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State v. Swift

2026-09-14

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[Cite as State v. Swift, 2026-Ohio-3575.]

IN THE COURT OF APPEALS OF OHIO

ELEVENTH APPELLATE DISTRICT

ASHTABULA COUNTY

STATE OF OHIO, CASE NOS. 2025-A-0067

2025-A-0068

Plaintiff-Appellee, 2025-A-0069

- vs -Criminal Appeals from the

THERSEA R. SWIFT County Court, Eastern Division a.k.a. THERESA SWIFT,

Defendant-Appellant. Trial Court Nos. 2004 CRB 00093 E

2022 CRB 00243 E

2018 CRB 00314 E

OPINION AND JUDGMENT ENTRY

Decided: September 14, 2026

Judgment: Affirmed

April R. Grabman, Ashtabula County Prosecutor, and Dane R. Hixon, Assistant Prosecutor, 25 West Jefferson Street, Jefferson, OH 44047 (For Plaintiff-Appellee).

Margaret Brunarski, Ashtabula County Public Defender, and Phillip L. Heasley, Assistant Public Defender, 22 East Jefferson Street, Jefferson, OH 44047 (For DefendantAppellant).

SCOTT LYNCH, J.

{¶1} Defendant-appellant, Thersea Swift, appeals from the judgments of the

Ashtabula County Court, Eastern Division, denying her motions to seal. For the following

reasons, we affirm the decision of the lower court.

{¶2} In Ashtabula County Court, Eastern Division Case No. 2004 CRB 00093,

Swift was charged with Assault and ultimately entered a plea of no contest to Aggravated

Disorderly Conduct, a misdemeanor of the fourth degree, in violation of R.C. 2917.11(A)(1) and (E)(3)(a) on July 14, 2004. She was given a suspended jail sentence

and completed community service in 2006 to satisfy fines and costs.

{¶3} In Case No. 2018 CRB 00314, Swift was charged with Cruelty to Animals

and Confinement or Restraint of a Dog, i.e., the failure to restrain a dog, an unclassified

misdemeanor, in violation of R.C. 955.22. On October 28, 2019, she entered a guilty plea

to the Confinement charge and the Cruelty to Animals charge was dismissed.

{¶4} In Case No. 2022 CRB 00243, Swift was charged with two counts of Cruelty

to Companion Animals. On March 1, 2023, the trial court issued a judgment entry

dismissing the case on the motion of the State.

{¶5} On August 22, 2025, Swift filed a motion to seal records in each of the

foregoing cases. Therein, she stated that she had no pending charges, had been

rehabilitated, and contended that the record should be sealed because “she is enrolled in

classes and looking for employment in the medical field.” The State did not file anything

in opposition.

{¶6} On November 24, 2025, the court held a hearing on the motions. The court

inquired whether the State had an opinion and the prosecutor stated: “the physical filing

did not come to me” but noted that it appeared the defendant has been “taking steps to

become . . . an active member of society and caring for animals moving forward, so the

State is not going to oppose the sealing of this particular record.” In response to the

court’s inquiry regarding Swift’s reasons for seeking the sealing of the record, she stated:

“I’m attending veterinary technical, be a vet’s assistant [at] Penn Foster . . . It’s online

through Ohio - - I’m going through OhioMeans, through the Wheel of Funding project; and

I’m also in school right now for remote, ah, homework, and I’m maintaining 96 percent. I

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Case Nos. 2025-A-0067, 2025-A-0068, 2025-A-0069

got two weeks to graduate on that.” The court responded: “I just have concerns about

your record here. Not only . . . have you been convicted of or been accused and failed

with . . . respect to treatment of animals, confinement of animals, but you also have crimes

of violence. I don’t know that if you complete all these programs and classes you’re doing,

that anyone’s going to hire you.” She responded that this was why she sought sealing of

her record. The court responded:

Well I would have thought about it before I started accomplishing all

those things. You are not someone who exhibits the personality and the

character that should be in charge of caring for animals I don’t think at

all.

And if these things had been from 20 years in your past and there had

been nothing in between I would think about it but . . . According to the

statutes, I guess according to your lawyers, you qualify but it is in the

Court’s discretion and I know that in dealing with you in past court

hearings and with the . . . is this the one where she smacked the

daughter and knocked her tooth out? Yeah.

She responded: “I didn’t knock her tooth out. . . And I got custody of my kids back.” The

court then denied the motion.

{¶7} On November 24, 2025, the court filed a prepared Judgment Entry

containing reasons for granting the motion, with the signature line stamped “denied.” On

appeal, this court remanded due to the trial court’s failure to sign the entry. On January

30, 2026, the trial court issued an entry, which stated that the matter had come before the

court for a hearing on the motion to seal, at which counsel for both sides was present. It

concluded: “For the reasons stated on the record, the Motion to Seal the Defendant’s

record is hereby denied.”

{¶8} On appeal, Swift raises the following assignment of error:

{¶9} “The court erred by denying appellant’s Motions to Seal Record.”

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{¶10} In her sole assignment of error, Swift argues that the trial court failed to

follow the law in ruling on her motions to seal: “[i]f the judge was even aware of the

balancing test between the public interest and the defendant’s need for privacy . . . it is

certainly not apparent by the record.” Although Swift argues the court did not apply the

balancing test, she does not cite any of the specific factors in the test.

Motions to Seal Under R.C. 2953.32 and 2953.33

{¶11} Before addressing Swift’s arguments, we initially note that the present

matter consists of different types of cases: 2004 CRB 00093, wherein Swift pled to a

lesser offense than the one for which she was charged; 2018 CRB 00314 wherein she

pled guilty to one charge and the other was dismissed; and 2022 CRB 00243 where Swift

was charged with two counts but the case was dismissed. The applicable factors to

consider on a motion to seal depend upon the disposition of the charges.

{¶12} An offender who is “convicted” can apply to the sentencing court for sealing

“of the record of the case” under R.C. 2953.32. Pursuant to R.C. 2953.33(A)(1), a person

can apply for sealing of the record where he or she is found not guilty or where the

complaint or indictment was dismissed. R.C. 2953.33 does not permit the sealing of

records of “individual counts that were dismissed from an indictment” but applies to cases

where the complaint or indictment is dismissed. State v. G.K., 2022-Ohio-2858, ¶ 27. In

the present matter, 2004 CRB 00093 and 2018 CRB 00314 would fall under R.C. 2953.32

while 2022 CRB 00243 would fall under R.C. 2953.33 since it involves the dismissal of

the entire complaint. While Swift requested relief under R.C. 2953.32, there is no question

she sought to have the record sealed in each case and we will consider the appropriate

legal standards for such relief.

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{¶13} Under R.C. 2953.32(B)(1), “an eligible offender may apply to the sentencing

court . . . for the sealing or expungement of the record of the case that pertains to the

conviction, except for convictions listed in division (A)(1).” R.C. 2953.32(A)(1) provides a

list of offenses to which the section does not apply such as, inter alia, offenses of violence,

sexually-oriented offenses, and first or second degree-felony offenses.

{¶14} Trial courts apply a two-step analysis when determining whether to grant an

application to seal. State v. T.W.C., 2025-Ohio-2890, ¶ 9. First, the trial court

“determines whether the offender is an ‘eligible offender,’ including whether the offender

has waited the requisite time before filing.” (Citation omitted.) Id. Second, it “weighs a

number of substantive considerations for and against the sealing.” (Citation omitted.) Id.

{¶15} “R.C. 2953.32(D)(1) requires a trial court to assess the same seven factors

before granting an application for record sealing or expungement.” State v. N.S., 2025-Ohio-5166, ¶ 20 (1st Dist.). Pursuant to R.C. 2953.32(D)(1), a court shall (a) determine

whether the application is pursuing sealing of a prohibited crime and was made in the

specified time period; (b) determine whether criminal proceedings are pending against

the applicant; (c) determine whether the applicant has been rehabilitated to the court’s

satisfaction; (d) consider any objections to the application advanced by the prosecutor;

(e) consider any objections raised by the victim; (f) “[w]eigh the interests of the applicant

in having the records pertaining to the applicant’s conviction . . . sealed . . . against the

legitimate needs, if any, of the government to maintain those records”; and (g) consider

any oral or written victim statements. If the court finds that all of these factors are met in

favor of the applicant, it “shall order all official records of the case that pertain to the

conviction . . . sealed.” R.C. 2953.32(D)(2)(a).

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{¶16} For the sealing of the record pursuant to R.C. 2953.33(B)(2), the trial court

is required to determine that the matter is brought in compliance with time guidelines,

determine whether criminal proceedings are pending, consider any objections by the

prosecutor, consider any conditions relating to a pardon, and “weigh the interests of the

person in having the official records pertaining to the case sealed . . . against the

legitimate needs, if any, of the government to maintain those records.”

Standard for Reviewing Motions to Seal

{¶17} We recognize the discretion that must be afforded to the trial court and the

subjective nature of the factual determinations underlying a ruling on a motion to seal.

State v. Hamilton, 1996-Ohio-440, ¶ 15. Decisions regarding the trial court’s ruling on

motions to seal are generally reviewed for an abuse of discretion. State v. C.J.R., 2025-Ohio-2477, ¶ 9 (11th Dist.), citing State v. Miller, 2023-Ohio-2651, ¶ 13 (11th Dist.).

An abuse of discretion is the trial court’s “‘failure to exercise sound, reasonable, and legal

decision-making.’” State v. Beechler, 2010-Ohio-1900, ¶ 62 (2d Dist.), quoting Black’s

Law Dictionary (8th Ed. 2004). The Ohio Supreme Court recently reaffirmed that

deference in State v. J.B., 2026-Ohio-1405, holding that an appellate court conducting

abuse-of-discretion review “is not free to substitute its judgment for that of the trial judge.”

Id. at ¶ 13, quoting Berk v. Matthews, 53 Ohio St.3d 161, 169 (1990).

{¶18} However, the trial court’s decision must not be “made without ‘consideration

of or regard for facts or circumstances.’” J.B. at ¶ 13, quoting State v. Beasley, 2018-Ohio-16, ¶ 12. Accordingly, a trial court must “provide sufficient information in its decision

to enable a reviewing court to ascertain whether it [had] considered all matters that must

be evaluated and whether it [had] applied the correct tests under the statute.” (Emphasis

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sic.) State v. N.C., 2022-Ohio-781, ¶ 11 (9th Dist.). As this court recently explained in

State v. M.J., 2026-Ohio-2464 (11th Dist.): “Where, as in J.B., the trial court recites the

underlying facts of the conviction, identifies a specific governmental interest tied to the

record, and articulates a reasoning process connecting the two, the reviewing court must

defer. Where the trial court does not do so, the abuse-of-discretion standard—even as

reaffirmed in J.B.—does not require an appellate court to supply a reasoning process that

was never reduced to the record.” Id. at ¶ 17.

Application of R.C. 2953.32 Factors

{¶19} In relation to the review of the motions in 2004 CRB 00093 and 2018 CRB

00314 under R.C. 2953.32, most of the factors are not subject to dispute based on the

face of the record, whether discussed specifically by the trial court or not. It is not

questioned that the offenses were eligible for sealing and the applications were filed under

the appropriate time period, or that there were no pending criminal proceedings. R.C.

2953.32(D)(1)(a) and (b). As to factors (d), (e), and (g)—prosecutor’s objections, victims’

objections, and any oral or written victim statements—no objections were filed and no

victim statements were made. Further, the State conceded that it did not object to sealing,

although it now contends that this was based on the fact that it was initially unaware Swift

sought employment as a veterinary tech based on her statements in the motion that she

intended to work in the “medical field.” Nonetheless, we observe that “[t]he lack of

objection on the part of the prosecutor does not relieve the trial court of its duty to weigh

the governmental interest against the applicant’s interest.” J.B. at ¶ 17.

{¶20} As to factor (c), relating to rehabilitation, the court noted that the charges

were not many years in the past (applicable to 2018 CRB 00314) and Swift had been

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before the court in other matters. Finally, under factor (f), the court considered that some

of the cases were initiated against Swift based on allegations of animal abuse and that

she now seeks to have the record sealed because she is attending school to become a

veterinary assistant. This court has found that “the public’s interest and ‘need to know’ of

a defendant’s criminal record is a legitimate governmental interest to balance against the

defendant’s interests.” State v. Sass, 2014-Ohio-4745, ¶ 22 (11th Dist.). Such an interest

has been found where the record that a defendant seeks to seal relates to the danger

posed to the public. For example, this court found that where the defendant used his

position to commit a crime related to his profession, i.e., misuse of his position as a

pharmacist, customers and employers had a need to be aware of this. Id. at ¶ 23.

Similarly, here the court found that there was a public need to be aware of the crimes

relating to animals given that Swift sought to gain employment as a vet assistant.

Veterinary employers and pet owners using their services have a right to know if an

employee who will be caring for their pet has convictions relating to animal offenses.

Review of Case No. 2018 CRB 00314

{¶21} Based on the foregoing review of the factors, we do not find that the trial

court erred in denying the motion to seal in Case No. 2018 CRB 00314. In that case,

Swift was charged with Cruelty to Animals and Confinement or Restraint of a Dog, entered

a plea of guilty to the Confinement charge, and the Cruelty charge was dismissed. The

trial court specifically took issue with the fact that the charges related to the lack of proper

care toward animals and that Swift is seeking education and future employment dealing

with animals. While the court did not specifically state this as the “governmental interest”

factor, it is evident that this was the meaning of its reasoning. We find this distinguishable

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from matters where the trial court failed to make sufficient findings to discern the rationale

for its denial of the motion. See M.J., 2026-Ohio-2464, at ¶ 21 (11th Dist.) (reversal

required due to the failure of the trial court to articulate the basis for its finding that there

was a government interest justifying denial of motion to expunge).

{¶22} Swift argues that the judge erred in denying the motion based solely on the

nature of the offenses, citing State v. Gaines, 2019-Ohio-5003 (6th Dist.), for the

proposition that trial courts “cannot categorically deny an application for expungement

based solely on the nature of the offense.” (Citation omitted.) Id. at ¶ 17. However, “[a]

court is not prohibited from mentioning or considering the nature of the offense as one

factor amongst others.” M.J. at ¶ 11, 20 (“[t]he J.B. Court confirmed that a trial court may

consider the nature of an applicant’s convictions when weighing the government’s

interest”). As noted above, this is the type of case where the nature of her offenses is

relevant to the governmental and public interest because her criminal conduct is directly

relevant to her future employment. Sass at ¶ 23.

{¶23} Swift also contends that the trial court was incorrect in finding that she

“failed” in her treatment of animals since she was not convicted of offenses relating to

cruelty of animals. We disagree. The trial court judge, having handled multiple matters

in which Swift was criminally charged and exhibiting familiarity with her, was clearly

concerned that she had been charged with Cruelty to Animals on multiple occasions.

While Cruelty to Animals charges were dismissed, she remained convicted of an offense

relating to appropriate care and control of animals, the failure to restrain a dog which

impacts the overall safety of individuals as well as other animals. We further note that,

even where a defendant has been acquitted of criminal charges, courts have considered

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the underlying conduct relating to such offenses in determining whether to grant or deny

an application for sealing or expungement. See State v. Grove, 29 Ohio App.3d 318, 320

(1st Dist. 1986) (the court, which presided over the trial and proceedings leading to

acquittal, “was in the best position to determine whether . . . the interest of the state in

maintaining the records of the case outweighed the appellant’s interest in having the

records sealed”); State v. Haney, 70 Ohio App.3d 135, 139 (10th Dist. 1991).

{¶24} The trial court further noted that not a long time had passed since these

offenses occurred which tends to demonstrate it questioned Swift’s rehabilitation,

particularly in light of its comments relating to her criminal record. This lends additional

support that its decision was not an abuse of discretion. While Swift takes issue with the

court acting as a “prophet” to determine whether she would remain unemployable, the

court’s statements were merely a summary of its concerns regarding the offenses with

which Swift was charged, both the number and type as they relate to her chosen career

path. This did not constitute reversible error given the deference to the trial court in this

type of case.

{¶25} Finally, Swift argues that the court erred in denying the motion because it

was “utterly unaware” of the disposition of the cases and not informed on the facts leading

to its judgments. However, while she contends the court was unaware of the animal

cruelty cases being dismissed, the court specifically stated that she had been “convicted

of or been accused” of offenses relating to her treatment of animals, indicating awareness

that not all of the charges resulted in convictions.

Review of Case No. 2004 CRB 00093

{¶26} Initially, we observe that the government interest concerns relating to

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seeking a career in the animal field are not relevant in this case, which arose from a

charge for Assault and resulted in a plea to Aggravated Disorderly Conduct. The court’s

denial relating to this case appears to be based on its analysis of a lack of rehabilitation

given her record of crimes of violence and repeated contacts with the trial court.

{¶27} This lack of rehabilitation is supported by the trial court’s question regarding

whether Swift’s offense of violence related to “knocking a tooth out.” Swift contends that

the court did not go into further detail about this offense, it was “vehemently denied” by

Swift, and such case “never, apparently, went to trial.” There is a lack of evidence to

show that the court abused its discretion in regard to this case. As a matter of public

record, a case involving these facts referenced by the court did go to trial in 2022. In

State v. Swift, 2022-Ohio-2283 (11th Dist.), Swift was convicted of Endangering Children

and Domestic Violence following a trial where there was testimony that Swift punched her

daughter, resulting in a broken tooth. Id. at ¶ 7. We do not find the court abused its

discretion in recognizing continuing crimes by Swift relating to violence which would

demonstrate a lack of rehabilitation.

{¶28} While it is accurate that the Assault charge was dismissed, Swift was still

convicted of a crime arising from “[e]ngaging in fighting, in threatening harm . . . or in

violent or turbulent behavior.” R.C. 2917.11(A)(1). It was reasonable of the court to

consider the charge, conviction, and subsequent offenses in determining the entirety of

the circumstances did not warrant sealing the record in this case.

Review of Case No. 2022 CRB 00243

{¶29} As to this case, Swift was charged with two counts of Cruelty to Companion

Animals and the case was ultimately dismissed. Under R.C. 2953.33, the trial court can

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deny a motion to seal the records relating to the dismissed complaint after considering

the relevant factors, including the interest of the government in having the record sealed.

For the reasons discussed above, the court could exercise its discretion to find the

government interest in having records relating to cruelty to animals sealed where the

defendant sought employment as a veterinarian assistant.

{¶30} The fact that the charges were dismissed did not preclude consideration of

the conduct related to the offenses charged. Grove, 29 Ohio App.3d at 320 (1st Dist.);

Haney, 70 Ohio App.3d at 139 (10th Dist.). While Swift emphasizes that these charges

were dismissed, R.C. 2953.33 does not automatically allow for the sealing of all charges

are dismissed; otherwise there would be no need for the trial court to be granted

discretionary authority to deny a motion to seal. “We do not choose to set forth a rule

whereby the trial court must grant the application of every criminal defendant who

becomes eligible to apply for” sealing of the record. Haney at 139.

{¶31} We recognize that in the recent case of State v. Welker, 2026-Ohio-3293

(11th Dist.), this court reversed the trial court’s denial of a motion to seal on the grounds

that the record did not reflect the trial court considered the statutory requirements under

R.C. 2953.33 and that it relied upon a lack of rehabilitation, a factor not contained in R.C.

2953.33. The present decision is consistent with Welker since it is factually

distinguishable. Here, while the lower court similarly did not delineate its consideration

of each factor under R.C. 2953.33, it did not rely on rehabilitation as the ground for denial

of the motion nor did it fail to consider the government interest ground. It is evident the

trial court’s denial of Swift’s motion on these offenses was based on the governmental

interest in the public being aware of such offenses, as discussed above, an appropriate

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and required factor for consideration under R.C. 2953.33. As this court held in Welker,

reversal is not warranted where “the record before this court clearly indicates that the trial

court did not find all of the prongs” in favor of the defendant. Id. at ¶ 37.

{¶32} The sole assignment of error is without merit.

{¶33} For the foregoing reasons, the judgment of the lower court, denying Swift’s

motions to seal, is affirmed. Costs to be taxed against appellant.

JOHN J. EKLUND, J.,

ROBERT J. PATTON, J.,

concur.

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JUDGMENT ENTRY

For the reasons stated in the Opinion of this court, the assignment of error is

without merit. The order of this court is that the judgment of the Ashtabula County Court,

Eastern Division, is affirmed.

Costs to be taxed against appellant.

JUDGE SCOTT LYNCH

JUDGE JOHN J. EKLUND,

concurs

JUDGE ROBERT J. PATTON,

concurs

THIS DOCUMENT CONSTITUTES A FINAL JUDGMENT ENTRY

A certified copy of this opinion and judgment entry shall constitute the mandate

pursuant to Rule 27 of the Ohio Rules of Appellate Procedure.

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