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Joseph Morris KENNEDY v. UNITED STATES of America

United States Court of Appeals for the Fifth Circuit1957-11-06No. No. 16800
249 F.2d 257

Summary

Holding. The trial court's dismissal of Kennedy's § 2255 petition without a hearing was reversed and remanded because the record did not conclusively show Kennedy was not entitled to relief on his claim that his guilty plea lacked understanding, requiring the trial court to hold a hearing to determine the factual questions of voluntariness and understanding.

Kennedy filed a petition under 28 U.S.C. § 2255 seeking to vacate his conviction and sentence, claiming he entered a guilty plea without understanding the charges against him. The record revealed significant procedural irregularities: Kennedy conferred with his court-appointed attorney for only 20 minutes, the attorney had agreed to the guilty plea before meeting him, the plea was signed by counsel alone the day after Kennedy's court appearance with no parties present, and no formal arraignment or explanation of the charges occurred. The trial court dismissed the petition without conducting a hearing.

Appellate review established that a trial court must hold a hearing on a § 2255 petition unless the motion, files, and case records conclusively demonstrate the petitioner is not entitled to relief. Because the record was silent on whether Kennedy understood the charges and entered the plea voluntarily, the petition could not be dismissed summarily. The court noted that while trial courts need not follow a prescribed formula in accepting guilty pleas, they must determine voluntariness and understanding of the charge's nature. Factual questions about whether Kennedy's plea was knowing and voluntary had to be resolved through an evidentiary hearing.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • Whether a guilty plea was entered with the defendant's understanding of the charges
  • Whether dismissal of a § 2255 petition without hearing was proper when the record did not conclusively refute claims of lack of understanding
  • Trial court's duty to conduct hearings and make findings regarding guilty pleas

Procedural posture

The appeal challenged the district court's order denying without a hearing Kennedy's petition to vacate his conviction and sentence under 28 U.S.C. § 2255.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

TUTTLE, Circuit Judge.

This is an appeal from an order by the District Court denying without a hearing appellant’s petition to vacate judgment and set aside sentence under authority of 28 U.S.C.A. § 2255. When such a petition is filed it is the duty of the trial court to conduct a hearing, “determine the issues and make findings of fact and conclusions of law with respect thereto,” unless “the motion and the files and records of the case conclusively show that the prisoner is entitled to no relief.” (Emphasis added.)

The petition alleges that after only 20 minutes conference with his attorney, employed for him by relatives, and after the attorney had already, before ever seeing him, agreed to enter a plea of guilty, such plea was entered “without full understanding of petitioner.” It appears from the record of the trial court that, although the appellant was in court on February 20, 1952, and his counsel stated in open court that he had agreed to enter a plea of guilty, the plea was actually signed by counsel on February 21st, on which day none of the parties were in court. The record discloses no arraignment and no explanation of the serious charges, including a capital offense, to the prisoner and no inquiry of the prisoner himself by the court as to his understanding of the charges against him. The printed form of waiver of arraignment and plea was signed by counsel alone on the date following the appellant’s appearance in court.

Subsequently, six days later, the court reconvened in order to permit both parties to present to the jury their evidence bearing on the question whether punishment of death should be fixed under the charge of kidnapping set out in 18 U.S.C.A. § 2113. Again, the record is silent as to any matter that would bear on the understanding of the prisoner as to the full nature of the charges against him. Following this trial the jury found against the death penalty and the trial court set a sentence of forty years for the conviction on the four counts under 18 U.S.C.A. § 2113(a) (b) (d) and (e), the bank robbery statute.

Before a trial court may accept a plea of guilty it must first determine that the plea is made voluntarily and with understanding of the nature of the charge. Rule 11, Rules Crim.Proc., 18 U.S.C.A. We have heretofore held that in the discharge of this duty the court does not have to follow any prescribed formula or that any specific finding of such facts must be entered in the record. Shelton v. U. S., 5 Cir., 246 F.2d 571. Where, however, a motion under § 2255 asserts that a plea of guilty was entered without the understanding of the prisoner and the record does not conclusively refute the contention, the motion may not be dismissed without a hearing. Such is the case here. Nothing in the motion (which has not been answered by the Government), the “files” or the “record” “conclusively show(s)” that the prisoner is entitled to no relief. Whether he entered the plea voluntarily through his counsel and whether he did so with an understanding of the nature of the offense under the particular circumstances here present are questions of fact which must be resolved by the trial court on a hearing. Of course, a finding by the court on this issue is “then entitled to the same right and respect on appeal as is any other facts determination, which it is the court’s duty to make. Shelton v. United States, supra.

The order of the trial court dismissing the motion without a hearing is Reversed and the case is Remanded for further proceedings not inconsistent with this opinion.