NOTICE: All slip opinions and orders are subject to formal revision and are superseded by the advance sheets and bound volumes of the Official Reports. If you find a typographical error or other formal error, please notify the Reporter of Decisions, Supreme Judicial Court, John Adams Courthouse, 1 Pemberton Square, Suite 2500, Boston, MA, 02108-1750; (617) 557-1030; [email protected]
SJC-13856
COMMONWEALTH vs. MIKAI THOMSON.
Suffolk. March 2, 2026. - October 20, 2026.
Present: Budd, C.J., Gaziano, Kafker, Wendlandt, Georges,
Dewar, & Wolohojian, JJ.
Firearms. Constitutional Law, Right to bear arms, Standing to
question constitutionality. Evidence, Firearm, Age, Expert
opinion. Practice, Criminal, Standing. License.
Complaint received and sworn to in the Dorchester Division of the Boston Municipal Court Department on December 27, 2021.
The case was tried before Samir Zaganjori, J.
The Supreme Judicial Court on its own initiative
transferred the case from the Appeals Court.
Elizabeth C. Lazar for the defendant.
Ian MacLean, Assistant District Attorney (Charles Marshall, Assistant District Attorney, also present) for the Commonwealth.
K. Hayne Barnwell, for youth advocacy division of the Committee for Public Counsel Services, amicus curiae, submitted a brief.
Joseph N. Schneiderman, for E.V., amicus curiae, submitted a brief.
2
WOLOHOJIAN, J. A police officer stopped a car after it
went through a red light. The defendant was seated in the front
passenger seat; a lit marijuana "blunt" was in the center
console;1 and a plastic bag containing a pound of marijuana was
on the back seat.2 The officer asked for identification from all
three occupants of the car, none of whom was wearing a seat
belt.3 The officer also asked whether anyone in the car had a
weapon. The defendant (unlike his companions) did not answer,
and the officer asked him to get out of the car. The defendant
complied, and then pushed the officer and ran away. Along his
flight, he discarded a loaded nine millimeter semiautomatic
handgun. He was subsequently charged with and convicted of
carrying a firearm without a license, under G. L. c. 269,
§ 10 (a).
1 "'Blunt' is a term used to describe a cigar from which the tobacco has been removed and replaced with marijuana." Commonwealth v. Cotto, 69 Mass. App. Ct. 589, 590 n.1 (2007).
2 All three occupants were under the age of twenty-one and thus prohibited from possessing marijuana. G. L. c. 94G, § 2 (b). In any event, the amount of marijuana in the car exceeded the amount for which possession has been decriminalized even for those over twenty-one. G. L. c. 94G, § 7 (a) (1).
3 An officer may ask for identification in order to write a citation for a seat belt infraction, G. L. c. 90, § 13A. Commonwealth v. Elysee, 77 Mass. App. Ct. 833, 844 (2010). Commonwealth v. Goewey, 69 Mass. App. Ct. 429, 433-434 (2007), S.C., 452 Mass. 399 (2008).
3
It is undisputed that the defendant neither possessed, nor
had ever applied for, a license to carry a firearm. At the time
these events occurred in December 2021, the defendant was twenty
years old, and our firearm licensing scheme did not (and still
does not) permit persons under twenty-one years of age to obtain
a license to carry (hereinafter, licensing age restriction).
G. L. c. 140, § 131 (d) (iv), as appearing in St. 2014, c. 284,
§ 48. G. L. c. 140, § 131 (d), as appearing in St. 2024,
c. 135, § 49.
In this direct appeal from his convictions, the defendant
challenges this licensing age restriction as violating the
Second Amendment to the United States Constitution. Because
restriction of firearm possession by those deemed too young to
handle them safely outside of supervised settings is consistent
with the nation's regulatory tradition, we affirm.4
Background. No further recitation of the background facts
being necessary, we proceed directly to the case's procedural
history.
The defendant was charged by way of a criminal complaint on
December 27, 2021, with assault and battery on a police officer,
G. L. c. 265, § 13D, and unlawful possession of a firearm
4 We acknowledge the amicus briefs submitted by the youth advocacy division of the Committee for Public Counsel Services and by E.V., a juvenile.
4
without a license, G. L. c. 269, § 10 (a). The defendant was
convicted by a jury of both charges. He timely appealed, and we
transferred the case from the Appeals Court on our own
initiative. The defendant raises no issue in this appeal
concerning his assault and battery conviction, and it is
accordingly affirmed without further discussion. This appeal
concerns only the defendant's conviction of unlawful possession
of a firearm without a license.
Discussion. The defendant was convicted under G. L.
c. 269, § 10 (a), which makes it a crime to possess or carry a
firearm except as otherwise provided or exempted by statute. As
pertinent here, one of those exemptions is if a person has "in
effect a license to carry firearms issued under [G. L. c. 140,
§ 131]." G. L. c. 269, § 10 (a) (2). At the time these events
occurred in December 2021, the defendant was twenty years old,
and our firearm licensing scheme did not permit persons under
twenty-one to apply for a license to carry. G. L. c. 140,
§ 131 (d) (iv), as appearing in St. 2014, c. 284, § 48. The
evidence showed that the defendant was under twenty-one years
old, and the jury were instructed that persons under twenty-one
are ineligible for a license to carry and that they could use
that fact to find that the Commonwealth met its burden to prove
that the defendant did not have a license to carry. See
Commonwealth v. Guardado, 491 Mass. 666, 690, S.C., 493 Mass. 1
5
(2023), cert. denied, 602 U.S. 1039 (2024) ("failure to obtain a
license is a 'fact necessary to constitute' the crime of
unlawful possession of a firearm").
The defendant does not challenge the constitutionality of
G. L. c. 269, § 10 (a), the statute of his conviction. Rather,
he challenges the constitutionality of the licensing age
restriction. He argues that the minimum age requirement for
obtaining a license to carry violates the Second Amendment, both
on its face and as applied to him.5 He did not raise these
claims below. The standard of review for unpreserved errors in
noncapital cases is whether there is a substantial risk of a
miscarriage of justice. Commonwealth v. Desiderio, 491 Mass.
809, 815-816 (2023).
Our discussion proceeds as follows. First, we address the
defendant's standing. Second, we set out the United States
Supreme Court's Second Amendment jurisprudence, which frames and
controls the analysis of the constitutional question presented.
Third, we assess whether the defendant's conduct falls within
5 In his opening brief, the defendant also raised a facial challenge to the "may issue" language of G. L. c. 140, § 131 (d), as appearing in St. 2014, c. 284, § 48, which he subsequently withdrew in light of our decision in Commonwealth v. Rodriguez, 496 Mass. 627, 642 n.8 (2025). We note that that language has been removed from the current version of the statute. See G. L. c. 140, § 131 (d), as appearing in St. 2024, c. 135, § 49.
6
the text of the Second Amendment. Fourth, we describe our
contemporary regulatory scheme for firearms, focusing
particularly on those aspects concerning minors. Fifth, we
identify the "why" and "how" of that regulatory scheme. Sixth,
we assess whether the licensing age restriction is consistent
with the historical tradition of firearm regulations for minors
and use analogical reasoning to evaluate the current regulatory
scheme against the historical one and conclude that they are
strongly analogous. Finally, we address the dissent's proposal
that the case be remanded to the Boston Municipal Court for an
evidentiary hearing.
1. Standing. The defendant does not dispute that he has
never applied for a license to carry a firearm. We have "long
held that standing to bring an as-applied challenge to the
Commonwealth's firearm licensing scheme requires having applied
for (and been denied) a license or [firearm identification
(FID)] card pursuant to that scheme."6 Commonwealth v.
Rodriguez, 496 Mass. 627, 640 (2025), quoting Commonwealth v.
6 This principle "is not premised on any substantive position, one way or the other, about the constitutional validity of th[e] particular [licensing] scheme. Rather, it simply reflects the more general principle that one may not challenge a licensing scheme if one has 'never applied for a license, was never denied a hearing, and in no way was ever refused a license.'" Commonwealth v. Marquis, 495 Mass. 434, 440 (2025), cert. denied, 146 S. Ct. 1445 (2026), quoting Commonwealth v. Gordon, 354 Mass. 722, 724-725 (1968).
7
Marquis, 495 Mass. 434, 439 (2025), cert. denied, 146 S. Ct.
1445 (2026). See Commonwealth v. Johnson, 461 Mass. 44, 58
(2011); Commonwealth v. Loadholt, 460 Mass. 723, 725 (2011);
Powell v. Tompkins, 783 F.3d 332, 344 (1st Cir. 2015), cert.
denied, 577 U.S. 1219 (2016). And we have hewed to this
principle even in a case, such as this one, involving a
defendant's license ineligibility due to age, explaining that
where a defendant has not applied for or been denied a license,
"the defendant has not demonstrated that a denial of the
issuance of a § 131 license to him would have been rendered on
account of his age alone." Commonwealth v. Powell, 459 Mass.
572, 590 (2011), cert. denied, 565 U.S. 1262 (2012), abrogated
on other grounds as recognized by Commonwealth v. Crowder, 495
Mass. 552, 557-558 (2025). It is significant here that the
defendant does not even contend, let alone establish, that only
his age stood between him and obtaining a license to carry.
Moreover, there is no factual record upon which to make such a
determination, and the defendant may have been ineligible for a
license on one or more other grounds.
Nonetheless, the defendant points to Lara v. Commissioner
Pa. State Police, 91 F.4th 122, 138-140 (3d Cir.), vacated on
other grounds, 604 U.S. 904 (2024), for the proposition that
eighteen to twenty year olds have standing to pursue an asapplied challenge to a firearm licensing scheme even when they
8
have not applied for a license if such an application would have
been futile. Lara (a civil case seeking injunctive relief) does
not mention, let alone rest on, the concept of futility.
Setting that aside, Lara involved a question of standing under
art. III of the United States Constitution, which is not
implicated here. "[B]ecause Federal limitations on
justiciability are grounded in the case or controversy
limitation in art. III of the United States Constitution, and
because art. III does not apply to State courts, State courts
remain free to define their own jurisdictional limits even when
adjudicating Federal claims." LaChance v. Commissioner of
Correction, 475 Mass. 757, 771 n.14 (2016). Lara, accordingly,
does not persuade us to abandon our traditional standing
requirement for as-applied challenges to the Commonwealth's
firearm licensing scheme in the context of a criminal
conviction.
That said, we have previously acknowledged the "possibility
of standing to bring an as-applied challenge to the firearm
licensing scheme absent license denial where the defendant can
show that applying would have been futile." Marquis, 495 Mass.
at 439 n.5, citing Commonwealth v. Harris, 481 Mass. 767, 771
n.5 (2019). We do not now foreclose that possibility in an
appropriate case on an adequate record. But this is not that
case. As we have already said, the defendant has not attempted
9
to show, let alone succeeded in showing, that age alone was the
basis for his ineligibility to obtain a license to carry. For
all that appears, the defendant was ineligible on some other,
independent ground raising no constitutional or other concern –-such as having been convicted of or adjudicated a youthful
offender or delinquent child for the commission of, for example,
a violent crime. See G. L. c. 140, § 131 (d) (i), as appearing
in St. 2014, c. 284, § 48; G. L. c. 140, § 121F (j) (i),
inserted by St. 2024, c. 135, § 32 (current firearm licensing
statute).7 In these circumstances, there is no reason for us to
explore the possibility of standing based on futility.
But the defendant's failure to apply for a license does not
deprive him of standing to raise a facial challenge to the
licensing age restriction. "[I]n a prosecution for violation of
a licensing statute which is unconstitutional on its face, the
issue of its validity is presented even in the absence of an
application for a license." Commonwealth v. Gordon, 354 Mass.
7 "Violent crime" for purposes of the firearm licensing scheme is "any crime punishable by imprisonment for a term exceeding one year, or any act of juvenile delinquency involving the use or possession of a deadly weapon that would be punishable by imprisonment for such term if committed by an adult, that: (i) has as an element the use, attempted use or threatened use of physical force or a deadly weapon against the person of another; (ii) is burglary, extortion, arson or kidnapping; (iii) involves the use of explosives; or (iv) otherwise involves conduct that presents a serious risk of physical injury to another." G. L. c. 140, § 121.
10
722, 725 (1968). Because the defendant has standing to raise a
facial challenge to the licensing age restriction, we consider
his arguments on that footing, while noting that the substance
of his as-applied challenge as a twenty year old will be
encompassed in our discussion of his facial challenge in any
event.
2. Supreme Court Second Amendment jurisprudence. The
Second Amendment provides, "A well regulated Militia, being
necessary to the security of a free State, the right of the
people to keep and bear Arms, shall not be infringed." This
text has been the subject of several important Supreme Court
opinions over the past twenty years, beginning with the Court's
2008 decision in District of Columbia v. Heller, 554 U.S. 570
(2008). We trace that history now.
In Heller, the Court conducted a textual analysis of the
Second Amendment and concluded that its prefatory clause does
not limit its operative clause. Id. at 577-578. Although the
Court closely examined the text of both clauses, we need only
concentrate here on the Court's explication of the operative
clause.
As to "the people," the Court said that the phrase
"unambiguously refers to all members of the political community,
not an unspecified subset." Id. at 580. Put otherwise, it
"refers to a class of persons who are part of a national
11
community or who have otherwise developed sufficient connection
with this country to be considered part of that community."
Id., quoting United States v. Verdugo-Urquidez, 494 U.S. 259,
265 (1990). It is these people who are the "holder[s]" of the
Second Amendment right. Heller, 554 U.S. at 581. Turning to
the phrase "keep and bear Arms," the Court concluded that "the
Second Amendment extends, prima facie, to all instruments that
constitute bearable arms, even those that were not in existence
at the time of the founding." Id. at 582. And it determined
that "'[k]eep[ing] arms' was simply a common way of referring to
possessing arms," id. at 583, and that to "bear" arms means to
carry them, id. at 584. "Putting all of these textual elements
together, [the Court found] that they guarantee the individual
right to possess and carry weapons in case of confrontation."
Id. at 592.
Although Heller concluded that the Second Amendment
codified a preexisting natural "right of having and using arms
for self-preservation and defence," id. at 593-594, quoting 1 W.
Blackstone, Commentaries *140, the Court also determined that
the right is "not unlimited," Heller, 554 U.S. at 595, 626-628.
The Second Amendment does not protect "the right of citizens to
carry arms for any sort of confrontation." Id. at 595. Nor is
it "a right to keep and carry any weapon whatsoever in any
manner whatsoever and for whatever purpose." Id. at 626.
12
Furthermore, the Court expressly noted that it did not intend
"to cast doubt on longstanding prohibitions on the possession of
firearms," and provided nonexhaustive examples of such
regulations. Id. at 626-627.
In summary, Heller announced an individual right under the
Second Amendment, but not an unlimited one, and one that is
subject to regulations of long standing.
In McDonald v. Chicago, 561 U.S. 742, 791 (2010), the
Supreme Court incorporated the Second Amendment right as against
the States through the Fourteenth Amendment to the United States
Constitution. While doing so, the Court recognized that "[t]he
right to keep and bear arms . . . has controversial public
safety implications" of concern to the States. Id. at 783. But
the Court reassured that "[S]tate and local experimentation with
reasonable firearms regulations will continue under the Second
Amendment," id. at 785, and repeated that Heller "did not cast
doubt on . . . longstanding regulatory measures," id. at 786.
Neither Heller nor McDonald explained how courts were to
determine whether any particular firearm regulation passed
constitutional muster. Eventually, the Federal Courts of
Appeals coalesced around a two-step framework that combined
history with means-end scrutiny. See New York State Rifle
& Pistol Ass'n v. Bruen, 597 U.S. 1, 17 (2022) (Bruen). This
13
approach was rejected by the Supreme Court in Bruen. Instead of
that two-step framework, the Court held
"that when the Second Amendment's plain text covers an
individual's conduct, the Constitution presumptively
protects that conduct. To justify its regulation, the
government may not simply posit that the regulation
promotes an important interest. Rather, the government
must demonstrate that the regulation is consistent with
this Nation's historical tradition of firearm regulation.
Only if a firearm regulation is consistent with this
Nation's historical tradition may a court conclude that the
individual's conduct falls outside the Second Amendment's
'unqualified command.'"
Id., quoting Konigsberg v. State Bar of Cal., 366 U.S. 36, 50
n.10 (1961). This test "requires courts to assess whether
modern firearms regulations are consistent with the Second
Amendment's text and historical understanding," Bruen, 597 U.S.
at 26, by engaging in "analogical reasoning" to determine
"whether the two regulations are 'relevantly similar,'" id. at
28-29, quoting Sunstein, On Analogical Reasoning, 106 Harv. L.
Rev. 741, 773 (1993).
The Court did not attempt in Bruen to "provide an
exhaustive survey of the features that render regulations
relevantly similar," but it expressed the view that "Heller and
McDonald point toward at least two metrics: how and why the
regulations burden a law-abiding citizen's right to armed selfdefense." Bruen, 597 U.S. at 29. The Court further explained
that "analogical reasoning under the Second Amendment is neither
a regulatory straightjacket nor a regulatory blank check." Id.
14
at 30. It "requires only that the government identify a wellestablished and representative historical analogue, not a
historical twin. So even if a modern-day regulation is not a
dead ringer for historical precursors, it still may be analogous
enough to pass constitutional muster." Id.
The Court returned to these topics in United States v.
Rahimi, 602 U.S. 680 (2024), where it reiterated that the Second
Amendment "secures for Americans a means of self-defense" and
that the right is not unlimited. Id. at 690. Because the
Second Amendment is not "a law trapped in amber," id. at 691,
and "permits more than just those regulations identical to ones
that could be found in 1791," id. at 691-692, "the appropriate
analysis involves considering whether the challenged regulation
is consistent with the principles that underpin our regulatory
tradition" in order to determine whether the modern firearm
regulation is "relevantly similar" to that historical tradition,
id. at 692. Central to this inquiry are how and why the
regulation burdens the Second Amendment right. Id. The Court
reiterated that, while a modern firearm regulation "must comport
with the principle underlying the Second Amendment, . . . it
need not be a 'dead ringer' or a 'historical twin.'" Id.,
quoting Bruen, 597 U.S. at 30. Thus, even when a challenged
regulation does not "precisely match its historical precursors,
'it still may be analogous enough to pass constitutional
15
muster.'" Rahimi, 602 U.S. at 692, quoting Bruen, 597 U.S. at
30.
Rahimi is instructive in its application of analogical
reasoning to examine a modern firearm regulation against
historical ones. At issue was a Federal law criminalizing the
possession of a firearm while subject to a domestic violence
restraining order. 18 U.S.C. § 922(g)(8). Among other things,
the Federal statute required the existence of a restraining
order containing a finding that "the defendant 'represents a
credible threat to the physical safety' of his intimate partner
or his or his partner's child, § 922(g)(8)(C)(i), or 'by its
terms explicitly prohibit[ing] the use,' attempted use, or
threatened use of 'physical force' against those individuals,
§ 922(g)(8)(C)(ii)." Rahimi, 602 U.S. at 688.
The Court found that this Federal law was "relevantly
similar" to Massachusetts's (and other States') historical
surety and going armed laws "in both why and how it burdens the
Second Amendment right." Rahimi, 602 U.S. at 698. More
specifically, the Court identified the following points of
similarity: (i) the Federal law and the historical ones both
"involved judicial determinations of whether a particular
defendant likely would threaten or had threatened another with a
weapon"; (ii) they both imposed only temporary restrictions of
limited duration; and (iii) they both provided for penal
16
punishment. Id. at 698-699. The Court was satisfied that
"[s]ince the founding, our Nation's firearm laws have included
provisions preventing individuals who threaten physical harm to
others from misusing firearms." Id. at 690.
It is important to observe that no single historical
regulation matched the Federal statute in all respects, but a
combination of pertinent historical regulations matched the
"how" and "why" of the current Federal statute. And the Court
concluded that that was enough, using analogical reasoning, to
satisfy the Second Amendment.
The Court next demonstrated application of the analogical
reasoning process in United States v. Hemani, 608 U.S. 772, 779-783 (2026), which involved a Federal statute that automatically
banned anyone who is an "unlawful user of" or "addicted to" a
"controlled substance" from possessing a firearm. 18 U.S.C.
§ 922(g)(3). The defendant admitted that he used marijuana a
few times a week, but there was no evidence that the defendant's
"drug use had ever led him to pose a danger to himself or
others." Hemani, 608 U.S. at 779. Nor was there any evidence
that the defendant had done anything with his firearm other than
to keep it in his home. Id. In these circumstances, the Court
rejected the government's reliance on historical laws concerning
habitual drunkards as historical analogues satisfying the "how"
and "why" of the modern statute. Id. at 782-783. The
17
historical laws fell into three categories: vagrancy laws,
which permitted drunkards to be confined to workhouses or
jailed, civil commitment statutes, which allowed courts to
appoint guardians or commit the drunkard to an asylum, and
surety laws, which allowed judges to compel habitual drunkards
to post bonds to ensure their good behavior. Id. at 781-782.
The Court found that the historical laws differed dramatically
from the current one because they "targeted different kinds of
people, did so for different purposes, and operated in different
ways." Id. at 783. Because the comparison failed on all of
these metrics taken cumulatively, the Federal statute violated
the Second Amendment. The Court left open the question whether
"any one of these problems taken in isolation would prove fatal
to the government's cause." Id. In addition, the Court
reiterated that its decision "should not be taken to suggest
'that the Second Amendment prohibits the enactment of laws
banning the possession of guns by categories of persons thought
by a legislature to present a special danger of misuse.'" Id.
at 791 n.6, quoting Rahimi, 602 U.S. at 698.
Shortly after it decided Hemani, the Court supplied another
example of analogic reasoning in Wolford v. Lopez, 609 U.S. 185
(2026), where the Court concluded that historical laws were not
sufficiently analogous to a contemporary Hawaii statute
prohibiting a person carrying a firearm from entering private
18
property without express authorization "by the owner, lessee,
operator, or manager of the property." Id. at 201, citing Haw.
Rev. Stat. § 134-9.5(a). The Court concluded that historical
laws prohibiting unauthorized hunting of deer or small game on
someone else's private property, Wolford, 609 U.S. at 208-210,
an Oregon law prohibiting armed persons from trespassing on
"enclosed premises or land," id. at 210-211, and a Nineteenth
Century Louisiana law restricting the carrying of firearms on
"the premises or plantations of any citizen" without the consent
of the owner unless pursuant to a military or civil order, id.
at 211, were not sufficiently analogous to the current Hawaii
law.
3. Conduct protected by Second Amendment. "[W]hen the
Second Amendment's plain text covers an individual's conduct,
the Constitution presumptively protects that conduct." Bruen,
597 U.S. at 17. As we have already discussed above, there are
two components of the text that must be examined: "the people"
and "keep and bear Arms." As to the latter, "'keep[ing] arms'
was simply a common way of referring to possessing arms,"
Heller, 554 U.S. at 583, and "bear[ing]" arms means to carry
them, id. at 584. It requires no discussion to conclude that
the defendant's carrying of a semiautomatic handgun falls within
the plain text of the Second Amendment. See id. at 582 ("the
Second Amendment extends, prima facie, to all instruments that
19
constitute bearable arms, even those that were not in existence
at the time of the founding").
What remains is whether the twenty year old defendant is
part of "the people" despite his age. Whether someone under the
age of twenty-one is a member of "the people" has been a matter
of disagreement. Compare, e.g., Lara, 91 F.4th at 141-147
(Restrepo, J., dissenting), with Reese v. Bureau of Alcohol,
Tobacco, Firearms, & Explosives, 127 F.4th 583, 592-593 (5th
Cir. 2025), and Rocky Mountain Gun Owners v. Polis, 121 F.4th
96, 114-116 (10th Cir. 2024). We do not need to wade into this
debate, but instead proceed on the assumption, without deciding
the issue, that the defendant, despite his age, is a member of
"the people." See McCoy v. Bureau of Alcohol, Tobacco, Firearms
& Explosives, 140 F.4th 568, 575 (4th Cir. 2025), cert. denied,
146 S. Ct. 2808 (2026); National Rifle Ass'n v. Bondi, 133 F.4th
1108, 1130 (11th Cir. 2025) (en banc), cert. denied, 146 S. Ct.
2811 (2026) (Bondi). We accordingly move to the next step of
the Bruen analysis, which is to determine whether the
Commonwealth has met its burden to establish that the licensing
age restriction is consistent with the historical tradition of
firearm regulation. See Bruen, 597 U.S. at 17, 24.
4. Firearm age restrictions. Our Legislature has created
a licensing scheme that gives progressively greater unsupervised
access to the possession and use of firearms by young people as
20
they mature in age. The scheme reflects calibrated legislative
determinations regarding the ages at which young people may be
entrusted with deadly weapons in supervised and unsupervised
settings. We now lay out that graduated scheme as it was in
effect at the time of the defendant's offenses.8 See
Commonwealth v. Bellard, 494 Mass. 446, 448 n.4 (2024);
Commonwealth v. Lutskov, 480 Mass. 575, 580 n.4 (2018).
The licensing scheme has two intersecting permitting
components: FID cards, see G. L. c. 140, § 129B, as amended
through St. 2018, c. 123, §§ 9, 10; G. L. c. 140, § 129C, as
amended through St. 2014, c. 284, §§ 40-41, and licenses to
carry (license or license to carry), G. L. c. 140, § 131, as
amended through St. 2018, c. 123, §§ 11, 12. An FID card
entitles its holder to possess a nonlarge capacity rifle or
shotgun. An FID card holder is also allowed to possess
8 We note that the firearm licensing scheme was
significantly reorganized and revised after the time of the defendant's offenses in December 2021. The citations in this opinion are to the statutes as they existed at the time of the offenses except as otherwise noted; although the substantive provisions are largely the same in the current scheme, they may not appear in the same place.
21
firearms,9 large capacity rifles, and large capacity shotguns,10
under the license of a shooting range or club or under "the
direct supervision of a holder of a license issued under [G. L.
9 At the time of offenses, "firearm" was defined as "a stun gun or a pistol, revolver or other weapon of any description, loaded or unloaded, from which a shot or bullet can be discharged and of which the length of the barrel or barrels is less than 16 inches or 18 inches in the case of a shotgun as originally manufactured; provided, however, that the term firearm shall not include any weapon that is: (i) constructed in a shape that does not resemble a handgun, short-barreled rifle or short-barreled shotgun including, but not limited to, covert weapons that resemble key-chains, pens, cigarettelighters or cigarette-packages; or (ii) not detectable as a weapon or potential weapon by x-ray machines commonly used at airports or walk-through metal detectors." G. L. c. 140, § 121, as amended through St. 2018, c. 123.
10 At the time of offenses, "large capacity weapon" was defined as "any firearm, rifle or shotgun: (i) that is semiautomatic with a fixed large capacity feeding device; (ii) that is semiautomatic and capable of accepting, or readily modifiable to accept, any detachable large capacity feeding device; (iii) that employs a rotating cylinder capable of accepting more than ten rounds of ammunition in a rifle or firearm and more than five shotgun shells in the case of a shotgun or firearm; or (iv) that is an assault weapon. The term 'large capacity weapon' shall be a secondary designation and shall apply to a weapon in addition to its primary designation as a firearm, rifle or shotgun and shall not include: (i) any weapon that was manufactured in or prior to the year 1899; (ii) any weapon that operates by manual bolt, pump, lever or slide action; (iii) any weapon that is a single-shot weapon; (iv) any weapon that has been modified so as to render it permanently inoperable or otherwise rendered permanently unable to be designated a large capacity weapon; or (v) any weapon that is an antique or relic, theatrical prop or other weapon that is not capable of firing a projectile and which is not intended for use as a functional weapon and cannot be readily modified through a combination of available parts into an operable large capacity weapon." G. L. c. 140, § 121, as amended through St. 2018, c. 123.
22
c. 140, § 131]," while at an "incorporated shooting club or
licensed shooting range." G. L. c. 140, § 129B (6), as
appearing in St. 2014, c. 284, § 33.
A license to carry entitles its holder to "purchase, rent,
lease, borrow, possess and carry" firearms, rifles, shotguns,
large capacity weapons, and feeding devices and ammunition
therefor. G. L. c. 140, § 131 (a), as appearing in St. 2014,
c. 284, § 47. In addition, a license to carry entitles its
holder to "own, possess, purchase and transfer non-large
capacity rifles and shotguns, consistent with the entitlements
conferred by [an FID] card." G. L. c. 140, § 131 (c), as
appearing in St. 2014, c. 284, § 47.
Rather than structuring our discussion of the regulatory
scheme according to these two types of permits (i.e., FID cards
and licenses to carry), however, we structure our discussion
according to the age distinctions made by the scheme. We begin
with the youngest ages and work our way up to age twenty-one,
which is the age the Legislature has set for a qualified person
to obtain a license to carry a firearm.
a. Any age. A person under the age of twenty-one (young
person) -- even while he or she is an infant, toddler, or child
-- is permitted to hold, handle, and fire firearms for
examination, trial, or instruction in the presence of a license
holder and is permitted to do the same with respect to rifles
23
and shotguns in the presence of an FID card holder. G. L.
c. 140, § 129C (m), as appearing in St. 1969, c. 799, § 8.
Provided the young person is supervised in this manner, the
young person is not him- or herself required to have either an
FID card or a license in order to hold, handle, or fire a
firearm, rifle, or shotgun. See id.
In addition, a young person not having an FID card or
license may use large capacity weapons, ammunition, and feeding
devices at a licensed club or facility with an on-site shooting
range or gallery "while under the direct supervision of a
certified firearms safety instructor or club member who . . .
possesses a license to carry."11 G. L. c. 140, § 131 (b), as
appearing in St. 2014, c. 284, § 47.
b. Under age fifteen. Without themselves holding an FID
card or license to carry, young persons under the age of fifteen
are permitted to use a rifle or a shotgun in hunting or target
11Also without needing an FID card or license to carry, a young person may possess firearms for the purpose of firing at duly licensed target concessions at amusement parks, "provided that the firearms, rifles or shotguns to be so used are firmly chained or affixed to the counter and that the proprietor is in possession of a firearm identification card or license to carry firearms." G. L. c. 140, § 129C (e), as appearing in St. 1969, c. 799, § 8. They may also possess and utilize any rifle or shotgun during the course of theatrical productions, provided such possession or use is "under the immediate possession of a holder of [an FID] card or a license to carry firearms." G. L. c. 140, § 129C (l), as appearing in St. 1969, c. 799, § 8.
24
shooting if under the "immediate supervision of a person holding
[an FID] card or a license to carry firearms, or a duly
commissioned officer, noncommissioned officer or enlisted member
of the United States Army, Navy, Marine Corps, Air Force or
Coast Guard, or the National Guard or military service of the
commonwealth or reserve components thereof, while in the
performance of his duty." G. L. c. 140, § 129C (k), as
appearing in St. 1969, c. 799, § 8.
c. Age fifteen. A young person who is at least fifteen
years old, and not otherwise prohibited, is entitled to an FID
card. See G. L. c. 140, § 129B (1) (iv), as appearing in St.
2014, c. 284, § 30. Until the young person reaches the age of
eighteen, the young person's application for an FID card must
include a certificate from a parent or guardian.12 G. L. c. 140,
§ 129B (1) (v), as appearing in St. 2014, c. 284, § 30. Because
we have already set them out above, we do not repeat here the
entitlements that come with holding an FID card.
d. Age seventeen and above. A young person "in the
military or other service of any state or of the United States,
and police officers and other peace officers of any
12Starting at age fourteen, a young person, unless
otherwise prohibited, may apply for an FID card, to be issued once the person reaches age fifteen. G. L. c. 140, § 129B (iv), as appearing in St. 2014, c. 284, § 30.
25
jurisdiction, in the performance of their official duty or when
duly authorized to possess them" is exempt from the need to
obtain an FID card and may possess and use firearms, rifles, and
pistols. Although this statutory provision does not itself
identify a minimum age, the minimum ages are set elsewhere at
age seventeen for members of the United States military and
twenty-one for State and local law police and law enforcement
officers.13,14 G. L. c. 140, § 129C (o), as appearing in St.
1975, c. 378, § 1.
e. Age eighteen and above. Once a young person reaches
the age of eighteen, he or she may apply for, and obtain, an FID
card without parental or guardian certification. See G. L.
c. 140, § 129B (1) (v), as appearing in St. 2014, c. 284, § 30.
f. Age twenty-one. Unless otherwise prohibited, a person
who attains the age of twenty-one may apply for, and obtain, a
license to carry. See G. L. c. 140, § 131 (d) (iv), as
appearing in St. 2014, c. 284, § 48.
g. Summary. In summary, the Legislature has created a
graduated firearm licensing scheme tied to three primary
13Currently, a person must be at least seventeen years old to be eligible to serve in the United States military, and parental consent is required for those under age eighteen. 10 U.S.C. § 505(a).
14A person must be twenty-one years old to be appointed as a police officer in Massachusetts, G. L. c. 31, § 58, or to be appointed as a State trooper, G. L. c. 22C, § 10.
26
considerations: age, supervision, and setting. At the younger
ages of childhood, the Legislature requires that firearm
possession and use be within structured settings and under
supervision by licensed adults. As the young person matures,
the Legislature has reduced the amount of supervision required
and expanded the settings in which firearms may be used.
Finally, our Legislature, like the legislatures of other States,
has determined that twenty-one is the age of competence to
possess and carry a firearm without any supervision.15
5. "How" and "why" of the licensing age restriction. We
are instructed by the Supreme Court to consider "how" and "why"
the licensing age restriction burdens young persons' Second
Amendment rights. See part 2, supra. We turn to those topics
now, beginning with the "how."
The licensing scheme accomplishes its ends through
gradations of adult supervision tied to age until the young
person matures to the age of twenty-one for a license to carry.
Licensure in and of itself is not the sole "how" of the scheme.
To the contrary, even the very youngest of children are not
15Several other State legislatures have similarly
restricted possession of firearms by people under twenty-one. See Conn. Gen. Stat. § 29-28(c)(10); 11 Del. Code Ann. § 1448(a)(5); D.C. Code § 7-2502.03; Haw. Rev. Stat. § 134-7(g); 720 Ill. Comp. Stat. 5/24-1.6; Md. Code Ann., Pub. Safety § 5-133(d); N.J. Stat. Ann. § 2C:58-6.1; N.Y. Penal Law § 400.00; Wash. Rev. Code § 9.41.240.
27
required to have FID cards or licenses in order to possess and
use firearms when under supervision in structured settings.
Instead, the "how" is in large part the temporary imposition of
supervision within those settings, which is gradually withdrawn
as the young person matures.
Temporary age-based restrictions are common throughout our
statutes,16 even when they implicate constitutional rights. For
example, one must be at least eighteen years old to serve on a
jury, G. L. c. 234A, § 4, to marry, G. L. c. 207, § 7, or enter
into binding and enforceable contracts, G. L. c. 231, § 85O.
And even the fundamental right to exercise religion guaranteed
by the First Amendment to the United States Constitution may be
restricted where necessary to effectuate the State's duty to
protect the young from dangers caused by the exercise of that
right. See Prince v. Massachusetts, 321 U.S. 158, 168 (1944).
"The state's authority over children's activities is broader
than over like actions of adults" because a "democratic society
rests, for its continuance, upon the healthy, well-rounded
16For example, one must be eighteen to purchase lottery tickets or drive a common carrier motor vehicle. See G. L. c. 10, § 29; G. L. c. 159A, § 9. Additionally, "one must be twenty-one years of age to purchase and sell alcoholic beverages, to purchase tobacco products, to obtain a license to carry a handgun, to be a police officer, and to gamble. See G. L. c. 138, § 34; G. L. c. 270, § 6; G. L. c. 140, § 131 (d) (iv); G. L. c. 31, § 58; G. L. c. 22C, § 10; G. L. c. 23K, §§ 25 (h), 43." Commonwealth v. Mattis, 493 Mass. 216, 232 (2024).
28
growth of young people into full maturity as citizens, with all
that implies." Id. Age-based restrictions "reflect the
commonly held view that [young persons] generally are not
equipped to assume all the responsibilities of adulthood,
especially with respect to high risk activities." Commonwealth
v. Mattis, 493 Mass. 216, 232 (2024).
To be sure, one might debate what age the Legislature
should choose as the age of competence to obtain a license to
carry. And some might argue that if, for example, a young
person is competent to vote or responsible enough to marry at
age eighteen, then he or she is competent to carry a firearm.
But see Rocky Mountain Gun Owners, 121 F.4th at 124 ("we reject
the notion that the minimum age for purchasing a firearm should
automatically mirror the minimum voting age"). Another might
take the position that carrying a firearm poses risks to the
young person –- such as the risk of death or incarceration from
its misuse –- that voting does not, or that carrying a firearm
unsupervised requires at least as much maturity as purchasing
alcohol, which cannot be legally accomplished until age twentyone. These are legitimate points of disagreement and debate.
But it has always been for the Legislature, within
constitutional limits, to set the age of competence. See Wassum
v. Feeney, 121 Mass. 93, 95 (1876) ("The age at which persons
shall be deemed competent to do any acts or perform any duties
29
depends wholly on the Legislature"); T. Rutherforth, Institutes
of Natural Law, c. VI, § XIV, at 388 (2d Am. ed. 1832) ("civil
legislator of any community is at liberty to fix that period of
life, as the age of discretion, at which experience and
observation have shown the judgement of those, who live in the
same climate with himself, to be usually ripe"). See also Rocky
Mountain Gun Owners, 121 F.4th at 123-124 (legislatures have
power to define twenty-one as minimum age to purchase firearm).
We now turn to the "why" of the firearm licensing scheme.
The purpose of the scheme is to "limit access to deadly weapons
by irresponsible persons." Chief of Police of Worcester v.
Holden, 470 Mass. 845, 853 (2015), quoting Ruggiero v. Police
Comm'r of Boston, 18 Mass. App. Ct. 256, 258 (1984). The scheme
stems "[f]rom a realization that prevention of harm is often
preferable to meting out punishment after an unfortunate event."
Ruggiero, 18 Mass. App. Ct. at 258-259. That purpose is not
limited to protecting the safety of the public in general but
extends additionally and specifically to that of young persons
from the serious consequences to themselves and others that
youth and inexperience may cause through firearm possession.
These consequences are not only potentially deadly, but also
penological. And our Legislature has determined that people
under the age of twenty-one "require different treatment from
30
older adults, specifically in the penological context." Mattis,
493 Mass. at 230.
We thus conclude that the "how" of the licensing age
restriction is to impose progressively lessening supervision and
structure over the possession and use of firearms as young
people mature. The "why" is to protect young people from the
consequences of firearm possession –- to themselves and others
-- stemming from their own immaturity. The degree of
supervision required along the trajectory from infancy to
majority is for the Legislature, not us, to evaluate. "By its
plain text, the Constitution does not establish a one-age-fitsall standard for all rights." Rocky Mountain Gun Owners, 121
F.4th at 124.
6. Consistency with historical tradition.17 An extensive
survey of the nation's historical regulations concerning minors
and firearms at the time of the founding is contained in Bondi,
133 F.4th at 1115-1125, and we do not repeat it here. Instead,
we adopt and supplement it with Massachusetts's historical
17 It is an open question "'whether courts should primarily rely on the prevailing understanding of an individual right when the Fourteenth Amendment was ratified in 1868' or when the Bill of Rights was ratified in 1791." Hemani, 608 U.S. at 783 n.3, quoting Bruen, 597 U.S. at 37-38. Deciding this case as we do on the robust evidence from the period surrounding ratification of the Second Amendment, we do not, and need not, address that question.
31
regulations, which we note are consistent with those described
in Bondi, both in terms of their provisions and principles.
We begin with the historical fact that the Massachusetts
Constitution, which was ratified in 1780, did not (and does not)
guarantee an individual's right to keep or bear arms except when
called to service in a duly constituted militia:
"The people have a right to keep and to bear arms for the
common defence. And as, in time of peace, armies are
dangerous to liberty, they ought not to be maintained
without the consent of the legislature; and the military
power shall always be held in an exact subordination to the
civil authority, and shall be governed by it."
Art. 17 of the Massachusetts Declaration of Rights.18 See
Commonwealth v. Loadholt, 456 Mass. 411, 429 n.11, vacated on
other grounds by 562 U.S. 956 (2010), S.C., 460 Mass. 723 (2011)
("art. 17 was intended to provide for the common defense and not
to guarantee an individual right to keep and bear arms");
Commonwealth v. Depina, 456 Mass. 238, 252 (2010) (same);
Commonwealth v. Davis, 369 Mass. 886, 888 (1976) ("Provisions
like art. 17 were not directed to guaranteeing individual
ownership or possession of weapons"). See also Plouffe v.
Dighton, 984 F. Supp. 2d 1, 4 (D. Mass. 2013) ("Article 17 of
18The towns of Northampton and Williamsburg objected to art. 17 when it was submitted to the towns for ratification on the ground that it did not include an express individual right to bear arms. The Popular Sources of Political Authority: Documents on the Massachusetts Constitution of 1780 572-574, 624 (O. Handlin & M. Handlin eds., 1966).
32
the Massachusetts Declaration of Rights does not guarantee an
individual's right to possess and bear arms except when called
to service in a duly constituted militia"). Accordingly, for
example, we long ago held that although art. 17 guarantees an
individual the right to carry arms in the organized militia, it
extended no such guarantee to do the same during a private
military parade. Commonwealth v. Murphy, 166 Mass. 171, 172
(1896). Instead, the carrying and bearing of arms outside the
confines of the organized militia was "within the police powers
of the Legislature to regulate." Id.
As of 1776 in Massachusetts, all able-bodied males, with
certain exceptions,19 from sixteen to fifty years old were
obligated to enroll in the part of the militia known as the
19Excepted from enrollment were "members of the American Congress, members of the council and of the house of representatives, for the time being, the secretary of the colony, all civil officers that have been or shall be appointed by the general court or either branch of it, officers and students of Harvard College, ministers of the gospel, elders and deacons of churches, church-wardens, grammar-school masters, masters of arts, the denomination of Christians called Quakers, selectmen, for the time being, those who have by commission under any government or congress, or by election in pursuance of the vote of any congress, of the continent, or of this or any other colony, held the post of a subaltern, or higher officer, persons while actually employed as masters of vessels of more than thirty tons burthen, other than fishing vessels and vessels coasting in this colony, and to and from this colony to the other New-England governments, constables, and deputy sheriffs, negroes, Indians, and moulatoes." Province Laws 1775-1776, c. 10, § 2, reprinted in 5 Acts and Resolves of the Province of the Massachusetts Bay 445.
33
training band.20 Province Laws 1775-1776, c. 10, § 2, reprinted
in 5 Acts and Resolves of the Province of the Massachusetts Bay
445. Those subject to enrollment were to have
"a good fire-arm, with a steel or iron ramrod and a spring
to retain the same, a worm, priming-wire and brush, and a
bayonet fitted to his gun, a scabbard and belt therefor,
and a cutting-sword, or a tomahawk or hatchet, a pouch
containing a cartridge-box that will hold fifteen rounds of
cartridges, at least, a hundred buck-shot, a jack-knife,
and tow for wadding, six flints, one pound of powder, forty
leaden balls fitted to his gun, a knapsack and blanket, a
canteen or wooden bottle sufficient to hold one quart."
Province Laws 1775-1776, c. 10, § 8, at 448. However, minors
were not required to supply these provisions themselves.
Instead, it was the obligation of their parents, guardians, or
masters to "furnish and equip [them] . . . with the arms,
equipments, and accoutrements aforesaid."21 Id. Accord An Act
for establishing a Militia within this State § 6, 1781 Del. Laws
3, Acts of the General Assembly of the Delaware State; An Act
for forming and regulating the militia within this State, and
Males to the age of sixty-five not included in the
20
training band were included on what was known as the "alarm list." Province Laws 1775-1776, c. 10, § 18, reprinted in 5 Acts and Resolves of the Province of the Massachusetts Bay 451.
All firearms manufactured in Massachusetts were to be
21
inspected to ensure that they were manufactured to the specifications required for provisioning the militia and were to bear a stamp so certifying. St. 1804, c. 81, reprinted in Acts and Laws of the Commonwealth of Massachusetts 111. Any person selling, delivering, or purchasing, a firearm that was not so stamped was subject to a fine of ten dollars. St. 1804, c. 81, § 3, at 112.
34
for repealing all the laws heretofore made for that purpose,
1786 N.H. Laws 360, 5 Laws of the State of New Hampshire (1792);
An Act for better settling and regulating the Militia of this
Colony of New Jersey, for the Repelling Invasions, and
Suppressing Insurrections and Rebellions, 3 Laws of the Royal
Colony of New Jersey, 1746 N.J. Laws 9 (1746); Act Regulating
and Governing the Militia of Vermont § 17 (1818). Where the
parent or guardian of the minor could not afford to provision
the minor, it was the obligation of the town to provide the
required arms and equipment.22 Province Laws 1775-1776, c. 10,
§ 8, reprinted in 5 Acts and Resolves of the Province of the
Massachusetts Bay 448.
It was a matter for the State Legislature to decide the
minimum age for enrollment in the militia, Opinion of the
Justices, 22 Pick. 571, 576 (1838), and by 1809, the minimum age
had been raised to eighteen, in line with the Federal Militia
22Those items remained the property of the town that supplied them, and if the enrolled person (whether adult or minor) embezzled or destroyed them, he could be punished or fined. Province Laws 1775-1776, c. 10, § 8, reprinted in 5 Acts and Resolves of the Province of the Massachusetts Bay 448 (person to "be punished at the discretion of the justice or court before whom he may be convicted thereof, by paying double the value of the arms or accoutrements so wilfully destroyed or embezzled; and on default thereof, to be publicly whipped not exceeding twenty stripes"). Accord 1786 N.H. Laws 360; Act Regulating and Governing the Militia of Vermont § 17.
35
Act of 1792,23 R.S. (1836), c. 12, § 5; Federal Militia Act of
1792, 2d Cong., c. 33, § 1. Regardless of the rise in the
minimum age, those enrolled continued to be required to furnish
their own arms and equipment, see R.S. (1836), c. 12, § 36, and
it remained the obligation of "parents, masters, and guardians"
to furnish enrolled minors with "the arms and equipments
required by law," R.S. (1836), c. 12, § 38; 1781 Del. Laws 3
(obligation to supply arms continued until enrollee was twentyone years old). Also as before, poor enrolled minors were to be
equipped by the town. R.S. (1836), c. 12, § 37. Arms supplied
by the town were to be stored in "some safe and convenient
place," and the commanding officer was responsible for
delivering the items to the enrolled person "whenever he shall
be required by law to use the same" and then to return the items
to the original place of deposit when no longer required to be
so used. Id. See also St. 1810, c. 107, § 9. An enrolled
minor whose parent, guardian, or master failed to supply arms
and equipment was not to be punished for that failure; instead,
it was the parent, guardian, or master who was to bear the fine
23 Different States exercised this authority in different ways. For example, Virginia determined that those between the ages of eighteen and twenty-five were to be enrolled only in a "light company," with enrollment in the general militia to begin later at age twenty-five. An act for regulating the militia of this Commonwealth § 12, 1619 Va. Laws 344, Laws of Virginia (1823).
36
or punishment. St. 1810, c. 107, § 28. See also 1746 N.J. Laws
9; An Act for imposing fines for neglect of military duty and
for other purposes, 1829 N.H. Laws 423, 9 Laws of the State of
New Hampshire (1828). By contrast, an enrolled minor could
himself be fined for his failure to appear for service when
required.24 Winslow v. Anderson, 4 Mass. 376, 377 (1808).
Contrast An Act for arranging and regulating the militia within
this state, and for repealing all laws heretofore made for that
purpose § 28, 1819 N.H. Laws 850, 8 Laws of New Hampshire (1920)
(parents, master, and guardians liable for minor's
nonappearance).
In sum, the law obligated male citizens, with certain
exceptions, see note 19, supra, between certain ages to enroll
in the militia. Adults (those over twenty-one) so enrolled were
required to provision themselves with specified arms and
equipment. Enrolled minors were to be similarly equipped.25
24A minor between the ages of eighteen and twenty-one could choose to enlist in the company of artillery rather than to train with the standing company of the militia. Commonwealth v. Frost, 13 Mass. 491, 492 (1816).
25Those under twenty-one years of age were considered minors for purposes of militia service and did not have full rights or entitlements. See 1781 Del. Laws 3 (defining minors in militia as those under twenty-one). For example, minors did not have the right to vote in the election of officers of the militia until 1821. Part II, c. 2, § 1, art. 10, of the Constitution of the Commonwealth, as amended by art. 5 of the Amendments, annulled by art. 53 of the Amendments.
37
However, enrolled minors were not expected or required to equip
themselves. Instead, they were to be supplied by their parent
or guardian if the parent or guardian had the means to do so;
otherwise, enrolled minors were to be supplied by the town in
which they lived. It is clear from these regulations that the
Legislature did not expect or anticipate that minors would or
could supply their own arms for militia service, nor were they
to be punished if they did not do so. See Commonwealth v.
Williams, 341 A.3d 144, 156 (Pa. Super. Ct. 2025) (militia laws
"are indicative of a founding-era assumption that minors were
restricted in their access to firearms").
A similar conclusion can be drawn from the infancy
doctrine. For their own protection, minors could not be bound
by contract except for the purchase of "necessaries," Stone v.
Dennison, 13 Pick. 1, 6 (1832), such as board and clothing,
necessary for the maintenance and education of the minor, see
Trainer v. Trumbull, 141 Mass. 527, 531 (1886); Baker v. Lovett,
6 Mass. 78, 80 (1809).26 And the infancy doctrine "[drew] no
26The purpose of the infancy doctrine was to protect the minor. "The readiness of young persons to engage themselves in burdensome contracts without sufficient consideration, and of older ones to take advantage of their inexperience, would produce general mischief in the community, did not this wholesome principle interpose to produce a degree of caution in looking to the character of those with whom they deal." Smith v. Mayo, 9 Mass. 62, 64-65 (1812). See Whitney v. Dutch, 14 Mass. 457, 463 (1817) ("The object of the law, in disabling
38
line between an infant of six years old, and one of twenty years
old; for all infants [were] entitled to equal protection."
Baker, 6 Mass. at 81. We have found no case holding that
firearms were "necessaries," see Merriam v. Cunningham, 11 Cush.
40, 44 (1853) (whether particular article falls within class of
"necessaries" is question of law for court), and "[t]he infancy
doctrine imposed a severe burden on a minor's ability to
purchase goods, including firearms, during the founding era,"
McCoy, 140 F.4th at 576.
A similar constraint stemmed from the fact that minors
could not control or retain their own earnings. See Benson v.
Remington, 2 Mass. 113, 115 (1806) ("The law is very well
settled, that parents are under obligations to support their
children, and that they are entitled to their earnings").27 For
infants from binding themselves, is to prevent their being imposed upon and injured by the crafty and designing").
27A father had the common-law right to "assign, or contract for, the services of his children for the term of their minority, or of any part thereof," which right was codified by statute. R.S. (1836), c. 80, § 26. Similarly, minors could be bound as apprentices or servants by their father (or by their mother if the father was deceased) and could be indentured until the age of twenty-one (in the case of males) or eighteen (in the case of females). See R.S. (1836), c. 79, § 4; St. 1794, c. 64, § 1; Day v. Everett, 7 Mass. 145, 147 (1810) ("There is no question but that a father, who is entitled to the services of his minor son, and for whom he is obliged to provide, may, at the common law, assign those services to others, for a consideration to enure to himself"). The "overseers of the poor" could bind the minor children of a poor person to the same extent. St. 1793, c. 59, § 4.
39
example, the military wages of minors serving as soldiers were
to be paid to their fathers. Province Laws 1705-1706, c. 4,
§ 4, reprinted in 1 Acts and Resolves of the Province of the
Massachusetts Bay 572.
Finally, we note that the militia was a structured setting
in which "those [having] the militia under their charge" were to
oversee the use of firearms to preserve public safety. Moody v.
Ward, 13 Mass. 299, 301 (1816) (commanding officers were to
restrain "[t]he mischievous and disgraceful practice of firing
guns in and near the highways" during muster). See Cole v.
Fisher, 11 Mass. 137, 139 (1814) (party injured by "discharge of
a gun, even when the act is lawful, as at a military muster and
parade, and under the orders of a commanding officer, is
entitled to redress in a civil action," and where conduct was
wanton or reckless offender may also be criminally liable).
We discern several salient points concerning the historical
landscape we have set out above together with that described in
Bondi. See Picon v. United States, 343 A.3d 57, 63 (D.C. 2025),
cert. denied, 146 S. Ct. 2809 (2026) (adopting Bondi historical
analysis while upholding constitutionality of District of
Columbia's restriction on possession of firearms by those under
twenty-one); State v. Fields, 270 Md. App. 321, 349-352 (2026)
(same with respect to Maryland statute); Escher vs. Noble, U.S.
Dist. Ct., No. 25-10389-GAO (D. Mass. Aug. 21, 2026) (same
40
approach taken while upholding constitutionality of
Massachusetts firearm licensing restriction at issue in this
case). First, the Legislature had the authority to determine
the age of competence for the exercise of rights, privileges,
and obligations of all sorts. This authority extended to areas
implicating constitutional rights, such as the right to marry,
to serve on a jury, and to enter into contracts. See part 5,
supra. The purpose behind these age requirements was to protect
minors (then known as infants) from the consequences of their
own immaturity:
"In order to prevent, as far as possible, the evils which
would arise from the imbecility and inexperience to which
every man is subject on his entrance into the world, the
legislature has imposed on him, for a given period, those
disabilities, and endued him with those privileges, which,
with their modifications, are implied in the legal
acceptation of the term infant; and every person is, in our
law, considered as an infant, until he has completed the
age of twenty-one years."
P. Bingham, Infancy and Coverture 2 (1824). Accord 1 W.
Blackstone, Commentaries *464 ("Infants have various privileges,
and various disabilities: but their very disabilities are
privileges; in order to secure them from hurting themselves by
their own improvident acts"); 2 J. Kent, Commentaries on
American Law 232 (3d ed. 1836) ("The necessity of guardians
results from the inability of infants to take care of
themselves; and this inability continues, in contemplation of
law, until the infant has attained the age of twenty-one
41
years"); State v. Callicutt, 69 Tenn. 714, 716-717 (1878) ("we
do not deem it necessary to do more than say that we regard the
acts to prevent the sale, gift, or loan of a pistol or other
like dangerous weapon to a minor, not only constitutional as
tending to prevent crime but wise and salutary in all its
provisions").28
Second, the Legislature required minors above a certain age
to enroll in the militia. As part of that obligation, minors
could be entrusted with the arms necessary for militia service
by their parent, guardian, master, or town. There was no
expectation that minors would –- or could –- furnish their own
arms when summoned. Nor could a minor be punished or fined for
failing to furnish his own arms. Instead, the obligation to
furnish arms rested with the enrolled minor's parent, guardian,
master, or, in the case of the poor, with the town. Finally,
the organized militia was a supervised setting where commanders
were responsible to protect the public at large from the hazards
posed by the use of firearms.
From these salient points, we discern both the "why" and
the "how" of the historical regulations. The "why" of age-based
restrictions was to protect minors from the consequences of
28We note these examples as historical evidence of the Legislature's authority to determine the age of competence and not, as the dissent claims, to suggest that they are the historical analogues for the firearm licensing restriction.
42
their own lack of maturity. See Bondi, 133 F.4th at 1122-1123.
With respect to firearms, the "how" was to allow minors of
sufficient maturity access to firearms for the purpose and
during the duration of organized militia service, under the
supervision of commanders, with arms supplied by responsible
adults, which were to be returned at the end of that service.
See generally Walsh & Cornell, Age Restrictions and the Right to
Keep and Bear Arms, 1791-1868, 108 Minn. L. Rev. 3049, 3075-3086
(2024). Outside of supervised militia service, minors had
little –- if any –- ability independent of their parents to
obtain a firearm because they could not enter into binding
contracts except for necessaries and had no separate income.
McCoy, 140 F.4th at 575-576.
It should be apparent from what we have already said that
the "why" and "how" of the licensing age restriction in effect
at the time of the defendant's offense and the historical
regulatory tradition regarding minors and firearms are closely
analogous. See Picon, 343 A.3d at 66-67 (minimum age of twentyone to obtain license to carry is constitutional); Fields, 270
Md. App. at 354 (same). Of necessity, minors enrolled in the
militia were required to be equipped with the arms required for
that service. But the minor's possession of firearms was under
the control of responsible adults who supplied the arms, and the
minor's use of those firearms was subject to the oversight and
43
supervision of commanders in the militia. Our modern licensing
scheme is consistent with that regulatory tradition in that it
temporarily ties young persons' possession and use of firearms
to age, setting, and supervision to protect them from the
consequences of their own immaturity. More specifically, we
conclude that the licensing age restriction –- i.e., that one be
at least twenty-one years old to obtain a license to carry a
firearm unsupervised –- is consistent with the historical
requirement that parents or other responsible adults be involved
in supplying arms to those under twenty-one, who otherwise were
not able to obtain firearms on their own, for use within the
supervised setting of the militia. See Bondi, 133 F.4th at
1122. Both the modern and historical regulatory schemes
temporarily restrict the same defined population (young persons)
for similarly limited periods of time (the period before they
turn twenty-one) for the same purpose (to protect them and
others from the consequences of their immaturity). This is not
a case where historical law "targeted different kinds of people,
did so for different reasons, and operated in different ways."
Hemani, 608 U.S. at 795.
7. Remand. Pointing to the principle of party
presentation, the dissent advocates that we defer reaching the
legal question presented in this case until after a remand to
the Boston Municipal Court in order for expert evidence to be
44
adduced concerning Eighteenth Century mores and customs. The
dissent both misapprehends the principle of party presentation
and ignores the procedural history of this case.
There is no question of lack of party presentation here;
indeed, the question we answer in this opinion is precisely the
one the parties have presented to us for decision, namely, the
constitutionality under the Second Amendment of the licensing
age restriction. This court transferred the defendant's appeal
to this court on its own motion to answer that question based on
the briefing submitted by the parties in the Appeals Court;
there was thus never any ambiguity as to the questions to be
decided or the ones the parties had placed before the court for
adjudication. Indeed, the court solicited amicus briefs
specifically identifying the two issues raised: the defendant's
standing to raise an as-applied challenge to the licensing age
restriction, and his facial challenge to that restriction. See
Mass. R. A. P. 17, as appearing in 481 Mass. 1635 (2019). In
these circumstances, the principle of party presentation has
been fully satisfied; this is not a case where a court decides
an issue on a legal ground not argued by the parties or about
which the parties had no notice. Contrast, e.g., United States
v. Sineneng-Smith, 590 U.S. 371, 374-375 (2020) (principle of
party presentation violated when court struck down statute on
theory not raised by either party). Our decision here addresses
45
no issue other than the ones raised and argued by the parties on
appeal and relies heavily -- although not exclusively -- on the
authorities they have cited.
To be sure, the parties' briefing has not been all that it
could have been. The reasons for this, of course, are not
available to us. We thus have proceeded in this case -- as we
have in countless others -- on the submissions the parties and
the amici have supplied, supplemented by our own legal research
as necessitated to answer the legal question put before us for
decision. This is no different from the process routinely
followed when we must ascertain the law as best as it can be
determined in order to answer the legal question presented.
See, e.g., Bernard v. Nantucket Boys' Club, Inc., 391 Mass. 823,
827 (1984) (resolving case using rule of construction not cited
by parties); Seibolt v. County of Middlesex, 366 Mass. 411, 415
n.6 (1974) (supporting holding with cases not cited by parties);
Trustees of Tufts College v. Volpe Constr. Co., 358 Mass. 331,
335 (1970) (acknowledging court's own research to identify
relevant cases in other jurisdictions); Upjohn Co. v. State Tax
Comm'n, 347 Mass. 281, 283 (1964) (relying on case not cited in
Appellate Tax Board opinion or in State Tax Commission's brief).
Certainly, we are not bound to decide cases within the confines
of the parties' imperfect legal research. Nor do we see any
reason to give the parties an opportunity to build a different
46
record than they did either in the trial court (where, in fact,
the defendant waived the issue entirely) or on appeal.
Furthermore, neither side has requested, suggested, or even
hinted that a remand is called for, necessary, or advisable.
This is hardly surprising, as the defendant never raised the
issue in the trial court in the first instance and, therefore,
could hardly expect that the court would order a "do-over" to
develop a record on a waived issue. Instead, the defendant was
entitled to have us consider his argument on the footing we have
done here, namely, under the standard for waived claims in
noncapital cases. See Desiderio, 491 Mass. at 817 ("where a
defendant has waived a claim of error, our review is limited to
the substantial risk of a miscarriage of justice standard").
The dissent's remand approach is inconsistent with our own
precedent in similar circumstances. In Commonwealth v. Canjura,
494 Mass. 508 (2024), which challenged our law concerning the
possession of switchblade knives, G. L. c. 269, § 10 (b), under
the Second Amendment, the court declined to remand the case to
the trial court for the purpose of developing a "more robust
evidentiary record on whether and to what extent State and local
governments regulated knives during the founding and
Reconstruction eras." Canjura, 494 Mass. at 517-518. As in
this case, no record of historical laws had been developed in
the trial court in the first instance. Also similar to this
47
case, the parties' appellate briefs were limited in terms of
their examination of historical regulations. Additionally, as
here, there was no evidence or briefing from historians
concerning the historical regulation of knives. See id. at 509
n.1. In these parallel circumstances –- and despite the fact
that the Attorney General, as an amicus, subsequently supported
by the Commonwealth, as a party, requested that we do so -- we
declined to remand the case.29
The dissent's proposed approach is also inconsistent with
that taken by the vast majority of other jurisdictions. See
Blocher & Garrett, Applying History as Law: The Role of
Historical Facts in Implementing Constitutional Doctrine, 104
The dissent suggests that the fact that we ordered a
29
remand in Mattis, 493 Mass. 216, means one should be ordered in this case. There are several reasons why Mattis is not a model for this case. To begin with, the issue there was one of new brain science. See Commonwealth v. Watt, 484 Mass. 742, 755-756 (2020), S.C., 493 Mass. 216 and 493 Mass. 322 (2024). Here, we are not tasked with understanding the biological workings of the defendant's brain or some other scientific principle or discipline we do not have the capacity to assess through ordinary legal research. In Mattis, we did not remand the case for information about the constitutional or legal backdrop for the defendant's claim, as the dissent suggests we do here; we can gather legal history through public sources. Moreover, the defendant here raises his challenge to the licensing age restriction for the first time on appeal, impliedly having waived his entitlement to an evidentiary hearing to build a factual record. By contrast, the defendant in Mattis was ready and willing to develop a record from the start but was prevented from doing so in the trial court. See id. at 756 ("Because Mattis was prepared to present additional evidence on this issue, it would be manifestly unjust to reject Mattis's constitutional argument on the insufficiency of the record").
48
Tex. L. Rev. 679, 708-724 (2026) (describing challenges and
limits of historical fact finding in recent United States
District Court practice, and finding only a single instance in
which circuit courts remanded a case for development of
historical facts). See also United States v. Bullock, 679
F. Supp. 3d 501, 504-505 (S.D. Miss. 2023), rev'd and
remanded, 123 F.4th 183 (5th Cir. 2024) (of 120 United States
District Court decisions on Second Amendment challenges to
felon-in-possession statute, no court had expert report or
amicus brief from historians).
More fundamentally, the problem with the dissent is that it
advocates an adventure into unnecessary territory. The
analogical reasoning process required by Bruen and its progeny
requires a comparison of the contemporary firearm regulation
against historical firearm regulatory traditions. See Wolford,
609 U.S. at 205-212 (comparing Hawaii's concealed carry law with
historical hunting laws, armed trespass law, and law restricting
firearms on plantations, and rejecting reliance on Hawaii's
customs and laws for purposes of interpreting Second Amendment
rights); Hemani, 608 U.S. at 781-786 (comparing Federal Gun
Control Act with founding era habitual drunkard laws, not with
historical customs); Rahimi, 602 U.S. at 693-700 (comparing 18
U.S.C. § 922[g][8] with founding era surety and affray laws, not
with historical customs); Bruen, 597 U.S. at 38–70 (comparing
49
New York's public carry law with historical Anglo-American
public carry regulations, not with historical customs). It is
not an invitation to rummage through history at large concerning
customs and mores such as Eighteenth Century farming practices
or relations with the Native American population in the Pioneer
Valley of western Massachusetts. Instead, the question here is
a legal one: whether the "how" and "why" of our current firearm
regulatory scheme for minors is analogous to the "how" and "why"
of the nation's historical firearm regulations. See Bruen, 597
U.S. at 25 n.6 ("The job of judges is not to resolve historical
questions in the abstract; it is to resolve legal questions
presented in particular cases or controversies"). And this
question is comfortably within our bailiwick to answer on the
grounds presented by the parties.
Conclusion. The defendant's convictions are affirmed.
So ordered.
KAFKER, J. (concurring in part and dissenting in part, with
whom Wendlandt, J., joins). I agree with the court's conclusion
that the defendant may raise a facial challenge to the licensing
age restriction and its comprehensive exposition of our existing
gun laws, including its explanation of how and why our existing
gun laws regulate the possession of firearms by those under
twenty-one. I part company with the court, however, regarding
its methodology for determining the appropriate historical
analogy. I believe further briefing and expert historical
analysis are required to draw the appropriate analogy reliably
and correctly. Lamentably, as a result of the court's chosen
course, the first time the defendant will see much of the
history undergirding the court's legal conclusion will be when
the court's opinion issues.
As the United States Supreme Court explained in Bruen,
"That 'legal inquiry is a refined subset' of a broader
'historical inquiry,' and it relies on 'various evidentiary
principles and default rules' to resolve uncertainties." New
York State Rifle & Pistol Ass'n v. Bruen, 597 U.S. 1, 25 n.6
(2022) (Bruen), quoting Baude & Sachs, Originalism and the Law
of the Past, 37 L. & Hist. Rev. 809, 810-811 (2019). More
specifically, "[i]n our adversarial system of adjudication, we
follow the principle of party presentation." Bruen, supra,
quoting United States v. Sineneng-Smith, 590 U.S. 371, 375
2
(2020). See also United States v. Hemani, 608 U.S. 772, 783
(2026), quoting Bruen, supra ("We decide cases 'based on the
historical record' and arguments 'compiled by the parties'
before us"); Rocky Mountain Gun Owners v. Polis, 121 F.4th 96,
113 (10th Cir. 2024), quoting Bruen, supra ("In our analysis,
'we follow the principle of party presentation'").
The party presentation here, however, provided only slim
pickings. The Commonwealth's deficiencies in this regard are
significant and counsel in favor of remand to permit the
defendant to respond to the court's historical research and
conclusions. Recall that under Bruen:
"When the [Second Amendment to the United States
Constitution's] plain text covers an individual's conduct,
the Constitution presumptively protects that conduct. The
government must then justify its regulation by
demonstrating that it is consistent with the Nation's
historical tradition of firearm regulation. Only then may a
court conclude that the individual's conduct falls outside
the Second Amendment's 'unqualified command.'" (Emphasis
added; citation omitted.)
Bruen, 597 U.S. at 24. The Commonwealth, the party bearing the
burden of proof regarding the existence of an appropriate
analogous regulation at the time of the framing, relied on one
case and one statute. The extent of its argument was as
follows:
"Age[-]based restrictions on the sale and transfer of
firearms to persons under the age of twenty-one were common
around the adoption of both the Second and Fourteenth
Amendments [to the United States Constitution]. See United
States v. Rene E., 583 F.3d 8, 14 ([1st] Cir. 2009)
3
(collecting cases showing longstanding historical tradition
of states regulating access to firearms by juveniles). In
1776, Massachusetts passed an act that in order to possess
a firearm, 'every Male Person above sixteen Years of Age'
had to take a loyalty oath to the American colonies --failure to do so resulted in disarmament. [Cornell &
DeDino, A Well Regulated Right: The Early American Origins
of Gun Control], 73 Fordham L. Rev. 487, 507 [(2024),
quoting Province Laws 1775-1776, c. 21, § 1]. The point
being, there were age[-]based restrictions in Massachusetts
on firearms as far back as 1776."
The only statute referenced, however, appears on its face
to treat juveniles over sixteen years of age no differently from
adults, see Province Laws 1775-1776, c. 21, § 1, and the only
case the Commonwealth cited, Rene E., references no statutes or
regulations from the founding era, relying instead on law review
articles that emphasize:
"Perhaps the most accurate way to describe the dominant
understanding of the right to bear arms in the [f]ounding
era is as a civic right. Such a right was not something
that all persons could claim, but was limited to those
members of the polity who were deemed capable of exercising
it in a virtuous manner." (Footnote omitted.)
Cornell, "Don't Know Much About History": The Current Crisis in
Second Amendment Scholarship, 29 N. Ky. L. Rev. 657, 679 (2002).1
1 In Rene E., the United States Court of Appeals for the First Circuit referenced other statutes from the time of the passage of the Fourteenth Amendment, but the Supreme Court directs that our focus is on the founding era. See Samia v. United States, 599 U.S. 635, 655 (2023) (Barrett, J., concurring in part and concurring in the judgment) (historical evidence "largely from the late [Nineteenth] and early [Twentieth] [C]enturies [was] . . . far too late to inform the meaning of the Confrontation Clause 'at the time of the founding'" [citation omitted]); Atkinson v. Garland, 70 F.4th 1018, 1020 (7th Cir. 2023) ("The pertinent question, the [Bruen] Court
4
See Rene E., 583 F.3d at 15-16. The meaning of the virtuous
restriction, the Rene E. court recognized, was unclear, although
it concluded nonetheless that it encompassed regulations that
precluded minors from possessing weapons. See Rene E., supra at
16.
The defendant's presentation here was also limited,
understandably in view of the aforementioned limitations in the
Commonwealth's showing. The defendant emphasized, quoting
Bruen, 597 U.S. at 60: "Mr. Thomson is not obligated to 'sift
the historical materials for evidence to sustain' this age
restriction[;] that is the Commonwealth's burden." The
defendant also cited three Federal appellate court decisions
striking down firearm age restrictions for those eighteen to
twenty years old where the courts found that the government had
failed to identify a relevantly similar historical analogue.
See, e.g., Reese v. Bureau of Alcohol, Tobacco, Firearms
& Explosives, 127 F.4th 583, 600 (5th Cir. 2025) (holding
regulation prohibiting eighteen to twenty year olds from
purchasing handguns unconstitutional); Worth v. Jacobson, 108
F.4th 677, 698 (8th Cir. 2024), cert. denied, 145 S. Ct. 1924
(2025) (striking down State law limiting permits for public
explained, is what the [f]ounders understood the Second Amendment to mean. The Court therefore cautioned against giving too much weight to laws passed before or after the [f]ounding . . . " [citation omitted]).
5
carrying of handguns to people twenty-one or older, to extent
law applied to eighteen to twenty year old Minnesotans); Lara v.
Commissioner Pa. State Police, 125 F.4th 428, 443-445 (3d Cir.
2025), cert. denied sub nom. Bivens v. Second Amendment Found.,
146 S. Ct. 2812 (2026) (striking down provision prohibiting
eighteen to twenty year olds from carrying firearms outside
homes during state of emergency).
In his reply brief, the defendant, who again does not bear
the burden under the Second Amendment jurisprudence, addressed
other recent decisions from United States Courts of Appeals
upholding bans on the sales of guns to minors, including the
Bondi decision relied on heavily by this court in the instant
case, distinguishing these cases on the grounds that sales are
different from possession, and the only Federal appellate court
decisions on possession came out the other way. Contrast
National Rifle Ass'n v. Bondi, 133 F.4th 1108, 1111 (11th Cir.
2025) (en banc), cert. denied, 146 S. Ct. 2811 (2026) (Bondi),
with Lara, 125 F.4th at 445, and Worth, 108 F.4th at 698.
This limited briefing was not accompanied by any
informative amicus briefing, as was the case in Commonwealth v.
Canjura, 494 Mass. 508, 509 n.1 (2024). The Attorney General,
responsible for defending the constitutionality of Commonwealth
statutes, see Commonwealth v. Exxon Mobil Corp., 489 Mass. 724,
730 (2022), citing Secretary of Admin. & Fin. v. Attorney Gen.,
6
367 Mass. 154, 159 (1975), also did not file anything in this
case. Again, this contrasts with the Attorney General's
briefing in Canjura, supra.2 Nor did the court receive amicus
briefs exploring the Eighteenth Century statutes or regulations
or their historical context.3
Given this dearth of materials and analysis and the
importance and complexity of the question the court is required
to decide, the appropriate response, in my opinion, is to remand
the case for further proceedings that would inform the parties
of the court's questions and concerns, further develop the
historical record, and require supplemental briefing, including
directly inviting the Attorney General and amici to weigh in on
the contested constitutional question regarding the appropriate
historical analogy. See United States v. Daniels, 77 F.4th 337,
360-361 (5th Cir. 2023), judgment vacated, 144 S. Ct. 2707
(2024) (Higginson, J., concurring) ("In my view, . . . Bruen
2 Indeed, in her brief in Canjura, the Attorney General urged this court to vacate the defendant's conditional plea and remand for reconsideration of his Second Amendment defense in light of Bruen in order to "give [the defendant] and the Commonwealth the opportunity to develop the evidentiary materials and historical record contemplated by the Bruen framework."
3 The court did solicit amicus briefs in this case
specifically on the questions whether G. L. c. 140, § 131 (d) (iv), as appearing in St. 2014, c. 284, § 48, is unconstitutional and whether the defendant is entitled to raise an as-applied challenge to the constitutionality of the statute although he did not apply for a firearms license.
7
requires that an evidentiary inquiry first be conducted in
courts of original jurisdiction, subject to party presentation
principles, aided by discovery and cross-examination and with
authority to solicit expert opinion"); Atkinson v. Garland, 70
F.4th 1018, 1020 (7th Cir. 2023) ("The parties' briefing on
appeal only scratches the surface of the historical analysis now
required by Bruen. In these circumstances, we think the best
course is to remand to allow the district court to undertake the
Bruen analysis in the first instance"); Blocher & Garrett,
Applying History as Law: The Role of Historical Facts in
Implementing Constitutional Doctrine, 104 Tex. L. Rev. 679, 689
(2026) ("Appellate courts must insist on an adequate
[historical] record, and they must respect the fact-finding
ability of lower courts through deference and remands, to
develop a factual record, as appropriate"). In every United
States Supreme Court decision addressing the appropriate
historical analogy in Second Amendment cases, expert historians
did at least submit amicus briefs, and importantly the
government had also done its homework much more carefully than
in the instant case. See, e.g., United States v. Rahimi, 602
U.S. 680 (2024); Bruen, 597 U.S. 1; McDonald v. Chicago, 561
8
U.S. 742 (2010); District of Columbia v. Heller, 554 U.S. 570
(2008).4,5
4 The following amicus briefs by professional historians appeared in each of these cases. In Heller, 554 U.S. 570, see Brief for Jack N. Rakove, Saul Cornell, David T. Konig, William J. Novak, Lois G. Schwoerer et al. in Support of Petitioners, Heller, supra (No. 07-290) (supporting government); Brief for the CATO Institute and History Professor Joyce Lee Maclolm in Support of Respondent, Heller, supra (No. 07-290) (supporting gun owner); Brief for Organizations and Scholars Correcting Myths and Misrepresentations Commonly Deployed by Opponents of an Individual-Rights-Based Interpretation of the Second Amendment in Support of Respondent, Heller, supra (No. 07-290) (supporting gun owner); Brief for Academics in Support of Respondent, Heller, supra (No. 07-290) (supporting gun owner). In McDonald, 561 U.S. 742, see Brief for Thirty-four Professional Historians and Legal Historians in Support of Respondents, McDonald, supra (No. 08-1521) (supporting government); Brief for Historians and Legal Scholars in Support of Respondent, McDonald, supra, (No. 08-1521) (supporting government); Brief for English/Early American Historians in Support of Respondents, McDonald, supra (No. 08-1521) (supporting government); Brief for Historians on Early American Legal, Constitutional and Pennsylvania History in Support of Respondent, McDonald, supra (No. 08-1521) (supporting government). In Bruen, 597 U.S. 1, see Brief for the Firearms Policy Coalition and Professor Joyce Lee Malcolm in Support of Petitioners, Bruen, supra (No. 20-843) (supporting gun owner); Brief for Professors of History and Law in Support of Respondents, Bruen, supra (No. 20-843) (supporting government); Brief for Corpus Linguistics Professors and Experts Supporting Respondents, Bruen, supra (No. 20-843) (supporting government). In Rahimi, 602 U.S. 680, see Brief for Professors of History and Law in Support of Petitioner, Rahimi, supra (No. 22-915) (supporting government); Brief for Professors of Second Amendment Law, the Second Amendment Law Center, and the Independence Institute in Support of Respondent and Affirmance, Rahimi, supra (No. 22-915) (supporting gun owner).
The government's briefing in each case on the relevant history was also extensive. See Brief for Petitioners at 22-35, Heller, supra (No. 07-290); Brief for Respondents City of Chicago and Village of Oak Park at 31-37, McDonald, supra (No. 08-1521); Brief for Respondents at 21-36, Bruen, supra (No. 20-9
Interestingly, none of the Federal appellate court opinions
cited by the majority, including the Bondi decision adopted by
this court, see ante at , had the benefit of any such amicus
assistance from expert historians. The same is true for Picon
v. United States, 343 A.3d 57 (D.C. 2025), cert. denied, 146
S. Ct. 2809 (2026), cited by this court, see ante at , which
relies on the Bondi decision. There were also no affidavits or
testimony from expert historians on which to rely in any case
but Rocky Mountain Gun Owners, 121 F.4th 96. In that case,
where there were submissions from two historians and a political
scientist submitted by counsel for the Governor, see id. at 106,
843); Brief for the United States at 13-27, Rahimi, supra (No. 22-915).
5 Amicus briefing by historians of course differs from expert testimony subjected to cross-examination. As Justice Breyer explained in his dissent in Bruen, the majority in Heller, even with the benefit of some amicus briefing, interpreted language from the English Bill of Rights
"to mean a private right to bear arms for self-defense,
'having nothing whatever to do with service in a
militia. . . . Two years later, however, [twenty-one]
English and early American historians (including experts at
top universities) told us in McDonald v. Chicago, 561 U.S.
742 (2010), that the Heller Court had gotten the history
wrong: The English Bill of Rights 'did not . . . protect
an individual's right to possess, own, or use arms for
private purposes such as to defend a home against
burglars.'"
Bruen, 597 U.S. at 108 (Breyer, J., dissenting), quoting Brief for English/Early American Historians in Support of Respondents at 2, McDonald, 561 U.S. 742 (No. 08-1521).
10
the court emphasized that the only assistance it received was
from the government, see id. at 113; it relied on the principle
of party presentation to rule in favor of the government on step
one of the Bruen analysis, see id. at 113, 127-128; and it did
not proceed to step two and the consideration of historical
analogies, even though the court concluded that those under the
age of twenty-one were among the people with the right to bear
arms, see id. at 127-128.6
Instead of remanding the case or requiring further
briefing, the court here decided to do all of the Massachusetts
historical work and analysis itself. Indeed, I admire the
court's efforts in this regard. Unfortunately, this is not the
type of historical research we should undertake without the
assistance of the parties and their experts. Also, the parties
have not had any opportunity to weigh in on this research, so
6 Other courts have found step one of the Bruen analysis satisfied and moved onto step two, when they determined that those eighteen to twenty were among the people covered by the Second Amendment. See, e.g., Reese, 127 F.4th at 595 ("While the core of the right is rooted in self-defense and unconnected to the militia, the text of the Amendment's prefatory clause considered along with the overwhelming evidence of their militia service at the founding indicates that [eighteen to twenty year olds] were indeed part of 'the people' for Second Amendment purposes"); Lara, 125 F.4th at 438 ("[eighteen to twenty year olds] are, like other subsets of the American public, presumptively among 'the people' to whom Second Amendment rights extend"); Worth, 108 F.4th at 692 ("Ordinary, law-abiding [eighteen to twenty year old] Minnesotans are unambiguously members of the people").
11
they are unable to discuss whether it is complete or not.
Instead, the court has done the Commonwealth's work and then
forged ahead without providing the defendant an opportunity to
respond.
The court also singles out the historical research in
Bondi, simply adopting it to supplement its Massachusettsspecific research, see ante at , despite no expert historical
testimony or amicus filing in the Bondi case, four dissenters in
Bondi who questioned the historical foundation of its reasoning
point by point, see Bondi, 133 F.4th at 1175-1181 (Brasher, J.,
dissenting), the opposite conclusions of other Federal Courts of
Appeals on the very same question,7 and the important distinction
that Bondi involved sales and not possession of firearms, see
id. at 1111. Indeed, in the United States District Court
decision that was affirmed by Bondi, the judge also weighed in
on the lack of historical expertise involved:
"Judges are not historians. And this Court has tried to
avoid engaging in what Judge Posner referred to as 'law
office history' -- i.e., selectively parsing out pieces of
historical evidence supporting a desired conclusion. This
Court has not engaged in independent research, consulting
7 See, e.g., Lara, 125 F.4th at 444 ("That young adults had to serve in the military indicates that founding-era lawmakers believed those youth could, and indeed should, keep and bear arms"); Worth, 108 F.4th at 693-698 (firearm regulations based on dangerousness, and founding-era, common-law, and Reconstruction-era analogues insufficient evidence "to rebut the presumption that [eighteen to twenty year olds] seeking to carry handguns in public for self-defense are protected by the right to keep and bear arms").
12
primary sources. Instead, it relies entirely on the
historical citations provided by the parties and on
secondary sources discussing the Second Amendment's
historical background. In so doing, this Court is
cognizant of criticisms that judges should 'refrain from
relying on unfounded historical commentaries' and instead
look to primary sources. But primary sources are no better
than commentaries when you lack the training to interpret
them. . . . The risk that judges -- untrained in
historical inquiry -- looking to primary sources would make
[a] mistake is quite high. Still, both Heller and
subsequent Eleventh Circuit precedent direct this Court to
look to the Second Amendment's history. And so, that is
what this Court has done, ever conscious of its lack of
historical expertise." (Citations omitted.)
Nat'l Rifle Ass'n of Am. v. Swearingen, 545 F. Supp. 3d 1247,
1254 n.8 (N.D. Fla. 2021), aff'd sub nom. Bondi, supra.
Commentators have emphasized the danger posed by
unquestioned reliance on a case like Bondi, in which the court
performed its own historical analysis without any expert
assistance. "It risks entrenching factual mistakes or cementing
outdated data. At bottom, the fear is that lower court judges
will take something as authoritative from one who is not an
authority on the subject" (quotation omitted). Larsen, Is
History Precedent?, 78 Stan. L. Rev. 365, 369 (2026). See
Blocher & Garrett, 104 Tex. L. Rev. at 722.
I am particularly concerned about the over-all conclusions
the court is drawing. After reviewing the age provisions in a
number of different statutes that it has identified, including
statutes that have nothing to do with the possession or even
ownership of firearms, the court concludes: "The purpose behind
13
these age requirements was to protect minors . . . from the
consequences of their own immaturity." Ante at . The court
concludes this applies to guns as well as other aspects of life.
The only gun case it cites dates from 1878. The only gun
statute it references, the one involving the militia, in no way
restricts the possession of guns; rather, it requires such
possession by those over sixteen. As for the survey of other
age-based restrictions, including the infancy doctrine, this has
been introduced by the court without any briefing by the
parties, which would be most beneficial to understand its
nuances, as the age of maturity for different activities, such
as marriage, guardianship, contracting, militia service,
testifying under oath, and being subject to the death penalty,
differs significantly. No expert historian on either firearms
or the founding era is cited to explain the purpose of these
regulations, and their different age requirements. The court
nonetheless concludes that "the historical regulatory tradition
regarding minors and firearms are closely analogous" to
Massachusetts modern day regulations. Id. at .
The court, I believe, is relying on its own unassisted
characterizations of the purposes of these Eighteenth Century
statutes to conclude that they are closely analogous to modern
day statutes. As commentators have explained, "Claims about
purpose ('X was enacted because people back then thought Y') lie
14
on the outer edge of a judge's expertise and thus raise greater
concerns since they can easily be taken out of context."
Larsen, 78 Stan. L. Rev. at 369-370. See Schauer & Spellman,
Guns, Analogies, and Constitutional Interpretation Across
Centuries, 99 Notre Dame L. Rev. 1565, 1579 (2024) ("Analogizing
contemporary . . . methods of firearms control to those existing
in the distant past requires judges to go beyond their judicial
qualifications, their judicial training, and their judicial
experience and into the realm of empirically grounded knowledge
and experience that judges do not necessarily share just by
virtue of being judges"). See also Bruen, 597 U.S. at 107
(Breyer, J., dissenting) ("Courts are, after all, staffed by
lawyers, not historians. Legal experts typically have little
experience answering contested historical questions or applying
those answers to resolve contemporary problems"). In my view,
this type of overarching characterization and comparison
requires briefing along with expert guidance and assistance.
My own review of the relevant regulations, without party
briefing or expert assistance, leaves me with far more questions
than answers. The only regulations the court has found and
discussed on firearms relate to their use in the militia. As a
well-armed and well-regulated militia was deemed necessary for
the defense of the country, the regulations all appear to be
designed to serve these important purposes. To fulfill these
15
same purposes, those eighteen to twenty years old -- indeed,
those sixteen and over -- were critical to the functioning of
that militia. They were necessary participants in the militia,
subject to various limitations that reflected financial and
legal constraints imposed on young men at the time. The
purposes of those financial and legal constraints in an
agricultural and patriarchal society very different from our own
are by no means obvious to me. See Bondi, 133 F.4th at 1117-1118, quoting Ditz, Ownership and Obligation: Inheritance and
Patriarchal Households in Connecticut, 1750-1820, 47 Wm. & Mary
Q. 235, 236 (1990) ("Families in New England were arranged so
that the '[p]atriarchal household heads sp[oke] for their
dependents in dealings with the larger world'"); Ditz, supra (in
Eighteenth Century New England, only heads of household had "the
formal right to make final decisions about internal matters");
R.A. Gross, The Minutemen and Their World 92-95 (rev. ed. 2022)
(describing "semi-independent status" of young men in colonial
Concord because "fathers effectively exploited their control of
the land to delay the independence of their sons. Next to the
land itself, a farmer's children were his basic resource. From
sunup to sundown, throughout the year, and with only a few weeks
off for winter school, his sons were with him on the farm,
tilling his crops, building his income, easing his toil. No
wonder, then, that farmers were reluctant to let their labor
16
force go"); Main, Gender, Work, and Wages in Colonial New
England, 51 Wm. & Mary Q. 39, 39 (1994) ("In the preindustrial
economies of western European countries and their colonies in
the New World, the household constituted the basic unit of
production and consumption. Individual members did not wield
exclusive control over either their labor or their income.
Rather, the household's head, who was usually the oldest
resident male, supervised the assignment of tasks and
distributed the rewards among members"). Do those regulations
reflect, as the majority concludes, a society that deems
eighteen to twenty year olds too immature to have a
constitutional right to possess guns like their fathers, or a
society that places eighteen to twenty year old men firmly under
the control of their fathers for other reasons, including the
importance of their labor, and the retention of their earnings,
to maintain family farms and businesses? Expert historical
analysis appears necessary to draw conclusions in that regard.
See Atkinson, 70 F.4th at 1028-1029 (2023) (Wood, J.,
dissenting) ("Only a professional historian would know how to
evaluate often-conflicting claims about the social, cultural,
and legal landscape of an earlier period, and that person likely
would not jump to any conclusions without devoting significant
time to an evaluation of original sources"); Blocher & Garrett,
104 Tex. L. Rev. at 717 ("sound historians may resist
17
categorical answers to nuanced historical questions, especially
where the documentary record is highly incomplete"); Schauer &
Spellman, 99 Notre Dame L. Rev. at 1577 ("Drawing analogies is a
knowledge-dependent process, such that people with a certain
kind of knowledge will see analogies that those without that
knowledge will not").
The fact that young men certainly were allowed to possess
and fire weapons not only to serve in the militia but also to
help their families hunt for food, defend themselves and their
livestock from wild animals, and assist sheriffs and magistrates
in law enforcement requires some consideration and, I suspect,
some historical analysis.8 See Wolford v. Lopez, 609 U.S. 185,
192 (2026) ("We also identified the [Second] Amendment's
'central' concern: securing the fundamental right of selfdefense. In late [Eighteenth Century] America, the need for
firearms for self-defense was acute. There were no police
forces, and most Americans lived in rural areas, often in homes
located miles from the closest neighbor. If these homes were
8 At least on the frontier, settlers also used guns during conflicts with Native American tribes. See Kates, Handgun Prohibition and the Original Meaning of the Second Amendment, 82 Mich. L. Rev. 204, 214 (1983), citing Dowlut, The Right to Arms: Does the Constitution or the Predilection of Judges Reign?, 36 Okla. L. Rev. 65, 69 (1983) ("Throughout their existence, the American colonies had endured the constant threat of sudden attack by Indians or any of Britain's Dutch, French and Spanish colonial rivals").
18
attacked, the residents were on their own, and their survival
might well depend on the availability of a firearm to ward off
assailants" [citation and footnote omitted]); United States v.
Wendt, 168 F.4th 1068, 1082-1083 (8th Cir. 2026) (Stras, J.,
concurring in part), quoting Province Laws 1696, c. 4, § 3
(collecting historical sources on sheriffs' authority, including
1696 Massachusetts law requiring sheriff to "take such a number
of persons, with arms or otherwise, as he or they shall think
meet, for the seizing and apprehending" of criminals); Bondi,
133 F.4th at 1177 (Brasher, J., dissenting), citing Kopel &
Greenlee, The Second Amendment Rights of Young Adults, 43 S.
Ill. U. L.J. 495, 533-535 (2019), and Kates, Handgun Prohibition
and the Original Meaning of the Second Amendment, 82 Mich. L.
Rev. 204, 273 n.53 (1983) (explaining that "abled-bodied males,
including those between eighteen to twenty-one, [were required]
to come to the sheriff's aid bearing their own arms"); Reese,
127 F.4th at 598, quoting Kopel & Greenlee, supra at 534 n.235
("In addition to serving in the militia, [eighteen to twenty
year olds] could be obliged to join the posse comitatus [to
assist in law enforcement], for which the minimum age was often
fifteen or sixteen, and bring 'such arms or weapons as they have
or can provide'); Parker v. District of Columbia, 478 F.3d 370,
382-383 (D.C. Cir. 2007), aff'd sub nom. Heller, 554 U.S. 570,
citing United States v. Emerson, 270 F.3d 203, 251-255 (5th Cir.
19
2001), Shallope, The Ideological Origins of the Second
Amendment, 69 J. Am. Hist. 599, 602-614 (1982), and Pa. Const.
§ 43 ("The correspondence and political dialogue of the founding
era indicate that arms were kept for lawful use in self-defense
and hunting"). Were there any regulations in place imposing any
limitations on eighteen to twenty year olds from possessing
firearms, given these concerns? None have been identified by
the court in its own research, let alone by the Commonwealth.
See Cornell & DeDino, 73 Fordham L. Rev. at 505-506 (cataloging
founding-era firearms regulations).
Is that not significant, particularly if the possession and
use of firearms by such eighteen to twenty year olds were
necessary to serve in the militia, and to feed their families
and keep them safe? See Lara, 125 F.4th at 443-444 ("Against
the sparse record of [S]tate regulations on [eighteen to twenty
year olds] at the time of the Second Amendment's ratification,
we can juxtapose the Second Militia Act, passed by Congress
. . . a mere five months after the Second Amendment was
ratified," which "required all able-bodied men to enroll in the
militia and to arm themselves upon turning [eighteen]. That
young adults had to serve in the militia indicates that
founding-era lawmakers believed those youth could, and indeed
should, keep and bear arms" [footnote and citation omitted]).
As the Supreme Court has explained, "when a challenged
20
regulation addresses a general societal problem that has
persisted since the [Eighteenth] [C]entury, the lack of a
distinctly similar historical regulation addressing that problem
is relevant evidence that the challenged regulation is
inconsistent with the Second Amendment." Bruen, 597 U.S. at 26.
Of course, a "dead ringer" or "historical twin" is not required,
but at least an analogical ancestor is. Wolford, 609 U.S. at
197, quoting Bruen, supra at 30.
Even more historical questions are raised when the court
broadens its scope beyond firearm regulations to regulations
governing eighteen to twenty year olds more generally. None of
these is cited by the Commonwealth, and the defendant has not
been given an opportunity to address them. Yet questions
persist. Is such a widening of the gyre of analogy stretching
the comparison too far? See Hemani, 608 U.S. at 783 ("the
habitual drunkard laws on which the government relies here
differ dramatically from [18 U.S.C.] § 922[g][3]'s unlawful user
provision on every single metric the government invites us to
consider: They targeted different kinds of people, did so for
different purposes, and operated in different ways"); Rahimi,
602 U.S. at 745 (Jackson, J., concurring) (Supreme Court has not
"adequately clarified" the "level of generality" for evaluating
analogies); Bondi, 133 F.4th at 1165 (Branch, J., dissenting)
("Such a broadly applicable doctrine is a far cry from the
21
historical regulations that the [Supreme] Court has considered
as proper analogues"); Blocher & Ruben, Originalism-by-Analogy
and Second Amendment Adjudication, 133 Yale L.J. 99, 162 (2023)
("Deciding on an appropriate level of generality is a classic
issue for tradition-based approached to constitutional
reasoning"). Analysis of the right to contract is certainly
required when the question we must decide relates to the sale or
purchase of firearms, as the sale or purchase of firearms
combines elements of both firearms and contracting, but the sale
or purchase of firearms is not the issue directly presented
here; this is a possession case. Should not the parties be
heard on these issues?
Furthermore, even if the unenforceability of contracts
against minors is to be considered, along with the related
restrictions on eighteen to twenty year olds' ability to retain
their own earnings in a possession case, are these limitations
imposed due to the immaturity of eighteen to twenty year olds in
the founding era, as the court contends, or other more complex
societal reasons? Blackstone's Commentaries, upon which the
Bondi dissenters relied, identified important decisions,
requiring some maturity, at least from a Twenty-first Century
perspective, that were left to young boys and girls. See Bondi,
133 F.4th at 1178 (Brasher, J., dissenting), citing 1 W.
Blackstone, Commentaries. Boys could take an oath at age
22
twelve, marry at fourteen, be sentenced to death in a capital
case at fourteen, and serve as an executor at seventeen. 1 W.
Blackstone, Commentaries *463-464. Girls could marry at twelve,
choose a guardian at fourteen, and serve as an executrix at
seventeen. Id. At the same time, other laws drew distinctions
at older ages: officials could forcibly remove young men up to
age twenty-one from unfit parents, see St. 1793, c. 59, and
children under twenty-one could not create wills or serve on
juries, see Perpetual Laws of the Commonwealth c. 1, § 1, at 135
(1799-1800). Again, expert testimony would be most helpful in
understanding the different purposes for these different
regulations and what overarching conclusions may be drawn from
them. And of course, in our system of decision-making, allowing
the parties to present their arguments alongside a developed
historical record is central to our adversarial system of
justice.
Finally, I address the court's critique of the proposed
remand. The court contends that no remand is necessary to
satisfy the principles of party presentation or due process
because such principles have been fully satisfied, and "[o]ur
decision here addresses no issue other than the ones raised and
argued by the parties on appeal and relies heavily -- although
not exclusively -- on the authorities they have cited." Ante
at . As explained above, this is not the case. The
23
Commonwealth, which has the burden of demonstrating the
appropriate analogy, did virtually none of the historical
research performed by the court on its own initiative, nor did
it develop the analogy relied on by the court. A comparison of
the Commonwealth's brief, as described supra, and the court's
decision readily establishes that point. It is also not
surprising that the defendant did not request a remand in these
circumstances, as the Commonwealth's briefing on the key issue
upon which the Commonwealth had the burden of proof -- that is,
establishing the relevant historical analogy -- was grossly
deficient. The only gun statute or regulation referencing age
cited by the Commonwealth, the militia statute, appeared to
support the defendant's contention regarding gun possession by
those under twenty-one rather than the Commonwealth's argument
to the contrary. The court's survey and analysis of the
purposes of other founding era statutes, regulations, cases and
legal commentary, particularly the infancy doctrine and the
conceptions of maturity it entails, is also absent from the
Commonwealth's briefing.
I recognize that the principle of party presentation should
not unduly limit the court's inquiry as we are being asked to
decide a complicated constitutional question, and poor briefing
should not result in poor decision-making. At the same time,
the court should not assume important roles and
24
responsibilities assigned to the Commonwealth, the defense,
expert witnesses, and the trial court. In particular, the
defendant, whose liberty interest is at stake, should not be
presented with a historical analogy that an appellate court has
developed on its own and that the defense has not had a chance
to at least research, examine, and question. Our adversarial
system recognizes just how critical this adversarial process,
and the defense's function in it, is to the integrity of the
decision-making process. As the Supreme Court explained in
Sineneng-Smith, 590 U.S. at 375:
"In our adversarial system of adjudication, we follow the
principle of party presentation. . . . [I]n both civil and
criminal cases, in the first instance and on appeal . . . ,
we rely on the parties to frame the issues for decision and
assign to courts the role of neutral arbiter of matters the
parties present. In criminal cases, departures from the
party presentation principle have usually occurred to
protect a pro se litigant's rights." (Citations and
quotations omitted.)
This is also not a case of ordinary or "routine" reasoning
by analogy as the court contends. To be sure, the question
whether a regulation is constitutional is a legal one; however,
the historical analysis required by the Supreme Court involves
complex, contextual analysis requiring some expertise and
evidence, for the reasons explained above. See, e.g., Bruen,
597 U.S. at 25, quoting McDonald, 561 U.S. at 803-804 (Scalia,
J., concurring) ("[h]istorical analysis can be difficult; it
sometimes requires resolving threshold questions, and making
25
nuanced judgments about which evidence to consult and how to
interpret it"). It is also not, in the words of the court, a
"rummage through history at large concerning customs and mores
such as Eighteenth Century farming practices." Ante at .
Rather, it is the required review of the "hows" and particularly
the "whys" of regulations passed at least 240 years ago to
address the concerns of a world very different from our own.
See Commonwealth v. Escobar, 490 Mass. 488, 494 (2022) ("A
fundamental principle of statutory interpretation is that a
statute must be interpreted according to the intent of the
Legislature ascertained from all its words construed by the
ordinary and approved usage of the language, considered in
connection with the cause of its enactment, the mischief or
imperfection to be remedied and the main object to be
accomplished, to the end that the purpose of its framers may be
effectuated" [quotation and citation omitted]).
The difficult question the court must decide has also
resulted in a Circuit Court split that only the Supreme Court
can resolve. Contrast, e.g., Bondi, 133 F.4th at 1111, with
Reese, 127 F.4th at 600, Lara, 125 F.4th at 443-445, and Worth,
108 F.4th at 698. The Federal Circuit Court decision upon which
the court relies is also bitterly contested, even within its own
circuit. Simply choosing one of these Circuit Court cases over
the others, when their historical analysis and analogies greatly
26
differ, and no historical experts testified or briefed the
issues in the different cases, is problematic. For all these
reasons, a remand is required here to decide this case
correctly.
Indeed, we adopted this very approach when deciding another
difficult, contested constitutional question in Commonwealth v.
Mattis, 493 Mass. 216, 219 (2024). That case, like this one,
required knowledge of another discipline -- in that case, brain
science. The remand there proved most beneficial in improving
the quality of the legal conclusions as to the constitutionality
of certain punishments, where those conclusions depended on the
accuracy of the scientific analysis. The same is true for the
legal conclusion here, which depends on a complete and accurate
historical analysis.9 At the least, I cannot say with any
assurance that the quality of the court's decision-making would
not benefit from permitting the parties to address the
historical record the court has unearthed.10
9 In support of its decision not to remand, the court points to Canjura, 494 Mass. at 509 n.1, but that case is
distinguishable for the reasons I have explained supra, particularly the high quality of the amicus briefing.
10In its critique of the proposed remand, the court also states that Mattis is "not a model for this case." Ante at note 29. It contends that here we "are not tasked with understanding the biological workings of the defendant's brain or some other scientific principle or discipline we do not have the capacity to assess through ordinary legal research." Id. Professional historians, required to undergo years of graduate study in their
27
Contrary to the court's suggestion, the procedural lapses
here cannot be justified by the fact that the defendant "waived"
the issue. Ante at . Where an issue is not raised at trial,
our review is for the substantial risk of a miscarriage of
justice. See Commonwealth v. Desiderio, 491 Mass. 809, 817
(2023). This does not mean that we should short circuit the
Supreme Court's test that requires the Commonwealth to justify
its regulation by historical analogue by shoring up the
Commonwealth's lax showing in that regard and then foreclosing
the defendant's ability to respond.
discipline to achieve a doctorate degree, would, I suspect, strongly disagree. Indeed, the court's undue confidence that it can perform the necessary historical research and analysis without expert historical assistance or the assistance of counsel who would subject such analysis to the rigors of crossexamination is a fundamental problem with the court's approach here. Expert testimony subject to cross-examination and credibility findings by the trial judge greatly strengthened the scientific and legal analysis in Mattis.
The court also incorrectly characterizes our remand in Mattis, stating that "we did not remand the case for information about the constitutional or legal backdrop for the defendant's claim." Ante at note 29. Rather, "[i]n addition to his other findings," our remand in Mattis required the Superior Court judge "to consider and address whether the imposition of a mandatory sentence of life without the possibility of parole for Mattis and those convicted of murder in the first degree who were eighteen to twenty-one at the time of the crime, violates article 26 of the Massachusetts Declaration of Rights." Commonwealth vs. Mattis, No. SJC-11693, Order at 2 (Dec. 24, 2021). The Superior Court carefully complied with this order, with the benefit of full briefing on the contested issues by the parties.
28
In sum, as I believe that the court cannot reliably answer
many of these complex and important questions and define the
appropriate historical analogy without further briefing and
expert assistance, I conclude that a remand is required and
therefore dissent in part.