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Allen, Jerome B

2026-09-17

Authorities cited

Opinion

majority opinion

IN THE COURT OF CRIMINAL APPEALS

OF TEXAS

NO. WR-97,204-01

IN RE JEROME B. ALLEN, Relator

ON ORIGINAL APPLICATION FOR A WRIT OF MANDAMUS

APPEAL NO. 14-25-00088-CR

IN THE FOURTEENTH COURT OF APPEALS

CAUSE NO. 1772216

IN THE 228TH DISTRICT COURT

HARRIS COUNTY

PARKER, J., filed a dissenting opinion in which YEARY and FINLEY, JJ., joined.

DISSENTING OPINION

Appellant-Relator’s first jury was impaneled, but not sworn, on a Friday

before an associate judge. The elected trial judge died over the weekend, and that

jury was released on Monday, with nothing in the record suggesting that the jury

was sworn. The Court contends that the record was silent as to whether that jury

ALLEN DISSENT — 2

was sworn. I disagree, because the record supports a conclusion that the jury was

not sworn. In any event, I do not think the law is settled that there is no error to

correct when there has been no memorialization of the proceedings involving the

jury’s release. Consequently, the court of appeals’s abatement order does not

violate a ministerial duty. Moreover, Appellant-Relator has not shown that he

lacks an adequate remedy because he could complain in a petition for discretionary

review of any decision by the court of appeals to utilize the results of the abatement

hearing.

First, the Court is wrong when it says that the record is silent on whether the

first jury was sworn because the record at least supports an inference that the jury

was not sworn. We have a court reporter’s record of the voir dire. That record

reflects that voir dire before an associate judge ended on Friday, September 27,

2024, with the jury being impaneled but not sworn. Similarly, the docket sheet

reflects that “a jury was impaneled and admonished to return 09/30/2024 at 10:30

am. The remaining members of the panel were then excused from any further

duties. Court recessed for the day.” The next docket entry, on September 30,

2024, states: “Presiding judge Aguilar passed away and the jury was released from

ALLEN DISSENT — 3

any further duties.”1 Later docket entries, on January 10, 2025, refer to a second

voir dire being conducted. One of these entries included the notation, “A jury was

impaneled and admonished to return on 01/27/2025 at 11:30 am.” Two later

docket entries on January 27, 2025, indicate that the jury was sworn, with the first

saying, “Jury was seated sworn and admonished,” and the second saying, “Jury

sworn.”

From the various docket entries we can infer that the trial court’s practice

was to impanel the jury without swearing it in and to have the jury sworn in the day

the evidentiary phase of trial was set to begin. This practice makes sense, because

(1) there is no reason to swear the jury in prematurely, and (2) an associate judge

would feel it better to leave the decision on when and how to swear in the jury with

the elected judge who will preside over the trial. And when the elected judge died

over the weekend, there was no one to swear in the jury on Monday. Consistent

with this common-sense inference is the fact that the docket sheet contains no

notation that the first jury was sworn but does contain notations that the second

jury was sworn. Consequently, the record rather strongly supports the inference

that the first jury was not sworn.

1

For this and some later docket entries cited in this opinion, capitalization converted to lowercase for ease of reading.

ALLEN DISSENT — 4

The Court also invokes the general presumption of regularity. The Court

concludes that this presumption reinforces the presumption that the jury was

sworn, but it is mistaken. To the contrary, presuming the regularity of proceedings

in this case conflicts with presuming that the first jury was sworn. It would be

highly irregular to dismiss a sworn jury in such a way as to create a double-jeopardy

bar to prosecution before the State has had a chance to put on any evidence—

which could occur if the jury’s dismissal was not requested by the defendant or

justified by a showing of manifest necessity.2 The most reasonable “regularity”

explanation for the dismissal of the jury under the present record is that the jury

was not sworn—and so could be freely dismissed without double-jeopardy

consequences. Indeed, presuming that the jury was sworn makes the most sense

when the evidentiary stage of the trial has begun—a stage of proceedings that

properly occurs only after the jury has been sworn. Here, nothing occurred that

would require the first jury to have been sworn.

2

See Martinez v. Illinois, 572 U.S. 833, 839 (2014) (“There are few if any rules of criminal procedure clearer than the rule that ‘jeopardy attaches when the jury is empaneled and sworn.’”); United States v. DiFrancesco, 449 U.S. 117, 130 (1980) (“This Court has long recognized that the Government may bring a second prosecution where a mistrial has been occasioned by ‘manifest necessity.’ Furthermore, reprosecution of a defendant who has successfully moved for a mistrial is not barred, so long as the Government did not deliberately seek to provoke the mistrial request.”) (citations omitted).

ALLEN DISSENT — 5

The record does not establish beyond all doubt that the first jury was not

sworn. But Rule 44.2(c) does not say that the record must conclusively negate that

the jury was sworn; it just says that, to rebut the presumption that the jury was

sworn, the record must “affirmatively show[] the contrary.”3 What exactly is

required to affirmatively “show” that the jury was not sworn has not been explored

in any prior cases. There is certainly no settled precedent saying that the record

must conclusively establish that the jury was not sworn in order to “show” it.

Mandamus will not lie to settle unsettled law.4

Perhaps one could argue that abatement is unnecessary because the record

affirmatively shows that the jury was not sworn. But it does not show it beyond all

doubt, and I do not blame the court of appeals for seeking to determine whether the

matter can be established with certainty.

Second, the Court employs faulty reasoning when it claims the record need

not show whether a mistrial occurred. The Court cites the proposition that the

record does not have to affirmatively show the rationale for a mistrial, but that is

not the same thing as saying the record does not have to show whether there was in

3

TEX. R. APP. P. 44.2(c)(2) (brackets to conform grammar).

4

In re Green, 713 S.W.3d 843, 847 (Tex. Crim. App. 2025).

ALLEN DISSENT — 6

fact a mistrial. If a judge granted a mistrial, the record needs to show it, even if it

does not show the judge’s reasoning. And it is no answer to say that the docket

sheet shows the basis for the jury’s release. The docket sheet does not show how

that release was effectuated. Maybe the docket sheet’s silence in that regard (or

the absence of a court reporter’s record) does not matter if the jury was not sworn.

But if a court were to conclude that the jury was sworn, then it would matter, and

we would want to know how it is that the jury was released and what circumstances

led to that release. At any rate, the Court has pointed to no statute or case that says

that a trial court does not err in failing to memorialize what procedural vehicle was

used to dismiss a jury, and in fact, one of the cases cited by the Court suggests that

a failure to memorialize would be error.5

Finally, Appellant-Relator has an adequate remedy at law. If he thinks the

abatement was improper, he can complain about it in a petition for discretionary

review after the court of appeals gets the case back and renders a decision.6 The

Court is wrong to say that Appellant-Relator is irreversibly deprived of a decision

5

Rodgers v. State, 93 Tex. Crim. 1, 5 (Tex. Crim. App. 1922) (“We agree to the proposition that there should have been a judicial ascertainment of the facts justifying the discharge of the jury, and that this should have been evidenced by a proper entry in the court minutes.”).

6

See Thomson v. State, 727 S.W.3d 200, 202-03, 206 (Tex. Crim. App. 2025) (holding that abatement was improper in a petition from a court of appeals’s decision after abatement).

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on a silent record. If this Court were to determine that abatement were improper,

it could ignore or instruct the court of appeals to ignore any findings or evidence

from the abatement hearing.

I would deny leave to file. I respectfully dissent.

Filed: September 17, 2026

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