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Maine Human Rights Commission v. D&L Apartments

2026-08-04

Authorities cited

Opinion

majority opinion

MAINE SUPREME JUDICIAL COURT Reporter of Decisions Decision: 2026 ME 80

Docket: Ken-24-480

Argued: May 7, 2025

Decided: August 4, 2026

Panel: STANFILL, C.J., and MEAD, CONNORS, and LAWRENCE, JJ, and HORTON, A.R.J. ∗

MAINE HUMAN RIGHTS COMMISSION

v.

D&L APARTMENTS et al.

STANFILL, C.J.

[¶1] D&L Apartments and Darrell Sproul (collectively, D&L) appeal from

a judgment entered by the Superior Court (Kennebec County, Lipez, J.) in favor

of the Maine Human Rights Commission on its complaint asserting that D&L

violated the Maine Human Rights Act (MHRA), 5 M.R.S. §§ 4551-4634 (2015),1

when expressing an unwillingness to rent an apartment to Justin Engstrom

Justice Horton sat at oral argument and participated in the initial conference while he was an Associate Justice and, as directed and assigned by the Chief Justice, is now participating in this appeal as an Active Retired Justice.

1 The 2015 version of the Maine Revised Statutes was in effect in June 2016 when the events

giving rise to this matter occurred. Several sections of the Maine Human Rights Act, including sections at issue in this case, have since been amended, but the amendments are not relevant to this appeal. See, e.g., P.L. 2021, ch. 476, § 3 (effective Oct. 18, 2021) (codified at 5 M.R.S. § 4581-A(1)(C) (2026)); P.L. 2015, ch. 457, § 3 (effective July 29, 2016) (codified at 5 M.R.S. § 4582-A(3) (2026)). 2

because of his prospective ownership of a service dog. We conclude that the

trial court did not err in finding that D&L’s conduct amounted to a violation of

two separate provisions of the MHRA, and we therefore affirm the judgment.

I. BACKGROUND

[¶2] The Superior Court found the following facts, all of which are

supported by competent evidence in the record. See, e.g., Gordon v. Cheskin,

2013 ME 113, ¶ 12, 82 A.3d 1221.

[¶3] In 2011 and 2012, Justin Engstrom served a Marine combat

deployment in Afghanistan. When he returned to the United States, he

experienced an array of symptoms that adversely affected his mental health

and ultimately led to his medical discharge from the military in 2014. Since

then, he has received treatment for post-traumatic stress disorder.

[¶4] In 2013, Engstrom’s primary care physician suggested that a dog

might help alleviate some of his symptoms. In August 2015, he began

communicating with a nonprofit organization that helps match veterans with

assistance animals, and he was placed on a waitlist for an assistance dog.

[¶5] In 2016, Engstrom moved to Maine and lived with his parents while

searching for his own housing. He believed that he might soon have an

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assistance dog, so he looked for a residence that would be suitable for him and

an assistance animal.

[¶6] One of several landlords Engstrom contacted was Darrell Sproul,

who is the owner and operator of D&L Apartments. In June 2016, Engstrom

and Sproul spoke briefly on the phone about an apartment in Hermon that

Sproul had advertised for rent. During the conversation, Engstrom asked

Sproul whether dogs were allowed and Sproul told him they were not. When

Engstrom followed up by asking about “federally protected” or “service” dogs,

Sproul reiterated “no dogs,” and told him not to bother applying for the

apartment.2 Believing that Sproul had no intention of renting to him because

of his inquiry about dogs, Engstrom ended the conversation, and he did not

request to see the apartment or apply for a lease.

[¶7] On March 30, 2018, the Commission filed a complaint against Sproul

and D&L Apartments alleging, under the MHRA, unlawful housing

discrimination on the basis of disability. See 5 M.R.S. §§ 4612(4)(A), 4613(1).

The single-count complaint alleged three theories of liability:

2 Sproul disputed Engstrom’s version of the conversation and testified that he did not understand

Engstrom to be asking for a reasonable accommodation for a disability.

4

• (1) that D&L had unlawfully refused to permit the use of a service

animal,3 see 5 M.R.S. § 4582-A(3);

• (2) that D&L had made a statement indicating a discriminatory limitation

based on disability, see id. § 4581-A(1)(C); and

• (3) that D&L had, by refusing to permit the use of a service animal,

unlawfully refused to rent the apartment, see id. § 4581-A(1)(B).

The Commission sought declaratory and injunctive relief, civil penal damages,

actual damages, and punitive damages. See 5 M.R.S. § 4613(2)(B).

[¶8] D&L filed a motion for summary judgment, which the court (Stokes,

J.) denied in September 2019. The court (Lipez, J.) held a nonjury trial in

January 2024, at which only Engstrom and Sproul testified. The court issued a

written judgment in the Commission’s favor, finding that D&L had violated the

MHRA by engaging in housing discrimination on the basis of disability. The

court addressed each of the Commission’s three liability theories in turn. First,

the court found that D&L refused to permit the use of an assistance animal in

violation of 5 M.R.S. § 4582-A(3), rejecting D&L’s argument that the statute

could not apply unless Engstrom already possessed an assistance animal when

he spoke to Sproul on the phone. Next, the court found that D&L made a

3 The parties and the trial court have used the term “assistance animal” throughout.

The statute

in effect at the relevant time used the term “service animal” but has since been amended to use the term “assistance animal.” P.L. 2015, ch. 457, § 3 (effective July 29, 2016) (codified at 5 M.R.S. § 4582-A(3)). Any difference is inconsequential here.

5

statement indicating a “preference, limitation or discrimination” based on

disability (or indicating an “intention to make any such preference, limitation

or discrimination”), in violation of 5 M.R.S. § 4581-A(1)(C). Finally, the court

found it unnecessary to reach the Commission’s third theory of liability—that

D&L had violated 5 M.R.S. § 4581-A(1)(B) by refusing to rent the apartment to

Engstrom. 4

[¶9] As remedies, the court required D&L to attend three hours of

fair-housing training approved by the Commission, required D&L to develop an

assistance-animal policy subject to the Commission’s approval, and assessed a

$10,000 civil penalty against D&L. See generally 5 M.R.S. § 4613(2)(B) (setting

forth a non-exhaustive list of remedies a court may impose after finding under

the MHRA that unlawful discrimination occurred). D&L timely appealed from

the judgment. See M.R. App. P. 2B(c)(1).

II. DISCUSSION

[¶10] D&L argues that the court erroneously interpreted the relevant

statutes when it determined that D&L engaged in unlawful discrimination

under 5 M.R.S. § 4581-A(1)(C) and 5 M.R.S. § 4582-A(3).

4 We also do not reach this issue, because there is no cross-appeal. See M.R. App. P. 2C(a)(1). 6

[¶11] We review a trial court’s “interpretation and application of the

MHRA de novo.” Dussault v. RRE Coach Lantern Holdings, LLC, 2014 ME 8, ¶ 12,

86 A.3d 52.

When interpreting a statute, we give effect to the Legislature’s

intent by considering the statute’s plain meaning and the entire

statutory scheme of which the provision at issue forms a part. Only

if the plain language of the statute is ambiguous will we look

beyond that language to examine other indicia of legislative intent

. . . . Statutory language is considered ambiguous if it is reasonably

susceptible to different interpretations. When a statute

administered by an agency is ambiguous, we review whether the

agency’s interpretation of the statute is reasonable and uphold its

interpretation unless the statute plainly compels a contrary result.

Scamman v. Shaw’s Supermarkets, Inc., 2017 ME 41, ¶ 14, 157 A.3d 223

(citations and quotation marks omitted). “A trial court’s factual findings are

reviewed for clear error, and they must stand if they are supported by any

competent evidence in the record.” Gordon, 2013 ME 113, ¶ 12, 82 A.3d 1221.

A. The court did not err in determining that D&L violated

section 4581-A(1) of the MHRA.

[¶12] The relevant section of the MHRA provided, at the time, as follows:

It is unlawful housing discrimination, in violation of this Act:

1. Sale or rental of housing and other prohibited

practices. For any owner, lessee, sublessee, managing agent or

other person having the right to sell or rent or manage a housing

accommodation, or any agent of these, to:

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C. Make . . . or cause to be made . . . any . . . statement . . .

relating to the . . . rental or lease of the housing

accommodation that indicates any preference, limitation or

discrimination based upon . . . physical or mental disability

. . . or an intention to make any such preference, limitation or

discrimination.

5 M.R.S. § 4581-A(1)(C).

[¶13] D&L argues that Sproul’s statements to Engstrom did not

constitute a violation of this statute and suggests that the court erred in failing

to consider Sproul’s subjective intention when determining liability.

[¶14] The language of this statute is unambiguous. Section 4553(9-E) of

the MHRA, as it existed at the time of Engstrom’s inquiry, defined a “service

animal” as (1) an animal deemed “necessary to mitigate the effects of a physical

or mental disability” or (2) an animal that has been “trained to do work or

perform tasks for the benefit of an individual with a physical or mental

disability.” 5 M.R.S. § 4553(9-E)(A). Because the MHRA’s definition of service

animals is limited to animals that assist individuals who have physical or

mental disabilities, and because the MHRA unambiguously prohibits

discrimination based on physical or mental disability in the sale or rental of a

home, a landlord’s rule against service animals constitutes a statement of

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“preference, limitation or discrimination based upon . . . physical or mental

disability” in violation of the statute. Id. § 4581-A(1)(C).

[¶15] Furthermore, the court did not err in determining that Sproul’s

subjective intent when stating that no dogs were allowed was not

determinative. We look to analogous federal case law to interpret the relevant

provision of the MHRA. See Cookson v. Brewer Sch. Dep’t, 2009 ME 57, ¶ 14, 974

A.2d 276 (“Federal law guides our construction of the MHRA.”); Me. Human

Rights Comm’n v. City of Auburn, 408 A.2d 1253, 1261 (Me. 1979) (“[T]he Maine

[L]egislature by adopting provisions that generally track the federal

antidiscrimination statutes intended the courts to look to the federal case law

to provide significant guidance in the construction of our statute.” (quotation

marks omitted)).

[¶16] The Fair Housing Act provides that it is unlawful “[t]o make . . . or

cause to be made . . . any . . . statement . . . with respect to the sale or rental of a

dwelling that indicates any preference, limitation, or discrimination based on .

. . handicap . . . or an intention to make any such preference, limitation, or

discrimination.” 42 U.S.C.A. § 3604(c) (Westlaw through Pub. L. No. 119-100).

As the trial court noted, federal courts have held that under section 3604(c),

“no showing of a subjective intent to discriminate is . . . necessary to establish a

9

violation.” Jancik v. Dep’t of Hous. & Urb. Dev., 44 F.3d 553, 556 (7th Cir. 1995).

Instead, section 3604(c) is violated if a landlord’s statement suggests to an

“ordinary” listener “that a particular protected group is preferred or

dispreferred for the housing in question.” Id. (alteration and quotation marks

omitted). Applying that test, courts have concluded that the statute is violated

by a statement that would discourage a potential applicant who belonged to a

particular protected group. Id.

[¶17] In this case, the court found that, after Sproul told Engstrom about

the no-dogs policy, Engstrom specifically asked Sproul whether the policy

covered service dogs and that Sproul reiterated that no dogs were permitted.

Based upon Engstrom’s testimony, the trial court did not err in determining

that Sproul’s statements indicated, to an ordinary listener, “a limitation on

individuals with a disability who require the use of assistance dogs.”

[¶18] For all these reasons, the trial court did not err in determining that

the Commission met its burden to prove by a preponderance of the evidence

that D&L violated section 4581-A(1)(C) of the MHRA.5

5 M.R.S. §§ 4581-A(1)(C), 4631.

5 Although we conclude that the relevant provisions of the MHRA are not ambiguous, we note that

our view is consistent with the Commission’s interpretation. See Scamman, 2017 ME 41, ¶ 18, 157 10

B. The court did not err in determining that D&L violated

section 4582-A of the MHRA.

[¶19] At the time of the incident giving rise to this case, 5 M.R.S. § 4582-A(3)

provided, in relevant part:

It is unlawful housing discrimination, in violation of this Act:

3. Service animals. For any owner, lessor, sublessor, [or]

managing agent . . . to refuse to permit the use of a service animal

or otherwise discriminate against an individual with a physical or

mental disability who uses a service animal at the housing

accommodation unless it is shown by defense that the service

animal poses a direct threat to the health or safety of others or the

use of the service animal would result in substantial physical

damage to the property of others or would substantially interfere

with the reasonable enjoyment of the housing accommodation by

others.[6]

[¶20] The trial court held that under the plain language of the statute,

Sproul violated this provision by stating, without any sort of qualification for

service dogs, that no dogs were permitted. The court rejected D&L’s argument

that the statute does not apply to the prospective use of service dogs. The court

stated,

Section 4582-A(3) defines “unlawful housing discrimination” in

two ways: first, as a “refus[al] to permit the use of a service animal”;

A.3d 223 (“[W]e give deference to an agency’s reasonable interpretation of an ambiguous statute that it administers.”); E. Me. Conservation Initiative v. Bd. of Env’t Prot., 2025 ME 35, ¶ 22, 334 A.3d 706.

6 This section of the MHRA has no analog in the Fair Housing Act.

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and second, as “discriminat[ion] against an individual with a

physical or mental disability who uses a service animal at the

housing accommodation.” 5 M.R.S. § 4582-A(3) (emphasis added).

The limiting language in the second clause, which seems to require

present use of a service animal, is notably absent from the first

clause.

(Alterations in original) (second emphasis added.)

[¶21] Thus, at the heart of the debate is whether the Legislature intended

for the “limiting language in the second clause,” requiring the present use of a

service animal, to apply to the first clause.

[¶22] We agree with the trial court that the language here is clear and

the limiting language in the second clause does not apply to the first.7 We

therefore agree with the court that the provision applies to prospective use of

a service animal. 8

7 Had it intended that the limiting language apply to both clauses, the Legislature could have crafted the section to say so, specifically by including a preposition at the end of the first clause. For example, the Legislature may have inserted the word “by” into the first clause such that the relevant section provided that it was a violation for a lessor to “refuse the use of a service animal by or otherwise discriminate against an individual with a physical or mental disability who uses a service animal.” In this way, the section at issue here stands in contrast to the one we interpreted in Dussault v. RRE Coach Lantern Holdings, LLC, 2014 ME 8, 86 A.3d 52. In that case, the relevant provision of the MHRA rendered it unlawful for “any person furnishing rental premises or public accommodations to refuse to rent or impose different terms of tenancy to any individual who is a recipient of federal, state or local public assistance.” Id. ¶ 13 (quoting 5 M.R.S. § 4582 (2007)) (emphasis added). In that instance the preposition, namely “to,” could apply to both subsequent clauses. The relevant preposition here is “against” which cannot logically apply to the first clause.

8 We also note this reading of the statute furthers the Legislature’s intent in enacting the MHRA. It is difficult to imagine that the Legislature, in seeking to combat discrimination on the basis of disability and on the specific basis of the need for a service animal, meant to allow landlords to tell prospective tenants (or existing tenants not yet using a service animal) that they would not be able to use a service animal at the residence in question. See Dickau v. Vt. Mut. Ins. Co., 2014 ME 158, ¶ 21, 107 A.3d 621 (stating that we “interpret the plain language by taking into account the subject matter 12

[¶23] D&L argues that the lack of a comma separating the clauses in the

subsection favors a unified reading. We recently noted, however, that “[w]hile

the presence of a comma could suggest that the two phrases are not connected,

see Urrutia v. Interstate Brands Int'l, 2018 ME 24, ¶ 14, 179 A.3d 312, the

absence of a comma does not indisputably mean that the two parts of [the]

sentence must unambiguously be united in substance, see Hayes v. State, 247

A.2d 101, 102 (Me. 1968) (stating that punctuation is ‘subordinate to the text

and is never allowed to control its plain meaning’ (quotation marks omitted)).”

Smith v. Henson, 2025 ME 55, ¶18 n. 11, 339 A.3d 816. Thus, the absence of a

comma does not necessarily suggest a unified reading of the phrases,

particularly when the statutory scheme favors an alternative reading. See

O’Connor v. Oakhurst Dairy, 851 F.3d 69, 72 (1st Cir. 2017) (highlighting that

the presence or absence of a comma may not be determinative).

and purposes of the statute, and the consequences of a particular interpretation”); 5 M.R.S. §§ 4552, 4581 (explaining the rights and policies guiding the housing-discrimination chapter of the MHRA). The nature of related statutory provisions also supports this interpretation. See, e.g., Dickau, 2014 ME 158, ¶ 22, 107 A.3d 621 (stating that “we examine the entirety of the statute, giving due weight to design, structure, and purpose as well as to aggregate language” (quotation marks omitted)). For example, section 4582-A(1) prohibits landlords from refusing to permit reasonable modifications of “existing premises occupied or to be occupied” in some circumstances. 5 M.R.S. § 4582-A(1). Another portion of the MHRA prohibits landlords from inquiring into the protected characteristic of any “prospective” tenant. 5 M.R.S. § 4581-A(1)(A). The overall structure of the MHRA thus suggests that the Legislature intended to combat discrimination against prospective tenants and thus a party need not be presently using a service animal to be protected.

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[¶24] Because the statute unambiguously prohibits discrimination

against a prospective tenant based upon the tenant’s current or potential use of

a service animal, we conclude that the court did not err in determining that D&L

violated section 4582-A of the MHRA. We thus affirm the trial court’s findings

of liability under both relevant sections of the MHRA.

The entry is:

Judgment affirmed.

Carl E. Woock, Esq. (orally), Tyler J. Soucy, Esq. (orally), and Stephen C. Smith, Esq., Steve Smith Trial Lawyers, Augusta, for Appellant D&L Apartments

Barbara Archer Hirsch, Esq., and Colin R. Hurd, Esq. (orally), Maine Human

Rights Commission, Augusta, for appellee Maine Human Rights Commission

Kennebec County Superior Court docket number CV-2018-49

FOR CLERK REFERENCE ONLY