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FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS October 16, 2026
Christopher M. Wolpert
FOR THE TENTH CIRCUIT Clerk of Court
PAWNEE NATION OF OKLAHOMA,
Petitioner,
v. No. 25-9548
LEE ZELDIN, in his official capacity as
U.S. Environmental Protection Agency
Administrator; UNITED STATES
ENVIRONMENTAL PROTECTION
AGENCY,
Respondents.
Appeal from the Environmental Protection Agency
Michael S. Freeman (Rachael Jaffe, with him on the briefs), Earthjustice, Denver, Colorado, for Petitioner.
Cameron Hinojos (Adam R.F. Gustafson, Principal Deputy Assistant Attorney General; Robert Stander, Deputy Assistant Attorney General; and Laura Brown, with him on the brief), Environment and Natural Resources Division, United States Department of Justice, Washington, District of Columbia, for Respondents.
Before TYMKOVICH, BACHARACH, and FEDERICO, Circuit Judges.
TYMKOVICH, Circuit Judge.
Congress in 2005 approved a provision contained in a transportation funding
bill that came to be known as the “Midnight Rider,” because it was added last minute
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and without discussion. The Rider allowed Oklahoma to regulate environmental
programs in Indian country upon approval by the Environmental Protection Agency.
The provision lay dormant for fifteen years since Oklahoma never asked the EPA to
use it. But after the Supreme Court in McGirt v. Oklahoma, 591 U.S. 894 (2020),
expanded the scope of Indian country to encompass almost the entirety of eastern
Oklahoma, the State sought to invoke the Rider. The EPA ultimately granted
Oklahoma’s request in 2025, over the objection of several tribal nations, including
the Pawnee Nation of Oklahoma.
In this action, Pawnee Nation petitions for judicial review of EPA’s decision to
approve Oklahoma’s request to extend the State’s administration of federal
environmental programs to Indian country. Oklahoma first made its request in 2020
under the Rider: § 10211(a) of the Safe, Accountable, Flexible, Efficient
Transportation Equity Act: A Legacy for Users (SAFETEA), Pub. L. No. 109-59, 119
Stat. 1144 (2005). The EPA initially granted Oklahoma’s request that same year but
later withdrew its decision to provide for a longer period of consultation with the
affected tribal nations. In 2025, after reconsidering Oklahoma’s request for more
than three years, the EPA again approved the request.
Pawnee Nation challenges the 2025 approval, contending that the EPA’s
decision rests on several erroneous interpretations of § 10211(a) and was thus
contrary to law under the APA. Pawnee Nation seeks an order vacating the decision
because it says the agency’s action pursuant to § 10211(a) was ultra vires given that
the provision expired in 2009. Pawnee Nation also argues that even if the provision
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is not expired, the EPA’s decision-making process was inconsistent with § 10211(a)’s
statutory requirements and we should therefore vacate the agency’s decision and
remand for further administrative proceedings on Oklahoma’s request.
Exercising our exclusive jurisdiction under 33 U.S.C. § 1369(b)(1) to review
Pawnee Nation’s challenge, we DENY its petition and AFFIRM the EPA’s
interpretation of § 10211(a). We conclude § 10211(a)’s plain meaning
unambiguously indicates that the provision remains active and did not expire in 2009.
We also conclude that the EPA acted in accordance with the provision’s requirements
when granting Oklahoma’s request.
I. Background
We first provide a review of the relevant regulatory framework and then turn
to Pawnee Nation’s APA challenges.
A. Regulatory Background
Congress has given the EPA the authority to delegate to the states the
administration of a number of environmental regulatory programs. That way, states
can step in the shoes of the EPA as the primary regulatory authority within their
state. States typically submit a program application to the EPA, and if the program
meets applicable statutory and regulatory requirements, the EPA can approve the
state’s request.
The EPA, however, retains oversight authority over the state’s regulatory
program to ensure it continues to comply with federal law. “EPA oversight of state
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programs generally involves a number of interactions, including scheduled reviews of
state programs, reviews of specific regulatory actions such as draft state permits, and
consideration of compliance and enforcement issues.” R. at 937. Over the years, the
EPA has allowed Oklahoma to administer at least twenty-six State regulatory
programs under six different federal environmental statutes. See R. at 1140–41
(listing programs under the Resource Conservation Recovery Act; the Clean Air Act;
the Clean Water Act; the Safe Drinking Water Act; the Federal Insecticide,
Fungicide, and Rodenticide Act; and the Toxic Substances Control Act).
Usually, the EPA excludes Indian country from its delegations of
administrative authority to states. Instead, the EPA “retain[s] responsibility for
managing programs” in Indian country, “unless the State has an express grant of
jurisdiction from Congress sufficient to support delegation to the State
Government[.]” R. at 2 (EPA Policy for the Administration of Environmental
Programs on Indian Reservations (Nov. 8, 1984)).
But some federal environmental statutes enable Indian tribal nations to apply
for “treatment as a state” (TAS), and if approved by the EPA, a tribal nation can
implement its own regulatory program on its tribal lands. See, e.g., 40 C.F.R.
§ 130.16 (“Treatment of Indian tribes in a similar manner as states for purposes of the
Clean Water Act”). For example, in November 2004, the EPA granted the Pawnee
Nation of Oklahoma’s TAS application to administer regulatory programs on tribal
trust lands under the Clean Water Act. See Letter from Richard E. Greene, Reg’l
Adm’r to George Elton Howell, President, Pawnee Nation of Okla. (Nov. 4, 2004),
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https://www.epa.gov/sites/default/files/2015-07/documents/pawnee_nation_approval_and_maps.pdf.
In 2005, Congress passed a transportation funding bill that originated in the
House of Representatives Committee on Transportation and Infrastructure. The bill,
which became SAFETEA, primarily consisted of various spending authorizations for
highway programs and other transportation-related projects. But it also contained
other substantive provisions and amendments to the U.S. Code, many of which were
unrelated to transportation programs.
One such provision in SAFETEA’s miscellaneous section was § 10211, titled
“Environmental programs.” 1 Section 10211 requires EPA to permit Oklahoma to
extend its administration of a State regulatory program to Indian country upon
request if the State program conforms with federal law. The provision also imposed
an additional requirement on tribal nations for them to receive TAS. It reads:
(a) OKLAHOMA.—Notwithstanding any other provision of
law, if the Administrator of the Environmental Protection
1
Oklahoma tribal nations have come to call § 10211 the “Midnight Rider” because then-Oklahoma Senator James Inhofe reportedly inserted the provision into SAFETEA the evening before the Act’s passage and “[a]fter the Senate and House of Representatives agreed on the final version of the bill, . . . unbeknownst to tribal leaders or, indeed, really anyone.” Kimberly Chen, Towards Tribal Sovereignty: Environmental Regulation in Oklahoma After McGirt, 121 Colum. L. Rev. F. 95, 103 (2021); see also Keith S. Porter, Good Alliances Make Good Neighbors: The Case for Tribal-State-Federal Watershed Partnerships, 16 Cornell J. L. & Pub. Pol’y 495, 530 (2007) (“Senator Inhofe did not inform EPA, any tribes, or the governor of Oklahoma that he was going to include this provision in the transportation legislation; only the Oklahoma Independent Petroleum Association knew that the Senator was going to insert it.”). Pawnee Nation claims “[i]t is likely that Senator Inhofe added Section 10211 in response to the EPA’s 2004 approval of Pawnee Nation for” TAS. R. at 898 n.5.
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Agency (referred to in this section as the “Administrator”)
determines that a regulatory program submitted by the State
of Oklahoma for approval by the Administrator under a law
administered by the Administrator meets applicable
requirements of the law, and the Administrator approves
the State to administer the State program under the law with
respect to areas in the State that are not Indian country, on
request of the State, the Administrator shall approve the
State to administer the State program in the areas of the
State that are in Indian country, without any further
demonstration of authority by the State.
(b) TREATMENT AS STATE.—Notwithstanding any other
provision of law, the Administrator may treat an Indian tribe
in the State of Oklahoma as a State under a law administered
by the Administrator only if—
(1) the Indian tribe meets requirements under the law
to be treated as a State; and
(2) the Indian tribe and the agency of the State of
Oklahoma with federally delegated program
authority enter into a cooperative agreement, subject
to review and approval of the Administrator after
notice and opportunity for public hearing, under
which the Indian tribe and that State agency agree to
treatment of the Indian tribe as a State and to jointly
plan administer program requirements.
Pub. L. No. 109-59, 119 Stat. 1144, 1937 (2005) (emphasis added).
The only mention of § 10211 in legislative proceedings comes from thenSenator John McCain’s colloquy on the Senate floor shortly before Congress voted
on the bill:
Mr. McCAIN.
Mr. President, this is a remarkable piece of work. I want to
. . . take a few minutes to talk about some of the interesting
and egregious and remarkable aspects of this bill.
***
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[Section 10211(a)] [e]xpands the authority of the State of
Oklahoma in environmental matters to extend over ‘Indian
country’ within that State.
I don’t know what that costs. But what in the world is it
doing on a highway bill?
[Section 10211(b)] [r]equires for Treatment as a State under
EPA regulations, an Indian Tribe in Oklahoma, and the State
of Oklahoma, must enter a cooperative agreement to jointly
plan and administer program requirements.
What is that all about? No one has ever brought it to my
attention as chairman of the Indian Affairs Committee.
151 Cong. Rec. S9398-01 (2005). Congress subsequently passed SAFETEA and
President Bush signed it into law on August 10, 2005.
B. Procedural Background
From SAFETEA’s passage in 2005 to July 2020, Oklahoma never sought to
extend its State regulatory programs into Indian country under § 10211(a). But that
changed after July 9, 2020 when the Supreme Court issued its decision in McGirt v.
Oklahoma, 591 U.S. 894 (2020), which greatly expanded the scope of Indian country
in Oklahoma to encompass land that the state and federal governments had
understood to be exclusively state territory.
Several weeks after McGirt was decided, Oklahoma submitted a request to the
EPA under § 10211(a) to extend twenty-six State environmental regulatory programs
to Indian country. Oklahoma sought to “reestablish the status quo regarding the
scope of the State’s programs as they had been administered prior to the McGirt
decision,” R. at 1135, “but not to expand that scope, . . . expressly exclud[ing] from
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its request categories of land (e.g., Indian allotments and tribal trust lands) that had
been understood to constitute Indian country . . . prior to” McGirt, EPA Br. at 8.
The Muscogee (Creek) Nation requested tribal consultation with the EPA on
July 24, 2020 regarding Oklahoma’s request. Over the next few months, the EPA
met twice with the Creek Nation and discussed Oklahoma’s request with at least
thirteen other federally recognized Oklahoma tribal nations. Pawnee Nation also
requested a consultation, however, according to the EPA, “a suitable date and time
could not be agreed upon before the end of the consultation period.” R. at 152.
On September 29, 2020, the EPA released a Summary Report of Tribal
Consultation and Engagement and noted several “[k]ey themes that emerged from the
tribal meetings and consultation letters,” including that: (1) “the length of the
consultation period was too short,” id. at 153–54; (2) Oklahoma’s request “may be
contrary to the principles contained within the [EPA’s 1984 Indian Policy]” in which
the EPA “recognize[s] tribal governments as the primary parties for setting standards,
making environmental policy decisions and managing programs for reservations,” id.
at 154–55; and (3) the request conflicted with the federal government’s obligation to
protect tribal sovereignty under its trust obligation and various treaties, id. at 155–57.
“Many tribes” also “expressed concerns and asked questions about the implications
and validity of section 10211,” including, its “legal status” and how it was
“connected to a transportation bill.” Id. at 162.
The EPA responded that it “found no evidence, nor has any been provided by
tribes, that indicates section 10211 has sunset and is therefore no longer valid.” Id. at
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163. It also noted that although § 10211(b)—the cooperative-agreement provision—
was “of concern to the tribal nations,” it was “not implicated by [Oklahoma’s]
request and [was] therefore outside of the scope of this approval.” Id. The EPA did,
however, state that § 10211(b)’s requirement “for a cooperative agreement remains a
prerequisite for tribal assumption of regulatory programs,” and that “[t]o date, EPA
has approved only one cooperative agreement under this provision: between the
Citizen Potawatomi Nation and the State.” Id.
On October 1, 2020, the EPA issued a decision granting Oklahoma’s request.
It determined that “Oklahoma’s July 2020 request seeks approval under SAFETEA to
administer environmental regulatory programs submitted by the State that EPA [(1)]
has determined meet applicable requirements of federal environmental law and [(2)]
has approved outside of Indian country.” Id. at 209. “Because these basic statutory
criteria are met” and because it had “no discretion to weigh additional factors in
rendering its decision,” the EPA concluded it was “required to approve the State’s
request to administer these previously approved regulatory programs . . . .” Id. at
209–10.
But after sixteen Oklahoma tribal nations (including Pawnee Nation)
petitioned the EPA in March 2021 to revisit its October 2020 decision, the EPA—
now operating under a different presidential administration—initiated a second tribal
consultation process. On December 22, 2021, after the EPA completed its second
consultation period, it issued a notice of proposed agency action regarding the
October 2020 decision. The EPA found that its “expedited tribal consultation
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meetings” before the October 2020 decision “(three weeks for 38 tribes in Oklahoma)
was inadequate to allow meaningful engagement regarding impacts of the State’s
request on tribes.” R. at 536–37. It thus “propos[ed] to withdraw and reconsider the
October 2020 Decision [as] an appropriate first step to address the issues” raised by
the tribal nations. Id. at 540. The EPA “invit[ed] comments to inform [its]
reconsideration and decision making regarding the State’s request under SAFETEA,”
but left Oklahoma’s program authority under the October 2020 decision “in place and
unaffected” pending final agency action on the proposed withdrawal. Id. at 533–34.
After more than three years of additional consultation with the tribal nations
and receiving comments from other stakeholders, the EPA issued a new decision on
January 13, 2025. The January 2025 decision withdrew the October 2020 decision
but still approved Oklahoma’s § 10211(a) request. The EPA, however, also imposed
a condition on its approval. It added a “State-Tribal Engagement Condition” that
“required” Oklahoma to follow enumerated “Tribal Engagement Protocols.” R. at
928, 935. The Protocols outlined “a minimum set of procedures” applicable to “all
final agency actions by the State under the program(s) covered by the SAFETEA
decision,” including: “send[ing] a written notice to any Covered Tribe(s) . . . whose
Indian country will be subject to, is the site of, or is within 50 miles of the site of the
final agency action”; “inviting the affected Tribes to confer with the State regarding
the action”; “provid[ing] sufficient documentary information for the Tribe(s) to make
an informed decision about the action”; engaging in “[m]eaningful conferral” which
“require[s] that efforts are aimed at achieving consensus between the State and the
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affected Tribes”; “provid[ing] a written description of the tribal engagement process
to the affected Tribes”; and “provid[ing] a yearly report to the EPA” and “all
Covered Tribes” detailing all tribal engagements. R. at 939–45. The EPA explained
that the Engagement Condition “establish[ed] a similar consultative relationship
between the State and Tribes as exists between EPA and the Tribes and is narrowly
tailored to provide procedural opportunities for Tribal input without disturbing the
State’s ultimate regulatory decision-making authority.” Id. at 929.
But in April 2025 the EPA—after yet another change in presidential
administrations—notified the Oklahoma tribal nations that it had erred in its January
2025 decision by interpreting § 10211(a) to authorize it to impose conditions on its
approval, finding such authorization exceeded the statutory grant of power. The EPA
met again with the tribal nations over the course of a month and on May 12, 2025, it
issued another decision approving Oklahoma’s § 10211(a) request, but this time
without the State-Tribal Engagement Condition.
Pawnee Nation then petitioned this court to review the EPA’s May 2025
decision.
II. Discussion
A. Standard of Review
When reviewing an agency’s final action under the APA, we must “hold
unlawful and set aside [the] action” if it is “arbitrary, capricious, an abuse of
discretion, or otherwise not in accordance with the law.” 5 U.S.C. § 706(2)(A). An
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agency action is arbitrary, capricious, and not in accordance with the law when the
agency acts outside its statutory authority under an erroneous view of the law. See
Am. Wild Horse Campaign v. Raby, 144 F.4th 1178, 1188–91 (10th Cir. 2025). We
“must exercise [our] independent judgment in deciding whether an agency has acted
within its statutory authority”; we do “not defer to an agency interpretation of the law
simply because a statute is ambiguous.” Loper Bright Enters. v. Raimondo, 603 U.S.
369, 412–413 (2024).
Pawnee Nation argues that the EPA’s May 2025 decision is contrary to law
under § 706 of the APA for three reasons. It contends: (1) Section 10211(a) expired
in 2009 along with other parts of SAFETEA, so the EPA could not have acted under
it; (2) the EPA rested on an erroneous interpretation of § 10211(a) when it concluded
it had no authority to impose conditions on its approval of Oklahoma’s request; and
(3) the EPA failed to make a contemporaneous determination that Oklahoma’s
regulatory programs complied with federal law, as required by § 10211(a).
Before addressing the APA claims, we first address our subject matter
jurisdiction.
B. Subject Matter Jurisdiction
Although both parties agree this court has proper jurisdiction to consider
Pawnee Nation’s petition, we must independently ensure our subject matter
jurisdiction over this matter. See FW/PBS, Inc. v. City of Dallas, 493 U.S. 215, 231
(1990) (“Every federal appellate court has a special obligation to satisfy itself of its
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own jurisdiction, even though the parties are prepared to concede it.” (citation
modified)).
Section 10211 does not outline a judicial review procedure, nor does
SAFETEA contain a general provision that governs review for the entire statute. 2
But under most of the substantive federal statutes that govern the regulatory
programs at issue, we have exclusive jurisdiction to consider petitions for review of a
final EPA action concerning state implementation plans. See, e.g., 33 U.S.C.
§ 1369(b)(1) (“Review of the Administrator’s action . . . in making any determination
as to a State permit program submitted under [the Clean Water Act] . . . may be had
by any interested person in the Circuit Court of Appeals of the United States for the
Federal judicial district in which such person resides or transacts business which is
directly affected by such action upon application by such person.”); 42 U.S.C.
§ 7607(b)(1) (similar for the Clean Air Act); id. § 300j-7(a)(2) (similar for the Safe
Drinking Water Act); id. § 6976(b) (similar for the Resource Conservation and
Recovery Act). Pawnee Nation resides within this circuit and challenges Oklahoma’s
request to extend its State regulatory programs under those statutes to Indian country.
We thus have exclusive jurisdiction to hear Pawnee Nation’s petition over those
programs.
2
Section 7123 of SAFETEA contains a judicial review provision, but it relates to Chapter 51 of Title 49 in the United States Code which deals with the transportation of hazardous materials. See Pub. L. No. 109-59, 119 Stat. 1144, 1907– 08 (2005) (codified as 49 U.S.C. § 5127(a)). Pawnee Nation’s petition does not challenge any Department of Transportation action under Chapter 51 so that provision has no application here.
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And although other statutes that govern the remaining regulatory programs in
Oklahoma’s request do not require exclusive review by this court, Pawnee Nation’s
challenge to the EPA’s decision on those programs is “inescapably intertwined” with
the programs we have exclusive jurisdiction over because the EPA’s decision was
made under the same provision, § 10211(a). See Soul Quest Church of Mother Earth,
Inc. v. U.S. Att’y Gen., 92 F.4th 953, 971 (11th Cir. 2023); Ctr. for Biological
Diversity v. EPA, 861 F.3d 174, 187–88 (D.C. Cir. 2017).
As a result, we conclude we have exclusive subject matter jurisdiction to
consider Pawnee Nation’s petition for review.
C. APA Challenges
1. Section 10211’s Application
Pawnee Nation first argues that § 10211 expired on “September 30, 2009”
because SAFETEA “was a time-limited spending act, most provisions of which
applied only for fiscal years 2005 to 2009.” Ptr’s Br. at 11, 23 (internal quotation
marks omitted). It claims that a presumption-against-permanence substantive canon
of interpretation applies because § 10211 was “a rider in a time-limited spending act
[that] change[d] substantive law,” which creates a “‘very strong presumption’” that
the provision was only active “for the fiscal years that [SAFETEA was] in effect.”
Id. at 23 (quoting Bldg. & Constr. Trades Dep’t, AFL-CIO v. Martin, 961 F.2d 269,
273 (D.C. Cir. 1992)). Pawnee Nation further contends § 10211 does not overcome
this presumption because it does not contain “a clear statement of futurity,” nor does
it otherwise make clear that Congress intended the provision to be permanent. Id. at
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24–25 (quotation marks omitted). As a result, under Pawnee Nation’s interpretation,
the EPA could not have lawfully approved Oklahoma’s request under an expired
provision.
The EPA, however, argues the presumption against permanence does not apply
because the canon only applies to appropriations bills that cover a single fiscal year,
and SAFETEA was not one. “Although SAFETEA contains certain appropriations
provisions, the statute is a broader authorization containing numerous substantive
provisions with varying expiration dates specific to those particular provisions.” R.
at 524. Because the presumption does not apply, and because § 10211 “does not
contain any sunset or express expiration,” the EPA contends the provision is not
expired. EPA Br. at 15.
We agree that the presumption-against-permanence canon does not apply
here—but for a reason different than that advanced by the EPA. Instead, we
conclude that the canon is an ambiguity-resolving interpretive aid. And because we
read § 10211(a) to be unambiguously unexpired, the canon does not come into play,
and we need not decide whether it applies to a statute like SAFETEA.
a. The Presumption Against Permanence
Although we have not yet addressed the so-called presumption-againstpermanence substantive canon, other circuits that have applied the canon trace its
origins to the Supreme Court’s decision in Minis v. United States, 40 U.S. (15 Pet.)
423 (1841) (Story, J.). See, e.g., Atl. Fish Spotters Ass’n v. Evans, 321 F.3d 220, 224
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(1st Cir. 2003); Tin Cup, LLC v. U.S. Army Corps of Eng’rs, 904 F.3d 1068, 1073
(9th Cir. 2018). 3
In Minis, the government sought to recover $13,589.05 of commissions it paid
to Doctor Minis, a surgeon in the army. Although the government had paid Minis the
commissions from appropriations made for the years 1836 and 1837, the government
argued that a provision from an appropriation law for the year 1835 was “permanent
in its operation, and applicable to all future appropriations[.]” Minis, 40 U.S. at 445.
The 1835 provision prohibited additional pay to army officers “for any service or
duty,” which the government argued barred Minis from receiving the commissions.
Id. at 442. The Supreme Court concluded that because the provision was attached to
“a mere appropriation law of limited nature,” it was “limited exclusively to
3
Our predecessor circuit declined to apply the presumption against
permanence in United States v. Perry, 50 F. 743 (8th Cir. 1892). And although the “decisions of our predecessor circuit are [not] controlling in this court,” they remain “persuasive” authority when relevant. Iron Bar Holdings v. Cape, 131 F.4th 1153, 1171 (10th Cir. 2025) (quotation marks omitted).
We also note that while we have not yet addressed the canon, we have concluded that under 31 U.S.C. § 1301, Congress must “expressly state[]” that a specific provision in an annual appropriation law is “permanent” for us to conclude the provision made a lasting change to substantive law. Smithsfork Grazing Ass’n v. Salazar, 564 F.3d 1210, 1216 (10th Cir. 2009). Section 1301 mandates that “[a]n appropriation in a regular, annual appropriation law may be construed to be permanent or available continuously only if the appropriation . . . expressly provides that it is available after the fiscal year covered by the law in which it appears.” 31 U.S.C. § 1301(c). Pawnee Nation, however, does not argue § 1301 affects our interpretation of § 10211—most likely because SAFETEA was not an annual appropriation law. We therefore do not consider § 1301 in our analysis.
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appropriations made at the session of 1835” and therefore did not bar Minis’s
commissions in 1836 and 1837. Id. at 445.
It would be somewhat unusual, to find engrafted upon an act
making special and temporary appropriations, any provision
which was to have a general and permanent application to
all future appropriations. Nor ought such an intention on
the part of the legislature to be presumed, unless it is
expressed in the most clear and positive terms, and where
the language admits of no other reasonable interpretation.
Id.
The Supreme Court, however, has never since explicitly invoked a
presumption-against-permanence canon. The Court has cited Minis, but it only did so
when discussing a different substantive canon: the presumption against implied
repeals. See, e.g., United States v. Vulte, 233 U.S. 509, 515 (1914); Maine Cmty.
Health Options v. United States, 590 U.S. 296, 316 (2020). And while application of
the presumption against implied repeals in the appropriations context might relate to
Minis’s reasoning, that canon is nevertheless distinct from Pawnee Nation’s proffered
presumption against permanence.
Yet multiple circuit courts have relied on the Court’s reasoning in Minis and
invoked a presumption-against-permanence canon. For example, in Tin Cup, LLC v.
U.S. Army Corps of Engineers, the Ninth Circuit stated:
There is [a] very strong presumption that if an
appropriations act changes substantive law, it does so only
for the fiscal year for which the bill was passed. . . . Absent
a clear statement of futurity, a provision in an appropriations
act is only in force for the fiscal year of the appropriation.
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904 F.3d at 1073 (internal citations and quotation marks omitted). See Bldg. &
Constr. Trades Dep’t, 961 F.2d at 273–74 (“[A] provision contained in an
appropriations bill operates only in the applicable fiscal year, unless its language
clearly indicates that it is intended to be permanent.”); Atl. Fish Spotters Ass’n, 321
F.3d at 224–25 (“A provision in an annual appropriations bill presumptively applies
only during the fiscal year to which the bill pertains.”).
But before we can address whether the presumption applies to a statute like
SAFETEA, we must first determine when it would apply in our interpretive process.
Pawnee Nation argues that the presumption against permanence applies to § 10211 at
the start as a clear statement rule. Under that formulation, the presumption (if it
applies) would “put a thumb on the scale from the very outset of our interpretative
process—i.e., that it should factor not only into our resolution of any ambiguity we
might ultimately find in [§ 10211(a)], but also into our assessment of whether the
statute is ambiguous in the first place.” Yale New Haven Hosp. v. Becerra, 56 F.4th
9, 24 (2d Cir. 2022). Cf. id. (considering whether the presumption favoring judicial
review of agency action is an ambiguity-resolving canon or a clear statement rule).
To be sure, some substantive canons are triggered at the beginning of a court’s
interpretative process. These clear statement (or plain statement) rules “impl[y] a
special substantive limit on the application of an otherwise unambiguous mandate.”
Spector v. Norwegian Cruise Line Ltd., 545 U.S. 119, 141 (2005) (plurality opinion).
“[P]lain statement rules do not turn on a finding of clarity versus ambiguity; rather,
they turn on whether the statute includes an express statement overcoming the default
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rule against a certain reading.” Brett M. Kavanaugh, Fixing Statutory Interpretation,
129 Harv. L. Rev. 2118, 2155 (2016). As a result, “presumptions framed as plain
statement rules require something more: they demand language directly stating
Congress’s intent to wade into the area encompassed by the plain statement rule.” Id.
“Typically, we find clear-statement rules appropriate when a statute implicates
historically or constitutionally grounded norms that we would not expect Congress to
unsettle lightly.” Jones v. Hendrix, 599 U.S. 465, 492 (2023) (emphasis added).
Presumptions that apply without an ambiguity trigger are thus normally
“constitutionally inspired ‘clear statement rules,’ which insist that Congress speak
with unusual clarity when it wishes to effect a result that, although constitutional,
would disturb a constitutionally inspired value.” John F. Manning, Clear Statement
Rules and the Constitution, 110 Colum. L. Rev. 399, 407 (2010) (emphasis added);
see also id. (listing “the federalism canon” and “the retroactivity canon” as examples
of constitutionally inspired clear statement rules); Philip P. Frickey, Marshalling
Past and Present: Colonialism, Constitutionalism, and Interpretation in Federal
Indian Law, 107 Harv. L. Rev. 381, 415 (1993) (“Clear-statement rules, because they
can radically bend documents away from their apparent meaning, are used
sparingly. Their primary justification today is to guard against the erosion of
constitutional structures that are difficult to protect by more direct forms of judicial
review.”).
On the other hand, presumptions that are not constitutionally inspired, but seek
to further some other value or policy, “implicitly rest on an initial finding of
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ambiguity.” Kavanaugh, supra, at 2155; see also id. at 2154–55 (listing the
presumption against statutes applying extraterritorially and the presumption against
implied repeals as examples of ambiguity-dependent presumptions). And “while the
Court has in the past recognized certain clear statement rules that implement social
rather than constitutional values, such authority seems not to have taken root on a
generalized basis.” Manning, supra, at 426.
The presumption-against-permanence substantive canon falls into the latter
category. It does not further any constitutional value. Rather, it appears the
presumption is grounded in the House’s and Senate’s rules that prohibit the inclusion
of general legislation in appropriations bills. See Vulte, 233 U.S. at 515 (“[Minis’s
reasoning] follows naturally from the nature of appropriation bills, and the
presumption hence arising is fortified by the rules of the Senate and House of
Representatives.”); United States v. Will, 449 U.S. 200, 222 (1980) (“[T]he rules of
both Houses limit the ability to change substantive law through appropriations
measures.” (citing Senate Standing Rule XVI(4); House of Representatives Rule
XXI(2))). Enforcing Congress’s policy on appropriations bills does not further a
constitutional value because the Supreme Court has explicitly stated that despite
those congressional rules, a provision attached to an appropriation bill can change
substantive law. See id. (“[W]hen Congress desires to suspend or repeal a statute in
force, ‘[t]here can be no doubt that . . . it could accomplish its purpose by an
amendment to an appropriation bill, or otherwise.’” (second alteration in original)
(quoting United States v. Dickerson, 310 U.S. 554, 555 (1940))); see also Amy
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Coney Barrett, Substantive Canons and Faithful Agency, 90 B.U. L. Rev. 109, 123–
24 (2010) (“Substantive canons are in no tension with faithful agency insofar as they
are used as tie breakers between equally plausible interpretations of a statute. . . .
Substantive canons are in significant tension with textualism, however, insofar as
their application can require a judge to adopt something other than the most textually
plausible meaning of a statute.”). Clear statement rules “impose a clarity tax on
Congress by insisting that Congress legislate exceptionally clearly when it wishes to
achieve a statutory outcome that threatens to intrude upon some judicially identified
constitutional value . . . .” Manning, supra, at 399.
We decline to categorize the presumption against permanence as a diceloading clear statement rule and instead conclude that it only comes into play when a
statute is ambiguous. 4 See Auburn Hous. Auth. v. Martinez, 277 F.3d 138, 143–47
(2d Cir. 2002) (analyzing the presumptions against permanence and implied repeals
only after finding the statutory text was ambiguous); Atl. Fish Spotters Ass’n, 321
F.3d at 224 (“When the words of a statute neither create ambiguity nor lead to an
entirely unreasonable interpretation, an inquiring court need not consult other aids to
statutory construction.”). Applying the presumption as a clear statement rule would
4
Other circuits have found that similar presumption-framed substantive canons depend on a finding of ambiguity. See, e.g., Vitrol, Inc. v. United States, 30 F.4th 248, 253 (5th Cir. 2022) (declining to apply the “narrow construction of tax breaks” substantive canon because the statute was unambiguous); Yale New Haven Hosp. v. Becerra, 56 F.4th 9, 24–26 (2d Cir. 2022) (declining to apply the “presumption favoring judicial review of agency action” “as a tiebreaker” because it found the statute unambiguously precluded judicial review).
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contravene our judicial role of “interpret[ing] the language of the statute enacted by
Congress.” Barnhart v. Sigmon Coal Co., 534 U.S. 438, 461 (2002); see also Vitrol,
Inc. v. United States, 30 F.4th 248, 253 (5th Cir. 2022) (“[O]nly if we determine that
a statute is ambiguous—that is, after plain meaning and application of the
interpretive canons are found lacking—do the so-called substantive canons come into
play.” (citation modified)). “When the words of a statute are unambiguous, then, this
first canon is also the last: ‘judicial inquiry is complete.’” Barnhart, 534 U.S. at 462
(quotation marks omitted).
Our predecessor circuit concluded the same in United States v. Perry, 50 F.
743 (8th Cir. 1892), when it rejected application of the presumption after finding the
statute’s text was clear. In Perry, the provision at issue was attached to an annual
appropriations bill. And because of that the appellee claimed it was temporary and
applied only to the appropriations made in the act in which it was found. But the
Eighth Circuit declined to apply the presumption against permanence and concluded
the provision made a permanent change in the law.
[I]t is clear that congress intended by this proviso to change,
and by apt and plain words has changed and diminished, the
compensation fixed by [an earlier authorization
statute]. That this law is found in an act making general
appropriations will not authorize the courts to disregard or
explain it away. For many years it has been a common
practice of the congress to enact general provisions of law
in the acts making appropriations, until there is now little, if
any, presumption that such provisions are not intended to be
permanent and general. . . . The proviso is plain and
unambiguous.
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Id. at 748. The Supreme Court referred to Perry in United States v. Dickerson, 310
U.S. 554 (1940), when it determined that a different provision attached to another
annual appropriations bill was not limited to only funds appropriated in that bill but
also suspended a prior congressional authorization. See 310 U.S. at 561–62.
At bottom, we conclude the presumption against permanence, “as is true of
any guide to statutory construction, only serves as an aid for resolving an ambiguity;
it is not to be used to beget one.” Callanan v. United States, 364 U.S. 587, 596
(1961) (Frankfurter, J.). The canon “comes into operation at the end of the process of
construing what Congress has expressed, not at the beginning as an overriding
consideration . . . .” Id. If the plain meaning of a statute is unambiguous, then we
have no need to resort to the presumption against permanence. See Perry, 50 F. at
748.
We must therefore first discern § 10211(a)’s plain meaning on the issue before
we can turn to the canon’s potential application.
b. The Plain Meaning of § 10211(a)
We start by employing the “traditional tools of statutory construction” to find
the “best reading” of § 10211(a). Loper Bright, 603 U.S. at 400–01; see also id. at
400 (“In the business of statutory interpretation, if it is not the best [reading of the
statute], it is not permissible.”). Thus, our “first step in interpreting a statute is to
determine whether the language at issue has a plain and unambiguous meaning with
regard to the particular dispute in the case.” Robinson v. Shell Oil, 519 U.S. 337, 340
(1997). “The plainness or ambiguity of statutory language is determined by reference
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to the language itself, the specific context in which that language is used, and the
broader context of the statute as a whole.” Id. at 341. We need only resort to the
presumption against permanence “if, after seizing everything from which aid can be
derived,” we are left with a “grievous ambiguity or uncertainty” such that we “can
make no more than a guess as to what Congress intended.” Ocasio v. United States,
578 U.S. 282, 295 n.8 (2016) (quotation marks omitted).
We start with the text. Section 10211 contains no sunset provision, nor does it
say anything about the duration of its application. The text therefore indicates it is
not expired.
Pawnee Nation, however, argues the provision likewise does not contain
“words of futurity” to demonstrate its permanence. Ptr’s Br. at 28. It thus urges us
to find the text is at least ambiguous as to whether it is expired because of its
“silence” on the issue. Id. at 25.
But the provision is not ambiguously silent on the issue just because it does
not contain words of futurity. The absence of such words is typical; statutes seldom
say anything about their duration, and we usually only find a duly enacted provision
of Congress is expired when it says so. See Perry, 50 F. at 748. And the presence of
words of futurity is but one factor for a court to consider when determining whether a
statute overcomes the presumption against permanence, see, e.g., Tin Cup, 904 F.3d
at 1073, which we have already concluded is not yet in play. Finding the statute
ambiguous because it does not contain such words would smuggle the ambiguity24
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dependent presumption into our initial textual analysis to “beget” an ambiguity—not
resolve one. Callanan, 364 U.S. at 596.
Next, we evaluate the context of § 10211 within the rest of the statute.
Contextual clues from other parts of SAFETEA, such as its preamble, also indicate
that the provision has not expired. See Antonin Scalia & Bryan Garner, Reading Law
217 (2012) (“A preamble, purpose clause, or recital is a permissible indicator of
meaning.”). For instance, time-limited acts typically say in their preamble that the
entire statute applies only for a specific timeframe. See, e.g., Atl. Fish Spotters
Ass’n, 321 F.3d at 228 (Appropriations bill at issue stated, “No part of any
appropriation contained in this Act shall remain available for obligation beyond the
current fiscal year unless expressly so provided herein.” (emphasis added)
(quoting Pub. L. No. 106–553, app. B § 602)); Pub. L. No. 102-377, 106 Stat. 1315
(1992) (Preamble of the “Energy and Water Development Appropriations Act of
1993” at issue in Tin Cup, LLC v. U.S. Army Corps of Eng’rs, 904 F.3d 1068 (9th
Cir. 2018), stated its purpose was to “mak[e] appropriations for energy and water
development for the fiscal year ending September 30, 1993[.]” (emphasis added));
Pub. L. No. 102-27, 105 Stat. 130 (1991) (Preamble of the “emergency supplemental
appropriations” bill at issue in Bldg. & Constr. Trades Dep’t, AFL-CIO v. Martin,
961 F.2d 269 (D.C. Cir. 1992), stated its purpose was to “provide dire emergency
supplemental appropriations for the fiscal year ending September 30, 1991[.]”
(emphasis added)).
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SAFETEA, however, contains no such overarching preamble or provision that
states the entire statute is only in effect for certain fiscal years. See Pub. L. No. 109-59, 119 Stat. 1144 (2005) (Preamble for SAFETEA states it is “[a]n Act To authorize
funds for Federal-aid highways, highway safety programs, and transit programs, and
for other purposes.”). Congress also included express sunset language in other
SAFETEA provisions but did not include such language in § 10211. See Keene
Corp. v. United States, 508 U.S. 200, 208 (1993) (“Where Congress includes
particular language in one section of a statute but omits it in another, it is generally
presumed that Congress acts intentionally and purposely in the disparate inclusion or
exclusion.” (citation modified)).
And other provisions of SAFETEA that likewise did not contain sunsets, and
that also were not codified in the U.S. Code, 5 appear to remain active. For example,
§ 5305(h) of SAFETEA was never codified in the U.S. Code, however, in Public Law
117-286 (Dec. 27, 2022), Congress made technical amendments to § 5305(h). See
Pub. L. No. 117-286, 136 Stat. 4196, 4325 (2022) (amending “Section 5305(h)(5) of
SAFETEA-LU”); see also id. (amending “Section 5307(a)(4)(B) of SAFETEA-LU”
which was also not codified in the U.S. Code).
As a result, we conclude § 10211’s plain meaning unambiguously
demonstrates that it is not expired.
5
Pawnee Nation claims that § 10211’s absence from the U.S. Code supports its argument that the provision is expired. We, however, decline to look to postenactment codification history to find ambiguity.
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c. The EPA’s Interpretation
Although we do not defer to an agency’s interpretation of the statute it
administers, we still afford “respect” to and “seek aid from [its] interpretations” to
determine “the statute’s meaning” when such interpretations were “issued
contemporaneously with the statute at issue, and [have] remained consistent over
time[.]” Loper Bright, 603 U.S. at 394, 399 (citing Skidmore v. Swift & Co., 323
U.S. 134, 140 (1944) (R. Jackson, J.)). “[T]he agency’s ‘body of experience and
informed judgment,’ . . . has always been one of the factors which may give an
Executive Branch interpretation particular ‘power to persuade, if lacking power to
control.’” Id. at 394 (quoting Skidmore, 323 U.S. at 140).
We afford Skidmore-respect to the EPA’s longstanding and consistent
interpretation of § 10211. Even though the EPA does not appear to have interpreted
§ 10211(a) before Oklahoma submitted its request in July 2020, 6 it has since
consistently maintained the provision is not expired. For example, the EPA stated in
September 2020:
Section 10211 in particular is a substantive provision of law
with no explicit expiration date that does not condition or
limit appropriations and that is not otherwise topically
related to the remainder of the statute. Among other things,
the provision would not reasonably be viewed as connected
to appropriations provisions elsewhere in the statute that
6
The EPA did argue that § 10211(a) was an active source of law during litigation of the D.C. Circuit case Oklahoma Department of Environmental Quality v. EPA, 740 F.3d 185 (D.C. Cir. 2014) (Okla. DEQ). Also, neither Oklahoma nor the D.C. Circuit appear to have considered the possibility that the provision had expired. See Okla. DEQ, 740 F.3d at 189–90.
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may be subject to temporal limitations. . . . EPA does not
believe that the provision would reasonably be viewed as
having expired.
R. at 524.
And just as relevant but perhaps more convincing, the agency has long
interpreted § 10211(a)’s companion provision, § 10211(b) (requiring a cooperation
agreement with Oklahoma for a tribal nation to obtain TAS status), to remain active
legislation. In fact, everyone appears to have treated that provision as still in force
after September 30, 2009: the EPA, other tribal nations, and Oklahoma have all
assumed § 10211(b) remains in effect. 7
For example, on December 22, 2009, months past the end of the 2009 fiscal
year and sunset of other SAFETEA provisions, the Potawatomi Nation of Oklahoma
signed a cooperation agreement with Oklahoma pursuant to § 10211(b). The EPA
approved of the cooperation agreement in January 2011, and in January 2015, the
Potawatomi Nation applied for TAS for various Clean Water Act programs under
§ 10211(b). See Citizen Potawatomi Nation, Application for Treatment in a Similar
7
Various scholars have also treated § 10211(b) as unexpired. See, e.g., Landen Logan, The Law of Unintended Consequences: The Effects of McGirt and Castro-Huerta on Oklahoma’s Energy Landscape, 48 Okla. City U. L. Rev. 49, 71–72 (2023) (“Oklahoma tribes are required to enter into a cooperative agreement with the State and its relevant agency. . . . Tribes in other states are not required to enter into these cooperative agreements. . . . This was settled law for fifteen years.”); Elizabeth Kronk Warner, Returning to the Tribal Environmental “Laboratory”: An Examination of Environmental Enforcement Techniques in Indian Country, 6 Mich. J. Env’t & Admin. L. 341, 376, 386 (2017) (quoting one Oklahoma tribal nation as stating that “currently Tribes in Oklahoma cannot regulate water pollution standards due to the infamous ‘Midnight Rider,’ . . . the State of Oklahoma must agree to any proposed provision, enacted under federal law (TAS status)”).
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Manner as a State (July 29, 2015), https://www.epa.gov/sites/default/files/2016-11/documents/tas_application.pdf. But Oklahoma ultimately chose not to renew the
cooperation agreement, which led to the EPA denying the Potawatomi Nation’s TAS
application under § 10211(b). See R. at 163.
The EPA also published a final rule under the Clean Water Act in 2016
regarding TAS for tribal nations and explained in the Federal Register Notice that
§ 10211(b) remains active and “applies apart from, and in addition to, existing TAS
eligibility criteria” such that the EPA’s new rule “has no effect on the separate
requirement of section 10211(b) of SAFETEA.” Treatment of Indian Tribes in a
Similar Manner as States for Purposes of Section 303(d) of the Clean Water Act, 81
Fed. Reg. 65901, 65907 (Sep. 26, 2016). As a result, the EPA maintained that “the
SAFETEA requirement must be satisfied for a tribe in Oklahoma to obtain TAS to
regulate under an EPA statute[.]” Id. at 65908.
In sum, the EPA has long interpreted § 10211 to remain active and has
remained consistent in that view. Its views reinforce our conclusion that the
provision remains in force. And because we conclude § 10211, taken in context,
unambiguously dictates that it has not expired, we need not determine whether the
presumption-against-permanence ambiguity-dependent canon applies to SAFETEA.
d. The Presumption Against Implied Repeals
Pawnee Nation also claims that another substantive canon—the presumption
against implied repeals—tips the interpretive scales in its favor and compels us to
find § 10211 is expired. It argues the May 2025 decision “treated [§ 10211(a)] as an
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implied partial repeal of multiple federal statutes, which is disfavored.” Ptr’s Br. at
20.
It is true that “repeals by implication are not favored and are a rarity.” Maine
Cmty. Health Options, 590 U.S. at 315 (citation modified). Thus, when we are
“[p]resented with two statutes,” we “regard each as effective—unless Congress’
intention to repeal is clear and manifest, or the two laws are irreconcilable.” Id.
(citation modified). And this “aversion to implied repeals is especially strong in the
appropriations context.” Id. (internal quotation marks omitted).
The presumption against implied repeals, however, only applies when the
statute is ambiguous. See Kavanaugh, supra, at 2154–55 (listing the “presum[ption]
that statutes do not effectuate implied repeals of other statutes” as a substantive
canon that “implicitly rest[s] on an initial finding of ambiguity”); J.E.M. Ag Supply,
Inc. v. Pioneer Hi-Bred Int’l, Inc., 534 U.S. 124, 142 (2001) (“The rarity with which
the Court has discovered implied repeals is due to the relatively stringent standard for
such findings, namely, that there be an irreconcilable conflict between the two federal
statutes at issue.” (citation modified)); Scalia & Garner, supra, at 327–33 (“Doubts
about the law will arise whenever a statute that directly contradicts an earlier
enactment is not held to repeal it.” (emphasis added)). Only when the statute is
ambiguous should courts “interpret the statute . . . not to effectuate an implied
repeal[.]” Kavanaugh, supra, at 2155.
But because we concluded § 10211(a) did not expire, the presumption against
implied repeals does not apply and does not alter our conclusion.
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e. The Indian Law Canon
Finally, Pawnee Nation contends we should apply the Indian law substantive
canon of construction. 8 That canon counsels that “[a]lthough Congress has plenary
authority over tribes, courts will not lightly assume that Congress in fact intends to
undermine Indian self-government.” Michigan v. Bay Mills Indian Cmty., 572 U.S.
782, 790 (2014). Accordingly, “statutes are to be construed liberally in favor of the
Indians, with ambiguous provisions interpreted to their benefit.” Montana v.
Blackfeet Tribe of Indians, 471 U.S. 759, 766 (1985).
But like the other substantive canons we discussed, the Indian law canon has
no application when the statutory text is unambiguous. See Cohen’s Handbook of
Federal Indian Law § 3.01, at 162 (Nell Jessup Newton & Kevin K. Washburn et al.
eds., 2024 ed.) (“Cohen’s Handbook”) (“As interpretive tools, the canons come into
play only when ambiguity exists.”); South Carolina v. Catawba Indian Tribe, Inc.,
476 U.S. 498, 506 (1986) (“The canon of construction regarding the resolution of
ambiguities in favor of Indians . . . does not permit reliance on ambiguities that do
not exist; nor does it permit disregard of the clearly expressed intent of Congress.”);
Philip P. Frickey, Congressional Intent, Practical Reasoning, and the Dynamic
Nature of Federal Indian Law, 78 Cal. L. Rev. 1137, 1141 (1990) (“The [Indian law]
8
The dissent objects to our framing of “a singular” Indian canon because there are many “Indian canons” of construction that might apply. Dissenting Op. at 1–2. We acknowledge that there appears to be several variations of this canon, but because scholars disagree on their number and scope (and for simplicity’s sake) we refer to “an Indian canon that includes several rules.” See Evan D. Bernick, Canon Against Conquest, 2025 U. Ill. L. Rev. 1169, 1174–75 (2025).
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canons apply . . . only where congressional intent is unclear; clear congressional
intent controls, no matter how harsh the result.”).
We recognize that an en banc panel of this circuit in NLRB v. Pueblo of San
Juan said that “[s]ilence is not sufficient to establish congressional intent to strip
Indian tribes of their retained inherent authority to govern their own territory.” 276
F.3d 1186, 1196 (10th Cir. 2002) (en banc). In that case, this court considered
whether the National Labor Relations Act (NLRA) preempted the ability of the San
Juan Pueblo tribal council to enact right-to-work laws. We concluded that because
the NLRA made no “mention of Indian tribes,” its “silence” did “not work a
divestiture of tribal power.” Id. Section 10211(a), however, is expressly about
Indian country and makes clear that Oklahoma’s regulatory programs can apply
there. Congress was thus not silent about the provision’s application to the tribal
nations, unlike our conclusion that it was silent on that issue in the NLRA. Cf.
EEOC v. Cherokee Nation, 871 F.2d 937, 939 (10th Cir. 1989) (applying the Indian
law canon when interpreting the Age Discrimination and Employment Act (ADEA)
because it found the ADEA ambiguous since the Act neither expressly included nor
excluded tribal nations from its coverage).
The dissent, however, argues that we have erred “by conflating and combining
the Indian canons into a single, ambiguity-resolving tool.” Dissenting Op. at 6. As
the dissent sees it, there are many versions of the Indian law canon, 9 including a
The dissent concludes that the so-called “liberal construction” variant of the
9
canon has no application here because § 10211(a) was not enacted “for the benefit”
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“clear statement rule” rooted in the federal government’s “trust responsibility” that
broadly “protects a tribe’s sovereign interests . . . from all but the most ‘unequivocal
expression of contrary legislative intent’ by Congress.” Id. at 6–7 (quoting Santa
Clara Pueblo v. Martinez, 436 U.S. 49, 59 (1978)). The dissent maintains that this
clear statement rule requires that when an interpretation of a statute might undermine
a tribal nation’s sovereign interests, the statute’s text must “affirmatively, clearly,
unequivocally, and precisely support[]” such an interpretation. Id. at 13.
We disagree with that understanding of the canon; none of the relevant or
established variations of the canon apply to § 10211(a) absent an ambiguity trigger.
See Cohen’s Handbook at 156 (“When a source of law is unambiguous, the canons of
construction will not come into play.”); Restatement of the L. of Am. Indians § 8
cmts. a, b (Am. L. Inst. 2022) (“The canon of construction of Indian statutes . . . does
not apply to statutes that are not ambiguous.”); United States v. Hebert, No. 24-7030,
slip op. at 44–45 (10th Cir. Oct. 14, 2026) (en banc) (rejecting appellant’s argument
to apply the canon to protect the “right of tribal self-government” because the statute
was not “ambiguous in a way that would invoke the Indian canon” (quotation marks
of the tribal nations. See Dissenting Op. at 5. We agree with the dissent’s conclusion but disagree with its characterization that there is a separate, standalone liberalconstruction version of the canon. The liberal-construction requirement is simply part of resolving an ambiguity: we “liberally construe” Indian-affairs statutes by resolving ambiguities in favor of the tribal nations. See Cnty. of Yakima v. Confederated Tribes & Bands of the Yakima Indian Nation, 502 U.S. 251, 269 (1992) (“Statutes are to be construed liberally in favor of the Indians, with ambiguous provisions interpreted to their benefit.” (citation modified)).
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omitted)). We recognize that scholars have outlined several supposed versions of the
canon, including one that resembles the dissent’s sovereignty rule. For instance, one
Indian law scholar wrote that “[t]here are arguably five such canons”: (1) a “treaty
interpretation canon,” (2) a “treaty abrogation canon,” (3) a “tribal sovereign
immunity canon,” (4) a “tribal sovereignty canon,” and (5) an “Indian ambiguity
canon.” Alex Tallchief Skibine, 55 U. Mich. J. L. Reform 267, 268–70 (2022). But
while the Supreme Court has been “inclined to apply the first two treaty-related
cannons [sic], as well as the tribal sovereign immunity canon, it has rarely applied, or
even discussed, the canons of tribal sovereignty and Indian ambiguity.” Id. at 269.
Even accepting a broad framing of the canon, only the last two seldom-applied
versions could be relevant here. And as we explained, the ambiguity canon has no
application here to unambiguous text. So the tribal sovereignty canon is the only
potentially relevant variant that might support the dissent’s clear statement rule. But
the tribal sovereignty variant is not a clear statement rule that applies at the outset of
a court’s interpretation; it too requires an ambiguity. See White Mountain Apache
Tribe v. Bracker, 448 U.S. 136, 143–44 (1980) (“Ambiguities in federal law have
been construed generously in order to comport with these traditional notions of
sovereignty and with the federal policy of encouraging tribal independence.”
(emphasis added)); Pueblo of San Juan, 276 F.3d at 1194 (“Doubtful or ambiguous
expressions . . . are to be construed as leaving tribal sovereignty undisturbed.”
(emphasis added)); Skibine, supra, at 269, 271 (“[T]he abrogation of sovereign
immunity requires ‘unequivocal expression of congressional intent’ while the
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abrogation of tribal sovereignty requires only ‘clear’ indication of congressional
intent. . . . The difference between ‘clear indication’ and ‘unequivocal expression’
may sound like a matter of semantics, but the fact remains that the tribal sovereign
immunity canon is being applied while the tribal sovereignty canon is not.”
(emphasis added)); Cohen’s Handbook at 153–54 (“The basic Indian law canons of
construction require . . . that tribal property rights and sovereignty are preserved
unless Congress’s intent to the contrary is clear and unambiguous.” (emphasis
added)).
The dissent nevertheless creates its own overarching clear statement rule by
relying on precedents that involved variations of the canon that have no application
here. For example, the dissent quotes Santa Clara Pueblo v. Martinez, 436 U.S. 49
(1978), to support the proposition that “the clear statement rule protects a tribe’s
sovereign interests . . . from all but the most ‘unequivocal expression of contrary
legislative intent’ by Congress.” Dissenting Op. at 7 (quoting Santa Clara Pueblo,
436 U.S. at 59); see also id. at 6 (“[C]ourts will not lightly assume that Congress in
fact intends to undermine Indian self-government.” (quoting Bay Mills Indian Cmty.,
572 U.S. at 790)).
But in both Santa Clara Pueblo and Bay Mills Indian Cmty., the issue before
the Supreme Court was whether a federal statute abrogated a tribal nation’s sovereign
immunity. To resolve that issue, the Court relied on the “baseline position” that to
abrogate “tribal immunity, . . . Congress must unequivocally express that purpose.”
Bay Mills Indian Cmty., 572 U.S. at 790 (citation modified); see also Santa Clara
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Pueblo, 436 U.S. at 58 (“It is settled that a waiver of sovereign immunity cannot be
implied but must be unequivocally expressed.” (quotation marks omitted)). And as
explained, the tribal sovereign immunity canon is distinct from the dissent’s freefloating sovereignty clear statement rule. Cf. Skibine, supra, at 271 (“‘[S]overeign
immunity’ is a discrete and well-defined area while tribal sovereignty is not[.]”). The
other cases the dissent relies on also do not support its broad application of the
canon. See Blackfeet Tribe of Indians, 471 U.S. at 766 (applying the Indian
ambiguity canon with the principle that “the States may tax Indians only when
Congress has manifested clearly its consent to such taxation”), Pueblo of San Juan,
276 F.3d at 1196 (concluding a federal law of general applicability did not preempt
“a tribe’s sovereign authority to enact and enforce laws”). Therefore, the Indian law
canon—as relevant here—only applies when a statute’s text is ambiguous. 10
In sum, because we conclude the provision is unambiguous (in that it has not
expired) the Indian law canon does not apply. See Negonsott v. Samuels, 507 U.S.
10
Contrary to the dissent’s assertion, the origins of the Indian law canon likewise do not support its novel clear statement rule. “The first Indian canons were developed in connection with interpreting treaties between the United States and Indian nations.” Skibine, supra, at 273 (emphasis added). “These canons then ‘jumped without discussion from the interpretation of treaties to the interpretation of statutes’ in the 20th century.” Navajo Nation, 599 U.S. at 572 (Thomas, J., concurring) (quoting Coney Barrett, supra, at 152). It was in Choate v. Trapp, 224 U.S. 665 (1912) that the Supreme Court—“without considering the potential impact of the structural differences between statutes and treaties”—extended the canons to the interpretation of statutes that Congress enacted to benefit tribal nations. See Coney Barrett, supra, at 152; see also id. at 151–52 (arguing the Court in Choate “overstated the case when [it] described the canon as . . . ‘a rule of construction [that] has been recognized, without exception, for more than a hundred years.’” (second alteration in original) (quoting Choate, 224 U.S. at 675)).
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99, 110 (1993) (“[W]e think that the Kansas Act quite unambiguously confers
jurisdiction on the State over major offenses committed by or against Indians on
Indian reservations, and we therefore have no occasion to resort to this canon of
statutory construction.”).
2. The EPA’s Authority to Impose Conditions
Pawnee Nation next argues that even if § 10211(a) is not expired, we should
nevertheless set aside the May 2025 decision because the EPA revoked the StateTribal Engagement Condition under an erroneous interpretation of the law. Despite
interpreting the provision to allow it to impose the Engagement Condition in its
January 2025 decision, the EPA reversed course, explaining in its May 2025 decision
that § 10211(a) “imposes a nondiscretionary duty for EPA to approve a proper
request and reserves no authority for EPA to impose additional requirements or
otherwise constrain the State’s administration of the subject environmental regulatory
programs.” R. at 1135. Because the EPA concluded that the provision “squarely
prohibit[s] precisely the type of additional requirements imposed by the” Engagement
Condition, the agency explained it had “no discretion but to withdraw the January
2025 Decision and replace it with a new approval that is legally compliant with the
strictures of SAFETEA.” Id. at 1136.
Pawnee Nation contends the agency incorrectly read § 10211(a) to foreclose
its ability to impose conditions on an approval of Oklahoma’s request. 11 It claims
11
Of course, even if Pawnee Nation were correct that § 10211(a) affords the EPA discretion to impose conditions, the EPA could nonetheless exercise that
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that nothing in § 10211(a) precludes the EPA from imposing conditions, so the
agency may do so if another source of law authorizes the condition. Pawnee Nation
also contends that the D.C. Circuit’s opinion in Oklahoma Department of
Environmental Quality v. EPA supports its position because that court interpreted
§ 10211(a) to allow the agency to impose conditions. See 740 F.3d 185, 190 (D.C.
Cir. 2014) (Okla. DEQ).
We are not persuaded. The text of the provision forecloses Pawnee Nation’s
proffered interpretation in three ways and Okla. DEQ is not persuasive.
First, § 10211(a) commands that the EPA “shall approve” Oklahoma’s request
to administer its programs in Indian country when the preceding statutory
requirements are met. Congress’s “use of a mandatory ‘shall’ in” statutes directing
agency action “impose[s] [a] directionless obligation[]” upon the agency. Lopez v.
Davis, 531 U.S. 230, 241 (2001); Scalia & Garner, supra, at 114 (“[W]hen the word
shall can reasonably be read as mandatory, it ought to be so read.”). The EPA
therefore does not possess the discretion to approve Oklahoma’s request only if the
State meets some other condition that the agency picks to impose. See Marathon Oil
Co. v. Lujan, 937 F.2d 498, 500 (10th Cir. 1991) (“Administrative agencies do not
possess the discretion to avoid discharging duties that Congress intended them to
discretion to not impose any conditions. But because the EPA did not withdraw the Engagement Condition based on its (alleged) discretion to do so, we must determine whether its proffered reason for revoking the Condition—that it was without statutory authority to impose it in the first place—is in accordance with § 10211(a). See Massachusetts v. EPA, 549 U.S. 497, 535 (2007) (“EPA must ground its reasons for action or inaction in the statute.”).
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perform.”). Under § 10211(a), the only conditions Oklahoma must satisfy are the
statutorily enumerated ones preceding the shall-approve clause. Any other reading
would nullify the mandatory term Congress included. Congress’s command that the
EPA “shall approve” a valid request does not authorize the agency to shrink that
approval by attaching a condition to it.
Second, if Oklahoma’s submitted regulatory program satisfies the enumerated
statutory conditions, § 10211(a) requires the EPA to approve Oklahoma’s request
“[n]otwithstanding any other provision of law” and “without any further
demonstration of authority by the State.” Section 10211(a) (emphasis added). The
notwithstanding clause means that even if some other source of law might allow, or
even require, the EPA to take some action (e.g., consult with the tribal nations under
the agency’s 1984 Policy), § 10211(a)’s mandatory “shall approve” command
overrides it. See NLRB v. SW Gen., Inc., 580 U.S. 288, 302 (2017) (“A
‘notwithstanding’ clause . . . shows which of two or more provisions prevails in the
event of a conflict.”); Dickerson, 310 U.S. at 555. As a result, the other sources of
law Pawnee Nation cites that allegedly authorized the January 2025 Engagement
Condition, see Ptr’s Br. at 40–44, are irrelevant—§ 10211(a) supersedes those
extratextual sources of law, see Scalia & Garner, supra, at 127 (“[T]he catch-all
notwithstanding is a fail-safe way of ensuring that the clause it introduces will
absolutely, positively prevail.”).
Third, § 10211(a)’s final shall-approve clause states, “the [EPA] shall approve
[Oklahoma] to administer the State program in the areas of the State that are in
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Indian country, without any further demonstration of authority by the State.”
Section 10211(a) (emphasis added). That clause’s use of the definite article “the”
before “State program” indicates that the EPA must approve the same State program
that the text of the provision previously introduced—i.e., the State program that the
EPA approved Oklahoma to administer in state territory. 12 See Scalia & Garner,
supra, at 140 (“Words are to be given the meaning that proper grammar and usage
would assign them.”). Under this definite-article grammatical principle, when a text
uses a definite article for a term (e.g., “the [noun]”), courts ordinarily presume it
refers back to the same previously introduced term, regardless of whether the
previous term followed a definite or indefinite article (e.g., “a [noun]”). See Nielsen
v. Preap, 586 U.S. 392, 408 (2019) (“[G]rammar and usage establish that ‘the’ is ‘a
function word . . . indicat[ing] that a following noun or noun equivalent is definite or
has been previously specified by context.’” (second alteration in original) (quoting
Merriam-Webster’s Collegiate Dictionary 1294 (11th ed. 2005))); Baldwin Graphic
Sys., Inc. v. Siebert, Inc., 512 F.3d 1338, 1342 (Fed. Cir. 2008) (“The subsequent use
of definite articles ‘the’ or ‘said’ in a claim [refers] back to the same claim
term . . . .”); GreenLatinos v. Suncor Energy, 184 F.4th 1171, 1187 (10th Cir. 2026)
12
The dissent disputes the definite-article principle since it is “an argument not made by EPA[.]” Dissenting Op. at 17. But we are not bound by a party’s failure to make a statutory interpretation argument. See Kamen v. Kemper Fin. Servs., Inc., 500 U.S. 90, 99 (1991) (“When an issue or claim is properly before the court, the court is not limited to the particular legal theories advanced by the parties, but rather retains the independent power to identify and apply the proper construction of governing law.”).
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(“‘The’ is a definite article, and definite articles usually refer to something already
specifically provided for.” (citation modified)). For example, suppose a statute
states, “Motorists shall not drive a six-wheeled (or more) vehicle in the left lane,
unless the vehicle is passing another vehicle.” Under this principle (and common
sense), “the vehicle” in the second clause refers to the “six-wheeled (or more)
vehicle” introduced in the first clause, such that the statute is talking about the same
vehicle.
Applying this principle of grammar here reveals that § 10211(a)’s meetsapplicable-requirements clause introduces a State program (“a regulatory program
submitted by the State”), and the next clause, the previous-state-approval
requirement, refers to that same State program (“the State program”). Section
10211(a) (emphasis added). Then, the final clause of the provision states the agency
“shall approve [Oklahoma] to administer the State program” in Indian country if
Oklahoma’s program satisfies the previous requirements. Id. (emphasis added).
Because the EPA must approve Oklahoma to administer “the State program” in
Indian country, the definite-article principle indicates the approved program must be
the same State program that the provision introduced in the two previous clauses: the
State program the agency approved in state territory and the same State program it
found met applicable requirements of the law. The EPA thus cannot impose a new
condition on the program it approves for Indian country or else it would not be the
same State program.
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The dissent argues that our discussion of the definite-article principle is off the
mark because “the follow-on sameness inquiry does its most muscular work when
there is something else that Congress could have been referring to.” Dissenting Op.
at 18. And according to the dissent, “there is nothing else that the Congress could
have been referring to, for as long as the program is administered by Oklahoma and
remains an environmental program, it is the same as the one already referred to in the
rider.” Id. But there is something else Congress could have referred to had it not
used a definite article in the final shall-approve clause: a State program that contains
an additional extra-legal requirement (i.e., a condition). As we explained, “the State
program” the EPA approves must be the same State program (“a regulatory program
submitted by the State”) the EPA had determined met applicable requirements of the
law. So if the EPA could impose another requirement—one not already required
under the law—the resulting program would no longer be the (same) State program;
it would be a (different) State program since it now contains a new, extra-legal
requirement. Section 10211(a), however, forecloses such an interpretation because it
requires the agency to approve the State program it determined met all applicable
legal requirements.
Pawnee Nation nonetheless contends the D.C. Circuit “recogniz[ed] that EPA
could attach conditions to approval of a SAFETEA request” in Okla. DEQ. Ptr’s
Reply at 25. But Pawnee Nation overstates the relevance of that case because the
D.C. Circuit in fact made no such interpretation. In Okla. DEQ, Oklahoma
challenged an EPA rule that established a federal Clean Air Act implementation plan
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in non-reservation Indian country. The EPA argued Oklahoma lacked Article III
standing to challenge the rule because any injury the State suffered was of its own
making since Oklahoma could have obtained regulatory authority over the relevant
Indian country under SAFETEA § 10211(a). 13 The D.C. Circuit rejected the EPA’s
argument by hypothetically stating the provision might authorize the EPA to impose
conditions on delegations of authority, and so “relief under the SAFETEA [was not]
so certain or complete as to render Oklahoma’s injury self-inflicted.” Okla. DEQ,
740 F.3d at 190. See also id. (“As the State points out, the EPA might attach a
condition to its approval . . . [a]nd if the EPA does interpret the SAFETEA as
authorizing it to attach conditions, then the agency might well be entitled to judicial
deference under [Chevron].” (emphasis added)). The D.C. Circuit, however, did not
purport to interpret § 10211(a)’s language when raising its uncertain hypothetical.
Accordingly, Okla. DEQ is not persuasive authority on the issue and does not
displace § 10211(a)’s plain meaning.
Finally, Pawnee Nation again asserts that the Indian law canon should tip the
scales in its favor. It argues that “EPA’s attempt to disclaim its authority [to impose
conditions] not only misreads the text of the SAFETEA Rider but also ignores the
established principle that ‘statutes are to be construed liberally in favor of the
13
It is unclear whether the EPA advanced a position in Okla. DEQ on whether it could impose conditions on an approval. But in any event, we do not afford the agency Skidmore-respect for its current interpretation that § 10211(a) does not grant it authority to impose conditions because the EPA has been inconsistent on the issue. See Loper Bright, 603 U.S. at 394.
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Indians,’ and to minimize infringements on tribal sovereignty.” Ptr’s Br. at 38
(citations omitted) (quoting Pub. Serv. Co. of N.M. v. Barboan, 857 F.3d 1101, 1108
(10th Cir. 2017)).
But as we explained, the Indian canon (or any of its relevant variants) only
applies when a statute is ambiguous. See supra Section II.C.1.e. And as the dissent
even acknowledges, “silence does not render the statute ambiguous” in the context of
an ambiguity-dependent interpretive canon. Dissenting Op. at 13–14 (quoting
Maralex Res., Inc. v. Barnhardt, 913 F.3d 1189, 1201 (10th Cir. 2019)). We
conclude the provision is unambiguous on this issue, so the canon does not apply.
But even if we were to apply the dissent’s purported clear-statement rule,
§ 10211(a) is not silent on the issue because its text unequivocally supports our
interpretation. As the dissent correctly concludes, the provision “is a clear statement
by Congress to generally subvert tribal sovereignty to that of the State of Oklahoma.”
Dissenting Op. at 14. That clear statement by itself is adequate to shield against any
further application of the Indian canon. See Lac du Flambeau Band of Lake Superior
Chippewa Indians v. Coughlin, 599 U.S. 382, 387–88, 394 (2023) (recognizing a
“clear-statement rule” protecting “tribal sovereign immunity,” but stating “[t]he rule
is not a magic-words requirement . . . . The clear-statement question is simply
whether, upon applying traditional tools of statutory interpretation, Congress’s
abrogation of tribal sovereign immunity is clearly discernable from the statute
itself. . . . As long as Congress speaks unequivocally, it passes the clear-statement
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test—regardless of whether it articulated its intent in the most straightforward way.”
(citation modified)).
We conclude § 10211(a) requires the EPA to approve Oklahoma’s submitted
State program—without any conditions—when the program satisfies the provision’s
enumerated requirements.
3. Section 10211’s Approval Requirements
Finally, Pawnee Nation argues the EPA misread the statutory requirements of
§ 10211(a) for approval of Oklahoma’s request. Pawnee Nation claims the EPA was
required under the meets-applicable-requirements clause to make a contemporaneous
determination (i.e., at the time of Oklahoma’s § 10211(a) request) that Oklahoma’s
programs comply with the law. In other words, it was not enough that the agency
may have previously determined Oklahoma’s programs complied with federal law
(e.g., when the State originally submitted the programs for approval in state
territory). Rather, the EPA must evaluate Oklahoma’s programs against federal law
at the time of the State’s request to extend them to Indian country.
As applied to the issue in this petition, Pawnee Nation’s interpretation would
require the EPA to determine that each of the twenty-six State programs that
Oklahoma seeks to extend to Indian country meet applicable requirements under their
relevant environmental statutes—even though the agency already made those
determinations when it originally approved the State to administer the programs in
state territory.
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Pawnee Nation’s primary argument proceeds in two steps. First, it claims
§ 10211(a) lays out two requirements: (1) the agency must determine the State
program “meets applicable requirements of the law,” and (2) the agency must
approve Oklahoma to administer the program in state territory. And second, because
the EPA necessarily determined that the State program complied with applicable law
when it approved of it in state territory, Pawnee Nation argues § 10211(a)’s meetsapplicable-requirements clause must then refer to a different determination, otherwise
the clause would be rendered superfluous by the previous-state-approval clause.
We start our assessment of § 10211(a)’s plain meaning with “plain old grade
school grammar[.]” United States v. Rentz, 777 F.3d 1105, 1110 (10th Cir. 2015) (en
banc). We agree with Pawnee Nation that the provision contains two distinct
requirements: the two independent clauses (meets-applicable-requirements and
previous-state-approval) that precede the final shall-approve clause are separated by a
comma and a coordinating conjunction (“and”). See United States v. Ron Pair
Enters., 489 U.S. 235, 241–42 (1989) (finding the first clause in a statute was
“distinct” and not “joined to the following clause” because the two clauses were “set
aside by commas” and “the conjunctive words ‘and any’” (emphasis added)); Scalia
& Garner, supra, at 141 (explaining the grammar canon dictates that a comma
followed by “the conjunction and” is “equivalent to together with” which creates two
“independent” clauses). But just because the two clauses are independent
requirements does not tell us when the EPA must complete those requirements. For
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instance, the EPA contends it is sufficient if both requirements were completed when
the agency approved Oklahoma to administer the programs in state territory.
We agree with the EPA that the clauses outline a simple two-step procedure:
the EPA must first determine whether the State program complies with the law, and
then it must approve Oklahoma to administer the same program in state territory. If
those requirements are met—no matter when the agency completed them—then the
EPA must approve a request to administer that same State program in Indian country.
This interpretation is reinforced by our previous discussion regarding the definitearticle grammatical principle. See supra Section II.C.2. The meets-applicablerequirements clause introduces “a” State regulatory program that the EPA must
determine complies with the law. The second clause then requires that the agency
approve “the State program” in state territory. The principle indicates that “the State
program” in the second clause is the same State program introduced in the first, see
Nielsen, 586 U.S. at 408, so the first clause must precede the second in time.
Pawnee Nation is right that this two-step procedure makes the meetsapplicable-requirements clause redundant in some circumstances, but that is not true
in all applications. For example, our interpretation does not render the first clause
superfluous for State programs that the agency has not yet approved Oklahoma to
administer in state territory. In such cases, the EPA would need to first determine the
newly submitted program complies with the law and then approve Oklahoma to
administer the program in state territory before it could approve Oklahoma’s
§ 10211(a) request to extend the program to Indian country. And given that Congress
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enacted the provision in 2005, it makes sense that its language contemplated yet-tobe enacted environmental laws and State programs seeking to implement them.
The first clause also does other work. The meets-applicable-requirements
clause and the previous-state-approval clause are both framed in the present tense,
which suggests that the EPA could deny Oklahoma’s request to administer a
regulatory program in Indian country when the program is not currently approved in
state territory, even if it was in the past. For example, if the EPA revoked
Oklahoma’s authority to administer a program in state territory through its normal
oversight process, it could deny a § 10211(a) request for that revoked program in
Indian country: The EPA’s most recent determination about the State program would
be that it does not meet applicable requirements of the law, even if it had previously
determined otherwise when it originally approved of the program in state territory.
The fact that the State’s submitted program must be subject to a current EPA
approval resolves some of Pawnee Nation’s concerns about the potential lack of
agency oversight over Oklahoma’s programs in Indian country. See Ptr’s Br. at 47–
52.
And as the EPA itself acknowledged in the May 2025 decision, the agency
retains its normal obligations and oversight authority under the substantive
environmental statutes. See R. at 1137 (“Although SAFETEA mandates approval in
the first instance, EPA notes that the Agency’s ordinary statutory and regulatory
authorities to oversee and review state programs will continue to apply as the
programs are implemented going forward.”). So even though the EPA is not required
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in this situation to make new determinations on the State programs’ compliance with
federal law under § 10211(a), the agency will still make those determinations on an
ongoing basis through its normal oversight process.
Pawnee Nation also argues that the meets-applicable-requirements clause’s
present verb tense supports its interpretation that the EPA must make a
contemporaneous determination that the State programs comply with the law. See
Section 10211(a) (“if [the EPA] determines that [a State program] submitted by
[Oklahoma] for approval . . . meets applicable requirements of the law” (emphasis
added)).
But the first clause also contains a verb phrased in the past tense: “a regulatory
program submitted by [Oklahoma] for approval . . . .” Id. (emphasis added). This at
least suggests that the State could have submitted the program before its § 10211(a)
request. Further debunking the significance of the provision’s verb tense is the fact
that the second clause (the previous-state-approval requirement) is also framed in the
present tense. See id. (“and [the EPA] approves the State to administer the State
program [in state territory]” (emphasis added)). But no one is suggesting that the
agency must contemporaneously reapprove of Oklahoma’s program in state territory
because the agency’s prior state approval was in the past and thus ineffectual under
§ 10211(a).
And as we explained previously, our conclusion that the clauses set out a
simple two-step process aligns with Congress’s choice to phrase the clauses in the
present tense. For example, if Oklahoma wanted to administer a regulatory program
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in Indian country under § 10211(a) that the EPA had not yet approved of in state
territory, the steps would occur in order. But that does not mean that past
determinations and approvals do not also satisfy the provision. While verb tense may
sometimes be useful to decipher the best reading of a statute, we conclude that it does
not point strongly in either direction for this issue. And because the plain meaning is
clear, we do not apply the Indian law canon. See Catawba Indian Tribe, Inc., 476
U.S. at 506.
We therefore conclude the EPA correctly determined Oklahoma’s programs
satisfied § 10211(a)’s meets-applicable-requirements clause when the agency
previously approved the State to administer those programs in state territory.
III. Conclusion
For these reasons, we deny Pawnee Nation’s petition and affirm the EPA’s
interpretation of § 10211(a).
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25-9548, Pawnee Nation of Oklahoma v. Zeldin, et al.
TYMKOVICH, Circuit Judge, concurring.
I write separately to clarify that the presumption against permanence does not
apply to SAFETEA, even if we were to reach the canon because of a textual
ambiguity. No court has ever applied the presumption to a statute beyond a singleyear appropriations act. SAFETEA was no such act: it was an authorization act that
primarily established and funded various transportation-related projects, some of
which lasted for only five years. I would not expand the scope of this ahistorical and
not-constitutionally based substantive canon by applying it to a general provision in a
multi-year authorization act. See Jones v. Hendrix, 599 U.S. 465, 492 (2023).
As we explained, the courts that have applied the canon trace its origins to the
Supreme Court’s decision in Minis v. United States, 40 U.S. (15 Pet.) 423 (1841).
See Majority Op., supra Section II.C.1.a. The provision at issue in Minis was located
within “an act making certain additional appropriations for the Delaware Breakwater,
and for certain harbors, and removing obstructions in and at the mouth of certain
rivers, for the year 1835.” 40 U.S. at 445 (emphasis added). Justice Story described
the statute as “an act making special and temporary appropriations,” or as he also put
it, “a mere appropriation law of a limited nature[.]” Id.
Each circuit that has since applied a presumption against permanence was also
considering a provision in a single-year appropriations bill. See, e.g., Atl. Fish
Spotters Ass’n v. Evans, 321 F.3d 220, 228 (1st Cir. 2003) (Appropriations bill at
issue stated, “No part of any appropriation contained in this Act shall remain
Appellate Case: 25-9548 Document: 42-1 Date Filed: 10/16/2026 Page: 52
available for obligation beyond the current fiscal year unless expressly so provided
herein.” (emphasis added) (quoting Pub. L. No. 106–553, app. B § 602)); see also
Auburn Hous. Auth. v. Martinez, 277 F.3d 138, 141, 146–47 (2d Cir. 2002) (finding a
provision in “the 1999 Veteran Affairs and HUD Appropriations Act (‘the 1999
Appropriations Act’)” did not affect a permanent change in substantive law (internal
citation omitted)); Pub. L. No. 105-276, 112 Stat. 2461 (1998) (preamble to the 1999
Appropriations Act at issue in Martinez stated, “An Act making appropriations for
the Departments of Veterans Affairs and Housing and Urban Development, and for
sundry independent agencies, boards, commissions, corporations, and offices for the
fiscal year ending September 30, 1999[.]” (emphasis added)).
For example, the D.C. Circuit applied the presumption to a provision in a
single year “emergency supplemental appropriations bill” and found the provision
expired because it “used no words of futurity or permanency.” Bldg. & Constr.
Trades Dep’t, AFL-CIO v. Martin, 961 F.2d 269, 273–74 (D.C. Cir. 1992). The
appropriations bill at issue stated in its preamble that its purpose was to “provide dire
emergency supplemental appropriations for the fiscal year ending September 30,
1991[.]” Pub. L. No. 102-27, 105 Stat. 130 (1991) (emphasis added). The D.C.
Circuit stated, “While appropriation acts are Acts of Congress which can
substantively change existing law, there is a very strong presumption that they do
not, and that when they do, the change is only intended for one fiscal year.” Bldg. &
Constr. Trades Dep’t, 961 F.2d at 273 (emphasis added) (citation modified) (citing
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Minis, 40 U.S. at 443). It thus made sense for the D.C. Circuit to presume all
provisions in that statute were limited to the 1991 fiscal year.
And in Tin Cup, LLC v. United States Army Corps of Engineers, the Ninth
Circuit applied the presumption to a substantive provision in “the Energy and Water
Development Appropriations Act of 1993.” 904 F.3d 1068, 1071 (9th Cir. 2018).
The preamble to that Act stated its purpose was to “mak[e] appropriations for energy
and water development for the fiscal year ending September 30, 1993[.]” Pub. L. No.
102-377, 106 Stat. 1315 (1992) (emphasis added). Citing Minis, the Ninth Circuit
explained, “There is . . . a very strong presumption that if an appropriations act
changes substantive law, it does so only for the fiscal year for which the bill was
passed.” Tin Cup, 904 F.3d at 1073 (internal quotation marks omitted). The Ninth
Circuit thus applied the presumption and found the provision at issue expired because
it did “not contain a clear statement of futurity.” Id.
Restricting the presumption against permanence to apply only to annual
appropriations acts makes sense given that the canon is grounded in Congress’s
standing rules against including general legislation in appropriations bills. See
United States v. Vulte, 233 U.S. 509, 515 (1914) (“[Minis’s reasoning] follows
naturally from the nature of appropriation bills, and the presumption hencearising is
fortified by the rules of the Senate and House of Representatives.”); United States v.
Will, 449 U.S. 200, 222 (1980) (“[T]he rules of both Houses limit the ability to
change substantive law through appropriations measures.” (citing Senate Standing
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Rule XVI(4); House of Representatives Rule XXI(2))). There is, of course, no such
rule against including general legislation in authorization bills.
Congress also seems to have codified the presumption-against-permanence
substantive canon into law as applying to appropriations acts. Section 1301 of Title
31 to the U.S. Code states, “An appropriation in a regular, annual appropriation law
may be construed to be permanent or available continuously only if the appropriation
. . . expressly provides that it is available after the fiscal year covered by the law in
which it appears.” 31 U.S.C. § 1301(c) (emphasis added). See Majority Op., supra
Section II.C.1.a., at n.3 (explaining we held in Smithsfork Grazing Ass’n v. Salazar,
564 F.3d 1210 (10th Cir. 2009) that under 31 U.S.C. § 1301 Congress must clearly
state a provision in an annual appropriations act is permanent for us to construe it as
such). But Pawnee Nation did not raise this statute on appeal because § 1301 makes
clear the presumption only applies to an annual appropriations act.
Despite the fact that no court has ever applied the presumption to a statute
outside of an annual appropriations act, Pawnee Nation contends that other
authorities say the canon can also apply to authorization acts. But the authorities
Pawnee Nation cites that say as much still only discuss statutes enacted for a single
fiscal year. See, e.g., Ptr’s Reply at 12 (quoting Security Clearances at DOE,
Comptroller Gen., B-248926, 1992 WL 130552, at *3 (May 29, 1992) (“A general
rule regarding construction of annual authorization and appropriations acts is that,
absent a clear expression of permanence, material contained therein . . . is effective
only for one year.” (emphasis added))); id. (quoting Peter Raven-Hansen, et al.,
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Pulling the Purse Strings of the Commander in Chief, 80 Va. L. Rev. 833, 876 (1994)
(“[M]ost appropriation and many authorization acts that may restrict appropriations
are single-year legislation. Thus, substantive provisions contained in annual
legislation are presumed effective only for the fiscal year.” (emphasis added))); see
also U.S. Gov’t Accountability Off., GAO-16-464SP, Principles of Federal
Appropriations Law 2-86 (4th ed. 2016), https://www.gao.gov/assets/2019-11/675709.pdf (hereinafter “GAO Redbook”) (“Since an appropriation act is made
for a particular fiscal year, the starting presumption is that everything contained in
the act is effective only for the fiscal year covered. Thus, the rule is: A provision
contained in an annual appropriation act is not to be construed to be permanent
legislation unless the language used therein or the nature of the provision makes it
clear that Congress intended it to be permanent.” (emphasis added)).
For all these reasons, I have no trouble concluding that the so-called
presumption-against-permanence substantive canon applies only to appropriations
acts covering a single fiscal year. And with that determination in hand, the fact that
the canon does not apply to § 10211 is a foregone conclusion.
One must not forget that SAFETEA was not an appropriations act; it was an
authorization act that, among many other things, authorized and funded various
transportation programs for multiple fiscal years. The preamble for SAFETEA states
it is “[a]n Act To authorize funds for Federal-aid highways, highway safety
programs, and transit programs, and for other purposes.” Pub. L. No. 109-59, 119
Stat. 1144 (2005). Unlike the statutes at issue in the cases I discussed above that
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applied the canon, SAFETEA was not titled as an appropriations act, nor did it state
in its preamble that it was only in effect for a single fiscal year.
And to the extent that the difference between a five-year spending act and a
single-year appropriations act does not seem significant, SAFETEA was not solely a
five-year spending act, it contained a variety of provisions. Although many parts of
SAFETEA were only in effect for fiscal years 2005 to 2009, other provisions had no
sunset date—just like § 10211. For instance, if the Act instead stated in its preamble
that its purpose was “To authorize funds for Federal-aid highways, highway safety
programs, and transit programs, and for other purposes [for the fiscal years 2005 to
2009]” then perhaps I could envision applying the canon to a multi-year statute like
SAFETEA to presume Congress did not intend § 10211 to endure past September 30,
2009. See Pub. L. No. 109-59, 119 Stat. 1144 (2005).
In sum, we would be extending the narrow presumption against permanence
well beyond its previous application if we applied it to § 10211. Doing so would
cause us to reach back over twenty years to impose a post-hoc clarity tax on
Congress—requiring it to have used words of futurity on a multi-year nonappropriations bill. But because no court had ever applied the presumption to such a
bill and no congressional rule prohibited inclusion of general legislation in
authorization acts, Congress could not have legislated with such a requirement in
mind, and we should not presume it did.
Even if we were to apply the presumption, § 10211(a) overcomes it because its
text clearly indicates it is not expired.
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Pawnee Nation claims that § 10211’s absence from the U.S. Code supports its
argument that the provision is expired. But while “formal codification of a provision
is ‘relevant’ in considering permanence, . . . it is ‘not controlling.’” Kieran O’Neil,
In the Room Where It Happens: How Federal Appropriations Law Can Enforce
Tribal Consultation Policies and Protect Native Subsistence Rights in Alaska, 98
Wash. L. Rev. 659, 717 (2023) (quoting GAO Redbook at 2-90). “The GAO
Principles require us to look to Congress’s reasoning for not codifying as evidence of
non-permanence, but ‘failure to include a provision in the Code would appear to be
of no significance’ in determining Congress’s intent regarding permanence.” Id. at
717–18 (emphasis added) (quoting GAO Redbook at 2-90).
Additionally, the fact that § 10211’s subject matter is completely unrelated to
the funding portions of SAFETEA strongly displaces the presumption. The U.S.
Government Accountability Office’s Redbook states, “The presumption [against
permanence] can be overcome if the provision uses language indicating futurity or if
the provision is of a general character bearing no relation to the object of the
appropriation.” GAO Redbook at 2-86 (emphasis added). “If the provision bears no
direct relationship to the appropriation act in which it appears, this is an indication of
permanence.” Id. at 2-92. The Supreme Court in Minis likewise suggested that a
remote degree of relationship indicates permanence: “A general rule, applicable to all
future cases, would most naturally be expected to find its proper place in some
distinct and independent enactment.” 40 U.S. at 445–46 (emphasis added); see also
Atl. Fish Spotters Ass’n, 321 F.3d at 225 (considering the degree of relationship when
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determining whether Congress intended a provision in an appropriations bill to be
permanent).
The degree of relationship between the subject matter of the
provision and the surrounding text of the appropriations law
bears strongly on permanent intent. . . . [T]he more general
and distant a provision is from the subject matter of an
appropriations law, the more likely a court will view it as
permanent legislation. For instance, the 1984 Comptroller
General of the United States, Milton J. Socolar, analyzed a
provision relating to energy tax credits embedded within a
miscellaneous section of the Supplemental Appropriations
Act of 1983. The surrounding text did not include
appropriations related to taxes or energy. Finding the
provision in question “include[d] no such reference limiting
its effect to the life of an appropriation” and “[stood] in
marked contrast” to the other provisions in the section,
Comptroller Socolar concluded that the provision was
intended to be permanent legislation.
O’Neil, supra, at 719–20 (second and third alterations in original) (quoting Sen.
Hatfield, U.S. Comm. on Appropriations, B-214058 (Comp. Gen. Feb. 1, 1984)).
Like the tax provision in the Supplemental Appropriations Act of 1983,
§ 10211 is in a miscellaneous section of SAFETEA and sharply diverges from the
transportation-related funding provisions that sunset in 2009. The weak relationship
between § 10211 and the rest of SAFETEA provides strong evidence that Congress
intended it to be permanent legislation.
So in addition to our determination that the presumption against permanence
does not apply because it is only an ambiguity-resolving canon, I would also
conclude that it does not apply to a multi-year authorization act like SAFETEA, and
that even if it were to apply, § 10211(a)’s text clearly overcomes the presumption.
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No. 25-9548, Pawnee Nation of Oklahoma v. Zeldin
FEDERICO, Circuit Judge, dissenting.
I part company with the majority opinion because it makes two
fundamental errors. First, it too narrowly construes the Indian canons – that
is, canons plural, not a singular canon as the majority interprets it – and then,
once narrowed, misapplies the canons to the language of the statutory rider
inserted into SAFETEA as § 10211(a) (rider).
The Indian canons rest upon a foundation of respect for tribal
sovereignty and the federal government’s general trust responsibility to the
tribes. Here, however, EPA relies on the rider – an uncodified, last-minute
addition to a 2005 transportation funding bill – to lay down a vast upheaval of
environmental and Indian policy in Oklahoma. Through the rider, EPA
authorized the State of Oklahoma to administer its environmental programs
in Indian country, rather than EPA or the tribes themselves. Although the
rider permits this upheaval, it does not also require the Pawnee Nation and
other tribes to be completely cut out of the deal. This court should not so readily
acquiesce to the total displacement of the tribes as the first sovereigns of their
land absent a clear statement from Congress to the contrary.
A proper application of the canons renders a conclusion that when
applying the mandate of the rider, EPA does have the discretion and authority
to impose at least some tribal-protective conditions on Oklahoma’s regulatory
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jurisdiction and administration of environmental programs in Indian country.
Because EPA concluded otherwise, I would grant Pawnee Nation’s petition and
remand back to EPA to reconsider its agency decision. Relying upon first
principles in Indian law, I respectfully dissent.
I
The majority engages in a hypertextual analysis to find the rider is
unambiguous and thus the Indian law canon “has no application.” Majority at
32. I cannot square this holding with the Supreme Court’s pronouncement
“that the standard principles of statutory construction do not have their usual
force in cases involving Indian law,” Montana v. Blackfeet Tribe of Indians, 471
U.S. 759, 766 (1985), or with a recognition by this court, sitting en banc, that
“[i]n the context of Indian law, appeals to ‘plain language’ or ‘plain meaning’
must give way to canons of statutory construction peculiar to Indian law.”
NLRB v. Pueblo of San Juan, 276 F.3d 1186, 1196 (10th Cir. 2002) (en banc).
As a starting point, there is no such thing as “the” Indian canon – there
are many. As summarized by a respected treatise:
The basic Indian law canons of construction require: first, that
treaties, agreements, statutes, and executive orders be liberally
construed in favor of the Indians; second, that all ambiguities are
to be resolved in their favor; third that treaties and agreements
are to be construed as the Indians would have understood them;
and fourth, that tribal property rights and sovereignty are
preserved unless Congress’s intent to the contrary is clear and
unambiguous.
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Felix Cohen, Handbook of Federal Indian Law § 3.01[1], 153–54 (2024 ed.)
(hereinafter Cohen’s Handbook); see also HRI, Inc. v. EPA, 198 F.3d 1224,
1244-45 (10th Cir. 2000) (discussing Indian canons of statutory construction,
“derived from the trust relationship, requiring construction of statutes
liberally in favor of Indians and resolution of ambiguities in their favor.”)
(emphasis added).
This collection of rules dates to before the Founding, when the Law of
Nations governed the relationship between the tribes and the crowns of
Europe. See, e.g., Johnson v. M’Intosh, 21 U.S. (8 Wheat.) 543, 584 (1823)
(Marshall, C.J.) (tracing the suzerainty of the federal government over the
Indians to inherited principles of customary international law that “all the
nations of Europe, who have acquired territory on this continent, have asserted
in themselves, and have recognised in others”). By custom and treaty-making,
certain conventions emerged between the United States and the tribes to
regulate their relationships, and the Indian canons are vestiges of these
practices. Cf. Arizona v. Navajo Nation, 599 U.S. 555, 572 (2023) (Thomas, J.,
concurring); Amy Coney Barrett, Substantive Canons and Faithful Agency, 90
B.U. L. Rev. 109, 151-52 (2010).
The link between the Indian canons and the old principles of
international law has eroded over time. See Act of Mar. 3, 1871, 16 Stat. 544,
566 (codified as amended at 25 U.S.C. § 71) (ending treaty-making with the
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Indians). But see United States v. Lara, 541 U.S. 193, 201 (2004); id. at 218
(Thomas, J., concurring) (Act of Mar. 3, 1871 is “constitutionally suspect”). And
although the Indian canons share a theoretical and historical source, practical
limitations distinguish them.
Consider, for example, the liberal construction canon. The Supreme
Court has “consistently admonished that federal statutes and regulations
relating to tribes and tribal activities must be ‘construed generously in order
to comport with . . . traditional notions of [Indian] sovereignty and with the
federal policy of encouraging tribal independence.’” Ramah Navajo School Bd.,
Inc. v. Bureau of Revenue of New Mexico, 458 U.S. 832, 846 (1982) (alterations
in original) (quoting White Mountain Apache Tribe v. Bracker, 448 U.S. 136,
144 (1980)). As this court has explained, “normal rules of construction do not
apply when Indian treaty rights, or even nontreaty matters involving Indians,
are at issue.” EEOC v. Cherokee Nation, 871 F.2d 937, 939 (10th Cir. 1989).
The principle of liberal construction may sometimes require that we indulge
an otherwise unnatural reading of the statute, even at the expense of “plain
meaning,” to vindicate the background rule against which Congress legislates
– tribal sovereignty. Pueblo of San Juan, 276 F.3d at 1196.
But in the Supreme Court’s caselaw, there is an important limit on the
canon of liberal construction – it applies only to “statutes passed for the benefit
of dependent Indian tribes or communities.” Alaska Pac. Fisheries Co. v.
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United States, 248 U.S. 78, 89 (1918). The Supreme Court has suggested that
this language is not mere rhetoric, but in fact a substantive limit on the
application of this canon of liberal construction. See, e.g., Negonsott v. Samuels,
507 U.S. 99, 110 (1993). That limit sensibly reconciles the liberal construction
canon with a broader justification that we generally read legal texts in context,
including their object and purpose. See Gundy v. United States, 588 U.S. 128,
141 (2019) (Kagan, J., plurality). Where a statute is enacted “for the benefit”
of the tribe, it makes sense to liberally construe its provisions in favor of the
Indians, preferring even an otherwise less natural reading of the text because
the context-based purpose points in that direction. Negonsott, 507 U.S. at 110
(quoting Bryan, 426 U.S. at 392). However, where a statute is not so enacted,
the justification for liberal construction dissipates.
That distinction matters when considering this rider. Indeed, the obvious
purpose of the rider was to prioritize Oklahoma’s sovereignty over that of the
tribes in Indian country. So, were it only a matter of the liberal construction
canon (or the resolving ambiguities canon, as the majority applies), the Indian
canons of construction may not aide the Pawnee Nation.
But compare the liberal construction canon with the clear statement
rule. “That rule of construction reflects an enduring principle of Indian law:
Although Congress has plenary authority over tribes, courts will not lightly
assume that Congress in fact intends to undermine Indian self-government.”
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Michigan v. Bay Mills Indian Cmty., 572 U.S. 782, 790 (2014). “We therefore
do not lightly construe federal laws as working a divestment of tribal
sovereignty and will do so only where Congress has made its intent clear that
we do so.” Pueblo of San Juan, 276 F.3d at 1195. “The correct presumption is
that silence does not work a divestiture of tribal power.” Id. at 1196.
The majority side-steps the clear statement rule by conflating and
combining the Indian canons into a single, ambiguity-resolving tool. However,
the trigger point for the clear statement rule and its primary limiting principle
is the tribe’s sovereign interests, when a tribal interest rooted in sovereignty
can be identified. See, e.g., Pueblo of San Juan, 276 F.3d at 1198–99 (A Tribe’s
“[p]roprietary interests and sovereign interests are separate: One can own land
without having the power to govern it by policy determinations as a sovereign,
and a government may exercise sovereign authority over land it does not
own.”); id. at 1192–93.
A tribe’s sovereign interests range widely, from its interest in being free
from suits without its consent, see, e.g., Bay Mills, 572 U.S. at 788, to its
interest in the welfare of its children, see, e.g., 25 U.S.C. § 1901(3), to its
interest in exercising “civil authority” over affairs pertaining to “the political
integrity, the economic security, or the health or welfare of the tribe,” Montana
v. United States, 450 U.S. 544, 566 (1981). Sometimes these interests may not
align with the interests of individual members of the tribe. See, e.g., Santa
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Clara Pueblo v. Martinez, 436 U.S. 49, 59 (1978) (Tribe’s sovereign immunity
from suit barred access to federal forum for tribe member in intratribal
dispute). Even so, the clear statement rule protects a tribe’s sovereign
interests, even against the interests of its members, from all but the most
“unequivocal expression of contrary legislative intent” by Congress. 1 Id.
The canons collectively support a larger principle that forms the bedrock
of federal Indian law: the trust responsibility. At its most general, the trust
responsibility reflects the custom born of consistent practice that has arisen
between the tribes and the United States. The Supreme Court “has recognized
the distinctive obligation of trust incumbent upon the Government in its
dealings with these dependent and sometimes exploited people.” Seminole
Nation v. United States, 316 U.S. 286, 296 (1942). The Government’s “conduct,
as disclosed in the acts of those who represent it in dealings with the Indians,
should therefore be judged by the most exacting fiduciary standards.” Id. at
297; see also United States v. Mitchell, 463 U.S. 206, 225 (1983) (referring to
1 The majority argues the clear statement rule, as discussed here, is
unsupported by caselaw and attempts to distinguish the cited cases on the basis that a tribe’s sovereign immunity is different from a tribe’s sovereignty. Majority Op. 35–37. And that while the clear statement rule may apply when a statute seeks to destroy a tribe’s sovereign immunity, it does not equally apply when dealing with a tribe’s sovereignty interest. But this court, in Pueblo of San Juan, required a clear statement by Congress to divest a tribe’s sovereignty interest, without any application or analysis into a tribe’s sovereign immunity. 276 F.3d at 1194–98. Thus, the distinction parsed by the majority does not persuade.
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“undisputed existence of a general trust relationship between the United
States and the Indian people” as a “principle [that] has long dominated the
Government’s dealings with Indians”).
Thus, the Indian canons have a common source – the inherent
sovereignty of the tribes. They share a common end as well – the continued
sovereignty of the tribes, a concept bound up in the Government’s trust
responsibility to ensure the welfare of the tribes.
For more than forty years, these principles have also been embedded in
EPA policy. Although EPA had “previously issued general statements of policy
which recognize the importance of Tribal Governments in regulatory activities
that impact reservation environments,” EPA precipitated a need in 1984 to
“consolidate and expand on existing EPA Indian Policy statements in a manner
consistent with the overall Federal position in support of Tribal ‘selfgovernment’ and ‘government-to-government’ relations between Federal and
Tribal Governments.” EPA Policy for the Administration of Environmental
Programs on Indian Reservations 1 (Nov. 8, 1984) (R. I at 1, hereinafter 1984
EPA Policy). EPA distilled several specific administrative planks by which it
would implement this policy. As relevant here:
In keeping with the principle of Indian self-government, the
Agency will view Tribal Governments as the appropriate nonFederal parties for making decisions and carrying out program
responsibilities affecting Indian reservations, their environments,
and the health and welfare of the reservation populace. Just as
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EPA’s deliberations and activities have traditionally involved the
interests and/or participation of State Governments, EPA will look
directly to Tribal Governments to play this lead role for matters
affecting reservation environments.
Id. at 2. Moreover, EPA took the position that “[u]ntil Tribal Governments are
willing and able to assume full responsibility for delegable programs the
Agency [and not the states] will retain responsibility for managing programs
for reservations (unless the State has an express grant of jurisdiction from
Congress sufficient to support delegation to the State Government).” Id. So, for
nearly as long as there have been environmental laws to administer, EPA
policy has put respect for tribal sovereignty at the forefront. Id.; see also Wash.
Dep’t. of Ecology v. EPA, 752 F.2d 1465, 1470 (9th Cir. 1985) (“Respect for the
long tradition of tribal sovereignty and self-government . . . underlies the rule
that state jurisdiction over Indians in Indian country will not be easily
implied.”); Indian Country, U.S.A., Inc. v. Okla. ex rel. Okla. Tax Comm’n, 829
F.2d 967, 976 (10th Cir. 1987).
In sum, the Indian canons do significant work in how this court
interprets the rider. Concluding the rider is not ambiguous, the majority cast
aside the canons and conclude “the Indian law canon does not apply.” Majority
at 37. The majority continues that even if it were to apply, the rider’s clear
statement subverting tribal sovereignty “shield[s] against any further
application of the Indian canon.” Id. at 45.
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But the majority misses a critical distinction. Even under the majority’s
interpretation that the canon applies only if a statute is ambiguous, it misses
that the rider is ambiguous because it is silent as to the precise issue that
Pawnee Nation raises. That is, the rider is silent as to whether approving
Oklahoma to administer EPA programs in Indian country allows EPA to place
some additional conditions on its approval. The principle that courts must not
construe statutes to abrogate tribal sovereignty absent a clear statement of
congressional intent to do so creates the very ambiguity that the majority finds
lacking.
On the one hand, the rider unambiguously limits and diminishes tribal
sovereignty by allowing Oklahoma to assume administrative control over
environmental programs on tribal land. On the other hand, the rider is silent
as to whether allowing Oklahoma to administer EPA programs also permits
EPA to impose additional conditions in delegating its administrative powers.
This silence requires the court to apply the Indian canons to resolve the
resultant ambiguity. In other words, congressional silence in this context,
where tribal sovereignty and state sovereignty collide, means the rider should
not be construed to turn the EPA into a rubber stamp. This error became
evident when the majority considered whether EPA has discretion under the
rider to impose tribal consultation conditions upon Oklahoma, which is where
I next turn.
10
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II
In January 2025, EPA approved, by a letter to Governor Stitt,
Oklahoma’s request to administer environmental programs in Indian country.
R. XV at 1. The letter also explained that, “[t]ypically, EPA excludes Indian
country from its approvals of state environmental regulatory programs,” id. at
2, but EPA relied upon the rider to grant Oklahoma’s request to administer its
programs in Indian country. The approval included a condition that the State
must consult with the tribes. Id. at 6. EPA anticipated “that this condition will
not prove unduly burdensome, will help ensure that views of the affected
sovereign Tribes are appropriately incorporated into environmental decision
making in their areas of Indian country, and will thereby avoid unnecessary
potential conflicts and improve environmental regulation in the covered
areas.” Id. at 1–2. Also, and salient to this issue before this court, EPA,
referring to the rider, concluded “[t]he statute does not preclude such a
condition[.]” Id. at 6.
Four months later, in May 2025, EPA withdrew the January decision
and entered the final agency decision that led to this litigation. The May letter
explained EPA’s current view that the rider “provides EPA no discretion to
incorporate additional factors or requirements in rendering its approval.” R.
XVIII at 16 n.4. So, although the language of the rider did not change between
January and May 2025, it was read differently by EPA after a change in
11
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presidential administrations. This wedge between the two EPA letters – and
EPA’s differing conclusion on whether the rider gives it discretion to impose a
tribal consultation condition on Oklahoma – is the same wedge between the
majority’s opinion for the court and this dissent.
Pawnee Nation argues that EPA’s decision eliminating the tribal
engagement condition should be set aside because the rider does not preclude
agency discretion to impose tribe-protective conditions on Oklahoma’s
regulatory jurisdiction in Indian country. Pawnee Nation is correct. Their
sovereign interests are deeply affected by EPA’s decision, so EPA must point
to clear language in the statute that overrides its trust responsibility to
safeguard tribal sovereignty. See SEC v. Chenery Corp., 318 U.S. 80, 94 (1943).
The rider contains no such language.
Pawnee Nation retains a sovereign interest in administering
environmental programs in Indian country. EPA’s 1984 Policy recognizes as
much. EPA 1984 Policy at 2. And Congress’ repeated authorization for EPA to
treat tribes as states for the purposes of federal environmental law manifests
legislative recognition, accompanied by long-standing executive practice, that
tribes have a substantial sovereign interest in environmental affairs. See
Washington Dep’t of Ecology v. EPA, 752 F.2d 1465, 1471 (9th Cir. 1985) (“The
federal government has a policy of encouraging tribal self-government in
environmental matters. That policy has been reflected in several
12
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environmental statutes that give Indian tribes a measure of control over
policymaking or program administration or both.”); Wisconsin v. EPA, 266 F.3d
741, 750 (7th Cir. 2001). There is no question the rider implicates this interest;
though it acts on tribes indirectly through EPA, its purpose and effect are
unquestionably targeted at the tribes’ sovereign interests. Thus, the clear
statement rule is triggered, and this Indian canon of construction aides the
interpretation of this rider.
The majority endorses the EPA’s first line defense, that the rider is not
ambiguous, and so “the canon” is inapplicable. Majority at 32; Resp. Br. at 55.
But for reasons previously canvassed, both the majority and EPA overlook how
congressional silence creates ambiguity in the statutory language and requires
application of the clear statement canon.
“Ambiguity canons merely instruct courts on how to ‘choos[e] between
equally plausible interpretations of ambiguous text,’ and are thus weaker than
clear-statement rules.” West Virginia v. EPA, 597 U.S. 697, 742 n.3 (2022)
(Gorsuch, J., concurring) (alteration in original) (quoting Barrett, Substantive
Canons and Faithful Agency, at 109). Here, the issue is not solely whether the
statute is ambiguous, but whether the statutory rider affirmatively, clearly,
unequivocally, and precisely supports EPA’s interpretation that it has no
discretion under the rider but to approve, or not, Oklahoma’s request. In the
former context, this court has said that “silence does not render the statute
13
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ambiguous.” Maralex Res., Inc. v. Barnhardt, 913 F.3d 1189, 1201 (10th Cir.
2019). But in the latter, the clear statement rule context, silence is insufficient
to impinge tribal sovereign interests. “Because the Tribe retains all inherent
attributes of sovereignty that have not been divested by the Federal
Government, the proper inference from silence . . . is that the sovereign power
. . . remains intact.” Iowa Mut. Ins. Co. v. LaPlante, 480 U.S. 9, 18 (1987)
(alterations in original) (quoting Merrion v. Jicarilla Apache Tribe, 455 U.S.
130, 149 n.14 (1982)); see also Pueblo of San Juan, 276 F.3d at 1195. Here, the
expounded principles collide and create a situation in which congressional
silence itself creates the very ambiguity the canons are to resolve. Although
silence alone may not typically give rise to an ambiguity, it can do so when, as
here, the rider prioritizes Oklahoma and divests the tribe’s sovereignty but
does not dictate all the contours of that delegation.
Even so, in applying the clear statement rule, I am also clear-eyed about
what the rider does obviously do – it requires EPA to treat Oklahoma, not the
tribes, as the primary non-federal party in Indian country environmental
programming, and it prevents the EPA from treating a tribe as a state for the
purposes of federal environmental law without Oklahoma’s consent. So, I agree
with the majority that the rider is a clear statement by Congress to generally
subvert tribal sovereignty to that of the State of Oklahoma.
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However, contrary to the majority’s assertion, this does not end the
inquiry, nor does it require that the canons be set to the side as inapplicable.
The statutory text of the rider does not address the precise issue that Pawnee
Nation raises – whether EPA has the authority to impose at least some tribeprotective conditions on Oklahoma’s regulatory jurisdiction. At best, the
statute is silent as to this specific issue. Therein lies the ambiguity.
Most illustratively, the rider expressly subjects Oklahoma to “applicable
requirements of the [federal environmental] law.” SAFETEA § 10211(a). And
it has been EPA’s longstanding position that among the applicable
requirements of substantive environmental law is that state programming
cannot diminish tribal sovereignty. See Washington Dep’t of Ecology, 752 F.2d
at 1472. While EPA has often protected tribal sovereignty over the
environment by outright prohibiting state programming in Indian country,
“the power to do the greater necessarily carries with it the right to do the
lesser” in administrative law. McClellan v. Chipman, 164 U.S. 347, 360 (1896).
And while Congress addressed two of EPA’s principal, greater powers, it did
not address any lesser powers, like limited conditioning of state environmental
regulatory jurisdiction for the purpose of vindicating tribal sovereignty.
Therefore, the rider is ambiguous as to whether EPA can place conditions when
it allows a state to administer EPA programs in Indian country due to
congressional silence as to the extent EPA must delegate its trust
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responsibility to Oklahoma. This ambiguity triggers the application of the
canons.
The majority solely performs a textual analysis of the rider to conclude
that it does not permit EPA any discretion to impose tribe-protective
conditions. But this analysis is insufficient to overcome the clear statement
rule. Adopting EPA’s primary argument, the majority points to the statute’s
use of the phrase “shall approve” to argue that EPA lacked any discretion to
approve conditionally. Majority at 39. The error here, however, is in viewing
mandatory requirements as necessarily and mutually exclusive of discretion
in the carrying out of that requirement. Congress often imposes mandatory
requirements to exercise discretion in particular ways or tolerates certain
degrees of discretion in the execution of mandatory requirements, so long as
the requirement is fulfilled. See, e.g., Nat’l Ass’n of Home Builders v. Defs. of
Wildlife, 551 U.S. 644, 671 (2007); see also id. at 692 (Stevens, J., dissenting).
Other provisions of the rider do not assist EPA. First, the prefatory
phrase “[n]otwithstanding any other provision of law” does not bar EPA from
relying on independent sources of authority because, later in the same
sentence, the statute incorporates those independent sources by reference to
the “applicable requirements” of the federal environmental law under which
Oklahoma seeks regulatory jurisdiction. SAFETEA § 10211(a). As explained,
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EPA has consistently rooted respect for tribal sovereignty as an underlying
principle of substantive federal environmental law.
Second, the phrase “without any further demonstration of authority” is
not a clear statement to divest EPA of authority to impose conditions. Id. The
best reading of “demonstration of authority” is that it refers to the default
framework for adjudicating disputes between state and tribal civil regulatory
jurisdiction, known as Bracker balancing. See Bracker, 448 U.S. at 143–45;
Montana v. United States, 450 U.S. 544, 565–66 (1981); see also Amendments
to the Water Quality Standards Regulation That Pertain to Standards on
Indian Reservations, 56 Fed. Reg. 64876, 64878 (Dec. 12, 1991) (suggesting
EPA will use this framework to adjudicate state-tribal conflicts). In any event,
a requirement to consult with the tribes, as imposed by EPA in its now-vacated
January 2025 Decision, is not a “further demonstration of authority,” and EPA
does not argue that it is. Perhaps more substantive requirements might violate
this language in the rider, but the January 2025 EPA decision to require
engagement and consultation does not.
The majority’s next textual point (an argument not made by EPA) is that
construing the rider to reserve to the agency the authority to condition
Oklahoma’s programming would somehow transform Oklahoma’s program
such that it would cease to be “the same State program” as the one previously
submitted. Majority at 40–42 (emphasis in original). Of course, the rider does
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not use the word “same,” and if EPA puts conditions on Oklahoma’s state
program, it does not cease to be the same state program under environmental
law. It cannot be otherwise, or else EPA has certainly violated the terms of
rider because the programs it approved in May 2025 cannot be the exact same
as the Oklahoma programs previously submitted and which EPA determined,
at some long-ago time, met applicable requirements.
What the majority misses in its discussion of “the definite-article
grammatical principle” is that the follow-on sameness inquiry does its most
muscular work when there is something else that Congress could have been
referring to. By use of the definite article, Congress makes plain that it is
referring to an already-provided-for object with more precision. Here, there is
nothing else that the Congress could have been referring to, for as long as the
program is administered by Oklahoma and remains an environmental
program, it is the same as the one already referred to in the rider. Had EPA
allowed Oklahoma to administer a program in Indian country the state had
never previously submitted, that would be a more obvious problem, but no
changes to the terms or conditions of a program so fundamentally transform it
such that it is no longer an Oklahoma environmental program.
The bottom line is the clear statement rule applies because the tribes,
including Pawnee Nation, have a sovereign interest in the administration of
environmental programs in Indian country, and the rider is ambiguous as to
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whether any sort of conditions may be implemented in favor of their
sovereignty. And here, the clear statement rule carries added force because the
EPA bears a deeply rooted administrative duty to safeguard the tribes’
sovereign interest. To override both the tribes’ inherent sovereignty and EPA’s
administrative authority would represent a stark and major departure from
prior practice, with significant consequences for the health, welfare, and
sovereign integrity of the Pawnee Nation. We usually apply the Indian canons
and other substantive canons “to protect against ‘unintentional, oblique, or
otherwise unlikely’ intrusions on these interests.” West Virginia v. EPA, 597
U.S. at 742 (Gorsuch, J., concurring) (quoting NFIB v. OSHA, 595 U.S. 109,
125 (2022) (Gorsuch, J., concurring)); see also Cohen’s Handbook § 9.04(3)(c),
668–69 (2024 ed.). Under such circumstances, Congress shouldered the burden
to speak with unmistakable precision. I would hold that Congress did not speak
clearly enough to support EPA’s underlying decision.
III
Our duty is to “hold unlawful and set aside” EPA’s action if it is
“arbitrary, capricious, an abuse of discretion, or otherwise not in accordance
with law.” 5 U.S.C. § 706(2)(A); Diné Citizens Against Ruining Our Env't v.
Haaland, 59 F.4th 1016, 1029 (10th Cir. 2023). Because EPA concluded that it
has no discretion to impose a tribal consultation requirement on Oklahoma,
EPA rendered a final decision that was “not in accordance with the law.”
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The majority may well be correct that EPA could exercise its discretion
to not impose any conditions. Majority at 38 n.11. But EPA must “ground its
reasons for action or inaction in the statute,” Massachusetts v. EPA, 549 U.S.
497, 535 (2007), so this court should remand to the EPA to take another look
at it. Given that the majority does not reach this same conclusion, I respectfully
dissent.
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