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Smith v. Burkhart

2026-09-01

Summary

Holding. The petition for a writ of mandamus was dismissed sua sponte because it failed to comply with mandatory procedural requirements under R.C. 149.43(C)(2), including failure to serve written notice on the public office and file a required affirmation, and because the claim was moot once Smith received the requested record and he was statutorily barred from receiving damages as an incarcerated person.

Nasear Smith, an incarcerated inmate at the Toledo Correctional Institution, filed a petition for a writ of mandamus to compel Warden Assistant Derek Burkhart to comply with Ohio's Public Records Act. Smith claimed he submitted a request for a prison commissary receipt in February 2026, was denied information about the process, and only received the record after more than 60 days and making additional grievances. He sought the writ, statutory damages, and court costs.

The Court of Appeals dismissed the petition on multiple grounds. Procedurally, Smith failed to follow the statutory requirement to serve Burkhart with a formal complaint on a prescribed form and allow three business days to cure the alleged violation before filing suit. Smith also failed to file the required written affirmation confirming he had given notice. The petition contained additional procedural deficiencies, including improper caption, failure to style the case in the name of the state, and missing financial disclosure forms. Substantively, the court found the claim moot because Smith had already received the requested record, leaving nothing to compel Burkhart to do. Additionally, the statute explicitly prohibits awarding statutory damages to incarcerated individuals.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Compliance with statutory notice and cure procedures in Public Records Act mandamus actions
  • Mootness when requested records are provided before court decision
  • Prohibition on statutory damages for incarcerated persons under R.C. 149.43(C)(3)
  • Procedural deficiencies in mandamus petition drafting

Procedural posture

Smith, a pro se inmate, filed a petition for a writ of mandamus in the Ohio Court of Appeals, Sixth Appellate District, challenging a delay in receiving public records from the Toledo Correctional Institution.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

[Cite as Smith v. Burkhart, 2026-Ohio-3413.]

IN THE COURT OF APPEALS OF OHIO

SIXTH APPELLATE DISTRICT

LUCAS COUNTY

Nasear L. Smith Court of Appeals No. L-26-00200

Relator

v.

Derek C. Burkhart DECISION AND JUDGMENT

Respondent Decided: September 1, 2026

*****

Nasear L. Smith, pro se.

Derek Burkhart, pro se.

*****

SULEK, J.

{¶ 1} This matter is before the court on the petition of relator Nasear L.

Smith, a pro se inmate, for a writ of mandamus compelling respondent Derek C.

Burkhart, the Warden Assistant for the Toledo Correctional Institution, to comply

with R.C. 149.43, Ohio public records statute. For the reasons stated below, his

petition for a writ of mandamus is sua sponte dismissed.

{¶ 2} In his petition, Smith alleges that on February 2, 2026, he submitted a

public records request for a particular receipt from the prison commissary. He

states that he was not informed of the cost or procedure required to obtain that

receipt and his original request was denied. He then filed kites and grievances.

After more than 60 days, Smith ultimately received the requested record, but only

“after payment and continued effort.” He alleges that Burkhart’s actions caused

an unreasonable delay and constituted a failure to comply with the mandatory

duties under R.C. 149.43. Smith requests a writ of mandamus compelling

Burkhart to comply with the public records laws. He also seeks statutory damages

and court costs.

{¶ 3} “A court of appeals may dismiss a complaint sua sponte ‘if the

complaint “is frivolous or the claimant obviously cannot prevail on the facts

alleged in the complaint.”’” State ex rel. Boyd v. Tone, 2023-Ohio-3832, ¶ 9,

quoting State ex rel. Kerr v. Pollex, 2020-Ohio-411, ¶ 5, quoting State ex rel. Scott

v. Cleveland, 2006-Ohio-6573, ¶ 14. “Such a dismissal is appropriate only if, after

presuming the truth of all material factual allegations of the petition and making

all reasonable inferences in the claimant’s favor, it appears beyond doubt that the

claimant can prove no set of facts entitling him to the requested extraordinary

relief.” Id., quoting Kerr at ¶ 5.

{¶ 4} “Mandamus is the appropriate remedy to compel compliance with

R.C. 149.43, Ohio’s Public Records Act.” State ex rel. Zidonis v. Columbus State

Community College, 2012-Ohio-4228, ¶ 19, quoting State ex rel. Physicians

2.

Commt. for Responsible Medicine v. Ohio State Univ. Bd. of Trustees, 2006-Ohio903, ¶ 6. “We construe the Public Records Act liberally in favor of disclosure of

public records.” Id., citing State ex rel. Rocker v. Guernsey Cty. Sheriff’s Office,

2010-Ohio-3288, ¶ 6. “But the relator must still establish entitlement to the

requested extraordinary relief by clear and convincing evidence.” Id., citing State

ex rel. Doner v. Zody, 2011-Ohio-6117, paragraph three of the syllabus.

{¶ 5} Here, Smith’s petition fails both procedurally and substantively.

{¶ 6} Procedurally, “[e]ffective April 9, 2025, the General Assembly

amended Ohio’s Public Records Act, R.C. 149.43, establishing new procedural

requirements for a public-records requester to bring a mandamus action seeking to

compel the production of public records and eliminating awards of statutory

damages in such actions to relators who are incarcerated.” State ex rel. Bates v.

Jenkins, 2026-Ohio-1994, ¶ 11. “The new procedures require a person seeking to

enforce his rights under the Public Records Act by way of a mandamus action to

provide the public office from which records were requested with notice and an

opportunity to cure before filing suit.” Id., citing State ex rel. Jordan v. Dept. of

Rehab. & Corr., 2025-Ohio-3051, ¶ 4 (DeWine, J., concurring).

{¶ 7} Specifically, R.C. 149.43(C)(1) provides that the requestor

may serve pursuant to Rule 4 of the Ohio Rules of Civil Procedure a

complaint, on a form prescribed by the clerk of the court of claims,

to the public office or person responsible for public records allegedly

responsible for the alleged failure. Upon receipt of the complaint of

the person allegedly aggrieved, the public office or person

responsible for public records has three business days to cure or

otherwise address the failure alleged in the complaint. The person

3.

allegedly aggrieved shall not file a complaint with a court or

commence a mandamus action under this section within the threeday period.

Upon the expiration of the three-day period, the requestor may either file a

complaint pursuant to R.C. 2743.75 or commence a mandamus action. R.C.

149.43(C)(1)(a) and (b). If filing a mandamus action, R.C. 149.43(C)(2) requires

that

a person allegedly aggrieved shall file with the court, in conjunction

with the person’s complaint or petition, a written affirmation stating

that the person properly transmitted a complaint to the public office

or person responsible for public records, the failure alleged in the

complaint has not been cured or otherwise resolved to the person’s

satisfaction, and that the complaint was transmitted to the public

office or person responsible for public records at least three business

days before the filing of the suit.

“If the person fails to file an affirmation pursuant to this division, the suit shall be

dismissed.” R.C. 149.43(C)(2).

{¶ 8} Here, Smith does not allege that he submitted a complaint to

respondent on the form prescribed by the clerk of the court of claims. He also has

not filed with his mandamus petition the written affirmation required by R.C.

149.43(C)(2). Pursuant to that section, his failure to do so mandates that his

petition be dismissed.

{¶ 9} Moreover, this court notes several other procedural failures with the

petition. First, the caption of Smith’s petition does not provide an address to serve

respondent as required by 6th Dist.Loc.App.R. 33(B). Next, he has not filed the

action “in the name of the state on the relation of the person applying” as required

4.

by R.C. 2731.04. See State v. Johnson, 2024-Ohio-1511, ¶ 5 (6th Dist.), quoting

Brown v. Sargeant, 2003-Ohio-3839, ¶ 2 (6th Dist.) (“Where the petition

presented to this court is not in the name of the state on the relation of relatorappellant, ‘[t]his deficiency alone is an adequate reason to deny the petition.’”).

Finally, although he provided an affidavit of indigency and a cashier’s statement

pursuant to R.C. 2969.25(C)(1), he did not include the “Financial

Disclosure/Affidavit of Indigency approved by the Ohio Public Defender’s Office

[that] can be found on the Ohio Public Defender’s website” as required by 6th

Dist.Loc.App.R. 33(D).1

{¶ 10} Substantively, presuming the facts alleged by Smith are true, it is

beyond doubt that he can prove no set of facts entitling him to relief.

{¶ 11} To the extent that he seeks a writ of mandamus to compel Burkhart

to comply with R.C. 149.43, his petition is moot. Smith admits in his petition that

he has received the requested public record, and the Ohio Supreme Court has long

held that “producing the requested records to a relator in a public-records

mandamus case moots the claim.” State ex rel. McDougald v. Greene, 2020-Ohio1

Smith also has not included an affidavit containing the description of each civil action that he has filed in the previous five years in any state or federal court as described in R.C. 2969.25(A). But, the statute “includes no requirement that inmates who have not filed a civil action or appeal of a civil action against a government entity or employee in the requisite five-year period file a [R.C. 2969.25(A)] affidavit.” State ex rel. Walker v. Ballinger, 2024-Ohio-181, ¶ 9, quoting State ex rel. Wickensimer v. Bartleson, 2009-Ohio-4695, ¶ 3. “Similarly, the statute does not require a statement that the inmate has filed no such civil action or appeal.” Id., citing Wickensimer at ¶ 5.

5.

3686, ¶ 9, citing State ex rel. Glasgow v. Jones, 2008-Ohio-4788, ¶ 27. Because

Smith has already received the record, there is nothing left for this court to compel

Burkhart to do.

{¶ 12} To the extent that he seeks statutory damages to compensate him for

Burkhart’s alleged failure to produce the requested record in a timely manner in

violation of R.C. 149.43, those damages are unavailable to him. R.C.

149.43(C)(3) directly states, “Statutory damages are not available pursuant to this

section to a person committed to the custody of the department of rehabilitation

and correction . . ..” This court, therefore, cannot award Smith statutory damages.

{¶ 13} Accordingly, because Smith’s petition fails to meet the procedural

requirements of R.C. 149.43(C)(2), and because it does not allege facts that would

entitle him to substantive relief, it is sua sponte dismissed. Costs of this action are

assessed to Smith.

To the Clerk: Manner of Service

The clerk is directed to serve upon the parties, within three days, a copy of

this decision in a manner prescribed by Civ.R. 5(B).

Christine E. Mayle, J.

JUDGE

Myron C. Duhart, J.

JUDGE

Charles E. Sulek, J.

CONCUR. JUDGE

6.

This decision is subject to further editing by the Supreme Court of

Ohio’s Reporter of Decisions. Parties interested in viewing the final reported version are advised to visit the Ohio Supreme Court’s web site at:

http://www.supremecourt.ohio.gov/ROD/docs/.

7.