status of

the Carry LP, Operating LP, and New Operating LP. Although it is reasonably

conceivable that the Individual Defendants owe fiduciary obligations, Plaintiff does

not articulate any legal theory to that effect in the Amended Complaint or briefing.

At the same time, Defendants do not meaningfully dispute the Individual Defendants’

fiduciary status.27 Count I is thus dismissed as to Carry LP, Operating LP, and New

Operating LP on the first element.

Defendants next argue that the fiduciary duty claim impermissibly duplicates

Plaintiff’s contract claim. According to Defendants, Plaintiff’s claim boils down to the

allegation that Defendants owed Plaintiff an unconditional right to carried interest

in the portfolio companies.28 Charitably read, Plaintiff’s claim of fiduciary breach is

slightly different. Plaintiff claims that the Individual Defendants breached their

26 Borsody v. Gibson, 2025 WL 1650395, at *6 (Del. Ch. June 11, 2025).

27 See Dkt. 17 (“Pl.’s Ans. Br.”) at 22 (making this point); Defs.’ Reply Br. at 11–12

(conceding it by failing to address the argument).

28 Am. Compl. ¶¶ 39–40.

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fiduciary duties by orchestrating the Wind-Up Plan, which effectively canceled his

carried interest, or at a minimum reduced the value of the carried interest.29

The Amended Complaint on this point is a slender reed, but it is reasonably

conceivable that Plaintiff’s claim for breach of fiduciary duty does not wholly overlap

with his contract claim. Whether the Wind-Up Plan is consistent with Plaintiff’s

contractual rights does not totally address the question of whether any Defendant

owing fiduciary obligations failed to act consistent with those duties in connection

with the Wind-Up Plan.

Garfield ex rel. ODP Corp. v. Allen is instructive.30 There, the plaintiff asserted

claims for breach of fiduciary duty alongside a contract claim.31 The defendants

argued that the contract occupied the field, leaving no room for a claim for breach of

fiduciary duty, even one pled in the alternative. The court rejected this argument,

noting that the alternatively pled claims reached different defendants and could

result in potentially different damages.32

Those distinctions are present here. It is reasonably conceivable that

Plaintiff’s claim for breach of fiduciary duty will reach different defendants than the

counterparties to the putative contracts at issue. It is also reasonably conceivable

that contractually permissible outcomes run afoul of fiduciary obligations.

29 Id. ¶¶ 42–44.

30 277 A.3d 296, 357–61 (Del. Ch. 2022).

31 Id. at 304.

32 Id. at 362.

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The motion to dismiss Count I is denied as to all Defendants except the Carry

LP, Operating LP, and New Operating LP.

B. Breach Of Contract

Plaintiff claims that Defendants breached their agreement to provide him an

unconditional carried interest in Saffron Hill’s portfolio companies. He argues that

he earned that right by joining Defendants, working for their benefit for 23 years,

and accepting undercompensated or uncompensated work in reliance on the

agreement. According to Plaintiff, Defendants breached the agreement by executing

the Wind-Up Plan.

To prevail on a claim for breach of contract, a party must demonstrate the

existence of a contract, the breach of an obligation imposed by the contract, and harm

resulting from the breach.33 “In alleging a breach of contract, a plaintiff need not

plead specific facts to state an actionable claim.”34 Still, at the pleading stage, a

plaintiff should at least “cite a single provision . . . to put Defendants on fair notice of

Plaintiff’s breach of contract claim[].”35

Plaintiff does not cite a single contractual provision in the Amended Complaint

that any Defendants purportedly breached. Nor did Plaintiff attach any agreement

to the Amended Complaint. Plaintiff instead gestures toward “organizational

33 VLIW Tech., LLC v. Hewlett-Packard Co., 840 A.2d 606, 612 (Del. 2003).

34 Id. at 611.

35 Ryan v. Buckeye P’rs, L.P., 2022 WL 389827, at *6 (Del. Ch. Feb. 9, 2022), aff’d, 285

A.3d 459 (Del. 2022).

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documents” from 20 years ago.36 Similarly, Plaintiff points to a letter that allegedly

confirmed his entitlement to carry—the Carry Agreement Letter. Even under

Delaware’s liberal pleading standard, these vague references do not provide

Defendants sufficient notice of Plaintiff’s breach of contract claim. Count II is

dismissed for this reason.37

Separately, Plaintiff’s contract claim fails on examination of the agreements to

which Plaintiff is a party. Plaintiff is a party to the Carry LP Agreement. His rights

are memorialized in the Carry Agreement Letter. Neither precludes the Wind-Up

Plan. Neither requires Defendants to admit Plaintiff as a direct or indirect limited

partner in any subsequent investment fund like the New Operating LP. Neither

guarantees Plaintiff distributions. Rather, the Carry Agreement Letter entitles

Plaintiff “to 37.5% of the capital distributions made by [the Carry LP] . . . to the extent

these distributions are generated through proceeds from companies in which [a

Saffron Hill Ventures] entity made an initial cash investment before Dec 31 2010.”38

Plaintiff’s contract claim fails for this separate reason.

Count II is dismissed.

C. Promissory Estoppel

36 Am. Compl. ¶¶ 21–22.

37 Buckeye P’rs, 2022 WL 389827, at *6; see also US Ecology, Inc. v. Allstate Power

Vac, Inc., 2018 WL 3025418, at *5–7 (Del. Ch. June 18, 2018) (dismissing breach of contract claim under Rule 12(b)(6) for failing to identify a contractual provision that was allegedly breached), aff’d, 202 A.3d 510 (Del. 2019).

38 Carry Agreement Letter at 1 (emphasis added).

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Plaintiff advances a claim for promissory estoppel. To state a claim, Plaintiff

must show: “(i) a promise was made; (ii) it was the reasonable expectation of the

promisor to induce action or forbearance on the part of the promisee; (iii) the promisee

reasonably relied on the promise and took action to his detriment; and (iv) such

promise is binding because injustice can be avoided only by enforcement of the

promise.”39 Promissory estoppel fails when the promises alleged are merely

“expressions of opinion, expectations, assumptions, or preliminary discussions.”40

Courts dismiss claims that are “too vague to support an estoppel,” particularly when

lacking temporal terms defining the alleged promise.41 Under Delaware law,

promissory estoppel claims also fail “where a fully integrated, enforceable contract

governs the promise at issue.”42

The Amended Complaint alleges that oral and written “assurances” over 23

years support his right to carry.43 But Plaintiff’s right to carry derives foremost from

the Carry LP Agreement, which prohibits oral modification. Potentially, the Carry

Agreement Letter and the Operating LP Agreement also inform the analysis. In all

events, Plaintiff cannot maintain an action for promissory estoppel when those

39 Lord v. Souder, 748 A.2d 393, 399 (Del. 2000).

40 Riverside Risk Advisors LLC v. Chao, 2022 WL 14672745, at *32 (Del. Ch. Oct. 26,

2022).

41 See State v. Simpson, 1990 WL 143837, at *5 (Del. Ch. Sep. 24, 1990).

42 SIGA Techs., Inc. v. PharmAthene, Inc., 67 A.3d 330, 348 (Del. 2013); see also

Neurvana Med., LLC v. Balt USA, LLC, 2020 WL 949917, at *21 (Del. Ch. Feb. 27, 2020) (rejecting promissory estoppel claim based on a contract’s integration clause). 43 Am. Compl. ¶¶ 21, 24, 31–32, 53–55.

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agreements govern his rights to carry and the Defendants’ rights to wind up the

Operating LP.44

Count III is dismissed.

D. Unjust Enrichment

To state a claim for unjust enrichment, a plaintiff must allege (1) an

enrichment, (2) an impoverishment, (3) a relation between the enrichment and

impoverishment, and (4) the absence of justification.45

Plaintiff asserts an unjust enrichment claim in the alternative. Unjust

enrichment claims often accompany claims for breach of fiduciary duty where the

fiduciary misconduct improperly enriched the defendant.46 In this way, a motion to

dismiss an attendant unjust enrichment claim typically rises or falls with the

fiduciary claim.47 To the extent Plaintiff asserts his claim for unjust enrichment for

this purpose, Plaintiff states a claim.

At times, Plaintiff frames his claim more generally. He does not directly argue

that Defendants unjustly enriched themselves in structuring the Wind-Up Plan.

According to Plaintiff, his “unjust enrichment claim concerns Plaintiff’s

uncompensated work for Saffron Hill.”48 He argues that it “would be unjust and

44 PharmAthene, 67 A.3d at 348 (“Promissory estoppel does not apply, however, where

a fully integrated, enforceable contract governs the promise at issue.”). 45 Garfield ex rel. ODP Corp. v. Allen, 277 A.3d 296, 341–51 (Del. Ch. 2022).

46 See generally Frank v. Elgamal, 2014 WL 957550, at *31 (Del. Ch. Mar. 10, 2014).

47 Id.

48 Pl.’s Ans. Br. at 34.

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inequitable for the Defendants to retain the value of the labor and services provided

by Plaintiff over the past 23 years without reasonably compensating him.”49

Defendants contend that Plaintiff’s claim for unjust enrichment impermissibly

duplicates of Plaintiff’s claim for breach of contract. If a “contract is the measure of

[a] plaintiff[’s] right, there can be no recovery under an unjust enrichment theory

independent of it.”50 And “[w]hen the complaint alleges an express, enforceable

contract that controls the parties’ relationship . . . a claim for unjust enrichment will

be dismissed.”51 Defendants argue that Plaintiff’s rights are measured by the Carry

LP Agreement and the Carry Agreement Letter, such that Plaintiff’s claim for unjust

enrichment must be dismissed.

Plaintiff disputes that the contracts at issue occupy the relevant. According to

Plaintiff, the unjust enrichment claim seeks compensation for over 23 years of work.

He argues that this claim only comes into play if he is not entitled to the carried

interest. This theory is dicey. But because Delaware law governs at least one version

of Plaintiff’s claim for unjust enrichment discussed above, the entire claim survives.

Count IV states a claim.

49 Am. Compl. ¶ 61.

50 Wood v. Coastal States Gas Corp., 401 A.2d 932, 942 (Del. 1979).

51 Bakerman v. Sidney Frank Importing Co., 2006 WL 3927242, at *18 (Del. Ch.

Oct. 10, 2006) (revised Oct. 16, 2006); see also In re Lear Corp. S’holder Litig., 967 A.2d 640, 657 n.72 (Del. Ch. 2008); MetCap Sec. LLC v. Pearl Senior Care, Inc., 2007 WL 1498989, at *5 & n.41 (Del. Ch. May 16, 2007).

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E. Specific Performance

Plaintiff seeks specific performance. “Specific performance is a remedy for a

proven breach of contract.”52 The predicate contract claim is dismissed. Thus, this

claim fails.

Count V is dismissed.

III. CONCLUSION

Defendants’ motion to dismiss is granted in part. Plaintiff’s fiduciary duty

claim in Count I against Landau, Bhatia, and the Carry GP survives. Plaintiff’s

unjust enrichment claim in Count IV also survives against all Defendants. All other

claims are dismissed.

Sincerely,

/s/ Kathaleen St. J. McCormick

Chancellor

cc: All counsel of record (by File & ServeXpress)

52 26 Cap. Acq. Corp. v. Tiger Resort Asia Ltd., 309 A.3d 434, 464 (Del. Ch. 2023)

(emphasis omitted).