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John J. Riley vs. Victor Brusendorff & another

Massachusetts Supreme Judicial Court1917-03-05
226 Mass. 310

Summary

Holding. The court overruled the exceptions because the defendant failed to timely preserve an exception to the judge's refusal to rule in its favor, and alternatively, because the judge committed no legal error in denying the requested ruling on a factual dispute regarding whether a commission contract existed.

The defendant moved to dismiss based on a late entry of the writ, but before that motion was heard, the defendant made a general appearance through counsel, which cured any defect in the entry. The case proceeded to trial before a judge without a jury. The defendant requested a ruling that the evidence warranted a finding in its favor, but the judge found for the plaintiff. The defendant attempted to preserve this ruling for appeal by filing a bill of exceptions, but failed to take a timely exception to the refusal to rule as required by Superior Court Rule 46, which mandated that exceptions be taken within three days of notice of the ruling.

The appellate court found that even if an exception had been timely taken, no legal error occurred. The underlying dispute concerned whether the parties had formed a contract obligating the defendant to pay the plaintiff a broker's commission. The plaintiff presented direct and persuasive testimony supporting the existence of such a contract. The credibility and weight of that testimony were factual matters within the judge's province, not legal questions suitable for appellate review.

Summary generated by law.co from the public-domain opinion. The opinion text itself is public domain.

Key issues

  • whether a general appearance cures defects in service of process
  • proper procedure for preserving exceptions to trial court rulings
  • whether credibility and weight of testimony are questions of law or fact

Procedural posture

The defendant appealed from a judgment entered in favor of the plaintiff following a bench trial, raising exceptions to the judge's refusal to direct a verdict in the defendant's favor.

Authorities cited

No cited authorities resolved to law.co cases yet.

Opinion

majority opinion

Rugg, C. J.

It is not necessary to decide whether there was an exception saved to the denial of the motion to dismiss. That motion related solely to a late entry of the writ. Before that motion was heard a general appearance had been entered for the defendants by a member of the bar. That cured whatever defect there was, if any, in the entry. A general appearance waives formal defects as to the getting of the defendant before the court. Henry v. Sweeney, 216 Mass. 112, and cases there collected. Hazard v. Wason, 152 Mass. 268, 270. Hyde Park v. Wiggin, 157 Mass. 94, 97. The authority of the attorney in this respect was not disputed and is not now open to question. Norwood v. Dodge, 215 Mass. 351.

The case was tried by a judge without a jury. The bill of exceptions states that “The defendants asked the court to rule that upon all the evidence the finding should be for the defendants. The court, on April 21, 1916, found for the plaintiff; to which refusal and finding the defendants except by filing this bill May 10, 1916.” On this record it does not appear that any exception was saved to this refusal to rule. There is a plain distinction between taking an exception and filing a bill of exceptions. The exception must be saved according to common practice in a case tried before a judge and decided in the absence of counsel, within a reasonable time after the ruling is made. Now under Rule 46 of the Superior Court, which was in effect when this trial took place, having been established as of the first Monday of January, 1916, a written statement of exceptions must be filed in the clerk’s office within three days after receipt of notice from the clerk of the order, ruling or decision to which exception is taken. The filing of the bill, if no exception had been taken before and that was the only taking of the exception, was not a taking of the exception within a reasonable time or within three days after notice of the ruling even though the bill of exceptions was filed within the legal time, provided an exception had been taken seasonably. Graves v. Hicks, 194 Mass. 524. Hurley v. Boston Elevated Railway, 213 Mass. 192. The bill of exceptions has been allowed unqualifiedly by the presiding judge including the refusal to give the ruling. The allowance of a paper in the form of exceptions cannot give life to an exception which has not been taken. Herrick v. Waitt, 224 Mass. 415, 417. It would seem that upon the face of the bill of exceptions it ought to have been disallowed so far as relates to this exception because no exception was taken within the time allowed by the law. It has been a common practice for the presiding judge, in cases of doubt whether a bill of exceptions ought to be allowed, to set forth the facts in a certificate and then allow the exceptions subject to the opinion of this court upon the question of law thus presented, or, as is sometimes said, so far as upon the facts he has power to allow them as matter of law. Cooney v. Burt, 123 Mass. 579. Hector v. Boston Electric Light Co. 161 Mass. 558. Richards v. Appley, 187 Mass. 521, 522. Davis v. Cress, 214 Mass. 379, 382. Thurston v. Blunt, 216 Mass. 264. Kennedy v. Hub Manuf. Co. 221 Mass. 136. Matter of Carver, 224 Mass. 169, 171.

But, if it could be assumed in favor of the defendants that an exception was taken within a reasonable time to the refusal to rule as requested, it is plain that there was no error in law in denying the request. The question at issue was whether there was a contract to pay the plaintiff a commission as broker on a sale. There was direct and categorical testimony in support of the plaintiff’s contention. Whether it was trustworthy or not was a pure question of fact.

Exceptions overruled.